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Tillman v. R.J. Reynolds Tobacco

United States Court of Appeals, Eleventh Circuit
Aug 11, 2003
340 F.3d 1277 (11th Cir. 2003)

Summary

In Tillman, after receiving an answer to a certified question from the Alabama Supreme Court regarding the liability of retail defendants for selling cigarettes, the court held that the district court "erroneously asserted federal jurisdiction on the ground that [the retail defendants] had been fraudulently joined."

Summary of this case from Hunter v. Philip Morris USA

Opinion

No. 00-10963.

August 11, 2003.

Ross Diamond, III, Diamond, Hasser Frost, Mobile, AL, for Tillman.

William H. Brooks, Samuel H. Franklin, Lightfoot, Franklin, White Lucas, Birmingham, AL, Thomas D. Schroeder, Womble, Carlyle, Sandridge Rice, P.L.L.C., Winston-Salem, NC, Joseph P. Babington, John Townsend Dukes, Frederick G. Helmsing, Helmsing, Lyons, Sims Leach, P.C., Mobile, AL, for Defendants-Appellees.

Appeal from the United States District Court for the Southern District of Alabama.

Before RONEY and HILL, Circuit Judges.

This case is being decided by a quorum of the judges who sat for oral argument. During oral argument, Judge Susan Black discovered that she should recuse herself from consideration of this appeal. Under such circumstances, it is appropriate for the remaining members of the court to fulfill their responsibility to consider the appeal if they can reasonably do so. See Federal Savings Loan Ins. Corp. v. D D Golfview Properties, Inc., 874 F.2d 1509 (11th Cir. 1989) Although not a necessary requirement for the quorum's consideration of this case, we note that there had been no oral or written exchange between the judges about this case prior to oral argument, and that immediately after oral argument, Judge Black excused herself from any discussion of the merits of the case or of the procedures to be followed in connection herewith.


On June 13, 2001, we issued an opinion in this case in which, inter alia, we asked the Alabama Supreme Court to answer a certified question regarding the interpretation of Alabama law concerning the liability of retailers who sell cigarettes. See Tillman v. R.J. Reynolds Tobacco, 253 F.3d 1302, 1307-08 (11th Cir. 2001). Federal jurisdiction of this case turns on the answer to our certified question because, as we stated, "If the complaint states a cause of action against retailers, there is no federal jurisdiction based on diversity." Id. at 1307. The question is as follows:

WHETHER THERE IS ANY POTENTIAL CAUSE OF ACTION UNDER ANY THEORY AGAINST ANY RETAIL DEFENDANTS INCLUDING THOSE THAT EMPLOY PHARMACISTS WHO SELL CIGARETTES FOR CLAIMS BROUGHT UNDER THE ALABAMA EXTENDED MANUFACTURER'S LIABILITY DOCTRINE, OR PREMISED ON NEGLIGENCE, WANTONNESS, OR CIVIL CONSPIRACY UNDER ALABAMA LAW.

In its response, the Alabama Supreme Court answered our certified question in the affirmative as to the claims against retail defendants premised on negligence and wantonness, rejecting the retail defendants' argument that Tillman's negligence and wantonness claims merge into her Alabama Extended Manufacture's Liability Doctrine statutory claims. See Tillman v. R.J. Reynolds Tobacco Co., et al., ___ So.2d ___, ___, 2003 WL 21489707, No. 1001644, slip op. at 14-15 (Ala. June 30, 2003). With potential state law claims against the three Alabama retail defendants, the district court erroneously asserted federal jurisdiction on the ground that they had been fraudulently joined.

As we explained in our June 13, 2001 opinion, if there is a possibility that a state court would find that the complaint states a cause of action against any of the resident defendants, the federal court must find that the joinder was proper and remand the case to the state court. Tillman, 253 F.3d at 1305.

We deny Reynolds' motion for leave to file a supplemental brief addressing the Alabama Supreme Court's recent decision in Spain v. Brown Williamson Tobacco Corp., ___ So.2d ___, 2003 WL 21489727, No. 1000143 (Ala. June 30, 2003), which relates to the merits of the claims asserted against the manufacturers, over which the federal court has no jurisdiction because of the absence of the requisite complete diversity.

We vacate and remand to the district court with instructions to remand the case to the state court.

VACATED AND REMANDED WITH INSTRUCTIONS TO REMAND TO STATE COURT FOR FURTHER CONSIDERATION.


Summaries of

Tillman v. R.J. Reynolds Tobacco

United States Court of Appeals, Eleventh Circuit
Aug 11, 2003
340 F.3d 1277 (11th Cir. 2003)

In Tillman, after receiving an answer to a certified question from the Alabama Supreme Court regarding the liability of retail defendants for selling cigarettes, the court held that the district court "erroneously asserted federal jurisdiction on the ground that [the retail defendants] had been fraudulently joined."

Summary of this case from Hunter v. Philip Morris USA

reiterating standard from Tillman v. R.J. Reynolds Tobacco, 253 F.3d 1302, 1305 (11th Cir. 2001)

Summary of this case from Mooney v. Henkin

stating that diversity jurisdiction is lacking "if there is a possibility that a state court would find that the complaint states a cause of action against any of the resident defendants."

Summary of this case from Smith v. Amylin Pharms., LLC
Case details for

Tillman v. R.J. Reynolds Tobacco

Case Details

Full title:Brenda D. TILLMAN, as Executrix under the Last Will and Testament of Kalen…

Court:United States Court of Appeals, Eleventh Circuit

Date published: Aug 11, 2003

Citations

340 F.3d 1277 (11th Cir. 2003)

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