Section 230.262 - Disqualification provisions

1 Analyses of this regulation by attorneys

  1. SEC Chairman Announces Significant Changes to Commission Procedures for Considering Disqualification Waivers

    Shearman & Sterling LLPRussell SacksAugust 8, 2019

    § 78u-5(b)(1)(A).[14] 17 C.F.R. § 230.262(a)(1)-(6); 17 C.F.R. § 230.506(d)(1)(i)-(vi).