Current through Register Vol. 47, No. 7, April 10, 2024
Section 3 CCR 702-6-3-1-2 - Scope and PurposeThe purpose of this regulation is to set forth requirements for the use of independent contract market conduct surveillance personnel and to provide a process for the appeal of fees and expenses charged by such surveillance personnel.
38 CR 18, September 25, 2015, effective 10/15/201539 CR 01, January 10, 2016, effective 2/1/201640 CR 24, December 25, 2017, effective 1/14/201841 CR 08, April 25, 2018, effective 6/1/2018