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People v. Simon

Appellate Division of the Supreme Court of New York, Third Department
Feb 13, 1992
180 A.D.2d 866 (N.Y. App. Div. 1992)

Opinion

February 13, 1992

Appeal from the County Court of Columbia County (Zittell, J.).


Defendant was indicted for eight counts of criminal sale of a controlled substance in the third degree, a class B felony, as the result of five separate sales of small quantities of cocaine and heroin to a confidential police informant in the City of Hudson, Columbia County. Following a jury trial, defendant was found guilty of all eight counts and was sentenced as a second felony offender to a prison term of 5 to 10 years on each count. Five of the prison terms were imposed consecutively, resulting in an aggregate sentence of 25 to 50 years. This appeal followed.

Initially, we reject defendant's argument that the sentence imposed was harsh and excessive. Defendant, noting that the sales were of relatively small quantities to one individual during a two-week period, claims that County Court abused its discretion in imposing consecutive terms. Defendant also argues that the aggregate sentence, much more severe than the 4 1/2 to 9 years previously offered as part of a plea bargain, was in retaliation for defendant's exercise of his right to a jury trial.

As to defendant's first argument, "[t]he imposition of the sentence rests within the sound discretion of the trial court, and we should not interfere unless there has been a clear abuse of discretion or extraordinary circumstances" (People v. Harris, 57 A.D.2d 663). Defendant's sentence was well within the applicable statutory parameters, allowing for maximum prison terms of 9 to 25 years, with corresponding minimum terms of 4 1/2 to 12 1/2 years (see, Penal Law § 70.06 [b]; [4] [b]). We also note that defendant's prior criminal record includes a conviction for manslaughter in the first degree. Moreover, by operation of Penal Law § 70.30 (1) (c) (i) the sentence is reduced to 15 to 30 years. In these circumstances, we are not persuaded by defendant's argument that the prison terms should be modified to run concurrently (see, People v Szczepanski, 172 A.D.2d 884, lv denied 78 N.Y.2d 957; People v Hammond, 116 A.D.2d 766, lv denied 67 N.Y.2d 943).

We now turn to defendant's claim that County Court imposed the sentence vindictively, to punish defendant for rejecting the plea bargain and asserting his right to proceed to trial. The mere fact that a sentence imposed after trial is greater than that offered in connection with plea negotiations is not proof that defendant was punished for asserting his right to trial (see, People v. Pena, 50 N.Y.2d 400, 411-412, cert denied 449 U.S. 1087; People v. Cox, 122 A.D.2d 487, 488). In essence, a defendant forfeits the benefit of the deal by electing to go to trial (see, People v. Van Pelt, 76 N.Y.2d 156, 160). It is fundamental, however, "that retaliation or vindictiveness may not play a role in sentencing a convicted defendant who ha[s] elected to proceed to trial rather than plead guilty pursuant to a negotiated bargain" (People v. Shaw, 124 A.D.2d 686, lv denied 69 N.Y.2d 750; see, Corbitt v. New Jersey, 439 U.S. 212; People v. Patterson, 106 A.D.2d 520). Indeed, this court has reduced sentences where that was clearly the case (see, People v. Cox, supra). Here, though, our review of the record demonstrates no evidence of retaliation or vindictiveness on the part of County Court and, accordingly, the sentence should be upheld (see, People v James, 133 A.D.2d 507, 509, lv denied 70 N.Y.2d 933; People v Diaz, 131 A.D.2d 775, 776; People v. Pepper, 89 A.D.2d 714, 718, affd 59 N.Y.2d 353).

Next, we find no merit to defendant's claim that evidentiary rulings by County Court denied him a fair trial. County Court did not err in denying defendant access to the police informant's drug rehabilitation records. Good cause for access to patient records maintained by a drug abuse treatment center is generally not found where, as here, the information is sought for impeachment purposes or is cumulative of other evidence (see, 42 U.S.C. § 290ee-3 [b] [2] [C]; 42 CFR part 2; Matter of Commissioner of Social Servs. of City of N.Y. v. David R.S., 55 N.Y.2d 588, 594-595; Matter of Stephen F., 118 Misc.2d 655, 658). Nor did County Court err in prohibiting the introduction of laboratory reports indicating the weight of substances delivered to police after controlled buys from other defendants. These records were sought to show that the police informant was a drug user and dealer and was stealing drugs from the police while he was working for them. However, evidence was introduced at trial as to the police informant's addiction, drug dealing and discrepancies between what the informant said he had bought and what the sellers testified to selling him. Accordingly, the records sought by defendant would be cumulative. Moreover, the evidence did not tend to show that the police informant was under the influence of drugs while testifying, or at the time of the events to which he testified, or that his powers of perception or recollection were actually impaired by narcotics addiction (see, People v. Rosario, 160 A.D.2d 1031, 1031-1032, lv denied 76 N.Y.2d 795; People v. Bellamy, 97 A.D.2d 654, 655).

Finally, County Court properly denied defendant's requests for a mistrial. Defendant's first motion for a mistrial followed County Court's refusal to voir dire the jury as to a newspaper article in the Hudson Register Star in which then Hudson Police Chief James Dolan denigrated certain defendants awaiting trial on drug charges. Because the article did not refer to defendant, County Court did not err by failing to conduct a voir dire, instead relying upon its admonition to the jury not to read about the case (see, People v. Costello, 92 A.D.2d 947, 948). As to Dolan's improper statement on cross-examination that defendant was the biggest drug dealer in town, we note that the statement was not purposely educed by the prosecution and that County Court issued curative instructions. Nor was it of such a magnitude that it deprived defendant of his right to a fair trial, given that defendant himself elicited substantially the same testimony from another police witness. Thus viewed, the refusal to grant a mistrial was a proper exercise of discretion (see, People v Mosley, 170 A.D.2d 990, lv denied 77 N.Y.2d 964; People v. Nagi, 153 A.D.2d 964).

We have considered defendant's remaining contentions and find them to be either unpreserved for our review or without merit. Weiss, P.J., Levine and Casey, JJ., concur. Ordered that the judgment is affirmed.


Summaries of

People v. Simon

Appellate Division of the Supreme Court of New York, Third Department
Feb 13, 1992
180 A.D.2d 866 (N.Y. App. Div. 1992)
Case details for

People v. Simon

Case Details

Full title:THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. MARK SIMON, Also Known…

Court:Appellate Division of the Supreme Court of New York, Third Department

Date published: Feb 13, 1992

Citations

180 A.D.2d 866 (N.Y. App. Div. 1992)
580 N.Y.S.2d 493

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