7 Tex. Admin. Code § 139.8

Current through Reg. 49, No. 21; May 24, 2024

Section 139.8 - Sales to Underwriters

Any transaction between the issuer, or other person on whose behalf the offering is made, and an underwriter, or among underwriters, is hereby exempted from the securities registration requirements of the Securities Act, §7.

The provisions of this §139.8 adopted to be effective March 19, 1984, 9 TexReg 1440; amended to be effective October 4, 1984, 9 TexReg 4975.