Kovitv.Estate of Hallums

Court of Appeals of the State of New YorkMay 3, 2005
4 N.Y.3d 499 (N.Y. 2005)
4 N.Y.3d 499829 N.E.2d 1188797 N.Y.S.2d 20

62, 63.

Argued and submitted March 29, 2005.

Decided May 3, 2005.

APPEAL, in the first above-entitled action, by permission of the Court of Appeals, from an order of the Appellate Division of the Supreme Court in the Second Judicial Department, entered July 28, 2003. The Appellate Division (1) modified, on the facts and as an exercise of discretion, an amended judgment of the Supreme Court, Kings County (Richard Rivera, J.), entered upon a jury verdict in favor of plaintiffs finding defendant City of New York 97% at fault in the happening of the accident and awarding plaintiff Lewis Kovit the sum of $5,000,000 for past pain and suffering, $10,000,000 for future pain and suffering, $440,381 for past loss of earnings, and $800,618 for future loss of earnings, and awarding plaintiff Marie Kovit the sum of $250,000 on her derivative cause of action, and (2) affirmed an order of that Supreme Court (Sebastian Leone, J.), which had denied defendant's motion pursuant to CPLR 4404 to set aside the verdict. The modification consisted of deleting the provisions thereof awarding plaintiff Lewis Kovit damages for past and future pain and suffering. As so modified, the Appellate Division affirmed the judgment and granted a new trial on the issue of damages for past and future pain and suffering only, unless plaintiff Lewis Kovit stipulated to reduce the verdict as to past pain and suffering from the sum of $5,000,000 to the sum of $2,000,000, and as to future pain and suffering from the sum of $10,000,000 to the sum of $1,750,000, and to the entry of an amended judgment accordingly. In the event that plaintiff Lewis Kovit so stipulated, the judgment, as so reduced and amended, was deemed affirmed. Plaintiff Lewis Kovit so stipulated.

APPEAL, in the second above-entitled action, by permission of the Appellate Division of the Supreme Court in the Second Judicial Department, from an order of that Court, entered October 18, 2004. The Appellate Division affirmed an order of the Supreme Court, Suffolk County (Arthur G. Pitts, J.), which had denied defendant's motion for summary judgment dismissing the complaint. The following question was certified by the Appellate Division: "Was the decision and order of this court dated October 18, 2004, properly made?" Kovit v. Estate of Hallums, 307 AD2d 336, reversed.

Lazan v. County of Suffolk, 11 AD3d 589, reversed.

Chief Judge KAYE and Judges G.B. SMITH, CIPARICK, GRAFFEO, READ and R.S. SMITH concur.

Michael A. Cardozo, Corporation Counsel, New York City ( Pamela Seider Dolgow and Stephen J. McGrath of counsel), for appellant in the first above-entitled action. Sullivan Papain Block McGrath Cannavo, P.C., New York City ( Stephen C. Glasser and Vito Cannavo of counsel), for Lewis Kovit and another, respondents in the first above-entitled action. Martyn, Toher, Esposito, Martyn Adler, Mineola ( David C. Smith of counsel), for estate of Katherine Hallums, respondent in the first above-entitled action.

Christine Malafi, County Attorney, Hauppauge ( Christopher A. Jeffreys of counsel), for appellant in the second above-entitled action. Gruenberg Kelly, PC, Ronkonkoma ( Peter Lavrenchik of counsel), for respondent in the second above-entitled action.



As we explained in Pelaez v. Seide ( 2 NY3d 186, 193), municipalities generally enjoy immunity from liability for discretionary activities they undertake through their agents, except when plaintiffs establish a "special relationship" with the municipality. The two cases before us present questions of municipal liability for the actions of police officers in traffic situations. We conclude that in both instances the plaintiffs have not established a special relationship, and their claims must therefore be dismissed.

I. Kovit v. Estate of Hallums

While driving her car, Katherine Hallums collided with a vehicle carrying security officers from the Kings County Hospital. According to witnesses, the accident left her shaken and so "hysterical" that the security officers tried to calm her down. When New York City police arrived on the scene, an officer told her to move her car forward and out of the middle of the intersection where it had stopped. Although plaintiff was standing directly behind Hallums's car, she moved the vehicle backward instead of forward, crushing plaintiff's legs between her car and the one behind her. In his suit against the City, plaintiff alleged that the police officer acted negligently when he told Hallums to move her car while she was unfit to drive. A jury found the City 100% responsible for plaintiff's injuries, even though it found that Hallums was also negligent. The Appellate Division reversed, concluding that on the facts, it was impossible for Hallums to have been negligent but not in some degree responsible for plaintiff's injuries ( see 261 AD2d 442 [2d Dept 1999]). Upon retrial, another jury found the City 97% at fault. In a second appeal, the Appellate Division upheld the liability determination ( see 307 AD2d 336 [2d Dept 2003]). We granted leave and now reverse.

Plaintiff also sued Hallums and the other driver. Only the issue of the City's liability is before us.

Finding the award excessive, the Appellate Division modified the judgment by ordering a new trial unless plaintiff agreed to a reduction in damages.

The police officer was exercising his discretion when he told Hallums to move her car. Even if we were to assume Hallums was unfit to drive and that the officer knew or should have known it, municipal liability to plaintiff would not follow. To hold the City liable for the negligent performance of a discretionary act, a plaintiff must establish a special relationship with the municipality.

We made this point in Kenavan v. City of New York ( 70 NY2d 558, 569). There, the plaintiff was injured because fire-fighters had parked fire trucks improperly. The Court held that there is municipal immunity from suit when the conduct complained of "involves the exercise of professional judgment," even if the judgment was poor in retrospect ( id.; see also Balsam v. Delma Eng'g Corp., 90 NY2d 966, 967). We have municipal immunity because of what we demand from public officials in the performance of their duties. If liability flowed from every negligent action, officials would be trained to shrink from their responsibility so as to avoid possible costs to their municipal employers. We expect better of our government, and therefore protect the discretion of its agents so municipalities will encourage them to carry out their duties in the service of the public.

The exception to the rule, as we noted in Pelaez ( 2 NY3d at 193), is when the plaintiff establishes a special relationship with the municipality. Here, plaintiff fails to do so. Establishing a special relationship based on a municipality's assumption of a duty requires (1) an assumption by a municipality, through promises or actions, of an affirmative duty to act on behalf of the injured party; (2) knowledge on the part of a municipality's agents that inaction could lead to harm; (3) some form of direct contact between the municipality's agents and the injured party; and (4) that party's justifiable reliance on the municipality's affirmative undertaking ( see Pelaez, 2 NY3d at 202; Cuffy v. City of New York, 69 NY2d 255, 260).

See also Kircher v. City of Jamestown, 74 NY2d 251, 255 (1989) (describing as "legion" the cases of this Court holding municipalities immune from suit for exercising governmental powers including police protection absent a special relationship, and holding there could be no liability when a police officer learned about a possible crime in progress but took no action).

Plaintiff does not satisfy the third element of this test. The police officer's contact was with Hallums, not plaintiff. Not only was there a lack of a special relationship between plaintiff and the police officer, there was no material communication or relationship at all. As we held in Lauer v. City of New York ( 95 NY2d 95, 100), "[w]ithout a duty running directly to the injured person there can be no liability in damages, however careless the conduct or foreseeable the harm." Factually and legally, plaintiff and the police were strangers. Under those circumstances, the City cannot be held liable.

Although the parties dispute the application of the other three elements, we need not consider them because plaintiff's failure to satisfy the third is dispositive.

II. Lazan v. County of Suffolk

After plaintiff pulled his car over to the shoulder of the Long Island Expressway, a Suffolk County highway patrol officer came up behind him with flashing lights. Plaintiff left his car and walked back to the police cruiser to speak with the officer. In his complaint, plaintiff alleges that he told the officer he had chest pains and was not feeling well. He did not, however, allege that he told the officer he was too ill or dizzy to drive. After explaining that it was not safe to park on the side of the road, the officer told plaintiff to move his car to the nearest service station. Plaintiff drove off, but soon lost control of his car and suffered serious injuries after driving it into a guardrail and a telephone pole. Plaintiff sued Suffolk County, asserting that the police officer — with whom he alleged a special relationship — was to blame for his injuries. Supreme Court denied the County's motion for summary judgment and the Appellate Division affirmed, certifying to us the question whether its order was proper. We answer in the negative.

At one point in his deposition, plaintiff explained that he told the police officer that he only parked on the shoulder because he did not feel well. He also said that he had felt dizzy and faint and did not feel like driving, but was unclear as to whether he told those things to the officer. Later in the same deposition, plaintiff stated that he could not remember what he told the officer. Moreover, the record includes a transcript of a police department internal investigation hearing where plaintiff testified that he himself did not realize he was not well enough to drive when he pulled off the shoulder.

The second prong of the Pelaez/Cuffy test for special relationship liability requires "knowledge on the part of a municipality's agents that inaction could lead to harm" ( Pelaez, 2 NY3d at 202). Here, plaintiff never expressly told the police officer he was too sick to drive, and the record shows it was not manifestly clear to the officer that plaintiff was so disabled that he could not drive a short distance to a safer location. Therefore, as a matter of law, neither plaintiff's explanation to the police officer nor his appearance put the officer on notice that instructing plaintiff to remove his car from the shoulder of the expressway could lead to harm. Under these circumstances, we cannot expect the police to make a refined, expert medical diagnosis of a motorist's latent condition. Requiring them to do so would improperly burden police in carrying out their duties.

For there to be special relationship-based liability, a municipality's agent must be clearly on notice of palpable danger, as where it is so obvious that a layman would ascertain it without inquiry, or where a person unambiguously communicated his incapacity to the officer. At that point, the officer would have to weigh the danger of leaving the car in a dangerous situation (at least until help arrived) against the danger posed by having the driver move the car. This calls for discretion and could result in liability only when it is clear that the danger in having the driver move the car outweighs the danger inherent in leaving the car in place for some time. In this case, however, the highway patrol officer was not adequately on notice to satisfy this test.

Accordingly, in Kovit, the order of the Appellate Division should be reversed, with costs, and the complaint against the City dismissed. In Lazan, the order of the Appellate Division should be reversed, with costs, defendant's motion for summary judgment dismissing the complaint granted and the certified question answered in the negative.

In Kovit v. Estate of Hallums: Order reversed, etc.

In Lazan v. County of Suffolk: Order reversed, etc.