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Kerin v. Stangle

Supreme Court of Connecticut
Nov 29, 1988
209 Conn. 260 (Conn. 1988)



The plaintiff sought specific performance of a contract for the sale of certain real property that had been owned by the defendant administrator's decedent, M. The contract had been entered into by M's conservator and it contained a provision requiring Probate Court approval of the sale. After that court approved the sale, M's wife and daughter appealed to the Superior Court claiming that the sale price was inadequate. That court approved the sale price but modified the probate decree by ordering that the daughter be given the opportunity to purchase the property at that price. The daughter then appealed to this court, which set aside the Superior Court judgment and remanded the matter for a new trial. Thereafter, M died and the case was withdrawn without a new trial having been conducted. In the action here, the plaintiff claimed that because the original Superior Court judgment modifying the probate decree had been set aside, the probate decree approving the sale remained in effect, and that he was, therefore, entitled to specific performance. From the judgment against him, the plaintiff appealed to this court. Held that the trial court here did not err in denying the plaintiff's request for specific performance; once a probate appeal is heard and a judgment rendered by the Superior Court, the judgment of that court supplants the probate decree or order, and since there was no probate approval of the sale, as required by the contract between the plaintiff and M's conservator, the contract was not binding.

Argued October 12, 1988

Decision released November 29, 1988

Action for specific performance of a contract to sell to the plaintiff certain real property owned by the defendant's decedent, and for other relief, brought to the Superior Court in the judicial district of Hartford-New Britain at New Britain, and tried to the court, Goldberg, J.; judgment for the defendant, from which the plaintiff appealed. No error.

The appellant filed a motion for reargument which was denied.

Paul B. Zolan, with whom was Catherine A. Marrion, for the appellant (plaintiff).

Charles L. Howard, with whom was Richard R. Steinmetz, for the appellee (defendant).

This is the appeal of an action wherein the plaintiff, Jon S. Kerin, claimed that he was entitled to a decree against Frank J. Stangle, the administrator of the estate of Charles H. Miller, ordering specific performance of an agreement to sell certain of Miller's real estate located in the town of Bloomfield. The matter was tried to the court, Goldberg, J., which rejected the plaintiff's arguments and refused to order specific performance or grant the plaintiff other equitable relief. We find no error.

The real estate holdings of Charles H. Miller have had a tortuous history of litigation involving not only the property concerned in this action but other properties as well. The facts gleaned from the record, however, that are pertinent to a resolution of this appeal, although unusual, are not particularly complex.

See Kleinman v. Marshall, 192 Conn. 479, 472 A.2d 772 (1984); Marshall v. Kleinman, 186 Conn. 67, 438 A.2d 1199 (1982); Marshall v. Kleinman, 186 Conn. 63, 438 A.2d 1196 (1982).

The facts were stipulated. Only those germane to this case are recited.

On November 8, 1979, the plaintiff entered into a contract with Harry H. Kleinman, the duly appointed conservator of the estate of Charles H. Miller, an incapable person. The contract called for the plaintiff to purchase for $62,000, certain land, belonging to Miller, located off Old Windsor Road in the town of Bloomfield. The contract contained a provision that the seller was not obligated thereunder until ten days after the requisite probate approval became final and the probate approval was no longer subject to further proceedings. On November 21, 1979, the Probate Court for the district of Hartford approved the sale to the plaintiff for the agreed amount. Subsequently, Beverly Marshall, Miller's daughter, and Tillie Miller, his wife, appealed the order of the Hartford Probate Court to the Superior Court. On February 6, 1980, after a trial de novo, the Superior Court, Kelly, J., determined that it was in the best interest of the incapable's estate to sell the property in question for $62,000, and approved the sale at that price. The Superior Court, however, modified the Probate Court decree by ordering that Marshall or her designee have until February 29, 1980, to purchase the property at the approved figure. Marshall appealed the Superior Court judgment to this court.

Kleinman died on November 29, 1981. Harold F. Keith was appointed successor conservator on January 12, 1982.

The basis of the appeal was that the sale price was inadequate.

On January 19, 1982, in Marshall v. Kleinman, 186 Conn. 67, 72, 438 A.2d 1199 (1982), we held that the evidence presented at the trial de novo in the Superior Court did not reasonably support the "low valuation" accepted and approved by the Superior Court. Consequently, we set aside the judgment of the Superior Court and ordered a new trial. Id., 73. On February 4, 1982, Charles H. Miller died. On September 28, 1982, Frank J. Stangle, the named defendant in this action, was appointed administrator c.t.a., d.b.n. of his estate by the Probate Court for the district of Hartford. On February 15, 1983, Marshall and Tillie Miller withdrew the case remanded by this court without a new trial having been held.

The plaintiff, Jon S. Kerin, who, on motion, had been made a party defendant to that action on June 21, 1982, did not object to the withdrawal.

On the basis of those facts the plaintiff postulates that the Superior Court judgment that modified the probate decree was "erased" but the probate decree was not. He reasons, therefore, that the original decree of the Probate Court, approving the sale of Miller's property to him for $62,000, remains in full force and effect. He contends that this decree establishes the necessary probate approval that makes the agreement with Miller's conservator a binding contract that inures to his benefit against the administrator of Miller's estate. He claims, therefore, that he is entitled to specific performance of the contract with Miller's conservator against Miller's administrator. We disagree.

An appeal from a Probate Court to the Superior Court is not an ordinary civil action. State v. Woodin, 90 Conn. 48, 50-51, 96 A. 178 (1915); Silverstein's Appeal from Probate, 13 Conn. App. 45, 52-53, 534 A.2d 1223 (1987). When entertaining an appeal from an order or decree of a Probate Court, the Superior Court takes the place of and sits as the court of probate. Satti v. Rago, 186 Conn. 360, 365, 441 A.2d 615 (1982); Stevens' Appeal, 157 Conn. 576, 581, 255 A.2d 632 (1969); Dunham v. Dunham, 97 Conn. 440, 443, 117 A. 504 (1922); Slattery v. Woodin, supra, 51; Wilson v. Warner, 84 Conn. 560, 564, 80 A. 718 (1911); Hewitt's Appeal from Probate, 53 Conn. 24, 35, 1 A. 815 (1885); Davis's Appeal from Probate, 39 Conn. 395, 400 (1872). In ruling on a probate appeal, the Superior Court exercises the powers, not of a constitutional court of general or common law jurisdiction, but of a Probate Court. Slattery v. Woodin, supra; Tolles's Appeal from Commissioners, 54 Conn. 521, 524, 9 A. 403 (1886); Silverstein's Appeal from Probate, supra, 53.

The function of the Superior Court in appeals from a Probate Court is to take jurisdiction of the order or decree appealed from and to try that issue de novo. Baskin's Appeal from Probate, 194 Conn. 635, 641, 484 A.2d 934 (1984); Satti v. Rago, supra, 364-65; Stevens' Appeal, supra, 580-81; Hotchkiss' Appeal, 89 Conn. 420, 432, 95 A. 26 (1915); Silverstein's Appeal from Pro bate, supra, 54. Thereafter, upon "consideration of all evidence presented on the appeal which would have been admissible in the probate court, the superior court should exercise the same power of judgment which the probate court possessed and decide the appeal as an original proposition unfettered by, and ignoring, the result reached in the probate court." Prince v. Sheffield, 158 Conn. 286, 298, 259 A.2d 621 (1969).

Despite these accepted principles concerning the role of the Superior Court vis-a-vis a probate appeal, the plaintiff would have us afford a probate decree some continued vitality after the entry of a judgment in the Superior Court. He opts for a result which would leave the original probate decree standing in the wings in the event that something goes awry with the Superior Court judgment. We believe that in espousing that position the plaintiff misreads the cases dealing with probate appeals.

It is true that the mere taking of an appeal from a probate decree does not in and of itself vacate or suspend the decree. Silverstone v. Lillie, 141 Conn. 104, 107, 103 A.2d 915 (1954); White v. Strong, 75 Conn. 308, 312, 53 A. 654 (1902). As noted in Livingston's Appeal from Probate, 63 Conn. 68, 75, 26 A. 470 (1893), "[i]f the appeal had been withdrawn or dismissed in the Superior Court . . . the (probate] decree would have remained valid . . . ." See also Silverstone v. Lillie, supra, 107; Merrells v. Phelps, 34 Conn. 109, 112 (1867). That is, the probate decree appealed from continues "in full force" until the appellate tribunal otherwise determines. Pettee v. Hartford-Connecticut Trust Co., 105 Conn. 595, 603, 136 A. 111 (1927); Dickinson's Appeal from Probate, 54 Conn. 224, 231, 6 A. 422 (1886). But once the appellate tribunal, i.e., the Superior Court, otherwise determines and either modifies or sets aside the decree of the Probate Court, the probate decree is superseded. Satti v. Rago, supra, 365; Stevens' Appeal, supra, 581; Hirsch v. Braceland, 144 Conn. 464, 469, 133 A.2d 898 (1957); Silverstone v. Lillie, supra; Avery's Appeal, 117 Conn. 201, 205, 167 A. 544 (1933); White v. Strong, supra.

Sans a withdrawal or a dismissal, we think logic requires that conclusion. We hold, therefore, that once a probate appeal is heard and a judgment rendered in the Superior Court, the Superior Court judgment supplants the probate decree or order. Otherwise, there would arise the incongruous situation of the simultaneous existence of two valid judgments on the same issue, emanating from, what is in effect, the same court exercising the same powers, with one of the judgments held in reserve awaiting developments on the other. We refuse to countenance such a result. The finding of error and the remand by this court in Marshall v. Kleinman, supra, and the subsequent withdrawal of that action prior to a new trial in the Superior Court did not reinstate the decree of the Hartford Probate Court authorizing the sale of Miller's land to the defendant.

The reversal of the Superior Court in that case did, however, vitiate the judgment of the Superior Court from which Marshall appealed. "Where this court finds error upon the appeal and remands the case to be proceeded with according to law, the efficacy of the judgment rendered upon the original trial is destroyed and a new trial of all the issues in the case is required." (Emphasis added.) Wendland v. Ridgefield Construction Services, Inc., 190 Conn. 791, 796-97, 462 A.2d 1043 (1983); see also O'Donnell v. Police Commission, 4 Conn. App. 196, 197-98, 493 A.2d 270 (1985).

Unfortunately, however, shortly alter the publication of our opinion in Marshall v. Kleinman, Supra, and before a new trial could be conducted, the incapable, Miller, departed this vale of tears. Miller's death left his conservator, against whom the remanded appeal was pending, without a ward. That unique state of affairs rendered the remanded probate appeal moot. That conclusion is inevitable since Miller's death terminated the conservatorship; General Statutes 45-77; Kleinman v. Marshall, 192 Conn. 479, 483, 472 A.2d 772 (1984); and title to the real estate in question passed to Miller's heirs. There was, therefore, no conservator against whom the appeal could proceed and no real estate for the conservator to sell even if the appeal could somehow have continued.

"[General Statute (Rev. to 1981)] Sec. 45-77. TERMINATION OF CONSERVATORSHIP. If the court of probate having jurisdiction finds a ward to be capable of caring for himself or herself, the court shall, upon hearing and after notice, order that the conservatorship of the person be terminated. If the court finds upon hearing and after notice which the court prescribes, that a ward is capable of managing his or her own affairs, the court shall order that the conservatorship of the estate be terminated and that the remaining portion of his or her property be restored to the ward. If any ward having a conservator dies, his or her property other than property which has accrued from the sale of his or her real property shall be delivered to his or her executor or administrator. The unexpended proceeds of his or her real property sold as aforesaid shall go into the hands of the executor or administrator, to be distributed as such real property would have been. In either case the conservator shall file in the court his or her final account."

"Title to real property passes upon death to the heirs of the owner subject to the right of administration." Satti v. Rago, 186 Conn. 360, 365, 441 A.2d 615 (1982).

The upshot of the events that have transpired since the plaintiff first negotiated a contract with Miller's conservator is that there exists no probate approval for the sale of the real estate to him by the conservator. Nor is it possible at this time to obtain such an approval. Since probate approval is an express precondition of a binding obligation, the trial court did not err in denying the plaintiff's request for specific performance or other equitable relief.

It is also a statutory prerequisite. General Statutes 45-238; Elmendorf v. Poprocki, 155 Conn. 115, 119, 230 A.2d 1 (1967).

Summaries of

Kerin v. Stangle

Supreme Court of Connecticut
Nov 29, 1988
209 Conn. 260 (Conn. 1988)
Case details for

Kerin v. Stangle

Case Details


Court:Supreme Court of Connecticut

Date published: Nov 29, 1988


209 Conn. 260 (Conn. 1988)
550 A.2d 1069

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