From Casetext: Smarter Legal Research

Bassett v. Commonwealth

Supreme Court of Virginia
Dec 4, 1981
222 Va. 844 (Va. 1981)

Summary

approving the admission, during the sentencing phase of capital murder prosecutions, of evidence concerning the sentences imposed for prior convictions because "[t]he sentence reflects the gravity of the offense and the offender's propensity for violence."

Summary of this case from Byrd v. Com

Opinion

44241 Record No. 810301.

December 4, 1981

Present: All the Justices.

A sentence of death is sustained for capital murder during the commission of a robbery while armed with a deadly weapon [Code Sec. 18.2-31(d)].

(1) Constitutional Law — Criminal Procedure — Capital Murder — Death Penalty — Not Cruel or Unusual Punishment Under Eighth or Fourteenth Amendments of U.S. Constitution or Article I, Sec. 9 of the Virginia Constitution.

(2) Constitutional Law — Criminal Procedure — Capital Murder — Sentence Proceeding (Code Sec. 19.2-264.4C) — Provides Adequate Guidelines for Fact Finder.

(3) Criminal Procedure — Capital Murder — Venue — Presumption that Accused Can Receive Fair Trial — Burden of Proof — Defendant Fails to Sustain Burden of Proof for Change.

(4) Criminal Procedure — Capital Murder — Criminal Records of Witnesses — Pre-Trial Discovery Motion Properly Denied — Records Available During Second Trial.

(5) Criminal Procedure — Capital Murder — Voir Dire — Statutory Construction — Voir Dire Examination of Persons Called as Jurors [Code Sec. 8.01-358 (since amended)] — Defendant has no Absolute Right to Have Court Ask Every Question.

(6) Criminal Procedure — Capital Murder — Constitutional Law — Right of Confrontation of Witness — Not Violated When Court Permitted Witness to Confer with Witness' Attorney.

(7) Criminal Procedure — Capital Murder — Evidence — Chain of Custody of Exhibits — Firearms — Test For Admission.

(8) Criminal Procedure — Capital Murder — Misnomer of Victim in Indictment — Not Fatal When Identity Made Clear at Trial.

(9) Criminal Procedure — Capital Murder — Estoppel — None Against Commonwealth by Testimony of its Witness.

(10) Criminal Procedure — Capital Murder — Willful, Deliberate and Premeditated Killing of Any Person During Robbery While Armed With a Deadly Weapon [Code Sec. 18.2-31(d)] — Test for Relationship of Robbery and Murder.

(11) Criminal Procedure — Capital Murder — Improper Argument — Comments by Commonwealth's Attorney Concerning Non-Production of Corroborating Witness for Alibi Testimony Proper.

(12) Criminal Procedure — Capital Murder — Instructions — Guilt Trial — Alibi (No. 2) — Standard of Proof in Alibi Instruction Unnecessary if Court Instructs Jury on Presumption of Innocence and Reasonable Doubt.

(13) Criminal Procedure — Capital Murder — Instructions — Sentencing Trial — Reasonable Doubt — Instruction A Given On.

(14) Criminal Procedure — Capital Murder — Instructions — Sentencing Trial — Reasonable Doubt — Need Not be Redefined if Defined in Guilt Phase.

(15) Criminal Procedure — Capital Murder — Defendant's Right to Conduct Own Defense — Lies Within Discretion of Trial Court Once Trial Begins.

(16) Criminal Procedure — Capital Murder — Evidence — Sentencing Trial — Sentence Proceeding (Code Sec. 19.2-264.4B) — Sentences Imposed for Convictions may be Introduced During Sentencing Trial.

(17) Criminal Procedure — Capital Murder — Evidence — Sentencing Trial — Sentence Proceeding (Code Sec. 19.2-264.4B) — Transcript of Robbery Trial Admissible When Robbery Victim is Dead.

(18) Criminal Procedure — Capital Murder — Pronouncement of Sentence (Code Sec. 19.2-298) — Allocution Defined.

(19) Criminal Procedure — Capital Murder — Closing Argument — Not Allocution But Opportunity to Present Arguments in Mitigation Before Fact Finder Deliberates.

(20) Criminal Procedure — Constitutional Law — Capital Murder — Revised Death Sentence Statutes Do Not Discriminate Unconstitutionally Between Capital Defendants Tried by Jury and Those Tried by Court.

(21) Criminal Procedure — Capital Murder — Pronouncement of Sentence (Code Sec. 19.2-298) — Allocution — Defendant has Right to in Both Bench and Jury Trials.

(22) Criminal Procedure — Capital Murder — Evidence — Sentencing Trial — Sentence Proceeding (Code Sec. 19.2-264.4B) — Defendant Permitted to Present Evidence in Mitigation to Fact Finder.

(23) Criminal Procedure — Capital Murder — Evidence — Sentencing Trial — Sentence Proceeding (Code Sec. 19.2-264.4B) — Record Shows Defendant Received Opportunity to Show All Relevant Facts in Mitigation.

(24) Criminal Procedure — Capital Murder — Constitutional Law — Post Sentence Reports (Code Sec. 19.2-264.5) — Reduction of Death Sentence for "Good Cause Shown" — Reiterates Rule Applicable in All Cases and No Discrimination Against Capital Defendants.

(25) Criminal Procedure — Capital Murder — Post Sentence Reports (Code Sec. 19.2-264.5) — Reduction of Death Sentence for "Good Cause Shown" — Trial Judge Properly Exercised Discretion in Refusing to Reduce Death Sentence.

(26) Criminal Procedure — Capital Murder — Jury — No Indication in Record of Passion, Prejudice or Other Arbitrary Factor Affecting Determination.

(27) Criminal Procedure — Capital Murder — Death Penalty — Not Excessive or Disproportionate to Penalty in Other Cases.

The defendant was convicted of capital murder for allegedly killing a filling station attendant after robbing his filling station and transporting the victim from Richmond to Henrico County where the defendant allegedly shot the victim with a .22 caliber revolver. The Jury recommended the death sentence which the Court imposed. The defendant was also convicted of the use of a firearm in the commission of murder but does not appeal this conviction, numerous issues however being raised on appeal concerning his capital murder conviction and sentence.

1. The death penalty is not cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments of the United States Constitution or Article I, Sec. 9 of the Virginia Constitution.

2. Code Sec. 19.2-264.4C, permitting the imposition of a death sentence if the Commonwealth proves beyond a reasonable doubt that there is a probability that the defendant would commit serious acts of violence that would constitute a continuing serious threat to society, provides adequate guidelines or standards for the fact finder. Smith v. Commonwealth, 219 Va. 455, 248 S.E.2d 135 (1978), cert. denied, 441 U.S. 967 (1979), followed.

3. The Trial Court properly overruled the motion for a change of venue. It is presumed that the accused can get a fair trial in the locality where the offense occurred. The accused has the burden of overcoming this presumption by showing clearly that a prevailing prejudice denies him a fair and impartial trial. Here the defendant failed to sustain his burden.

4. There is no merit in defendant's contention that the Trial Court erred because he was denied a pretrial discovery motion pertaining to the criminal records of the witnesses, Winfield, Green and Cook, the Court having ordered the Commonwealth's Attorney to provide the records during the first trial and these records being available during the second trial from which the appeal is taken.

5. The defendant had no absolute right to have the court ask every question he propounded on voir dire, Code Sec. 8.01-358 in force at the time stating the subjects of the questions and further questions lie within the Trial Court's sound discretion. A review of the sixteen questions refused indicates the defendant was not prejudiced by the refusal.

6. The defendant's Sixth Amendment right of confrontation was not violated when the Court permitted the witness, Cook, also indicted for the murder of the victim, to leave the witness stand to confer privately with Cook's attorney, Cook wishing to testify although advised of his right to refuse to answer certain questions and although Cook's trial had been continued to a date subsequent to that of the defendant.

7. To establish a chain of custody of exhibits all that is necessary is that the evidence afford reasonable assurance that the exhibits at trial are the same and in the same condition as they were when first obtained. The admission of the murder weapon in this case comes within the rule.

8. Misnomer of a victim in an indictment is not fatal when the victim's identity is made clear at trial.

9. The Commonwealth is not estopped by the testimony of its witness, Wall, who testified that Tyrone Jackson admitted to her that he had robbed and shot a man.

10. In a robbery prosecution, where the violence to the victim and the trespass to his property combine in a continuing, unbroken sequence of events, the robbery continues for the same period of time. Here although the murder occurred in Henrico County 15 or 20 minutes after the robbery in Richmond, the killing involved was so closely related in time, place and causal connection as to make the killing, as a matter of law, part of the same criminal enterprise as the robbery. Linwood Earl Briley v. Commonwealth, 221 Va. 532, 273 S.E.2d 48 (1980), followed.

11. The defendant, having failed to call Mike Wade as a corroborating witness to alibi testimony by defendant and his wife, the Commonwealth's Attorney's comments in closing argument concerning this witness were not an attempt to discredit the testimony of defendant's wife, which might have been done by calling Wade in rebuttal, but rather were proper comments upon the failure of defense counsel to call a potentially corroborating alibi witness.

12. The alibi instruction (No. 2) required the Jury to acquit defendant if from all the evidence it had a reasonable doubt about his presence at the scene of the alleged crime. An instruction on the standard of proof in an alibi defense is unnecessary when the Court instructs the Jury on the presumption of innocence and reasonable doubt.

13. Instruction A in the sentencing phase of the trial was an instruction on reasonable doubt and defendant erroneously contends no such instruction was given.

14. The Court, having defined reasonable doubt in the guilt phase of the trial, was not required to redefine it in the sentencing phase of the trial.

15. A defendant must assert his right to dismiss his counsel and conduct his own defense before meaningful trial proceedings have commenced. Once the trial begins the exercise of the right lies within the discretion of the Trial Court, which did not abuse its discretion here by denying defendant's request to address the Jury over the objection of defendant's counsel during the sentencing phase.

16. Both the prior convictions and the sentences imposed for these may be introduced during the sentencing phase of the trial under Code Sec. 19.2-264.4B.

17. A trial transcript from a 1967 armed robbery trial of defendant may be introduced in evidence in the sentencing phase of the trial when the victim in the robbery has died and the transcript provides the best method of bringing the evidence before the Jury.

18. Allocation as required by Code Sec. 19.2-298 is the defendant's right to speak on his own behalf after the fact finder determines guilt but before the Judge pronounces sentence.

19. The defendant's closing argument is not allocution but is his opportunity to present arguments in mitigation before the fact finder deliberates.

20. The revised death penalty statutes do not discriminate unconstitutionally between capital defendants tried by a Jury and those tried by a Court.

21. The defendant has the right to allocution and Code Sec. 19.2-298 before the judge pronounces sentence in both Bench and Jury trials.

22. Under Code Sec. 19.2-264.4B the defendant is permitted to present evidence in mitigation to the fact finder in the trial's sentencing stage.

23. The record reveals defendant received every opportunity to show all the relevant facts in mitigation.

24. Code Sec. 19.2-264.5, providing in part that upon good cause shown the Court may set aside the sentence of death, does not discriminate unconstitutionally against defendant by imposing a heavier burden upon him in reducing a capital verdict than a non-capital verdict, the phrase "good cause shown" merely reiterating the rule applicable in all cases, misdemeanor, felony or capital, when the court must consider altering a Jury verdict, no Jury verdict being subject to the Trial Judge's unlimited discretion.

25. The Trial Judge, having heard the evidence and being thoroughly familiar with the facts, properly exercised his discretion in refusing to reduce the death sentence to life imprisonment.

26. The record reveals no indication that passion, prejudice or any other arbitrary factor affected the Jury's determination.

27. The death penalty imposed is not excessive or disproportionate to penalties imposed in similar death penalty cases recently before the Court.

Appeal from a judgment of the Circuit Court of Henrico County. Hon. Robert M. Wallace, judge presiding.

Affirmed.

Robert P. Geary (Geary Davenport, on brief), for appellant.

Linwood T. Wells, Jr., Assistant Attorney General (Marshall Coleman, Attorney General, on brief), for appellee.


On August 22, 1980, a jury convicted Herbert Russell Bassett of murder during the commission of a robbery while armed with a deadly weapon, Code Sec. 18.2-31(d), and of the use of a firearm in the commission of murder, Code Sec. 18.2-53.1. The jury recommended a sentence of death. After considering a presentence report, on November 19, 1980, the trial court confirmed the jury's verdict and ordered that Bassett be executed. Code Sec. 17-110.1(A) requires that we review the death sentence, and we have consolidated this review with Bassett's appeal of his capital murder conviction, Code Sec. 17-110.1(F), and given them priority on our docket as mandated by Code Sec. 17-110.2.

On the morning of November 24, 1979, a passerby discovered Albert Lee Burwell, Jr.'s naked body lying face down in a ditch along a road in eastern Henrico County. Burwell's father told the police that his sixteen-year-old son was the attendant at the Mascot Gas Station on Fairmont Avenue in Richmond. He last saw his son at the station on Friday, November 23, at approximately 5:00 p.m. According to the station's bookkeeper, Burwell's absence was noted between 10:30 p.m. and 11:00 p.m. on November 23. An inventory of Burwell's gas pump revealed a $212.00 shortage.

The forensic pathologist who performed the autopsy of Burwell found six gunshot wounds in the back, arm, and lip. Four of the six wounds revealed gun powder, indicating that the gun was fired within inches of Burwell. The pathologist stated that the two gunshot wounds of the back "had the capability for being fatal within a short interval" and "death from bleeding occurred within ten to thirty minutes."

In December, 1979, during a drug raid on Laverne Thornton's house, the Richmond police seized a .22 caliber revolver. A ballistics expert received the gun for examination and found that it had fired the shots which killed Burwell. Thornton told the police that her daughter, Belinda Atkinson, had given her the gun for protection. Atkinson stated that she had purchased the revolver for $75 from Betty Jean Winfield and that the purchase was made in the presence of Tyrone Jackson and Jeannette Green. The police arrested Jackson in December, 1979, and Winfield on January 8, 1980. A statement made by Winfield at the time of her arrest prompted Bassett's arrest the same day.

At trial, Winfield testified that when the Virginia Correctional Center for Women released her on November 20, 1979, she met Jackson, Bassett, and another man in Petersburg and that all four went to Richmond. Winfield stated that on Friday, November 23, 1979, Samuel Walker "Dap" Cook, Jr., and Jeannette Green sought her aid in buying drugs and that Bassett allowed them to "shoot" the drugs in his house. Thereafter, Winfield, Green, and Sylvia Demetress Williams (now married to Bassett) drove to Ashland to pick up Bassett's paycheck, but failed to do so. Later, Winfield, Green, Cook, and Bassett left in Bassett's car to commit a robbery near Bassett's place of employment. They abandoned this venture because of the presence of the police near the intended site.

One of the group then suggested that they rob the attendant at the Mascot Station. Winfield testified that they arrived at the station between 11:00 p.m. and midnight, and that Bassett had the two women "create a diversion" to lure Burwell behind the station where Bassett robbed him. Bassett returned to the car with Burwell at gun point, forced him to enter the car and told him to start "taking his clothes off." With Burwell in the car, Bassett, Cook, and Winfield left the station. Bassett drove for about fifteen to twenty minutes, then stopped the car and ordered Burwell to lie in the ditch. Winfield testified that Bassett ignored Burwell's plea to live and stood over Burwell and shot him several times, leaving him to die. The parties hid the gun under a dumpster near Bassett's apartment. Winfield later met Jackson, and after telling him the details of the murder, they retrieved the gun and sold it to Belinda Atkinson.

Testimony given by Cook and Green corroborated Winfield's version of the events and happenings of November 23 and 24.

Bassett denied any knowledge of Burwell's death. He admitted that he allowed Winfield to stay in his apartment over Thanksgiving, 1979, but said that on Friday, November 23, Winfield, Cook, and Green left the house together and did not return that night. Bassett testified that he spent the entire evening with his wife, children, and parents. He said that he found Winfield asleep in the house the next morning. Bassett's wife, mother-in-law, and niece corroborated Bassett's alibi.

In the punishment phase of Bassett's trial, the Commonwealth established that Bassett's record revealed a 1963 conviction for unlawful wounding, with a 12-month sentence; a 1965 statutory burglary conviction, with a nine-month sentence; a 1966 conviction as an accessory after the fact in a breaking-and-entering, with a 12-month sentence; a 1966 escape conviction, with a six-month sentence; and a 1967 armed robbery conviction, with a 99-year sentence. On May 25, 1979, the Parole Board released Bassett after he had served over 12 years of the armed-robbery sentence.

Bassett does not appeal his conviction of the use of a firearm in the commission of murder, but he does raise numerous questions concerning his capital murder conviction and sentence.

I. Cruel and Unusual Punishment.

We have considered and find no merit in the argument Bassett made that the death penalty is cruel and unusual punishment in violation of the Eighth and Fourteenth Amendments of the United States Constitution or Article I, Sec. 9 of the Virginia Constitution. See Justus v. Commonwealth, 222 Va. 667, 283 S.E.2d 905 (1981), and cases therein cited.

II. Future Dangerousness.

Code Sec. 19.2-264.4C permits the imposition of the death sentence for a capital offense after the Commonwealth proves beyond a reasonable doubt that there is a probability that the defendant would commit criminal acts of violence that would constitute a continuing serious threat to society. To meet its burden of proof, the Commonwealth must rely on the "prior history of the defendant" or the circumstances surrounding the commission of the offense. Bassett contends that the statute provides inadequate guidelines or standards for the fact finder to follow in making this determination.

In Smith v. Commonwealth, 219 Va. 455, 248 S.E.2d 135 (1978), we noted that the continuing-threat provision of Code Sec. 19.2-264.4C mirrored a Texas provision approved in Jurek v. Texas, 428 U.S. 262 (1976), and we found no constitutional vagueness in the statutory language:

In our view, [the statute] is designed to focus the fact finder's attention on prior criminal conduct as the principal predicate for a prediction of future "dangerousness". If the defendant has been previously convicted of "criminal acts of violence", i.e., serious crimes against the person committed by intentional acts of unprovoked violence, there is a reasonable "probability", i.e., a likelihood substantially greater than a mere possibility, that he would commit similar crimes in the future. Such a probability fairly supports the conclusion that society would be [faced with a "continuing serious threat". [Footnote omitted.]

219 Va. at 478, 248 S.E.2d at 149. The provision has a common-sense meaning which a jury can understand and thus supplies a sufficient standard for a jury to predict future criminal conduct. Jurek, 428 U.S. at 275, 278-79.

The fact finder looking at Bassett's criminal record could determine that his past actions establish a clear pattern of criminal conduct. The record reveals a predisposition to commit another crime upon release from custody. For example, Bassett had served 12 years of a 99-year sentence for armed robbery when he was paroled. Within six months of his release, Bassett had planned and committed the crimes involved in the instant case. The statute is not vague, and the jury reasonably could find that Bassett poses a continuing serious threat to society.

III. Change of Venue.

Bassett's first trial in June, 1980, ended in a mistrial when the jury could not agree on a verdict. The second trial commenced August 19, 1980, and Bassett claims that excessive publicity prevented a fair trial.

The presumption is that the accused can get a fair trial in the locality where the offense occurred. Hampton v. Commonwealth. 190 Va. 531, 58 S.E.2d 288 (1950). The accused has the burden of overcoming this presumption by clearly showing that a prevailing prejudice against him denies him a fair and impartial trial. Newcomer v. Commonwealth, 220 Va. 64, 255 S.E.2d 485 (1979); Farrow v. Commonwealth, 197 Va. 353, 355, 89 S.E.2d 312, 313 (1955). In Farrow, the defendant presented one affidavit, a local newspaper editorial, and two newspaper articles which were not prejudicial to the defendant or his victim. We held that the defendant failed to offer sufficient evidence to support a motion for a change of venue. In the instant case, the record reveals only a few nonprejudicial newspaper clippings. The voir dire examination indicated that only a very few of the potential jurors had knowledge of the offense and no juror stated he or she would be influenced by what had been seen or heard. The trial court properly overruled the motion for a change of venue.

IV. Prior Criminal Records of Prosecution Witnesses.

The Commonwealth presented three key witnesses, Betty Winfield, Jeannette Green, and Samuel Walker "Dap" Cook, Jr. Each had been convicted of crimes. Bassett sought in a pretrial discovery motion before his first trial to obtain records of those convictions. He argued that the trial court's refusal prevented him from effectively impeaching the witnesses' testimony and contributed to his erroneous conviction. He seeks a special procedural rule permitting pretrial discovery of accomplices' criminal records.

There is no merit in this assignment of error because during the first trial the court ordered the Commonwealth's Attorney to provide the records. Bassett had them before his second trial in August.

V. Limitation on Voir Dire Questions.

Bassett tendered 27 voir dire questions to the court. Eleven of these were propounded by the court to the members of the panel, and sixteen were not. Bassett complains that this refusal prevented him from determining whether the potential jurors stood indifferent in the case and denied him an impartial jury.

Bassett had no absolute right to have the court ask every question he propounded. The statute governing at that time, Code Sec. 8.01-358, provided:

The General Assembly amended Code Sec. 8.01-358 after Bassett's trial, substituting "shall have the right to examine" for "may examine" and "shall have the right to ask" for "may ask." Acts 1981, c. 280.

The court and counsel for either party may examine under oath any person who is called as a juror therein and may ask such person or juror directly any relevant question to ascertain whether he is related to either party, or has any interest in the case, or has expressed or formed any opinion, or is sensible of any bias or prejudice therein.

Further questions lie within the court's sound discretion. Davis v. Sykes, 202 Va. 952, 121 S.E.2d 513 (1961). We have carefully reviewed the questions refused and conclude that Bassett was not prejudiced thereby. He has not shown that the trial court abused its discretion in refusing to ask the remaining questions. In the absence of such a showing, we will not disturb the court's ruling. Turner v. Commonwealth, 221 Va. 513, 522, 273 S.E.2d 36, 41-42 (1980).

VI. Witness's Right to Confer with his Counsel During Cross-examination.

Bassett complains that his Sixth Amendment right of confrontation was violated when the trial court permitted Samuel Cook, a Commonwealth's witness also indicted for Burwell's murder, to confer privately with his attorney during cross-examination. Cook's trial had been continued to a date subsequent to Bassett's and counsel for Bassett sought to impeach Cook's testimony by showing that Cook realized that implicating Bassett would benefit Cook during Cook's own trial. Cook stated that he did not know why his case had been continued, but only that his attorney had thought the continuance would be best. The court gave Cook permission to leave the witness stand to confer privately with his attorney. When Cook returned to the stand, his counsel explained to the court that he had advised Cook of his right to refuse to answer certain questions. Cook wished to testify and replied affirmatively when counsel for Bassett asked before the jury whether Cook's attorney had told him a continuance of his case was best. We see no possible injury to Bassett in this procedure and reject this assignment of error.

VII. Chain of Possession.

Richmond Vice Detective Robinson, having seized the murder weapon in early December during a drug raid, gave it to Detective James Gaudet on December 10, 1979. Gaudet immediately delivered it to a forensic laboratory for examination. Detective Robinson died in April, 1980. Bassett contends that Robinson's death broke the chain of possession and that the court should not have admitted the gun in evidence. At trial the gun was identified by its serial number, and such an item possesses characteristics which are fairly unique, readily identifiable, and relatively impervious to change. In Smith v. Commonwealth. 219 Va. 554, 559, 248 S.E.2d 805, 808 (1978), we stated this rule: "All that is necessary to establish a chain of custody of exhibits is that the evidence afford reasonable assurance that the exhibits at trial are the same and in the same condition as they were when first obtained." The admission of the gun (Exhibit 6) in this case came within the rule.

VIII. Alleged Misnomer of Deceased.

Bassett contends that the indictment was fatally defective because it described the deceased as Albert Lee Burwell instead of Albert Lee Burwell, Jr. Misnomer of a victim is not fatal when the victim's identity is made clear at trial. Brown v. Commonwealth, 138 Va. 807, 122 S.E. 421 (1924). Further, in O'Bannon v. Saunders, 65 Va. (24 Gratt.) 138 (1873), we held that "Jr." is not part of a person's name, but is mere descriptio persona and may be rejected as surplusage.

IX. Estoppel.

Robinetta Wall, a Commonwealth's witness, testified that Tyrone Jackson had admitted to her that he had robbed and shot a man. Bassett contends that the Commonwealth is bound by her unimpeached testimony and estopped from convicting him because her statement shows "another person killed the victim." This assignment of error is without merit. The Commonwealth vouched for Wall's credibility, but was not bound by her testimony. Hall v. Commonwealth, 178 Va. 22, 26, 16 S.E.2d 304, 305 (1941). Further, Wall testified that she did not believe the statement made by Jackson and thought he was "jiving" her.

X. Sufficiency of the Evidence.

Bassett contends that the evidence is insufficient to show that he committed murder in the perpetration of a robbery. He argues that the robbery occurred at a Richmond gas station, but the murder happened off Bickerstaff Road in Henrico County some 15 or 20 minutes later. He characterizes this interval separating the two events as "an enormous period of time" and argues that they were not "closely related" in "time, place and causal connection."

A similar argument was advanced in Linwood Earl Briley v. Commonwealth, 221 Va. 532, 273 S.E.2d 48 (1980). The defendant robbed the victim of his car outside a southside Richmond restaurant and murdered him 15 to 20 minutes later on Mayo Island in the James River. We said:

In a robbery prosecution, where the violence against the victim and the trespass to his property combine in a continuing, unbroken sequence of events, the robbery itself continues as well for the same period of time.

. . . [W]e hold that the killing involved here was so closely related in time, place and causal connection to make the killing, as a matter of law, a part of the same criminal enterprise.

221 Va. at 543-44, 273 S.E.2d at 55-56. We reject Bassett's contention on the same rationale.

XI. Objection to Improper Argument.

Bassett and his wife, Demetress, testified that they spent part of the night on November 23 looking for Mike Wade. Wade allegedly had damaged Demetress' mother's car and had promised to repair the vehicle. Bassett failed to call Mike Wade at trial as a corroborating witness. In the closing argument, the Commonwealth's Attorney stated ambiguously "Who's Mike? Did you see Mike? Did you? I didn't. I didn't see Mike." When the prosecution concluded his argument, the defense counsel objected, arguing that the prosecutor was testifying, thus improperly trying to discredit the alibi witness's testimony. The defense attorney, in his closing argument, admitted that the prosecutor must have meant that he did not see Mike Wade take the stand. However, defense counsel argued that the prosecutor could have called Wade in rebuttal, but did not, and that his argument had the effect of improperly impeaching Demetress. We reject this argument. The trial court determined that the prosecutor's remarks were not an attempt to discredit the witness's testimony, but rather were a proper comment upon the failure of defense counsel to call a potential corroborating alibi witness.

XII. Alibi Instruction.

Bassett complains of the alibi instruction that was given, arguing that it confused the jury as to the standard of proof required to establish an alibi. We disagree. The instruction requires the jury to acquit the defendant if from all the evidence it has a reasonable doubt about his presence at the scene of the alleged crime. An instruction on the standard of proof in an alibi defense is unnecessary when the court instructs the jury, as the court did in this case, on the presumption of innocence and reasonable doubt. Crabbe v. Commonwealth, 221 Va. 419, 270 S.E.2d 727 (1980). A jury objectively reading the instruction complained of could not be misled, because nowhere does it require proof of alibi beyond a reasonable doubt or even by a preponderance of the evidence.

Instruction 2 reads:
The defendant relies upon the defense that he was not present at the time and place the alleged offense was committed. If, after consideration of all the evidence, you have a reasonable doubt that the defendant was present at the time and place the alleged offense was committed, you shall find him not guilty.

XIII. Reasonable Doubt Instruction.

[13-14] Bassett complains that the court gave no instruction on reasonable doubt at the trial's sentencing phase. The record shows that in making this contention Bassett is in error. Bassett also complains that the trial court failed to redefine reasonable doubt during the penalty phase of the trial. The court defined reasonable doubt in the guilt phase as "a doubt based on [the jurors'] sound judgment after a full and impartial consideration of all the evidence in the case." The court committed no reversible error in refusing to redefine the term in the penalty phase.

Instruction A reads in pertinent part:
You have convicted the defendant of capital murder . . . . You must decide whether the defendant shall be sentenced to death or to life imprisonment. Before the penalty of death can be imposed as punishment in this case, the Commonwealth must prove beyond a reasonable doubt either one of the following two alternatives . . . . [Emphasis added.]

XIV. Right of Self-representation.

At the conclusion of all the evidence at the trial's sentencing phase, one of Bassett's counsel stated to the trial court that over their objection Bassett wished to address the jury. The court overruled the request, pointing out that, when the case started, the court had been advised that two attorneys would represent the defendant and that at no time prior thereto had Bassett requested permission to conduct his own defense. Bassett claims that this ruling violated his right of self-representation guaranteed in Faretta v. California, 422 U.S. 806 (1975). A defendant must assert the right to dismiss his counsel and conduct his own defense before meaningful trial proceedings have commenced. Once the trial begins, the exercise of that right lies within the trial court's sound discretion. United States v. Lawrence, 605 F.2d 1321 (4th Cir. 1979), cert. denied, 444 U.S. 1084 (1980), and Coleman v. State, 617 P.2d 243 (Okla. Crim. 1980). We find no abuse of the trial court's discretion in its denial of Bassett's motion.

XV. Evidence of Prior Convictions.

[16-17] During the penalty phase of the trial, the court permitted the Commonwealth to introduce Bassett's prior convictions, the sentences imposed, and portions of the official transcript from Bassett's 1967 armed robbery trial. Code Sec. 19.2-264.4B provides "[e]vidence which may be admissible, subject to the rules of evidence governing admissibility, may include the circumstances surrounding the offense, the history and background of the defendant, and any other facts in mitigation of the offense."

Bassett admits that in Stamper v. Commonwealth, 220 Va. 260, 277, 257 S.E.2d 808, 820 (1979), we approved admitting evidence of prior convictions, but he urges excluding the sentences imposed. We reject his contention. The sentence reflects the gravity of the offense and the offender's propensity for violence.

Bassett further objects to admission of the trial transcript in evidence. The record indicates that the victim in Bassett's 1967 robbery trial had since died, and the transcript provided the best method of bringing the evidence before the jury. In Stamper, we approved the use of a prior victim's live testimony in the trial's penalty phase. 220 Va. at 275, 257 S.E.2d at 819. We find the use of the transcript here unobjectionable. Shifflett v. Commonwealth, 218 Va. 25, 235 S.E.2d 316 (1977); Fisher v. Commonwealth, 217 Va. 808, 232 S.E.2d 798 (1977).

XVI. Allocution.

[18-19] Bassett contends that his statutory right of allocution entitles him as a matter of law to address the jury prior to the determination of his sentence. He misconceives the function of allocution. Allocution is the defendant's right to speak on his own behalf after the fact finder determines guilt but before the judge pronounces sentence. The defendant's closing argument is not allocution, but is his opportunity to present arguments in mitigation before the fact finder deliberates. Furthermore, the record and the final order show that the court permitted Bassett to address it at length.

Code Sec. 19.2-298. Pronouncement of sentence. — . . . . Before pronouncing the sentence, the court shall inquire of the accused if he desires to make a statement and if he desires to advance any reason why judgment should not be pronounced against him.

[20-23] Bassett further claims that the revised death penalty statute is unconstitutional because it discriminates between capital defendants tried by a jury and those tried by the court. In capital trials before judges, Code Sec. 19.2-298 permits the defendant to plead for mitigation before the judge determines punishment. In a jury trial, unlike a bench trial, Code Sec. 19.2-264.5 defers allocution until the jury has deliberated and decided the sentence. Bassett's argument ignores Code Sec. 19.2-264.4B. This statute permits the defendant to present evidence in mitigation during the trial's sentencing stage. The defendant, through his attorney, addresses the fact finder in the closing arguments. Finally, the defendant has the right to allocution before the judge pronounces sentence in both bench and jury trials.

Code Sec. 19.2.264.4B reads:
In cases of trial by jury, evidence may be presented as to any matter which the court deems relevant to sentence, except that reports under the provisions of Sec. 19.2-299, or under any Rule of Court, shall not be admitted into evidence.
Evidence which may be admissible, subject to the rules of evidence governing admissibility, may include the circumstances surrounding the offense, the history and background of the defendant, and any other facts in mitigation of the offense. Facts in mitigation may include, but shall not be limited to, the following: (i) The defendant has no significant history of prior criminal activity, or (ii) the capital felony was committed while the defendant was under the influence of extreme mental or emotional disturbance or (iii) the victim was a participant in the defendant's conduct or consented to the act, or (iv) at the time of the commission of the capital felony, the capacity of the defendant to appreciate the criminality of his conduct or to conform his conduct to the requirements of law was significantly impaired; or (v) the age of the defendant at the time of the commission of the capital offense.

At the penalty phase, Bassett called witnesses and testified himself. In the guilt phase, he testified and was cross-examined. The record reveals that he received every opportunity to show all the relevant factors in mitigation.

XVII. Failure of the Trial Court to Modify Death Penalty.

Code Sec. 19.2-264.5 provides in capital cases that "[a]fter consideration of the [presentence] report, and upon good cause shown, the court may set aside the sentence of death and impose a sentence of imprisonment for life." (Emphasis added.) In non-capital cases, this qualifying language is not present. Bassett contends that in non-capital cases a trial court has an unlimited discretion in reducing or altering the penalty. He complains that Code Sec. 19.2-264.5 unconstitutionally discriminates against him because its "good cause" provision imposes upon him a heavier burden in reducing a capital verdict than in reducing a non-capital verdict.

We do not accept this argument. No jury verdict is subject to the trial judge's unlimited discretion. The phrase "upon good cause shown" merely reiterates the rule applicable in all cases, misdemeanor, felony, or capital, when the court must consider altering a jury verdict. The same criterion applies in capital as well as non-capital cases.

Bassett argues further that the trial court improperly exercised its discretion in refusing to reduce his sentence to life imprisonment. We disagree. The trial judge had heard the evidence twice and was thoroughly familiar with the facts. His remarks at sentencing show that he recognized the aggravating factors and looked for mitigating factors, but found none. We affirm his action as a proper exercise of discretion.

XVIII. Appropriateness of Penalty.

Bassett argues that his jury must have been impassioned or prejudiced to return the death sentence. He points out the first trial of this case resulted in a mistrial because the jury could not agree on a verdict. Further, he asserts that the only time a Henrico County jury has ever imposed this sentence is for multiple murders. He says that to apply this penalty in a single murder case shows that passion or prejudice influenced the jury's decision. We disagree. The record reveals no indication that passion, prejudice, or any other arbitrary factor affected the jury's determination.

Bassett also alleges that his death penalty is excessive or disproportionate to penalties imposed in similar death penalty cases recently before this court. We find no support for his contention. Considering both the crime and the defendant, we are of opinion that Bassett's murder of Burwell equals the atrocity found in the cases cited by Bassett.

James Dyral Briley v. Commonwealth, 221 Va. 563, 273 S.E.2d 57 (1980) (defendant and three others robbed, then shot husband, wife, and their five-year-old son in the head as they lay bound, gagged, and covered with sheets).
Linwood Earl Briley v. Commonwealth, 221 Va. 532, 273 S.E.2d 48 (1980) (Defendant and three others robbed and shot the victim, leaving his body partially submerged in the James River).
Turner v. Commonwealth, 221 Va. 513, 273 S.E.2d 36 (1980) (defendant robbed a jewelry store and shot the owner once in the head and twice in the chest for setting off the silent alarm).
Clark v. Commonwealth, 220 Va. 201, 257 S.E.2d 784 (1979), cert. denied. 444 U.S. 1049 (1980) (defendant, an assassin, shot victim at point blank range, then departed with victim's money).

Finding no reversible error in the court below, we will affirm the verdict of guilty and the sentence of death.

Affirmed.


Summaries of

Bassett v. Commonwealth

Supreme Court of Virginia
Dec 4, 1981
222 Va. 844 (Va. 1981)

approving the admission, during the sentencing phase of capital murder prosecutions, of evidence concerning the sentences imposed for prior convictions because "[t]he sentence reflects the gravity of the offense and the offender's propensity for violence."

Summary of this case from Byrd v. Com

In Bassett v. Commonwealth, 222 Va. 844, 858 (1981), cert. denied, 456 U.S. 938 (1982), the court held that the circuit court properly admitted a defendant's prior sentence and conviction for armed robbery during the penalty phase of his capital murder trial, which did not result in a death sentence.

Summary of this case from Prieto v. Davis

relying on the language in the allocution statute, which did not address sentencing before a jury, and the separate statute establishing the procedure for death penalty sentencing, which allowed the presentation of evidence but not allocution

Summary of this case from State v. Stalling

In Bassett v. Commonwealth, 222 Va. 844, 858, 284 S.E.2d 844, 853 (1981), we were presented with the precise question presented by this appeal, but in the context of a capital murder case.

Summary of this case from Gillispie v. Commonwealth

In Bassett v. Commonwealth, 222 Va. 844, 858-59, 284 S.E.2d 844, 853 (1981), cert. denied, 456 U.S. 938, 102 S.Ct. 1996, 72 L.Ed.2d 458 (1982), the Supreme Court of Virginia defined the right of allocution as "the defendant's right to speak on his own behalf after the fact finder determines guilt but before the judge pronounces sentence."

Summary of this case from State v. Kenneth Y

In Bassett, 222 Va. at 852, 284 S.E.2d at 849, we held that future dangerousness could reasonably be inferred from the fact that a defendant had committed additional crimes within six months of his release on parole from a 99-year sentence for armed robbery.

Summary of this case from Pope v. Commonwealth

In Bassett v. Commonwealth, 222 Va. 844, 858, 284 S.E.2d 844, 853 (1981), cert. denied, 456 U.S. 938 (1982), we approved introduction during the penalty phase of a prior sentence received by the defendant.

Summary of this case from Payne v. Commonwealth

In Bassett v. Commonwealth, 222 Va. 844, 850, 284 S.E.2d 844, 849 (1981), cert. denied, 456 U.S. 938 (1982), the defendant had previously been convicted of unlawful wounding, statutory burglary, escape, and armed robbery.

Summary of this case from Peterson v. Commonwealth
Case details for

Bassett v. Commonwealth

Case Details

Full title:HERBERT RUSSELL BASSETT v. COMMONWEALTH OF VIRGINIA

Court:Supreme Court of Virginia

Date published: Dec 4, 1981

Citations

222 Va. 844 (Va. 1981)
284 S.E.2d 844

Citing Cases

Gillispie v. Commonwealth

The General Assembly is not only presumed to have been aware of the capital murder statutes in effect in…

Cooper v. Commonwealth

Id.          Finally, in Bassett v. Commonwealth, 222 Va. 844, 284 S.E.2d 844 (1981), where the death…