Crim. No. 1848.
December 18, 1914.
APPEAL from a judgment of the Superior Court of Los Angeles County and from an order refusing a new trial. Frank R. Willis, Judge.
The facts are stated in the opinion of the court.
E. Burton Ceruti, for Appellant.
U.S. Webb, Attorney-General, and George Beebe, Deputy Attorney-General, for Respondent.
Defendant was tried for the crime of murder, convicted of murder of the first degree and sentenced to death. He appeals from the judgment and an order denying his motion for a new trial.
Upon the trial the homicide by defendant was admitted. The sole defense was insanity. As there was no dispute on the trial respecting the circumstances attending the killing of deceased by defendant and no question is raised on this appeal as to the sufficiency of the evidence to sustain the finding of the jury (necessarily implied from their verdict) against the defense of insanity interposed by defendant or the verdict returned against him a general statement of these matters need only be made.
The victim was a Mrs. Rebecca P. Gay, a Christian Science practitioner having her office in the H.W. Hellman building in the city of Los Angeles. Defendant visited her office on the afternoon of September 26, 1913. He was not acquainted with her nor had he ever seen her before. He told her that he was seeking a Mrs. Wallace whom he expected to meet at the office. He was told by Mrs. Gay that she knew no one by that name nor expected a visit from such a party. Defendant, however, insisted that this Mrs. Wallace would call there and was permitted to sit in the reception room of the office and wait her expected arrival. He waited there about an hour — until nearly 5 o'clock — when a patient whom Mrs. Gay had been attending in the inner office departed, leaving defendant and Mrs. Gay alone in the reception room. That was the last seen of the latter alive. Next morning her dead body was by a janitress of the building found lying in the office. Letters and papers were scattered over her body. A handbag and purse in which Mrs. Gay carried her money was found in the office, the latter empty. An autopsy showed — to state it briefly — that Mrs. Gay had been killed by repeated blows from some blunt instrument on her face and head which had fractured the skull in numerous places. Defendant was suspected of the homicide and arrested in the city of San Diego on October 5, 1913, and confessed that he had done the killing. He also testified as a witness on the trial and detailed the circumstances of Mrs. Gay's death at his hands. He testified that for some three years previous to the homicide he had at occasional times suffered from fits resulting in a loss of consciousness; that at those times covering a period of from days to several weeks he would have spells of sickness accompanied by lapses of memory; that sometimes also during these spells he would hear voices of unknown and unseen persons telling him that he was threatened with great injury or death by some person and urging him to seek and kill such person to protect himself and the voices kept constantly urging him to do the things they said; that he was made angry and fearful at these times by these suggestions and promptings; that a feeling or impulse to do as the voices urged would come over him which he would try to resist but which he could not succeed in doing; that for a week previous to his killing of Mrs. Gay he was suffering under one of these spells during which the voices kept constantly telling him that a Mrs. Wallace (a person he did not know) intended to kill him and that he must seek and kill her; that he would find her somewhere in the Hellman building; that when he called at Mrs. Gay's office he thought he would find this Mrs. Wallace there or that she would come in during that afternoon; that after he had been sitting in the reception room for about half an hour he heard these voices again and they kept telling him that Mrs. Gay was this Mrs. Wallace he was seeking and that he must kill her; that when a patient on whom Mrs. Gay was attending left the office he and Mrs. Gay were alone; that immediately the telephone in the office rang and as Mrs. Gay was seated at the desk answering it he approached and struck her on the head with a piece of iron pipe which he had brought with him wrapped in newspaper and with which the voices had directed him to kill Mrs. Wallace; that when struck Mrs. Gay fell to the floor and as she lay there he struck her again with the iron pipe about the head four or five violent blows. Satisfied that she was dead he looked through her desk and scattered the papers therefrom on the floor; that while so engaged, hearing some one approaching toward the outer door of the office he sprung the inner lock of it to prevent entrance. He took the contents of Mrs. Gay's purse — amounting to twenty-five dollars — and left the office, departing from the Hellman building by the back stairs. He left the piece of gas pipe used in killing the deceased by the side of her body. That night he buried the clothes he wore at the time he killed the deceased, which were spattered with blood, in a field near the residence of his mother where he was living. The next day he departed on an early train for San Diego. At the time of his confession and on the trial he claimed that he had no remembrance of killing deceased until after his arrest by the officers when they told him of his visit to the office of Mrs. Gay, the apparent circumstances under which she was killed, the wounds inflicted, and the weapon found beside her body; that he then for the first time remembered that he had done the killing and recalled all the circumstances under which it was done.
As to the defense of insanity. It was not claimed that appellant was insane at the time of the trial but only that he was insane when he committed the homicide. Testimony on this subject was presented to the jury quite fully on both sides. The claim on behalf of the appellant was that he was subject to intermittent attacks of a particular phase of epileptic insanity defined by the medical experts called in his behalf as psychic epileptic equivalent, a condition where instead of the usual convulsive phenomena ordinarily known as epileptic fits there are substituted from time to time certain disturbances of mentality during which the consciousness of the individual afflicted is so altered that he is deprived of the full possession of his usual faculties; he acts in a manner wholly foreign to his usual conduct, habits, and mode of thought and thinks things are true that are not and acts upon them because he believes they are true; that a characteristic of this phase of insanity is that while suffering under it the individual may become dominated with an idea entirely imaginary that he is being persecuted or threatened with injury from some source and will make a sudden and violent attack on some person his diseased mind suggests is the one persecuting or intending to injure him.
These medical experts gave it as their opinion from the evidence in the case and personal examination of the defendant that he was suffering from a spell of this phase of insanity when he killed deceased and was insane when he did so; that by reason thereof he was incapable of having a malicious intent to kill and incapable of deliberating upon the act of killing which he committed. The court permitted these experts to testify that from the nature of his insanity when defendant killed the deceased he was incapable of resisting an impulse to do it, but the court at the same time stated that nevertheless it would instruct the jury that in this state the doctrine of irresistible impulse as an excuse for crime did not exist, and did subsequently so instruct the jury.
On the part of the prosecution the opinion of medical experts based also on the evidence in the case and personal examination of the defendant was that he was not suffering from epileptic insanity when he killed the deceased; that he was entirely sane at the time, having mental capacity to know and understand the nature and character of the act he was committing.
As we have said the appellant raises no question but that the evidence was sufficient to sustain the finding of the jury that he was sane or to sustain the verdict of murder of the first degree. His claim on this appeal is only that certain rulings of the court prejudicially prevented him from fully presenting to the jury all the testimony which he was entitled to present for their consideration on the issue of insanity; that the court also erred in other of its rulings and in the matter of the instructions given by it to the jury.
As to the rulings on the admission of testimony. Many errors on that ground are assigned by appellant but we deem it necessary only to consider some of them. The assignments as to the others are clearly without merit.
In the course of the trial defendant introduced testimony which it was claimed had a tendency to show that his maternal uncle had at one period of his life become temporarily insane and that in the infancy of the defendant his father had on one occasion fallen to the floor at home and frothed at the mouth. The mother of the defendant was asked by counsel for appellant what phase of insanity the uncle was afflicted with at that time and a Dr. Nelson, a physician who knew the uncle, was asked whether it appeared to him that the latter was possessed of an insane delusion. These questions were objected to and the objection sustained on the ground that no foundation for the inquiries had been laid. Undoubtedly, where insanity is a defense the mental condition of any of the relatives of the defendant is material and on that subject as on all inquiries relating to insanity a reasonable latitude should be allowed. But this does not mean that the rules as to the admissibility of evidence should be relaxed. The rule is that before the opinion of witnesses as to sanity of a person or a particular phase of it can be given — and the inquiries here were simply calling for the opinion of the witnesses on that subject — it must be preliminarily shown that the witness is qualified to express it and clearly this was not shown here.
Nor can error be predicated on the ruling of the court refusing to allow the mother of the defendant to express her opinion as to whether on one occasion in their early married life when the father of the defendant fell down and frothed at the mouth after returning home in an intoxicated condition (referred to above) this resulted from the drunken spell or was not from the cause of drink. Not only was there no showing that she was qualified to give her opinion on the subject, but it further appears that she testified that she did not know what led up to that condition.
The mother of the defendant was not permitted to answer whether while he was en ventre se mere she suffered inconvenience or pain and whether at the birth of the defendant a physician had not difficulty in causing him to breathe. Without any infringement on the rights of the prosecution the court might have let this testimony in. But as it is not suggested how this circumstance could have been important, particularly in view of the fact that the mother testified fully regarding the circumstances attending the birth of defendant, her long period of labor and necessarily resulting pains and the use of instruments to effect her delivery, and further as to the health, conduct, habits, peculiar temperament, and physical and mental defects in infancy and manhood of the defendant as she observed him, we cannot say that this particular ruling worked such prejudice to the rights of the defendant as would make a sufficient showing to warrant a reversal. There was testimony tending to show that the defendant was employed a great deal of his time in attempting to perfect certain inventions and it was sought to show what these inventions were with a view to having them — some half dozen or more — introduced in evidence. The testimony respecting their character and the right to offer them was rejected by the court. Counsel for appellant claims this was error; that if he had been permitted to introduce the inventions it would have shown that a systematic defect ran through all of them; that as an invention is a creation of the mind if it be shown that the same defect is found in each of them, this would have a tendency to show that there was a corresponding defect in the mind of defendant. But this evidence would have no tendency to show insanity unless as a rule it may be said — which of course it cannot — that unsuccessful inventors are in a measure insane. These prevailing defects would only show that the appellant was not successful in perfecting the idea contemplated in his inventions. They would have no tendency to show he was insane.
The mother of the defendant and also his uncle Lafayette Taylor were not allowed to answer whether at the time of the killing of Mrs. Gay the mother had money and whether defendant knew it, and the uncle whether he had ever refused to give the defendant money. Counsel for appellant insists that he had a right to show that the defendant could have gotten money from his relatives if he had wanted it in opposition to the theory of the prosecution that the defendant killed Mrs. Gay for the purpose of getting money. But as the testimony of the mother in the case was that she had given the defendant money when he wanted it and had never refused to do so and that the uncle had also given it to him, and further that defendant was usually occupied and in the receipt of wages, there was no unreasonable curtailment of the right of defendant in sustaining the objections to these particular inquiries.
The court refused to allow the mother to state a conversation which she had with the defendant at supper time the evening of the homicide; or to permit her to answer whether she had "ever known him to steal anything"; or had she "always known him to be truthful"; or to permit another witness from his association with appellant to answer how the defendant impressed him "as to his honesty and truthfulness," and whether he observed "that he was truthful and honest." As to the inquiry of the mother concerning any conversation with the defendant, she testified that she had a conversation with him and was asked "What was it?" It is the rule as claimed by appellant that when the insanity of an accused is interposed as a defense, his acts and conduct and declarations made a reasonable time before and after the alleged criminal act is committed may be given to the jury on the question of his insanity at the time the criminal act was committed if they appear to have any tendency to show his mental condition at that time. (People v. Willard, 150 Cal. 544, [ 89 P. 124].) But here the question proposed did not indicate in the slightest that the conversation sought to be elicited would have any such tendency. Before the exclusion of a conversation which may or may not be pertinent on the question of insanity can be assigned as error it is the duty of counsel to state the nature of the statements claimed to have been made by defendant because unless this is done the trial court cannot intelligently determine whether the matter sought to be elicited could have any bearing on the question of insanity or not. Nor can this court in the absence of such showing determine whether the right of the defendant had been prejudicially affected by the ruling of the court. All conversations are not admissible but only those which have a tendency to prove the insanity of the accused. Counsel in this case if he deemed the matter of sufficient importance should have made a formal statement or offer of what he intended to prove. Such a proceeding is in harmony with the rule governing appeals: that error warranting a reversal must affirmatively appear in the record and to also permit this court to determine whether a substantial right of a defendant has been prejudiced by a ruling assigned. (People v. Brotherton, 47 Cal. 388; People v. Brent, 11 Cal.App. 674, [ 106 P. 110].) As to the inquiry directed to the truthfulness and honesty of the defendant. What was sought was only the individual opinion of the witnesses respecting these traits of character of the defendant from observation or association with him. But such evidence is not admissible. The rule is that where good character of an accused for certain traits is proper to go before a jury, it is only evidence of general good character which must be shown. There is no difference in the rule when insanity is a defense than of other defenses in which good character may be shown.
Error is assigned in the refusal of the court on the motion of counsel for appellant to direct that the testimony given by the defendant and his mother during the trial be read to the jury at the close of the case. The claim of counsel was that much of their testimony was given by these witnesses in so low a tone of voice as to be inaudible to the jury. It is true, as it is not unusual during trials, that these witnesses sometimes answered questions in such a low tone of voice that some of the jury, the court and counsel requested them to speak louder. But the record shows that whenever their answers were inaudible this was called to their attention by either court or counsel and their answers either read by the reporter or repeated by the witnesses. This motion was made in the presence of the jury and they were told that if they desired the testimony of these witnesses read the court would have it done; that if they were satisfied that they had heard it no purpose could be subserved by reading it again. None of the jury expressed any desire to hear it re-read and it must be assumed that they heard it all and did not need to have any part of it re-read to them.
As to the instructions complained of. The court in its instructions on "malice," which is an element of the crime of murder, gave the general definition of that word as found in subdivision 4 of section 7 of the Penal Code. Appellant claims that the giving of this definition of malice in a case where the crime charged is murder was erroneous. It is true that the malice defined in that section of the code is not the malice which is essential to constitute the crime of murder. The malice essential to constitute it is something distinct from the malice defined by the section referred to and is particularly defined by section 188 of the Penal Code, a definition which was also given by the court. Prejudicial error however did not follow because both definitions were given. In giving the definition from section 7 the court only gave the general import of the word malice. When it came to defining the crime of murder with its essential elements, it correctly defined the malice constituting one of such elements as it is particularly defined in section 188. Under similar circumstances it is held that the giving of the general definition where the special definition as found in section 188 is also given is no ground of substantial complaint. (People v. Dice, 120 Cal. 201, [52 P. 477].)
The principal contention however of appellant with reference to the instructions is that in its charge to the jury the court gave contradictory, confusing, and misleading instructions with reference to the defense of insanity, the burden of proof, and weight of evidence and sets out in his brief the particular instructions which he asserts present this condition. He does not discuss particularly the instructions which he claims present it. He simply sets forth a number of them, makes the point and cites authorities which he claims sustain his contentions.
The court gave full and clear instructions on the defense of insanity; announcing the well established rule that in order to be available for that purpose it must appear that the defendant was suffering from such a diseased and deranged condition of his mental faculties as to render him incapable of distinguishing between right and wrong with reference to the particular act with which he was charged. It also instructed as to partial insanity and further told the jury that the doctrine that under some forms of insanity a person may know the nature of the act fully and at the same time cannot prevent it through paralysis of the will power and which is sometimes known as uncontrollable or irresistible impulse has no legal standing in this state and is not a legal defense to crime.
It further gave the instruction common to all criminal cases; that the burden of proof was on the prosecution to prove every fact essential to a conviction; defined reasonable doubt and gave the usual instruction in connection therewith that if after a full and fair consideration of all the evidence the jury were satisfied there was such reasonable doubt of the guilt of the defendant they should acquit him. As to the burden of proof it charged further that while such burden was generally upon the prosecution this was subject to the exception that when insanity is relied on as a defense to crime the burden of proving his insanity was upon the defendant and he must show by a preponderance of the evidence the existence of such insanity; that it was not proven by raising a doubt whether it existed or not. The legal accuracy of these instructions as announcing correct principles of law for consideration by the jury as to all the matters to which they related is not questioned by the appellant.
But in addition to these instructions the court at the request of the appellant gave the following instruction to the jury: "It is logical to hold that where the accused is charged with deliberate homicide and offers evidence to show that the condition of his mind through predisposition was such that he was incapable of deliberation, the reasonable doubt as to such capacity for deliberation should be resolved in favor of the accused to the extent that it acquits him of the higher grade and convicts him of the lower grade of the offense." The "predisposition" referred to in the instruction doubtless was a predisposition to insanity.
It is this quoted instruction considered in connection with the general instructions just referred to which counsel for appellant contends created the condition of contradictory, confusing, and misleading rules given to the jury respecting the subject of insanity, the burden of proof, and the weight and sufficiency of the evidence. There is an apparent condition, of conflict in these instructions though what its effect is as far as being prejudicial to the appellant is a matter for subsequent consideration. While the court in its main charge correctly instructed the jury that the rule in this state is that the defense of insanity when interposed by a defendant must be made out by a preponderance of the evidence on his part (People v. Myers, 20 Cal. 518; People v. Alexander, 117 Cal. 83, [48 P. 1014]; People v. Suesser, 142 Cal. 354, [ 75 P. 1093]; People v. Wells, 143 Cal. 138, [ 78 P. 470]) in this quoted instruction it nevertheless informed them that if from the evidence introduced of a predisposition to insanity they should entertain a reasonable doubt of the capacity of the defendant to deliberate in killing the deceased (deliberation being essential to constitute murder of the first degree) the defendant should be given the benefit of it and acquitted of that higher degree of murder. There is no warrant in the law of this state for any such doctrine as declared in the quoted instruction. Counsel for appellant defends it as properly applicable to the degrees of murder on the theory that while a charge of murder is established by proof simply of the killing by defendant, that such a showing constitutes only murder of the second degree; that in order to constitute murder of the first degree it is incumbent on the prosecution to prove something more than the killing itself, — namely that the killing was committed with a deliberate intention to kill; that this deliberate purpose to kill is an essential fact necessary to be proven to constitute murder of the first degree and the burden of proving it beyond a reasonable doubt is on the prosecution; that if a reasonable doubt of such deliberate purpose arises from the evidence whether produced from the evidence on the issue of insanity or otherwise, the accused is entitled to the benefit of it and to an acquittal of the higher offense. All that counsel contends for as to the degrees of murder the necessity of proving deliberation to constitute murder of the first degree and as to the burden of proof being on the prosecution is undoubtedly true. But the fact that the defendant is accused of murder which involves degrees, and that his guilt of the higher degree can only result from proof of a deliberate intent on his part to kill, does not differentiate the rule in this state that the burden is on the defendant where the facts and circumstances of the killing leave no other rational inference than that it was done with deliberate intention if he was sane, and he asserts incapacity to have entertained such intent by reason of his insanity, to sustain this defense by a preponderance of the evidence. The burden of proof is always on the prosecution to prove all the elements necessary to constitute the guilt of the defendant and this involves proof of a mind sufficiently sane to be capable of committing crime or any degree of crime involved in the offense charged. But the law presumes all men are sane; not some degree of sanity but that they have full mental capacity to commit any crime or degree of crime which the facts in the case establish. Express or affirmative proof of the sanity of a defendant is not required to be made by the prosecution. The presumption which the law raises is the full equivalent of proof of it as a fact, and, until the contrary is shown, the prosecution, by the presumption, has proven the sanity of the defendant beyond a reasonable doubt. This presumption is conclusive in the absence of any evidence on the part of the defendant contravening it. If none is introduced by him the presumption prevails, and the burden on the prosecution of proving beyond a reasonable doubt the capacity of the defendant to commit the crime charged which the facts and circumstances otherwise show beyond such doubt was committed by him, is sustained. The rule prevailing in this state, and in the majority of jurisdictions elsewhere, requiring the defendant where insanity is interposed as a defense by him to prove it by a preponderance of the evidence does not affect the rule that the burden of proving sanity is on the prosecution. That burden is always on it and it is met in the first instance by the presumption which the law raises of sanity and which must prevail until it is overcome. The rule casting upon the defendant the burden of establishing his insanity by a preponderance of the evidence does not shift this burden of proof from the prosecution to him but only shifts the burden of introducing evidence and declares the amount or quantum of evidence which he must produce to overthrow the presumption and show his insanity. Now in this case the claim of the prosecution was that the defendant was guilty of murder of the first degree from the facts and circumstances shown of the killing. There was no dispute as to the facts and circumstances under which the killing of deceased by defendant was done. They were conceded and show that the killing was committed by defendant under circumstances of peculiar atrocity and in a manner which could leave no rational inference but that it was done with deliberate purpose and intent to kill if the defendant was sane. Unless he was insane no other verdict than that of murder of the first degree could have been returned against him. His sole defense was that he was insane to a degree that he was incapable of entertaining the deliberate intent essential to constitute first degree murder. But the law presumed him sane which involved the mental capacity of entertaining the deliberate intent which the conceded facts surrounding the killing rationally showed. By reason of the presumption the jury must remain convinced of his sanity or they must be convinced by a preponderance of the evidence that he was insane. There is no middle ground or intermediate rule or any rule of reasonable doubt as to insanity recognized in this state and hence no warrant for the giving of this quoted instruction by the trial court. It had otherwise correctly instructed the jury on all matters respecting insanity as a defense and the rules under which it must be considered by the jury. As is apparent from our discussion of the subject it was not exactly correct for the court to tell the jury that there was an exception to the rule as to the burden of proof being on the prosecution where insanity is interposed as a defense, but this does not affect the matter under consideration. It may be said that in giving the usual general instructions in criminal cases as to the right of a defendant to an acquittal if the jury from a consideration of all the facts and circumstances are not satisfied that the state has established every fact essential to a conviction the court should with regard to the defense of insanity set up by a defendant specifically inform them of the qualification in such cases to this general rule, — namely, that such defense must be established to their satisfaction by a preponderance of the evidence in his favor and that the rule of reasonable doubt does not apply as to such a defense.
But while generally the giving of conflicting or misleading instructions will warrant a reversal this rule is subject to the exception that when this condition is not only invited by the defendant but that its result is solely to his advantage he has no ground of complaint. This was the situation created here. Of course no prejudice was worked the appellant through the correct instructions given by the court. The giving of conflicting and misleading rules proceeded from the quoted instruction. But obviously the giving of this quoted instruction was decidedly to the advantage of appellant. It submitted his only defense of insanity for the consideration of the jury under the rule of reasonable doubt (to say nothing of a predisposition to insanity being any defense at all) much more favorably than he was entitled to, and hence no prejudice resulted to him nor any valid ground of complaint.
The court gave the jury an instruction with respect to the discretion vested in them should they find the defendant guilty of murder of the first degree as to whether he should be hanged or suffer life imprisonment. It is unnecessary to set forth the instruction here. It is the same instruction as was given word for word by the trial court in People v. Rogers and the correctness of which was the subject of consideration on an appeal to this court in that case. (People v. Rogers, 163 Cal. 476, [ 126 P. 143].) We held there that the giving of such an instruction was not erroneous.
It was not error for the court to deny the motion for a new trial on the ground of newly discovered evidence. There was no showing whatever of reasonable or any diligence to discover or produce at the trial the single item of evidence bearing upon the insanity of appellant which was claimed subsequently to have been discovered and which is referred to in the affidavit of the mother filed in support of defendant's motion.
The judgment and order appealed from are affirmed.
Melvin, J., Henshaw, J., Angellotti, J., and Sloss, J., concurred.
I concur in the foregoing opinion and judgment. The condition of our law touching instructions to the jury in the matters above discussed, I take it briefly to be this: In general, if, after their review of all of the evidence, the jury entertain a reasonable doubt of the guilt of the defendant, it is the jury's duty to give the defendant the benefit of that doubt and to acquit him. This doctrine of reasonable doubt goes not only to the whole evidence, but equally to every material issue in the case. Thus, if upon any one material issue the jury entertain such a doubt, their verdict must be acquittal. When, however, our law says, as it does with equal positiveness, that when insanity is relied upon as a defense it must be proved to the satisfaction of the jury by a preponderance of evidence, there is presented an apparent conflict between the two doctrines. But this conflict is only apparent. When insanity is interposed as a defense, that one particular issue is removed from the operation of the rule of reasonable doubt. It forms an exception to it. Our law is this: If the jury entertain a reasonable doubt concerning the proof of any material issue in a criminal case, it must give the defendant the benefit of that doubt and acquit him, unless the particular issue be that of insanity. As to this issue a reasonable doubt is not sufficient to justify an acquittal at the hands of the jury, but they must be convinced that the defense of insanity is established by a preponderance of evidence. It would tend to clarify our criminal law if trial judges, where the occasion arises, would define this matter to the jury in some such way as that above indicated.
Shaw, J., concurred.