From Casetext: Smarter Legal Research

United States v. Shaw

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND
Aug 22, 2017
Case No. 12-po-16415 (D. Md. Aug. 22, 2017)

Opinion

Case No. 12-po-16415

08-22-2017

UNITED STATES OF AMERICA v. MELODY R. SHAW, Defendant


MEMORANDUM OPINION AND ORDER OF COURT

This matter is before the Court on Defendant's pro se petition to expunge her criminal conviction for knowingly and willfully obstructing and retarding the passage of the mail, in violation of 18 U.S.C. § 1701. No hearing is necessary. L.R. 105.6.

Because there is no applicable statute providing for expungement in a case such as this one, the only available jurisdictional basis is the doctrine of ancillary jurisdiction. United States v. McKnight, 33 F. Supp. 3d 577, 580 (D. Md. 2014). "The term 'ancillary jurisdiction' refers to the court's power to hear claims that are closely linked to other claims over which the court's jurisdiction is otherwise secure." United States v. Wahi, 850 F.3d 296, 300 (7th Cir. 2017).

[F]ederal courts generally may invoke the doctrine of ancillary jurisdiction in two circumstances: (1) where necessary to permit disposition by a single court of claims that are factually interdependent; and (2) "to enable a court to function successfully, that is, to manage its proceeding, vindicate its authority, and effectuate its decrees."
McKnight, 33 F. Supp. 3d at 580 (citing Kokkonen v. Guardian Life Ins. Co. of Am., 511 U.S. 375, 379-80 (1994)).

"[A] request for equitable expungement is not factually dependent on the underlying criminal case in any sense that matters. Instead, it will always turn on facts collateral to or arising after the case is over—in short, matters external to the criminal case itself." Wahi, 850 F.3d at 302. Thus, the adjudicative facts underlying Defendant's conviction are not interdependent with any equitable circumstances that she may claim justify expungement. See Doe v. United States, 833 F.3d 192, 199 (2d Cir. 2016) ("And the collateral employment consequences Doe faces today arise from the very fact of her conviction, not from the District Court's sentencing proceedings or Doe's probationary term. For these reasons, we conclude that Doe's original sentencing and her motion to expunge are not 'mutually dependent.'"), cert. denied, 137 S. Ct. 2160 (2017); United States v. Harris, 847 F. Supp. 2d 828, 834 (D. Md. 2012). Expungement of Defendant's criminal conviction also runs contrary to a federal court's ability to vindicate its authority and effectuate its decrees, as "[e]xpungement is not a remedial tool to enforce a ruling in the underlying criminal case." Wahi, 850 F.3d at 302; see Doe, 833 F.3d at 198; Harris, 847 F. Supp. 2d at 834-35; United States v. Mitchell, 683 F. Supp. 2d 427, 432-33 (E.D. Va. 2010). Because "ancillary jurisdiction does not include a general equitable power to expunge judicial records in a criminal case," Wahi, 850 F.3d at 302-03, Defendant's pro se petition to expunge her criminal conviction is DISMISSED for lack of jurisdiction. Date: August 22, 2017

/s/_________

Thomas M. DiGirolamo

United States Magistrate Judge


Summaries of

United States v. Shaw

UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND
Aug 22, 2017
Case No. 12-po-16415 (D. Md. Aug. 22, 2017)
Case details for

United States v. Shaw

Case Details

Full title:UNITED STATES OF AMERICA v. MELODY R. SHAW, Defendant

Court:UNITED STATES DISTRICT COURT FOR THE DISTRICT OF MARYLAND

Date published: Aug 22, 2017

Citations

Case No. 12-po-16415 (D. Md. Aug. 22, 2017)