Securities Whistleblower Incentives and Protections
- § 240.21F-1 General
- § 240.21F-2 Whistleblower status, award eligibility, confidentiality, and retaliation protections
- § 240.21F-3 Payment of awards
- § 240.21F-4 Other definitions
- § 240.21F-5 Amount of award
- § 240.21F-6 Criteria for determining amount of award
- § 240.21F-7 Confidentiality of submissions
- § 240.21F-8 Eligibility and forms
- § 240.21F-9 Procedures for submitting original information
- § 240.21F-10 Procedures for making a claim for a whistleblower award in SEC actions that result in monetary sanctions in excess of $1,000,000
- § 240.21F-11 Procedures for determining awards based upon a related action
- § 240.21F-12 Materials that may form the basis of an award determination and that may comprise the record on appeal
- § 240.21F-13 Appeals
- § 240.21F-14 Procedures applicable to the payment of awards
- § 240.21F-15 No amnesty
- § 240.21F-16 Awards to whistleblowers who engage in culpable conduct
- § 240.21F-17 Staff communications with individuals reporting possible securities law violations
- § 240.21F-18 Summary disposition