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Perez v. Greiner

United States Court of Appeals, Second Circuit
May 28, 2002
296 F.3d 123 (2d Cir. 2002)

Summary

finding the presumption of collateral consequence applies to deported petitioner but dismissing as moot petitioner's habeas petition because he was permanently inadmissible to the United States for reasons other than the challenged conviction

Summary of this case from Fernandez v. Annucci

Opinion

No. 01-2115.

Argued: December 20, 2001.

Final briefs filed: May 28, 2002. Decided: July 19, 2002.

Appeal from the United States District Court for the Southern of New York, William H. Pauley III, J.

Philip R. Schatz, Wrobel Markham Schatz, New York, NY, for Petitioner-Appellant.

Robert T. Johnson, District Attorney, Bronx County, Bronx, N.Y. (Joseph N. Ferdenzi, Nancy D. Killian, John M. Moreira, Assistant District Attorneys, Bronx County, Bronx, NY, on the brief), for Respondent-Appellee.

Before MESKILL, KEARSE, and CALABRESI, Circuit Judges.


Petitioner Santos Perez appeals from a judgment of the United States District Court for the Southern District of New York denying his petition for a writ of habeas corpus filed pursuant to 28 U.S.C. § 2254. The district court held that Perez's petition was procedurally barred, as Perez did not adequately present his legal claims to the New York Court of Appeals and thus failed to satisfy the exhaustion requirement underlying federal habeas corpus review.

The government argues on appeal that petitioner's habeas petition is moot, because after the notice of appeal was filed in this court Perez was deported to the Dominican Republic by the Immigration and Naturalization Service ("INS").

BACKGROUND

Santos Perez was convicted on April 4, 1995, in New York State Supreme Court, Bronx County, of Robbery in the Second Degree. N.Y. Penal L. § 160.10(1). He was sentenced, as a second felony offender, to a term of imprisonment of seven and one-half to fifteen years. Perez had been previously convicted of Attempted Criminal Sale of a Controlled Substance in the Third Degree. N.Y. Penal L. §§ 110, 220.39(1).

On appeal to the Appellate Division, Perez raised eight claims challenging his conviction and sentence. On March 16, 1999, the Appellate Division held that, because Perez had not yet been sentenced for the prior offense when he committed the robbery, the trial court had erred in adjudicating Perez to be a second felony offender, and ordered that Perez's sentence be modified accordingly. Perez's remaining claims were rejected in their entirety, and his conviction and modified sentence were unanimously affirmed. On March 26, 1999, Perez's attorney wrote to Chief Judge Judith Kaye of the New York State Court of Appeals requesting leave for permission to appeal to the Court of Appeals. The letter and accompanying application contained no substantive discussion of the issues on appeal but merely "enter[ed] copies of the briefs filed in the Appellate Division and [the Appellate Division's] order and opinion." Permission to appeal was denied.

Under N.Y. Penal L. § 70.06(1)(b)(ii), which defines "second felony offender," "[s]entence upon such prior conviction must have been imposed before commission of the present felony."

Subsequently, Perez filed in district court a pro se petition for a writ of habeas corpus pursuant to 28 U.S.C. § 2254. In his petition, he restated nearly verbatim the headings of the first three points made in his Appellate Division brief. In an order entered January 24, 2001, District Judge William H. Pauley III denied Perez's petition. The court held that the letter and application from Perez's counsel to the New York Court of Appeals requesting leave to appeal, which did not discuss particular legal claims but merely enclosed copies of the briefs filed before the Appellate Division, did not fairly present such claims to the New York Court of Appeals. The petition was therefore deemed "unexhausted and procedurally barred."

A petition is unexhausted only if the petitioner can still receive the relief he seeks from the state system. 28 U.S.C. § 2254(c). At the point when he brought his federal claim, Perez no longer had the option of proceeding in state court, since only one petition is allowed under New York rules, see N.Y. Comp.Codes R. Regs. tit. 22, § 500.10(a), and the time to file a petition had expired, see N.Y.Crim. Proc. § 460.10(5)(a). Thus it was clearly proper to deem his claims exhausted for purposes of federal habeas review.

Petitioner timely filed a notice of appeal to this Court on January 30, 2001. The INS issued a warrant of removal/deportation against Perez on February 24, 2001. The basis for the warrant was Perez's illegal entry (entry without inspection) into the United States in 1989. By a scheduling order dated March 13, 2001, this Court appointed counsel to represent Perez on the appeal. Perez was released from Sing Sing into the hands of the INS, and deported to the Dominican Republic, on or about March 30, 2001. Defense counsel has never been able to communicate with Perez concerning this appeal.

DISCUSSION I.

The government argues that because Perez has been deported to the Dominican Republic, his petition should be dismissed as moot. According to the government, the fact that Perez was deported means that his petition no longer presents a case or controversy under Article III, Section 2, of the United States Constitution. See U.S. Const. art. III, § 2.

The Supreme Court has held that a habeas petition challenging a criminal conviction is not necessarily mooted when the petitioner is released from prison, as collateral consequences of that conviction may still impinge on the petitioner post-release, and therefore a case or controversy may continue to exist. See, e.g., Pollard v. United States, 352 U.S. 354, 358, 77 S.Ct. 481, 1 L.Ed.2d 393 (1957). Indeed, in Sibron v. New York, 392 U.S. 40, 54-56, 88 S.Ct. 1889, 20 L.Ed.2d 917 (1968), the Court, citing various collateral consequences such as deportation, inability to become a citizen, impeachment evidence in future criminal trials, and increased future sentences, asserted a presumption that collateral consequences attach to criminal convictions post-release. After Sibron, a habeas petition challenging a criminal conviction is rendered moot by a release from imprisonment "only if it is shown that there is no possibility that any collateral legal consequences will be imposed on the basis of the challenged conviction." Id. at 57, 88 S.Ct. 1889.

Since petitioner was incarcerated in New York when he filed his petition on or about November 5, 1999, he fulfills the "in custody" requirement of 28 U.S.C. § 2254. See Spencer v. Kemna, 523 U.S. 1, 7, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998) (holding that the "in custody" provision only requires that the petitioner be in custody at the time the petition is filed).

The government urges this court not to apply the Sibron presumption in this case, citing Spencer v. Kemna, 523 U.S. 1, 14, 118 S.Ct. 978, 140 L.Ed.2d 43 (1998), in which the Supreme Court held that the Sibron presumption does not apply to cases in which the petitioner challenges the legality of a parole revocation. Perez is not challenging a parole revocation, however, and the Court in Spencer did not alter the Sibron presumption, it simply declined to expand its scope. Until and unless the Supreme Court itself overrules or limits Sibron, we are bound to follow it. See Agostini v. Felton, 521 U.S. 203, 237, 117 S.Ct. 1997, 138 L.Ed.2d 391 (1997) (holding that where a Supreme Court precedent appears to have been reversed by implication, lower courts should continue to follow the case that directly controls, and "`leav[e] to [the Supreme] Court the prerogative of overruling its own decisions'" (quoting Rodriguez de Quijas v. Shearson/American Express, Inc., 490 U.S. 477, 484, 109 S.Ct. 1917, 104 L.Ed.2d 526 (1989)).

We find that there is no material possibility that Perez will suffer collateral consequences on the basis of the challenged conviction. Perez was ordered removed, under 8 U.S.C. § 1231, for entering the United States without inspection. Thus, for a ten-year period he cannot reenter the United States, see 8 U.S.C. § 1182(a)(9)(A)(ii)(I), without permission from the United States Attorney General, see id. subsection (iii). In the absence of any other impediment, Perez could return to the United States after that ten-year period. If, instead, the present conviction for robbery in the second degree stands, Perez will be barred from ever reentering the United States without permission of the United States Attorney General. See 8 U.S.C. § 1182(a)(9)(A)(ii)-(iii). Such a barrier to reentry clearly would suffice to prevent Perez's habeas petition from being mooted. See, e.g., Tapia Garcia v. INS, 237 F.3d 1216, 1218 (10th Cir. 2001) (alien's "inability to reenter and reside legally in the United States with his family is a collateral consequence of his deportation because it is clearly a concrete disadvantage imposed as a matter of law"); Steele v. Blackman, 236 F.3d 130, 135 n. 4 (3d Cir. 2001) ("Erroneous conviction of an aggravated felony will have several continuing and serious legal consequences for [alien], including serving as a permanent bar preventing his return to the United States to visit his family.").

Robbery in the second degree is an "aggravated felony," 8 U.S.C. § 1101(a)(43)(G) ("aggravated felony" includes a theft or burglary offense for which the term of imprisonment is at least one year).

Entering without inspection and the currently challenged robbery conviction are not the full extent of Perez's record, however. He has also been convicted for Attempted Criminal Sale of a Controlled Substance in the Third Degree, and this conviction renders him permanently inadmissible to the United States. See 8 U.S.C. § 1182(a)(2)(A)(i)(II) (with certain exceptions that do not here apply, an "alien convicted of . . . a violation of . . . any law or regulation of a State, the United States, or a foreign country relating to a controlled substance . . . is inadmissible"). Because Perez is permanently barred from this country on a wholly separate ground, the currently challenged robbery conviction can have no meaningful effect on his admissibility and hence cannot serve as a possible collateral consequence. Cf. United States v. Mercurris, 192 F.3d 290, 294-95 (2d Cir. 1999) (holding, in a case in which the Sibron presumption did not apply, that because the appellant was already inadmissible based on the wholly independent ground of having been convicted of a controlled substance offense, the district court's determination that he had committed an aggravated felony did not itself result in the collateral consequence of inadmissibility).

Admittedly Perez could be subject to consequences of his currently challenged conviction if he illegally reentered the country. We do not believe that the possibility of this kind of future illegal action suffices to negate mootness. It is true that of the collateral consequences listed in Sibron as sufficient to avoid mootness, some, for example impeachment in future criminal trials and increased future sentences, would come into play only if the petitioner committed a new crime. There is, however, a difference between the possibility of a (perhaps minor or even unintended) future crime by someone in the United States and the criminal reentry into the United States of someone excluded for life. Sibron did not contemplate the latter, and we see no reason to stretch Sibron beyond its own terms. Cf. Spencer, 523 U.S. at 14, 118 S.Ct. 978 (declining to expand Sibron to parole revocation situations).

In sum, because Perez is permanently inadmissible to this country due to his prior drug conviction, collateral consequences cannot arise from the challenged robbery conviction, and the petition is moot.

The petition being moot, we need not, and indeed cannot, consider whether the district court erred in finding Perez's petition procedurally defaulted. We therefore DISMISS the appeal, VACATE the lower court judgment, and REMAND with instructions to dismiss the petition as moot.

See Russman v. Bd. of Educ., 260 F.3d 114, 121-23 (2d Cir. 2001) (holding that whether the Court of Appeals will vacate the lower court judgment after a case is mooted on appeal, or simply dismiss the appeal, depends on the equities of the case, and noting that absent a showing that the equities preponderate against vacatur, we will vacate and remand).


Summaries of

Perez v. Greiner

United States Court of Appeals, Second Circuit
May 28, 2002
296 F.3d 123 (2d Cir. 2002)

finding the presumption of collateral consequence applies to deported petitioner but dismissing as moot petitioner's habeas petition because he was permanently inadmissible to the United States for reasons other than the challenged conviction

Summary of this case from Fernandez v. Annucci

finding that a habeas corpus petition challenging a criminal conviction is rendered moot only if it is shown that there is no possibility that any collateral legal consequences will be imposed on the basis of the challenged conviction

Summary of this case from MUIR v. PEOPLE

finding that an "alien's `inability to reenter and reside legally in the United States with his family is a collateral consequence of his deportation because it is clearly a concrete disadvantage imposed as a matter of law'" (quoting Tapia Garcia v. INS, 237 F.3d 1216, 1218 (10th Cir. 2001))

Summary of this case from MUIR v. PEOPLE

finding habeas petition "is not necessarily mooted when the petitioner is released . . ., as collateral consequences of that conviction may still impinge on the petitioner post-release, and therefore a case or controversy may continue to exist"

Summary of this case from Farez-Espinoza v. Napolitano

finding habeas petition moot where petitioner was inadmissible under 8 U.S.C. § 1182 due to a prior conviction for attempted criminal sale of a controlled substance and thus was permanently barred from entering the United States; thus, his conviction could not serve as a possible collateral consequence and his petition for a reduction in the term of an already-served sentence was moot

Summary of this case from Gomez-Vargas v. U.S.

finding that deportation moots petition where petitioner is otherwise barred from reentry for reasons unrelated to the challenged conviction

Summary of this case from Chong v. McNeil

concluding no material possibility where petitioner permanently barred from the United States on a wholly separate ground.

Summary of this case from Thomas v. New Hampshire State Prison

noting in dicta that a permanent bar on reentry was enough to prevent a habeas petition from becoming moot

Summary of this case from United States v. Meza-Rodriguez

In Perez v. Greiner, 296 F.3d 123 (2d Cir.2002), the Second Circuit held moot the direct appeal of a criminal conviction on the ground there was “no material possibility that [the defendant] will suffer collateral consequences on the basis of the challenged conviction,” id. at 125.

Summary of this case from Hamdan v. United States

noting in dicta that a challenge to a criminal conviction triggering a permanent bar on reentry "clearly would suffice to prevent petition from being mooted"

Summary of this case from U.S. v. Hamdi

stating in dicta that a permanent bar to reentry that could be affected by the pending case "clearly would suffice to prevent [appellant's] habeas petition from being mooted"

Summary of this case from Swaby v. Ashcroft

dismissing appeal of habeas challenge to criminal conviction as moot where petitioner had been deported during pendency of appeal and no collateral consequences sufficient to satisfy "case or controversy" requirement could be discerned

Summary of this case from Theodoropoulos v. I.N.S

In Perez, petitioner had been convicted of a state robbery charge, was imprisoned, and was then deported to the Dominican Republic after serving his sentence.

Summary of this case from Saldana v. United States

explaining that "a habeas petition challenging a criminal conviction is rendered moot by a release from imprisonment 'only if it is shown that there is no possibility that any collateral legal consequences will be imposed on the basis of the challenged conviction'"

Summary of this case from Dippell v. Cnty. of Nassau

noting the permanent ban in § 1182 would be a sufficient collateral consequence if additional unrelated impediments to reentry did not exist

Summary of this case from Mann v. Holder

considering petitioner's claim after his deportation but denying it on the merits because his prior record carried collateral consequences that included those of the challenged conviction

Summary of this case from Cueto v. New York

In Perez v. Greiner, 296 F.3d 123, 126 (2d Cir. 2002), the Second Circuit similarly found no collateral consequences where a habeas petitioner had been deported during the pendency of his appeal, because the petitioner was "permanently inadmissible" for re-entry into the United States based on his criminal convictions under 8 U.S.C. § 1182(a).

Summary of this case from Smith v. U.S.
Case details for

Perez v. Greiner

Case Details

Full title:Santos PEREZ, Petitioner-Appellant, v. Charles GREINER, Superintendent…

Court:United States Court of Appeals, Second Circuit

Date published: May 28, 2002

Citations

296 F.3d 123 (2d Cir. 2002)

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