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Matter of Camperlengo v. Blum

Court of Appeals of the State of New York
Jun 10, 1982
56 N.Y.2d 251 (N.Y. 1982)

Summary

finding implied exception to the privilege in connection with investigation of Medicaid billing practices where the "Federal and State record-keeping and reporting requirements evidence a clear intention to abrogate the ... privilege to the extent necessary to satisfy the important public interest in seeing that Medicaid funds are properly applied"

Summary of this case from Siegel v. Snyder

Opinion

Argued April 2, 1982

Decided June 10, 1982

Appeal from the Appellate Division of the Supreme Court in the Third Judicial Department, ROBERT C. WILLIAMS, J.

Dennis B. Schlenker for appellant.

Robert Abrams, Attorney-General ( Alan W. Rubenstein and Shirley Adelson Siegel of counsel), for respondents.


The physician-patient privilege does not absolutely protect a doctor's records of treatment of Medicaid patients from a subpoena of the State Department of Social Services issued in an investigation of billing practices. The order of the Appellate Division, therefore, should be affirmed.

Petitioner is a psychiatrist whose patients include a number of Medicaid recipients. The State Department of Social Services discovered that petitioner had submitted consecutive billing dates for certain Medicaid patients. Considering such billing unusual, the department sought access to petitioner's records to determine if there had been unnecessary treatment or fraud in billing procedures. Petitioner's co-operation was inadequate and the department eventually issued a subpoena duces tecum requiring petitioner to produce his records concerning 35 Medicaid patients. The subpoena sought: "1) all patient records including, but not limited to treatment plans, periodic evaluations and any other treatment or diagnostic or prognostic records. 2) Any other miscellaneous medical data relating to the patient's physical or mental condition. 3) Records of any payments by third parties for medical services rendered to the patients." Petitioner moved pursuant to CPLR 2304 to quash the subpoena. Supreme Court denied the motion and the Appellate Division affirmed ( 83 A.D.2d 661).

On this appeal, petitioner asserts that the material sought by the subpoena is protected by the physician-patient privilege set forth in CPLR 4504 (subd [a]). That statute provides that, unless the patient waives the privilege, a physician "shall not be allowed to disclose any information which he acquired in attending a patient in a professional capacity, and which was necessary to enable him to act in that capacity."

The physician-patient privilege is a purely statutory creation, in derogation of the common-law rule that a physician could be compelled to disclose information acquired in the treatment of a patient (see People v Al-Kanani, 33 N.Y.2d 260, 264, cert den 417 U.S. 916; Steinberg v New York Life Ins. Co., 263 N.Y. 45, 48; see, generally, Richardson, Evidence [10th ed — Prince], §§ 426-444). First enacted in New York in 1828, the privilege is designed "to protect those who are required to consult physicians from the disclosure of secrets imparted to them; to protect the relationship of patient and physician and to prevent physicians from disclosing information which might result in humiliation, embarrassment, or disgrace to patients" ( Steinberg v New York Life Ins. Co., supra, pp 48-49; see, also, Pierson v People, 79 N.Y. 424, 433). This provision of confidentiality encourages the patient to seek medical treatment and to be frank in describing his or her symptoms to the physician so that the most effective treatment can be obtained.

Although the privilege serves an important social function, in certain instances the Legislature has abrogated this privilege to effectuate some other public policy, such as the detection and prevention of child abuse (Family Ct Act, § 1046, subd a, par [vii]) or the treatment of narcotic addiction (Public Health Law, § 3373). The question here is whether and to what extent the State and Federal regulatory provisions of the Medicaid program have also created an exception to the privilege.

The Medicaid program uses public funds to help provide medical services to needy persons. For this program to be carried out effectively, "the public must be assured that the funds which have been set aside for this worthy purpose will not be fraudulently diverted into the hands of an untrustworthy provider of services" ( Schaubman v Blum, 49 N.Y.2d 375, 379). To this end, the Medicaid program requires that certain information be made available to those charged with administering the program.

The Federal Government requires that States participating in Medicaid "provide for agreements with every person or institution providing services under the State plan under which such person or institution agrees (A) to keep such records as are necessary fully to disclose the extent of the services provided to individuals receiving assistance under the State plan, and (B) to furnish the State agency or the Secretary with such information, regarding any payments claimed by such person or institution for providing services under the State plan, as the State agency or the Secretary may from time to time request" (US Code, tit 42, § 1396a, subd [a], par [27]). New York State regulations require that such information be kept by Medicaid providers for a minimum of six years after payment and made available to the appropriate agencies (18 N.Y.CRR 540.7 [a] [8]).

Although there is no express statutory exception to the privilege for Medicaid-related records, the Federal and State record-keeping and reporting requirements evidence a clear intention to abrogate the physician-patient privilege to the extent necessary to satisfy the important public interest in seeing that Medicaid funds are properly applied. Of course, this exception to the privilege is intended to be no broader than necessary for effective oversight of the Medicaid program. Thus, the use of information obtained pursuant to the record-keeping requirements is restricted to purposes directly connected with administering the Medicaid program, and disclosure is otherwise prohibited (US Code, tit 42, § 1396a, subd [a], par [7]; Social Services Law, §§ 136, 367-b, subd 4; § 369, subd 3). Continued confidentiality is assured and any adverse impact on the policy underlying the privilege is kept to a minimum.

Petitioner therefore cannot avail himself of the physician-patient privilege with respect to the department's subpoena of the treatment records of Medicaid patients. Although the exception to the privilege is limited in scope, it is broad enough to permit the department to ascertain whether Medicaid funds are properly applied.

Inasmuch as petitioner abandons on this appeal any claim that the department's subpoena was overly broad, this court has no occasion to delineate the precise boundaries of the exception.

Petitioner also argues that the information sought by the department is protected by the right to privacy embodied in the United States Constitution. This claim was not raised below, however, and therefore should not now be considered by this court (see Tumolillo v Tumolillo, 51 N.Y.2d 790; Di Bella v Di Bella, 47 N.Y.2d 828).

Accordingly, the order of the Appellate Division should be affirmed, with costs.

Judges JASEN, GABRIELLI, JONES, WACHTLER, FUCHSBERG and MEYER concur.

Order affirmed.


Summaries of

Matter of Camperlengo v. Blum

Court of Appeals of the State of New York
Jun 10, 1982
56 N.Y.2d 251 (N.Y. 1982)

finding implied exception to the privilege in connection with investigation of Medicaid billing practices where the "Federal and State record-keeping and reporting requirements evidence a clear intention to abrogate the ... privilege to the extent necessary to satisfy the important public interest in seeing that Medicaid funds are properly applied"

Summary of this case from Siegel v. Snyder

excepting disclosures for purpose of investigating Medicaid fraud

Summary of this case from National Abortion Federation v. Ashcroft

In Matter of Camperlengo v. Blum, 56 N.Y.2d 251, 451 N.Y.S.2d 697, 436 N.E.2d 1299 (1982), we implied such an exception to allow the State Department of Social Services to subpoena otherwise privileged medical records from a health care provider in pursuance of a Medicaid fraud investigation.

Summary of this case from N.Y.C. Health & Hospitals Corp. v. N.Y. State Comm'n of Corr.

In Camperlengo v. Blum (1982) 56 N.Y.2d 251 [451 N.Y.S.2d 697, 436 N.E.2d 1299], the New York State Department of Social Services subpoenaed 35 of a psychiatrist's Medicaid patient files to determine if "there had been unnecessary treatment or fraud in billing procedures."

Summary of this case from Brillantes v. Superior Court

In Matter of Camperlengo v Blum (56 N.Y.2d 251, supra) in which the issue was raised by the issuance of a subpoena duces tecum by the State Department of Social Services for the records of a psychiatrist concerning 35 Medicaid patients, the Court of Appeals addressed the question of "whether and to what extent the State and Federal regulatory provisions of the Medicaid program have * * * created an exception to the privilege" (at p 255).

Summary of this case from Matter Grand Jury v. Kuriansky

In Camperlengo (supra), however, the Court of Appeals cited Federal law (US Code, tit 42, § 1396a, subd [a], par [27]) and State regulatory provisions (18 NYCRR 540.7 [a] [1], [8]) explicitly requiring physicians participating in the Medicaid program to maintain records and to furnish them upon request, as evidence of a clear intent to abrogate the physician-patient privilege in the case of the medical records sought in an investigation of fraudulent Medicaid practices. (56 N.Y.2d, at p 255.)

Summary of this case from Henry v. Lewis

In Matter of Camperlengo v Blum (56 N.Y.2d 251, 255), the Court of Appeals held: "Although the privilege serves an important social function, in certain instances the Legislature has abrogated this privilege to effectuate some other public policy, such as the detection and prevention of child abuse (Family Ct Act, § 1046, subd a, par [vii]) or the treatment of narcotic addiction (Public Health Law, § 3373)."

Summary of this case from Atkins v. Guest

In Matter of Camperlengo v Blum (56 N.Y.2d 251, 255, supra) (a Medicaid investigation into alleged fraudulent billing practices), the court also noted instances where the Legislature abrogated the privilege "to effectuate some other public policy, such as the detection and prevention of child abuse (Family Ct Act, § 1046, subd a, par [vii]) or the treatment of narcotic addiction (Public Health Law, § 3373)."

Summary of this case from People v. Saaratu

In Matter of Camperlengo v Blum (56 N.Y.2d 251, 253), it was held that: "[t]he physician-patient privilege does not absolutely protect a doctor's records of treatment of Medicaid patients from a subpoena of the State Department of Social Services issued in an investigation of billing practices."

Summary of this case from Matter of Handicapped Child
Case details for

Matter of Camperlengo v. Blum

Case Details

Full title:In the Matter of HENRY CAMPERLENGO, Appellant, v. BARBARA BLUM, as…

Court:Court of Appeals of the State of New York

Date published: Jun 10, 1982

Citations

56 N.Y.2d 251 (N.Y. 1982)
451 N.Y.S.2d 697
436 N.E.2d 1299

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