RULES RELATING TO TEMPORARY ORDERS AND SUSPENSIONS
- Section 201.500 - Expedited consideration of proceedings
- Section 201.510 - Temporary cease-and-desist orders: Application process
- Section 201.511 - Temporary cease-and-desist orders: Notice; procedures for hearing
- Section 201.512 - Temporary cease-and-desist orders: Issuance after notice and opportunity for hearing
- Section 201.513 - Temporary cease-and-desist orders: Issuance without prior notice and opportunity for hearing
- Section 201.514 - Temporary cease-and-desist orders: Judicial review; duration
- Section 201.520 - Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Application
- Section 201.521 - Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Notice and opportunity for hearing on application
- Section 201.522 - Suspension of registration of brokers, dealers, or other Exchange Act-registered entities: Issuance and review of order
- Section 201.523 - Reserved
- Section 201.524 - Suspension of registrations: Duration
- Section 201.530 - Initial decision on permanent order: Timing for submitting proposed findings and preparation of decision
- Section 201.531 - Initial decision on permanent order: Effect on temporary order
- Section 201.540 - Appeal and Commission review of initial decision making a temporary order permanent
- Section 201.550 - Summary suspensions pursuant to Exchange Act Section 12(k)(1)(A)