Part 249b - FURTHER FORMS, SECURITIES EXCHANGE ACT OF 1934
- Section 249b.1-249b.99 - Reserved
- Section 249b.100 - Form TA-1,1uniform form for registration as a transfer agent pursuant to section 17A of the Securities Exchange Act of 1934
- Section 249b.101 - Form TA-W, notice of withdrawal from registration as transfer agent
- Section 249b.102 - Form TA-2,1form to be used by transfer agents registered pursuant to section 17A of the Securities Exchange Act of 1934 for the annual report of transfer agent activities
- Section 249b.200 - Form CA-1,1form for registration or for exemption from registration as a clearing agency and for amendment to registration as a clearing agency pursuant to section 17A of the Securities Exchange Act of 1934
- Section 249b.300 - FORM NRSRO, application for registration as a nationally recognized statistical rating organization pursuant to section 15E of the Securities Exchange Act of 1934 and Section 240.17g-1 of this chapter
- Section 249b.400 - Form SD, specialized disclosure report