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Torres v. City of New York

Appellate Division of the Supreme Court of New York, Second Department
Feb 24, 1992
177 A.D.2d 97 (N.Y. App. Div. 1992)

Summary

affirming that the holding of Butler "is fully consistent with what United States Supreme Court precedent there exists, and has not been overruled, implicitly or otherwise"

Summary of this case from CIRA BAUTISTA VASQUEZ INDIVIDUALLY v. FCE INDUSTRIES

Opinion

February 24, 1992

Appeal from the Supreme Court, Kings County, Frank Vaccaro, J.


Schneider, Kleinick Weitz, P.C. (Brian J. Shoot, Ivan S. Schneider and Gary Ehrlich of counsel), for appellants.

O. Peter Sherwood, Corporation Counsel (Kristin M. Helmers and Margaret G. King of counsel), for City of New York, respondent.

Morris Duffy (Irwin H. Haut, Patricia D'Alvia and Joseph T. Glynn of counsel), for Brooklyn Navy Yard Development Corporation, third-party plaintiff-respondent.

Marchisello Doody (Herzfeld Rubin, P.C. [Herbert Rubin and David B. Hamm] of counsel), for Coastal Dry Dock Repair Corp., third-party defendant-respondent.


In determining whether or not this personal injury action falls within Federal maritime jurisdiction, we must resolve two issues. First, we must decide whether the wrong "occurred on navigable waters" (Executive Jet Aviation v. City of Cleveland, 409 U.S. 249, 253). Second, we must assess whether there is "some relationship between the tort and traditional maritime activities" (Executive Jet Aviation v. City of Cleveland, supra, at 256; see also, Sisson v. Ruby, 497 U.S. 358, 110 S Ct 2892; Foremost Ins. Co. v. Richardson, 457 U.S. 668). Our decision as to the first issue proceeds from our conclusion that the Supreme Court of the United States has neither explicitly nor implicitly overruled the holding of the New York State Court of Appeals, announced in Butler v. Robins Dry Dock Repair Co. ( 240 N.Y. 23), that a "graven dock", similar to the one in the present case, "is to be regarded as navigable water instead of land" (Butler v. Robins Dry Dock Repair Co., supra, at 27). We decide the second issue by referring to a substantial body of State and Federal case law which holds that the making of repairs to a ship is a traditional maritime activity (Executive Jet Aviation v. City of Cleveland, supra). We therefore conclude that the present case falls within Federal maritime jurisdiction and that the provisions of the New York State Labor Law may not be applied.

I

On September 8, 1983, the third-party defendant Coastal Dry Dock Repair Corp. (hereinafter Coastal) was engaged in the repair of the U.S.S. Stump, a United States warship. As described by the plaintiffs' counsel in his opening, the "dry dock" in which these repairs were being made consisted of an enclosure containing sea water, into which the ship was floated, and from which the water was later drained.

The repairs to the U.S.S. Stump were being carried out in what is alternatively described as a "graven dock" (see, Butler v. Robins Dry Dock Repair Corp., supra) or a "graving dock" (see, e.g., O'Leary v. Puget Sound Bridge Dry Dock Co., 349 F.2d 571 [9th Cir]). According to a document prepared by the Department of the Navy, Bureau of Yards and Docks, quoted in O'Leary (supra, at 573), a "`graving drydock is a permanently fixed basin with entrance enclosures constructed at or near the water's edge into which a ship can be floated and which can be pumped dry of water'". This allows the exposure of those areas below the ship's water line which are in need of repair.

The repairs being made to the U.S.S. Stump necessitated the removal of a propeller bearing. While the bearing was being removed, an eyebolt, which had been used to connect the bearing to a land-based crane, snapped, causing the bearing to swing into a scaffold. The scaffold collapsed, and three Coastal employees, Angel Torres, Rene Jeantine, and Emile Rousseau, fell to the floor of the dock, sustaining personal injuries. These men were, at the time of this incident, standing on the scaffold approximately 35 feet above the floor and under the stern of the U.S.S. Stump.

These workers and their wives brought the instant action against the defendant City of New York, as owner of the property where the accident occurred, and against the Brooklyn Navy Yard Development Corporation, as the holder of a long-term lease of the property. These parties were concededly free of negligence, and would be liable, if at all, only pursuant to the provisions of Labor Law §§ 240 and 241. The evidence tends to support the conclusion that the accident was due entirely to the negligence of the third-party defendant Coastal, the employer of the injured plaintiffs. However, Coastal is immune from liability to the plaintiffs pursuant to the terms of the Longshore and Harbor Workers' Compensation Act (see, 33 U.S.C. § 901, 905 [a]), and the plaintiffs have not directly sued Coastal.

The present appeal is from an order of the Supreme Court, Kings County (Vaccaro, J.), which, after a jury trial, vacated its prior ruling granting the plaintiffs judgment as a matter of law on the issue of liability, and granted the motions of the defendants and the third-party defendant for summary judgment dismissing the plaintiffs' complaint. The Supreme Court held that the Labor Law may not be applied in this case, because it has been preempted by Federal law, i.e., the Longshore and Harbor Workers' Compensation Act ( 33 U.S.C. § 901 et seq.). We affirm on a different ground, to wit, that the plaintiffs' action is governed by traditional Federal maritime law.

II

United States Constitution, article III, § 2, clause (1), provides that "[t]he judicial Power [of the courts of the United States] shall extend * * * to all Cases of admiralty and maritime Jurisdiction". This provision of the Constitution has been implemented by 28 U.S.C. § 1333 (1), which states that "[t]he district courts shall have original jurisdiction, exclusive of the courts of the States, of: (1) Any civil case of admiralty or maritime jurisdiction, saving to suitors in all cases all other remedies to which they are otherwise entitled". The maritime jurisdiction of the Federal courts was further defined by Congress in the Admiralty Jurisdiction Extension Act of 1948 (46 U.S.C. Appendix § 740) which states that "The admiralty and maritime jurisdiction of the United States shall extend to and include all cases of damage or injury, to person or property, caused by a vessel on navigable water, notwithstanding that such damage or injury be done or consummated on land". The "saving to suitors" clause contained in 28 U.S.C. § 1333 (1) permits State courts to adjudicate admiralty claims, provided that they apply Federal maritime law (see, Offshore Logistics v. Tallentire, 477 U.S. 207, 223; Garrett v. Moore-McCormack Co., 317 U.S. 239; Lerner v. Karageorgis Lines, 66 N.Y.2d 479; Ugarte v. United States Lines, 64 N.Y.2d 836, cert denied 474 U.S. 848; Alvez v. American Export Lines, 46 N.Y.2d 634, affd 446 U.S. 274).

The only question to be decided on this appeal is whether "admiralty [or] maritime jurisdiction" within the meaning of the foregoing statutes exists in this case. The plaintiffs recognize that "[w]ith admiralty jurisdiction comes the application of substantive admiralty law" (East Riv. S.S. Corp. v. Transamerica Delaval, 476 U.S. 858, 864), and they also recognize that application of substantive maritime law would require them to prove that the defendants were at fault. Being unable to prove that defendants were in any way negligent, the plaintiffs concede that the application of Federal maritime law would warrant dismissal of their complaint.

The scope of Federal maritime jurisdiction in tort cases was, until relatively recently, defined with reference to one single test, that is, a test based upon "the locality of the wrong" (Executive Jet Aviation v. City of Cleveland, 409 U.S. 249, 253, supra; see also, Victory Carriers v. Law, 404 U.S. 202, 205). According to this test, the border between State tort law jurisdiction and Federal maritime jurisdiction was as easy to trace as the border between the land and the sea. Admiralty jurisdiction encompassed only those torts which were "`committed on the high seas, or on waters within the ebb and flow of the tide'" (Executive Jet Aviation v. City of Cleveland, supra, at 253; Victory Carriers v. Law, supra, at 205; Thomas v. Lane, 23 F Cas 957, 960 [CC Me 1813; No. 13, 902]). The scope of Federal maritime jurisdiction in tort cases was later expanded to cover "not only tidewaters, but all navigable waters, including lakes and rivers" (Executive Jet Aviation v. City of Cleveland, supra, at 253, citing The Propeller Genesee Chief v. Fitzhugh, 12 How [53 US] 443). In contract cases, by way of contrast, Federal maritime jurisdiction has been traditionally defined not with reference to the locality of the wrong, but instead with reference to the nature of the transaction (see, Exxon Corp. v. Central Gulf Lines, 500 US ___, 111 S Ct 2071; Grant Smith-Porter Co. v. Rohde, 257 U.S. 469, 476; Danielsen v Morse Dry Dock Repair Co., 235 N.Y. 439, 442, cert denied 262 U.S. 756).

In applying the "locality of the wrong" test, the Supreme Court of the United States has consistently deemed piers and docks to be extensions of the land (see, Victory Carriers v. Law, supra, at 206-207; Cleveland Term. R.R. v. Steamship Co., 208 U.S. 316; Johnson v. Chicago Pac. Elevator Co., 119 U.S. 388; Ex Parte Phenix Ins. Co., 118 U.S. 610; The Plymouth, 3 Wall [70 US] 20, 36 [1865]). In accordance with this general rule, longshoremen who were injured while standing on docks generally were not entitled to compensation under Federal maritime law (see, e.g., Victory Carriers v. Law, supra; Smith Son v. Taylor, 276 U.S. 179; Industrial Commn. v. Nordenholt Corp., 259 U.S. 263).

This general rule was modified by the Admiralty Jurisdiction Extension Act of 1948 (46 U.S.C. Appendix § 740) which extended maritime jurisdiction to encompass injuries caused to persons positioned on the land, provided that the injury was caused by a "vessel on navigable water" (see, Gutierrez v. Waterman S.S. Corp., 373 U.S. 206; see also, Victory Carriers v. Law, 404 U.S. 202, supra; Annotation, Admiralty Extension Act, 14 ALR Fed 664). To invoke maritime jurisdiction pursuant to this statute, "a plaintiff injured on shore must allege that the injury was caused by a defective appurtenance of a ship on navigable waters" (Margin v. Sea-Land Servs., 812 F.2d 973, 975; see also, Executive Jet Aviation v. City of Cleveland, 409 U.S. 249, 260, n 8, supra; Victory Carriers v. Law, supra; Nacirema Co. v Johnson, 396 U.S. 212, 223; Whittington v. Sewer Constr. Co., 541 F.2d 427; Pryor v. American President Lines, 520 F.2d 974, cert denied 423 U.S. 1055; Garrett v. Gutzeit, 491 F.2d 228).

In the present case, the accident was caused by the improper use of an eyebolt which was not an appurtenance of the ship. Although the propeller bearing which swung into the scaffold, causing it to tip, might be considered an appurtenance of the ship, there was no defect in the bearing itself, and it cannot properly be regarded as the instrument which led to the accident. Even were it to be regarded as such, maritime jurisdiction under the Admiralty Jurisdiction Extension Act would exist only if the ship in question were itself located on "navigable water". Thus, the first question for resolution in this case remains whether the ship and the men who were working underneath her stern were located, at the time of the accident, in an area which should be considered as an extension of the land (see, Smith Son v. Taylor, 276 U.S. 179, supra; The Plymouth, 3 Wall [70 US] 20, supra) rather than as part of the "waters within the ebb and flow of the tide" (Thomas v. Lane, 23 F Cas 957, 960 [CC Me 1813; No. 13, 902], supra). In short, was there a maritime "situs"?

III

As noted above, the injured plaintiffs in this case were working in an enclosed area into which the vessel in question had been floated and from which the water was then pumped. This is essentially the same sort of "graven dock" as that which the Court of Appeals, in Butler v. Robins Dry Dock Repair Co. ( 240 N.Y. 23, supra), had determined to be, in effect, an extension of the water rather than an extension of the land. Whether the holding of Butler is still valid is a central issue in this case. It is, therefore, important to examine closely the reasoning of the Butler court, as expressed in its decision. The court wrote, in part, as follows:

"It is so well settled that we find on this appeal no dispute of the proposition that the question whether a tort is maritime or not is settled by the test of locality. (Atlantic Transport Co. v. Imbrovek, 234 U.S. 52.) Unquestionably a tort occurring upon a vessel floating in navigable waters is maritime in its nature and it is also practically conceded that by extension of the reasoning applicable to such a situation, an accident occurring upon a vessel resting in a dock floating in navigable waters would be a maritime tort. (Great Lakes Dredge Dock Co. v. Kierejewski, 261 U.S. 479; Danielsen v. Morse Dry Dock Repair Co., 235 N.Y. 439.) The contention, however, is that a graven dock such as the one involved in this case is part of the land and that, therefore, when a vessel rests in such a dock from which all of the water has been drawn it is really on land and that an accident happening to a person then on the vessel and certainly to one standing on the bottom of the dock itself is not a maritime tort. We think the decisions of the Supreme Court hold the other way. We think that for the purposes of disposition of such a question as this and also somewhat as a matter of policy lest admiralty law otherwise might be robbed too much of its jurisdiction, it is settled that a vessel floated into a dock of this kind is still in navigable waters even though the water has been temporarily withdrawn. (The Robert W. Parsons, 191 U.S. 17; The Steamship Jefferson, 215 U.S. 130; So. Pacific Co. v. Jensen, 244 U.S. 205. See, also, Anglo-Patagonian, 235 Fed. Rep. 92; Brandies Case, 248 Mass. 31.) * * *

"We have no doubt that within the decisions which we have cited * * * an accident happening to a workman standing on a staging on the outside of a vessel or on a dock at its keel and working on the vessel is just as much a maritime tort as though the man was standing on the deck of the vessel. The controlling circumstance is that he is engaged in making repairs on a vessel regarded as being in navigable waters and the particular foothold within the limits presented by this case which he utilizes in order to establish contact with the vessel and do his work cannot be material. (Great Lakes Dredge Dock Co. v. Kierejewski, supra; Anglo-Patagonian, supra). Moreover, if for the purpose of the determination of the question now presented to us a ship is to be regarded as still in navigable water when it has been floated into and rests upon the dry bottom of such a dock as this, it must be because such dock is to be regarded as navigable water instead of land and if that is so the intestate constructively was standing in navigable waters at the time when the plate fell and caused his death" (Butler v. Robins Dry Dock Repair Co., supra, at 26-27).

In accordance with the foregoing, the court held that a tort action which arose from an off-vessel accident which occurred within the confines of a "graven dock" was governed by Federal maritime law.

The plaintiffs argue that the 1925 holding of Butler (supra) cannot be squared with subsequent decisions of the United States Supreme Court in cases such as Smith Son v. Taylor (supra; see also, Victory Carriers v. Law, 404 U.S. 202, supra; Nacirema Co. v Johnson, 396 U.S. 212, supra). Thus, the plaintiffs invite this court to declare, in effect, that the Butler decision, to the extent that it holds that the confines of a "graven dock" are to be considered as equivalent to "navigable waters", has been implicitly overruled. Because the plaintiffs cite no case of the United States Supreme Court, decided either before or after Butler, which expressly holds that a "graven" dock should be considered as an extension of the land rather than of the water, their argument is that the underlying rationale of cases such as Smith Son v. Taylor (supra) is inconsistent with the rationale which underlay the decision of the Court of Appeals in Butler.

As a matter of general logic, this contention is not wholly unpersuasive. It could be argued that there is no valid distinction between a person standing at the far end of a pier, on the one hand, and a person standing at the far end of the well of a "graven dock" on the other. Both persons might be located to the seaward side of an imaginary high tide line. Why should a legal distinction be made between the two so that if they were injured while working on adjacent vessels, only one would have a maritime remedy? Why should it matter that the first person was kept dry by a horizontal platform supported by vertical pilings, while the second was kept dry by a vertical wall constructed so as to create an enclosed area from which the water had been pumped?

On further consideration, however, there also appear to be several arguments based on reason alone which support drawing a distinction between ordinary docks, on the one hand, and "graven" docks, on the other. A pier is a more or less permanent fixture, and is meant to remain above the water level at all times. A "graven dock", by way of contrast, is a space which is dry only at times, after the water has been pumped out. Otherwise, it is a space which does consist of "navigable waters", in a sense, because it is clear that a ship about to be repaired must first navigate on the surface of the water into the "graven" dock. Thus, the "graven" dock may more easily be equated to artificial waterways, such as canals, which are generally held to be within maritime jurisdiction (see, e.g., Ex Parte Boyer, 109 U.S. 629; The Gerald A. Fagan, 49 F.2d 215, affd sub nom. Marine Tr. Corp. v. Dreyfus, 284 U.S. 263; see also, The Robert W. Parsons, 191 U.S. 17; Southern Natural Gas Co. v. Gulf Oil Corp., 320 So.2d 917 [La]; Strickland v. Nutt, 264 So.2d 317 [La]; Pellegrin v. Fidelity Cas. Co., 193 So.2d 392 [La]).

The merits of the Butler decision (supra) might thus be considered fairly debatable, as a matter of general logic. What is clear, however, is that the rationale of the Butler decision, however debatable it might be, is not directly inconsistent with the rationale employed by the United States Supreme Court in any subsequent case, and is thus binding on us as an intermediate appellate court. For this reason, we are obligated to follow the holding of the Butler decision, whatever might be our view of the force of its underlying rationale.

It should be emphasized that when the Supreme Court decided Smith Son v. Taylor ( 276 U.S. 179, supra) in 1928, it did not precipitously pronounce a new rule of law to the effect that, for the purpose of defining maritime jurisdiction in tort cases, piers and docks should be considered extensions of the land. The rule of maritime law pursuant to which piers and docks were to be considered as extensions of the land did not, in other words, take shape only after the 1925 decision of the New York State Court of Appeals in Butler. On the contrary, that rule had been established for many years. For example, in The Plymouth (3 Wall [70 US] 20 [1865], supra), the plaintiff brought an action to recover damages for property which, while stored on a wharf, had been destroyed by a fire which had originated on an adjacent ship. Finding, in effect, that the wharf was an extension of the land, the court held that admiralty jurisdiction did not apply.

Similarly, in 1924, just one year prior to the Butler decision (supra), the United States Supreme Court invoked this rule again in Industrial Commn. v. Nordenholt Corp. ( 259 U.S. 263, supra, revg Matter of Insana v. Nordenholt Corp., 232 N.Y. 507). In that case, the New York State Court of Appeals had held that Federal maritime law applied to a case involving a deceased longshoreman who had slipped and fallen on a dock while unloading a ship. The United States Supreme Court reversed, holding instead that New York State Workmen's Compensation Law applied, because the accident had occurred on land (see, Industrial Commn. v Nordenholt Corp., supra, at 275-276, citing Cleveland Term. R.R. v. Steamship Co., 208 U.S. 316, supra). It is thus impossible to consider the holding of the Court of Appeals in Butler, to the effect that a "graven" dock is to be considered an extension of the water, as having been made in ignorance of the general rule that an ordinary dock is to be considered an extension of the land. Rather, the Butler court's holding must be viewed as a deliberate decision to create an exception to that general rule.

Furthermore, the Butler decision (supra) should not be viewed as novel, or as unsupported by precedent. Two of the United States Supreme Court cases cited in the text of that decision in fact hold, albeit in the context of contract rather than tort actions, that ships in "dry dock" should be viewed as being on the water, rather than on land. In The Steamship Jefferson ( 215 U.S. 130, 142, supra), the court stated: "In reason we think it cannot be held that a ship or vessel employed in navigation and commerce is any the less a maritime subject within the admiralty jurisdiction when, for the purpose of making necessary repairs to fit her for continuance in navigation, she is placed in a dry dock and the water removed from about her, than would be such a vessel if fastened to a wharf in a dry harbor, where by the natural recession of the water by the ebbing of the tide, she for a time might be upon dry land."

In a similar vein, the Supreme Court, in The Robert W. Parsons ( 191 U.S. 17, 33-34, supra), stated that "[a]ll injuries suffered by the hulls of vessels below the water line, by collision or stranding, must necessarily be repaired in a dry dock, to prevent the inflow of water, but it has never been supposed, and it is believed the proposition is now for the first time made, that such repairs were made on land. Had the vessel been hauled up by ways upon the land and there repaired a different question might have been presented, as to which we express no opinion; but as all serious repairs upon the hulls of vessels are made in dry dock, the proposition that such repairs are made on land would practically deprive the admiralty courts of their largest and most important jurisdiction in connection with repairs. No authorities are cited to this proposition and it is believed none such exist."

The Robert W. Parsons case (supra), like The Steamship Jefferson case (supra) was based in contract. However, the reasoning expressed in the language quoted above supports the conclusion reached by the Court of Appeals in Butler (supra). In both The Steamship Jefferson and The Robert W. Parsons, "dry docks" more or less similar to the one at issue here were equated with the water rather than land, and it is difficult to see how that equation might have been affected by the contractual rather than the tortious nature of the lawsuits under consideration in those cases.

Subsequent cases of the United States Supreme Court illustrate this point. In Great Lakes Co. v. Kierejewski ( 261 U.S. 479), the Supreme Court held that a plaintiff had a maritime cause of action where her decedent had drowned after the float upon which he had been standing while repairing an adjacent vessel was swamped as a result of the defendant's negligence. In Gonsalves v. Morse Dry Dock Co. ( 266 U.S. 171), the plaintiff was injured by a "blau torch" while engaged in the repair of a steamer which was resting on a floating dock off 27th Street, Brooklyn. Citing The Robert W. Parsons (supra) and distinguishing Cope v. Vallette Dry Dock Co. ( 119 U.S. 625), the court held that the accident occurred in "navigable waters" and thus recognized a maritime cause of action in favor of the plaintiff.

The Gonsalves case (supra) is important because it demonstrates that the United States Supreme Court considers the holding of The Robert W. Parsons ( 191 U.S. 17, supra) to be applicable in tort actions as well as in contract actions. In fact, assuming that floating docks are to be equated to graven docks (see, Avondale Mar. Ways v. Henderson, 346 U.S. 366 [Douglas, J., concurring]), Gonsalves can be distinguished from the present case only in that, in Gonsalves, the accident occurred while the plaintiff was working while standing on, as opposed to standing next to, a vessel. However, Kierejewski (supra) illustrates how this distinction is immaterial, because in that case maritime jurisdiction was extended to an off-vessel accident.

The plaintiffs' reliance on Dirma v. United States ( 695 F. Supp. 714 [ED NY]) and Egan v. Morse Dry Dock Repair Co. ( 214 App. Div. 226) is unavailing. Neither the Dirma decision nor the Egan decision cites Butler v. Robins Dry Dock Repair Co. ( 240 N.Y. 23, supra). This may be understandable, since the United States District Court for the Eastern District of New York, which decided the Dirma case, was not bound by the holding of Butler, and thus had no occasion to cite it. The Egan court's silence as to Butler is less easily explained; the Judges who decided Egan in October 1925 may have been unaware of the existence of Butler. Furthermore, neither of these decisions is particularly persuasive. For instance, Dirma relies upon cases (see, e.g., Cope v. Vallette Dry Dock Co., 119 U.S. 625, supra; J.M.L. Trading Corp. v. Marine Salvage Corp., 501 F. Supp. 323 [ED NY]) which are not on point. Egan is factually distinguishable in that the plaintiff fell from a ladder which connected a ship in dry dock to an adjacent pier. In the present case, as in Butler, the plaintiff was inside the confines of the dry dock itself. More fundamentally, neither Dirma nor Egan may be considered binding on this court, as is Butler.

For these reasons, we conclude that the holding of the Court of Appeals in Butler v. Robins Dry Dock Repair Co. (supra), is fully consistent with what United States Supreme Court precedent there exists, and has not been overruled, implicitly or otherwise. In accordance with the holding of that case, it is clear that the tort which took place in this case occurred "on navigable waters" (see also, 2 CJS, Admiralty, § 20).

IV

In Executive Jet Aviation v. City of Cleveland ( 409 U.S. 249, 256, supra), the United States Supreme Court held that in order for maritime jurisdiction to exist in tort cases, the wrong must not only have occurred in navigable waters, but it must also have borne some relationship to "traditional maritime activities". The plaintiffs argue not only that there was no maritime "situs" in this case, an argument which we have rejected on the authority of Butler v. Robins Dry Dock Repair Co. ( 240 N.Y. 23, supra), but also that there is no maritime "nexus". We disagree.

It has been already held, in the context of a contract action, that the repairing of a ship is a "maritime" activity (see, e.g., New Bedford Co. v. Purdy, 258 U.S. 96; see also, Northern Pac. S.S. Co. v. Hall Bros. Co., 249 U.S. 119). As noted above, the scope of Federal maritime jurisdiction in contract actions depends not on the location of the wrong, but on the nature of the underlying transaction (Exxon Corp. v. Central Gulf Lines, 500 US ___, 111 S Ct 2071, supra). However, we see no reason to distinguish between the so-called "nexus" test, as it has evolved in tort cases following Executive Jet Aviation (supra), on the one hand, and the transactional test which has historically governed Federal maritime jurisdiction in contract actions. It would seem to us most unusual if the same activity, i.e., the repairing of a ship, were considered sufficiently related to maritime activities so as to give rise to admiralty jurisdiction in an action sounding in contract, but not sufficiently related to maritime activities so as to give rise to such jurisdiction in an action based on tort.

In Sisson v. Ruby ( 497 U.S. 358, 110 S Ct 2892, supra), the court refined the "nexus" test, stating that there were in fact two dimensions to the "nexus", both of which had to be satisfied. Not only must the accident have arisen from "traditional maritime activities", but the accident must be of the general type which could in any way impede "maritime commerce". This additional aspect of the "nexus" test is satisfied here, since the United States Supreme Court has expressly stated that accidents which occur during ship repair bear a "direct relation to navigation and commerce" (Robins Dry Dock Co. v. Dahl, 266 U.S. 449, 457; see also, Great Lakes Co. v. Kierejewski, 261 U.S. 479, 480-481, supra [holding that right of recovery possessed by worker injured while repairing a scow was a matter which had "direct relation to navigation or commerce"]).

A review of other cases, several of which involve the scope of the Longshore and Harbor Workers' Compensation Act ( 33 U.S.C. § 901 et seq.), but which are clearly analogous on this point, leaves no doubt that the repairing of a ship's propeller is a "traditional maritime activity". In Broughton Offshore Drilling v. South Cent. Mach. ( 911 F.2d 1050 [5th Cir]), the court held that a claim based on the negligent repair of hydraulic rods on an oil rig had a sufficient connection to traditional maritime activities so as to support admiralty jurisdiction. In Shea v Rev-Lyn Contr. Co. ( 868 F.2d 515 [1st Cir]), the court held that the repairing of a drawbridge was a "traditional maritime activity" so as to provide a negligence remedy pursuant to the Longshore and Harbor Workers' Compensation Act ( 33 U.S.C. § 905 [b]) in favor of a worker who was injured while making such repairs from a crane supported by a barge. In Ward v. Norfolk Shipbuilding Drydock Corp. ( 770 F. Supp. 1118, 1121 [ED Va 1991]) the court recognized a Federal negligence cause of action pursuant to the Longshore and Harbor Workers' Compensation Act, stating that the plaintiff was "injured on navigable waters while doing repair work on a ship; a traditional maritime activity".

In Antill v. Public Grain Elevator ( 577 So.2d 1039 [La]), the court held that the maritime "nexus" had been established where a longshoreman had contracted asthma as the result of the loading of grain onto ships. In Orgeron v. Avondale Shipyards ( 561 So.2d 38, 43 [La], cert denied ___ US ___, 111 S Ct 62), the court noted that ship repair "has generally been regarded as a traditional maritime activity". In Wistrom v. Duluth, Missabe Iron Range Ry. Co. ( 437 N.W.2d 730, 733 [Minn], cert denied 493 U.S. 991), the court held that the maintenance of machinery used in the loading and unloading of cargo was a "traditional maritime function".

We acknowledge that our holding that a maritime nexus exists in this case, in view of the fact that the injured plaintiffs were engaged in traditional maritime activity both at the time that they were injured and at the time of the injury-causing event, could be regarded as in conflict with certain decisions made by other courts. For example, in a case where a Navy seaman contracted a disease due to exposure to a toxic substance on board the aircraft carrier U.S.S. Independence, the United States Court of Appeals for the Eleventh Circuit has recently held that maritime jurisdiction did not exist (Cochran v. duPont de Nemours, 933 F.2d 1533 [11th Cir], cert denied sub nom. Cochran v. American Abrasive Metals Co., ___ US ___, 112 S Ct 881). Focusing on the fact that the "instrumentality" which caused the injury (the nonskid hangar deck surface which the plaintiff, as part of his duties, had to grind and patch, causing emission of trichlorethylene dust) was not particularly "maritime" and that the disease (silicosis) caused by exposure to this "instrumentality" was also not particularly "maritime", the court concluded that no maritime nexus had been shown.

We decline to follow Cochran (supra) or any other case which could be said to limit admiralty jurisdiction to cases in which the injury-provoking instrument, or the injury itself, can properly be defined as "maritime". This is carrying the "nexus" test too far. A person who is burned in the course of a fire at sea should not be deprived of an admiralty remedy to which he would otherwise be entitled solely because a fire can occur just as easily on land, or solely because a burn can just as easily be inflicted on land, or solely because the match which started the fire may not have been an inherently "maritime" instrument. We agree on this issue with our colleagues in the Appellate Division, First Department, and hold that a maritime "nexus" may exist in tort cases even where the injury-causing agency is not itself "maritime" (see, Swogger v. Waterman S.S. Corp., 151 A.D.2d 100; but see, Keene Corp. v. United States, 700 F.2d 836 [2d Cir], cert denied 464 U.S. 864). Thus, the fact that the eyebolt which snapped and caused the disaster in this case was not itself a "marine eyebolt" does not defeat admiralty jurisdiction.

We are likewise in disagreement with any case which can be read as holding that an injured party has no maritime remedy unless, at the time of the accident, he was actually carrying out a task requiring maritime or nautical skills. For example, in Harville v. Johns-Manville Prods. Corp. ( 731 F.2d 775 [11th Cir]), the court held that various "land based" workers (pipe fitters, machinists, welders) had no admiralty remedy for injuries sustained on what was assumed to be a maritime situs, focusing on the fact that the plaintiffs' jobs did not entail the skills normally associated with professional seamen (see also, Austin v Unarco Indus., 705 F.2d 1 [1st Cir], cert dismissed 463 U.S. 1247). Taken to its extreme, this rationale would result in the limitation of admiralty jurisdiction to only those plaintiffs who were engaged, at the moment of the accident, in some type of "nautical" behavior. This, in turn, would be clearly inconsistent with Supreme Court precedent. For example, in Kermarec v Compagnie Generale ( 358 U.S. 625), the court held that maritime law governed the action brought by a "land based" plaintiff (a person visiting a crew member) who had fallen on a stairway on a ship.

Cases such as Harville (supra), Keene Corp. (supra) and Cochran (supra) seem to us to reflect an unfortunate tendency to give inordinate weight to the "maritime" nature of isolated aspects of a case, when it is the "maritime" nature of the case as a whole which should govern. It seems to us futile to inquire whether a particular injury, or a particular tool, or a particular disease, or a particular instrument should be considered "nautical", and we do not believe that the scope of admiralty jurisdiction depends upon the answer to such questions. We will, therefore, make no attempt to list any number of "factors", or to define a test consisting of any number of "prongs", as part of an attempt to formulate a definition of the term "nexus" that would be useful in all future admiralty cases. The attempts made by the various United States Courts of Appeals to formulate such an all-encompassing definition (see, Kelly v Smith, 485 F.2d 520 [5th Cir], cert denied sub nom. Chicot Land Co. v. Kelly, 416 U.S. 969 [defining four-part test]; see also, Lewis Charters v. Huckins Yacht Corp., 871 F.2d 1046 [11th Cir]; Drake v. Raymark Indus., 772 F.2d 1007 [1st Cir]; Guidry v Durkin, 834 F.2d 1465 [9th Cir]; Oman v. Johns-Manville Corp., 764 F.2d 224 [4th Cir], cert denied sub nom. Oman v. Porter Co., 474 U.S. 970), have, in our view, not led to satisfactory results.

Application of the "four-part" test as it is defined in cases such as Kelly (supra) has led to decisions such as Harville v Johns-Manville Prods. Corp. ( 731 F.2d 775 [11th Cir], supra), Cochran (supra) and Keene Corp. (supra), which we believe are incorrect. The four-part test has rightly been characterized as easily subject to judicial manipulation and as "highly questionable" (Comment, Jurisdiction in 905 [b] Actions: Wrong Test Doomed to Wrong Results, 13 Tul Mar LJ 121 [1988]; see also, Berns, Regression of Maritime Jurisdiction in Tort Actions, 3 U S F Mar LJ 159 [1990-1991]; Comment, Admiralty Jurisdiction Over Asbestos Torts: Unknotting the Tangled Fibers, 54 U Chi L Rev 312 [1987]). Rather than adopt the "four part" test, or any other multifaceted test for defining the term "nexus" in all maritime cases, we simply hold that in this case, a "nexus" has been shown because it has been proved that at the time the wrongful act or omission occurred (the use of the eyebolt) and at the time of the accident, the injured plaintiffs were engaged in a pursuit, i.e., ship repair, which the law has traditionally defined as "maritime".

It is important to emphasize that analysis of the question of whether a maritime "nexus" has been shown must not be influenced by considerations that bear on the separate question of whether a maritime "situs" has been shown. The two tests present sufficient difficulties in their own right and these difficulties would only be compounded if the two tests were themselves confused. Thus, in the present case, once the "situs" test has been resolved (see, Butler v. Robins Dry Dock Repair Co., 240 N.Y. 23, supra), the location of the injured plaintiffs at the time of the accident becomes irrelevant to deciding whether the "nexus" test has been satisfied. Once this observation has been made, it seems to us to follow, more as a matter of common sense than as the result of the application of any particular legalistic formula, that the accident is related to traditional maritime concerns (see also, Robins Dry Dock Co. v. Dahl, 266 U.S. 449, supra [maritime jurisdiction held to displace New York Labor Law where worker fell from scaffold while working on board steamship]).

We therefore conclude that maritime jurisdiction exists in this case (see, Executive Jet Aviation v. City of Cleveland, 409 U.S. 249, supra).

V

The order appealed from is affirmed on the basis of the above analysis. It is appropriate at this point to explain, briefly, why the order appealed from may not be affirmed for the reasons stated by the Supreme Court, Kings County.

In Stuto v. Coastal Dry Dock Repair Corp. ( 153 A.D.2d 937), this court held that in a case governed by maritime law, the liability provisions of the New York State Labor Law (Labor Law §§ 240, 241) could not be applied. In the present case, as noted above, this proposition is expressly conceded by the attorney for the plaintiffs. The argument made by the attorney for the plaintiffs in this case is that maritime law does not govern, therefore the New York State Labor Law governs.

The Stuto case (supra), relied upon by the Supreme Court, Kings County, was decided in the context of an appeal where the plaintiff's attorney had apparently conceded the very issue which is now being litigated (the existence of maritime jurisdiction) and where the plaintiff's attorney had also apparently chosen to litigate the very issue which the attorney for the present plaintiffs now concedes (that maritime law prohibits imposition of liability in the absence of fault). Thus, however factually similar the two cases may be, Stuto cannot properly be considered controlling in this case. The proposition for which the defendants claim it stands, i.e., that maritime law governs accidents which occur within "graven" docks, was not adopted by the court, but instead was the subject of a formal concession.

Furthermore, Stuto (supra) should not be read as holding that Federal maritime jurisdiction exists pursuant to 28 U.S.C. § 1333 (1) in any case where the plaintiff is shown to have accepted benefits pursuant to the Longshore and Harbor Workers Compensation Act ( 33 U.S.C. § 901 et seq.). The scope of Federal maritime jurisdiction in tort actions brought by injured harbor workers against parties other than their employers is unaffected by whether such statutory benefits have been obtained (see, Millspaugh v. Port of Portland, 65 Or. App. 389, 671 P.2d 743, 745-746; Parker v. South La. Contrs., 537 F.2d 113, 116-118 [5th Cir], cert denied 430 U.S. 906; Harville v. Johns-Manville Prods. Corp., 731 F.2d 775, 787, n 9 [11th Cir], supra; Garvin v. Alumax of S.C., 787 F.2d 910, 917 [4th Cir], cert denied 479 U.S. 914; Drake v. Raymark Indus., 772 F.2d 1007, 1018 [1st Cir], supra, cert denied 476 U.S. 1126; Dean v. State, 542 So.2d 742, 744 [La]). The Supreme Court apparently interpreted the Stuto decision as being contrary to this rule. Such a reading of Stuto is not warranted.

VI

For the foregoing reasons, we conclude that the present action falls within Federal maritime jurisdiction (US Const, art III, § 2, cl [1]; 28 U.S.C. § 1333). This being the case, the provisions of the New York State Labor Law (Labor Law §§ 240, 241) are not applicable, and, consequently, the defendants and the third-party defendant are entitled to summary judgment. In light of this determination, we need not address the various alternative contentions which the respondents have advanced in support of an affirmance. Accordingly, the order appealed from is affirmed.

THOMPSON, J.P., SULLIVAN and LAWRENCE, JJ., concur.

Ordered that the order is affirmed, with one bill of costs.


Summaries of

Torres v. City of New York

Appellate Division of the Supreme Court of New York, Second Department
Feb 24, 1992
177 A.D.2d 97 (N.Y. App. Div. 1992)

affirming that the holding of Butler "is fully consistent with what United States Supreme Court precedent there exists, and has not been overruled, implicitly or otherwise"

Summary of this case from CIRA BAUTISTA VASQUEZ INDIVIDUALLY v. FCE INDUSTRIES
Case details for

Torres v. City of New York

Case Details

Full title:ANGEL TORRES et al., Appellants, v. CITY OF NEW YORK et al., Respondents…

Court:Appellate Division of the Supreme Court of New York, Second Department

Date published: Feb 24, 1992

Citations

177 A.D.2d 97 (N.Y. App. Div. 1992)
581 N.Y.S.2d 194

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