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In re Huynh

California Court of Appeals, Sixth District
Jan 28, 2009
No. H031395 (Cal. Ct. App. Jan. 28, 2009)

Opinion


In re NAM VAN HUYNH, on Habeas Corpus. H031395 California Court of Appeal, Sixth District January 28, 2009

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

Opinion following order vacating prior opinion; reposted to correct index line, no change to text

Santa Clara County Super.Ct.No. 127919

Duffy, J.

In 1989, Nam Van Huynh was convicted of second degree murder and given an indeterminate term of 15 years to life in prison, plus two years for the use of a firearm, for the 1988 killing of his estranged wife. In 2002, the Board of Prison Terms, now the Board of Parole Hearings, determined that Huynh was suitable for parole but Governor Davis reversed that decision, citing various grounds. The trial court granted Huynh’s petition for habeas relief, and we affirmed, finding no evidence in the record to support most grounds relied on by Governor Davis in reversing the Board’s decision. But we remanded the matter to Governor Schwarzenegger to reconsider the Board’s 2002 decision to grant parole because it was equivocal whether the Governor would reverse that decision based solely on the gravity of the commitment offense—the only factor for which we found there could be said to be some evidence in the record—and in light of other factors favoring suitability that Governor Davis had failed to consider. In 2006, on remand, Governor Schwarzenegger again reversed the Board’s 2002 grant of parole.

Holding that Huynh’s waiver of preliminary examination, and his submission to a court trial based on police reports, taped statements, and his own testimony in exchange for the elimination of special circumstances and exposure to first degree murder were not tantamount to a plea of guilty, and that the absence of a waiver of the right to self-incrimination, though error, was not prejudicial, we affirmed the judgment of conviction on direct appeal in People v. Huynh (1991) 229 Cal.App.3d 1067, 1076-1080 (Huynh I). There was also a related habeas proceeding addressed in that published opinion in which we granted relief and remanded for further proceedings. (Id. at pp. 1080-1084.)

The Board of Prison Terms was abolished as of July 1, 2005, and replaced by the Board of Parole Hearings (Board). (See Pen. Code, § 5075, subd. (a) [further statutory references are to the Pen. Code unless otherwise specified].)

(In re Huynh (Feb. 3, 2006, H028888) [nonpub. opn.] (Huynh II).)

In a petition for writ of mandate filed in the trial court, Huynh contended that Governor Schwarzenegger’s 2006 reversal did not apply to the Board’s 2002 parole grant. The trial court granted the writ. Reversing the trial court, we concluded in In re Huynh (Dec. 20, 2007, H030670) [nonpub. opn.] (Huynh III) that the Governor’s 2006 decision reversed both the 2002 and the 2005 parole grants by the Board.

Meanwhile, in 2005, the Board again determined that Huynh was suitable for parole. In the same 2006 decision reversing the 2002 grant on remand, the Governor also reversed the 2005 grant, citing only the gravity of the commitment offense as favoring unsuitability for parole while acknowledging that all other factors favored suitability. The trial court again granted habeas corpus relief and directed that Huynh be immediately released. Warden Ben Curry appealed, contending that the trial court erred in granting relief. In our opinion filed April 16, 2008, we concluded that the Governor’s reversal of the 2005 grant of parole on the basis that Huynh remained a danger to society was not supported by some evidence in the record and we affirmed the trial court’s order reinstating the Board’s 2005 grant of parole and directed Huynh’s release from prison on the conditions as stated in that grant.

The Warden is the proper respondent in the habeas proceeding below. (§ 1477.) Upon the Warden’s petition, we granted a writ of supersedeas staying the trial court’s order pending the final determination of this appeal.

The California Supreme Court granted review, pending its decisions in In re Lawrence (2008) 44 Cal.4th 1181 (Lawrence) and In re Shaputis (2008) 44 Cal.4th 1241 (Shaputis). After the court issued its decisions in those two cases, it transferred this case back to us with directions to vacate our prior decision and reconsider the cause in light of Lawrence and Shaputis. We do so now and again affirm the trial court’s order vacating the Governor’s decision and reinstating the Board’s 2005 grant of parole.

STATEMENT OF THE CASE

Except where indicated, we take the underlying facts and procedure through sentencing for the life crime, which are the same as what was before the 2005 Board, from our prior opinion in Huynh II.

I. Huynh’s Background

Huynh was born in Vietnam in 1938. He completed high school in 1956 and later earned a Bachelor of Arts degree in French Literature. He then joined the Vietnamese army, in which he served for 11 years, attaining the rank of captain. He fought in combat alongside American troops for the South Vietnamese army and was seriously wounded in action in 1968, requiring hospitalization.

Huynh met his wife, Lan Ngoc Nguyen, the victim in this case, in Vietnam. They married in 1973, when he was 35 and she was 17, and they later had a son. They were evacuated from Saigon when that city fell in 1975. They arrived in Guam and later joined relatives in France, where Huynh became a citizen. After living and working in France for five years, Huynh and his family relocated to San Jose, joining other relatives living in the area. Within four years after his arrival in the United States, Huynh had developed a successful fish market business and he and his wife had purchased a home and had had two more children.

We hereafter refer to the victim as “Lan” for ease of reference and not out of disrespect.

While Huynh has characterized the early years of his marriage as good, around 1986, Lan began seeing another man. She took more than $100,000 from a joint bank account she held with Huynh and gave it to or spent it with this man. She traveled to Texas with the man, leaving Huynh and their children behind. After three months or so, the money was apparently gone, and Lan called Huynh to request that he come to Texas to pick her up. He did so and they resumed living together, though none too happily.

During the next two years, Huynh and Lan had marital problems and they argued frequently, sometimes resulting in physical altercations during which Huynh hit Lan and pulled her hair. At one point, Lan went to a battered women’s shelter. In 1988, Lan again began seeing another man, and she again took money ($7,000) out of the joint bank account and gave it to this man. This resulted in an argument between Lan and Huynh during which he hit her. Lan called the police and got a restraining order against Huynh, after which he moved out. During their two years of marital strife and altercations following Lan’s return from Texas, she mentioned a gun several times and once, she showed Huynh a bullet and told him that she would kill him with it. (Huynh I, supra, 229 Cal.App.3d at p. 1072.)

At some point, Lan initiated divorce proceedings. By the time they had separated, Huynh had also lost his fish market business due to the financial losses, and he had begun working as a manager for a similar business owned by someone else. When he left the family home, Huynh moved into a warehouse owned by his employer. Lan also moved and did not reveal her address to Huynh. She obtained an order “restraining him from asking their children for her address and telephone number and from following anyone to her residence.” (Huynh I, supra, 229 Cal.App.3d at p. 1073.)

According to Huynh, he was not an “angry person,” but because of everything that was happening to him with the loss of his business, his finances, and his marriage, he could not control his behavior towards his wife. Against his wishes and as a result of their domestic problems, they continued to live apart, she with their three children at an address unknown to Huynh and he in the warehouse.

Huynh had previously owned a shotgun, but in September 1988, he exchanged it and acquired a new handgun. He kept the gun for security reasons associated with his work. Huynh had acquired the new gun legally but he did not have a permit to carry a concealed weapon. When he began living at the warehouse after his separation from his wife, Huynh would usually carry the loaded gun on his person rather than leaving it somewhere in the building where it might be stolen or get lost.

II. The Life Crime

Huynh had no criminal or violent history to speak of before the commitment offense.

The 1989 probation report states that Huynh had one prior misdemeanor conviction for “Failing to Log a Fish Catch.”

On November 8, 1988, after having lived in the warehouse for about three months, Huynh was extremely angry with Lan for not letting him see their children and that morning, he had thoughts of shooting her and himself. During that time he was depressed and often thought of suicide, but he did not kill himself because of his children. (Huynh I, supra, 229 Cal.App.3d at p. 1073.) Huynh saw his son walking to school that day and he picked him up to give him a ride and some money. Huynh wanted to reconcile with Lan, mostly for the sake of their children. He had already spoken to her on the phone several times about reconciling, and she had rejected him, causing him great stress. The day before, he had gone to the Department of Motor Vehicles and had been able to obtain Lan’s address since she was driving a car that he had purchased. (Ibid.) After dropping off his son on November 8, 1988, Huynh went to Lan’s house to talk to her about getting back together. Because of the restraining order precluding his presence there, he asked her to follow him to another place in her car and she agreed.

The 1989 probation report states that when Huynh left home that morning, he “wanted to shoot [Lan] and himself.” Our prior opinion in Huynh I, supra, 229 Cal.App.3d at page 1073, states both that Huynh had brought the gun to the encounter to shoot Lan and himself and that he had frequently dreamt of them shooting each other.

They each separately drove to a public street near Lan’s house and parked. There were other people in the general vicinity. Lan remained in her car, only opening her window by a crack. Huynh approached her car to talk to her and they began to argue about reconciliation, their children, money, and Lan’s affairs. Lan told Huynh that she had a gun in her car but Huynh did not see it. (Huynh I, supra, 229 Cal.App.3d at p. 1073.) He became increasingly aggressive and patted his hip area to let Lan know that he had a gun, which he then pulled out and pointed at her. At one point, Lan told Huynh that she didn’t care about anything anymore, including him or their children, and she rolled up the car window. Huynh began yelling and stepped in front of her car. She began to honk the horn. He then began to strike his gun against her driver’s side window, wanting to break the window so that “he could slap her for saying she didn’t care.”

But there are no facts in the record to suggest that anyone other than Lan was so near to Huynh as to be in danger as a result of his criminal conduct.

When the window did not break, he shot through it once, hitting Lan. Then he shot four more times, which required reloading the gun once. At one point during the shooting, Lan’s car drifted across the street. Huynh followed the car and continued shooting. All five shots hit Lan, two passing through her brain, one piercing her chest and left lung finally lodging in her neck, and one entering her abdomen “piercing the cecum and perforating the right pelvis, exiting the right buttocks.” She was later pronounced dead on arrival at the hospital. The cause of death was “attributed to the [gunshot] wounds and massive destruction of brain substance.”

After the shooting, Huynh placed the gun on the trunk of Lan’s car, sat down on the curb, and waited for police to arrive. When they came, they saw Lan “[lying] over the passenger’s seat [of her car] bleeding profusely and not moving.” Huynh remained on the curb and stated to the officers that “the gun [was] on the car.” When police frisked Huynh, they found additional cartridges in his pocket.

While Huynh admitted having shot Lan, he later stated that he did not remember the details of the incident after the first shot. He said that he was “angry,” was “crazy,” had “lost control,” and “did not even know what [he] was doing.” He specifically did not remember reloading the gun. (Huynh I, supra, 229 Cal.App.3d at p. 1074.) When asked if he had known what he was doing, Huynh replied, “ ‘No. I was kind of crazy that moment, so depressed after three month, after I shot her, and I felt some kind of headache and so tired, and I sit down. I had some kind of a no thinking during that moment.’ ” (Ibid.) He also explained, “ ‘After I heard the first shot, I became some kind of unconscious. I only remember that I put the gun . . . in the top of it.’ ” When asked if he had known whether his actions were right or wrong, he had replied, “ ‘I had some kind of mental crisis. I knew nothing. I knew nothing wrong or right.’ ” (Ibid.) Huynh was not under the influence of alcohol or drugs at the time of the crime, as he did not use these substances. The probation report said that Huynh had been “obviously unable to control his frustration over his failed marriage. This frustration led to an uncontrollable rage resulting in the shooting death of his ex-wife.”

Referring to the crime, a 1989 psychological evaluation noted a diagnosis of “Major Depressive Disorder[,] Dissociative Disorder (Single Episode).” This prior diagnosis was also noted in a 1999 psychological evaluation. A 2004 psychological evaluation confirmed that there was a “dissociative period during this inmate’s life” and that “he was suffering from depression at the time of the commitment offense” but that “those conditions have changed considerably” and “[a]t present, the inmate is not suffering from depression or any dissociative disorder” such that his “prognosis is excellent for being able to maintain his current mental state in the community upon parole.”

III. Huynh’s Conviction and Sentencing

In exchange for eliminating his exposure to special circumstances and first degree murder, Huynh waived preliminary examination and submitted to a court trial to determine—based on police reports, Huynh’s taped statements, and his testimony—whether he was guilty of manslaughter or second degree murder. At the conclusion of trial, Huynh was convicted of second degree murder with use of a firearm. (§§ 187, 12022.5, subd. (a).) He received an indeterminate sentence of 15 years to life, plus two years for the firearm enhancement, to be served consecutively, for a total term of 17 years to life. He began service of the life term on April 4, 1990.

IV. The December 2005 Parole Board Hearing

Huynh was first eligible for parole in 2000 and his initial parole hearing took place the year before, resulting in a two-year denial. His second hearing was in October 2001, which resulted in a one-year denial with recommendations to “remain disciplinary free and to participate in self-help programs.” His third hearing took place in November 2002, and the Board granted parole and set a release date, which was reversed by Governor Davis in 2003 and again on remand by Governor Schwarzenegger in 2006. Huynh’s fourth hearing took place in June 2004 while habeas corpus proceedings from the 2002 grant were pending and the Board then issued a one-year denial. His fifth hearing took place on December 7, 2005.

In denying parole in 2004, the Board expressed concerns about Huynh not having sufficiently involved himself in self-help programming, such as for anger management, and about the need for him to develop concrete parole plans in both France and California.

Huynh was 70 on March 8, 2008, having been born on March 8, 1938.

The December 2005 hearing began with a discussion about Huynh having submitted new support letters from family and signatures from approximately 100 members of the community in support of the grant of parole and about the Board having received letters from the Chief of the San Jose Police Department and from the Office of the District Attorney recommending against parole based essentially on the gravity of the crime. The Presiding Commissioner then read a 2002 summary of the life crime, including Huynh’s version of it. Huynh also pointed out that the 1989 psychological evaluation that discussed his single episode dissociative state at the time of the crime was the most accurate description of what had happened. The Board discussed that Huynh had no prior criminal record; that he is a French citizen; that he had a successful fish business in San Jose; that Lan had left Huynh with boyfriends on two occasions, taking their money each time, which resulted in great stress and the loss of his business, his marriage and his home; that Huynh had positive relationships with his family members, including Lan’s sisters, and he had developed good adult relationships with his two children after his oldest son committed suicide in 1990; that upon parole, Huynh would likely be deported to France, where he had housing plans and where he is entitled to retirement benefits; that Huynh had alternate parole plans in San Jose were he not to be deported; and that in 2004, Huynh, who also now requires a hearing aid, had emergency “6-way” heart bypass surgery.

The Board then reviewed “post-conviction progress information,” including a 2005 progress report, 2002 and 2003 life prisoner evaluations, and a 2004 psychological evaluation, all of which generally favored the granting of parole and stated that Huynh would pose a low degree of threat if released. The 2004 evaluation, in express disagreement with Governor Davis’s prior assessment, put Huynh’s risk of threat if released at no “ ‘higher than the average citizen’ ” and perhaps even lower due to Huynh’s long incarceration and resulting understanding of the consequences and costs of his prior criminal action, and expressed that it would be unlikely for Huynh to find himself again in the criminal justice system if released. The Board then noted that Huynh had, since being incarcerated, completed numerous self-help programs, and since his 2004 parole denial, had completed programs for anger management, as per the Board’s recommendation, and Buddhist meditation. The Board then noted that Huynh had done as well as possible “as far as classification and custody” scores; that he had no enemies in prison or gang affiliations; that he had completed his college education in Vietnam but obtained his GED while in prison; that he worked while in prison until his heart surgery and would not work if released but would be eligible for retirement benefits; and that he had never been written up for a rule or disciplinary violation while in prison.

The district attorney present at the hearing then asked Huynh if he remembered how many times he had shot his wife. Huynh reiterated what is consistent throughout the record—that he did not remember anything after the first shot. The district attorney asked Huynh about why he killed his wife and the effect of his crime on others. Huynh reiterated his remorse and tried to explain that he doesn’t know why he killed his wife but that he was “crazy” and had acted out of anger at his wife’s behavior. The district attorney then suggested that Huynh’s crime had caused his eldest son’s suicide two years after the killing but Huynh maintained that the cause was his son’s drug use. The district attorney argued in closing that Huynh should be found unsuitable for parole based generally on the life crime and its effects and what the district attorney termed Huynh’s lack of insight into why he had committed the crime.

Those remarks were rebutted by Huynh’s attorney, who emphasized all the positive factors favoring suitability, including the psychological reports assessing Huynh’s risk of danger to society if released as low, the great stress that led to Huynh’s commission of the crime, his lack of criminal history, and positive behavior while incarcerated. Huynh then personally expressed his remorse for what he called a “crime of passion” and asked the Board to find him suitable for parole.

At the conclusion of the hearing, the Board announced its finding that Huynh was suitable for parole and would not pose an unreasonable risk of danger or threat to public safety if released from prison. The Board cited the following facts in support of its decision: (1) Huynh’s lack of a juvenile record or criminal history; (2) his enhanced ability to function within the law upon release through extensive programming; (3) his college education and obtaining of a GED while in prison; (4) Huynh’s commission of the crime as a result of significant stress in his life; (5) his reduced probability of recidivism due to maturation, growth, greater understanding, and advanced age; (6) his realistic parole plans in both France and California; (7) Huynh having developed a tremendous amount of support and close family ties; (8) his lack of disciplinary violations while in prison and his positive institutional behavior, signifying improvement in self-control; (9) and the 2004 psychological report that confirmed Huynh’s dissociated state while committing the crime and its conclusions that the risk of Huynh resorting to violence in the future was significantly below average relative to the inmate Level II population, that his potential for violence if released to the community was no higher than the average citizen, that there were no risk factors such as substance abuse that would be considered precursors to violence, and that he should once again be given a parole date with the full expectation that he would not return to the criminal justice system.

The Board then proceeded to set the total term of imprisonment. In aggravation, the Board recognized that the victim had experienced severe trauma inflicted with deadly intensity and that she had had a prior relationship with her attacker. The Board also noted that Huynh had had the opportunity to cease his attack but instead continued it and that “[t]he manner in which the crime was committed created potential for serious injury to other people.” For all these reasons, the Board assessed the aggravated term for second degree murder of 240 months as derived from the Board’s matrix used to set terms for life prisoners, less 60 months credit for good behavior. (Cal. Code of Regs., tit. 15, §§ 2282-2284 (hereafter “Regulations” or “Regs.”).)

V. The Governor’s Reversal

Governor Schwarzenegger exercised his authority under article V, section 8, subdivision (b), of the California Constitution and section 3041.2 to reverse the Board’s decision to grant Huynh parole. In his written review, the Governor first detailed the factual events surrounding the life crime, emphasizing facts of which we had previously found some evidence in the record in Huynh II—that Huynh had come armed to the encounter with his wife, that he had blocked her car from being able to leave, that he had struck his gun against her window and when that did not work to break it, he used his gun to shoot through the window. As her car drifted across the street after the first shot, Huynh followed, shooting his wife four more times, which involved reloading the gun once. The Governor also noted that Huynh had admitted having once hit his wife several times in the months preceding the murder, though he concluded that it was unclear whether that prior domestic incident had resulted in Huynh’s wife obtaining a restraining order.

We concluded in Huynh II that some facts cited by Governor Davis regarding the gravity of the commitment offense were not supported by the record or were taken out of context. Specifically, we observed that the assertion that Huynh had lured his wife to a more vulnerable location or that she herself was more vulnerable on a public street rather than in her private home was unsupported. In fact, we found the record to support the opposite conclusion—that his wife was less vulnerable where there were other people around to witness the shooting and call for aid. We concluded similarly regarding Governor Davis’s statements that Huynh had first purchased a gun two months before the shooting as if in preparation for it, finding that the record instead supported that he had previously owned a gun but had exchanged it in the months before the shooting for the smaller one he ended up using to kill his wife, a less intentioned scenario. We likewise concluded that the Governor’s statements to the effect that Huynh had surreptitiously obtained his wife’s address from the Department of Motor Vehicles in violation of a court order were without factual support, as was his implication that Huynh’s wife had not died instantly from her wounds and instead lay there, alive but bleeding profusely, while Huynh sat emotionless, failing to take action that might have saved her life.

Further with regard to the commitment offense, the Governor concluded that its gravity outweighed the factors supporting parole suitability in that Huynh’s actions before the crime “demonstrated some level of premeditation,” rendering this an “especially heinous second-degree murder.” In support of this conclusion, the Governor cited Huynh’s “plan on the day of the murder” to shoot his wife and then himself, as “stated” in “both the probation report and the 2002 Life Prisoner Evaluation.” He further cited that after the first shot, Huynh’s wife’s car began coasting across the street, providing him a “clear opportunity to discontinue his conduct,” but he instead shot four more times, reloading his gun in the process. The Governor also cited as support for the heinous nature of the crime that Huynh had committed the shooting in a public place, thus endangering other people.

Further with respect to the gravity of the commitment offense, the Governor specifically considered that Huynh had committed the crime as a result of experiencing significant stress in his life. Indeed the Governor cited all the underlying facts contributing to that significant stress as we had previously outlined in Huynh II—the loss of Huynh’s marriage, his family, his finances, his home, and his business. Having considered this factor, which also relates to the gravity of the commitment offense and which favors suitability for parole, the Governor nevertheless concluded that the “gravity of the murder [Huynh] committed presently outweighs the positive factors tending to support his parole suitability.”

In terms of other factors favoring suitability, Governor Schwarzenegger correctly noted that Huynh had “managed to maintain a discipline-free conduct record;” that he had made efforts to “enhance his ability to function within the law upon release;” that he had “availed himself of available self-help and therapy,” including substance-abuse related programming even though he had no history of such problems; that he had accepted responsibility for the crime and felt remorse; that mental health professionals had assessed his risk of danger as low; that he had solid parole plans, whether he were to be deported to France where he is a citizen or to remain in California; and that his advanced age reduced the probability of his recidivism. In spite of all these factors favoring suitability, the Governor still concluded in reversing the Board’s decision that “[t]he gravity alone of the second-degree murder . . . is sufficient for me to conclude presently that [Huynh’s] release from prison would pose an unreasonable public-safety risk.”

VI. Proceedings in the Trial Court

Huynh initially filed his petition for writ of habeas corpus in pro per. Through counsel, he later filed an amended petition, as to which the court issued an order to show cause. The Warden filed a return, and Huynh a traverse. Without holding a hearing, the trial court granted the writ by written order, concluding that there was not some evidence in the record to support the ultimate conclusion that Huynh remains a danger to public safety if released. Specifically, the court found: (1) that there was no evidence to support the Governor’s conclusion that other people were in fact endangered by Huynh having committed the crime in a public place; (2) that Huynh’s missed opportunity to have ceased firing amidst shots does not support that the crime was more egregious or especially heinous, especially since there is no evidence in the record of which shot actually killed his wife; (3) that whatever evidence there is of premeditation and deliberation is inconsequential to the grant of parole now that Huynh has served enough prison time to be eligible for parole as if he had been convicted for first degree murder and had received a sentence of 25 years to life in prison; (4) that the Governor had only paid “lip service” to the many factors favoring suitability; and (5) that there was an absence of evidentiary support that Huynh was unsuitable for parole or was presently a risk to the public. The court ordered that Huynh be “released under the terms of the Board’s parole grant within five days of the Attorney General’s receipt” of the decision. We granted a stay of this order on the Warden’s petition for writ of supersedeas pending the final determination of this appeal.

VII. Our Prior Opinion

In an unpublished opinion, we affirmed the trial court’s order. We concluded that there was not some evidence in the record to support the Governor’s decision to reverse the Board’s grant of parole, which we reinstated. The Warden petitioned the Supreme Court for review, which the court granted. Subsequently, the Supreme Court transferred this case to us with direction to vacate our prior decision and to reconsider the cause in light of Lawrence, supra, 44 Cal.4th 1181 and Shaputis, supra, 44 Cal.4th 1241.

We requested and received supplemental briefing from the parties on the impact of Lawrence and Shaputis on this case.

DISCUSSION

I. Appealability and Contentions on Appeal

The Warden properly appeals from a final order of the superior court made upon the return of a writ of habeas corpus under section 1507. He initially contended (1) that the superior court erred by improperly reweighing evidence and substituting its own judgment for that of the Governor in concluding that Huynh is suitable for parole, and (2) that the court erred by assessing the egregiousness of the crime against the minimum requirements for first degree murder rather than for the second degree murder charge of which Huynh was convicted. But as we saw the overarching issue on appeal, it was whether the Governor’s decision to reverse the Board’s grant of parole based on the conclusion that Huynh remained a risk or danger to public safety was supported by some evidence in the record, a question our prior opinion answered in the negative.

In supplemental briefing filed after the case was transferred to us from the Supreme Court, the Warden in essence concedes that our prior opinion had applied the correct standard of judicial review as later made clear by Lawrence and Shaputis. But he contends that the proper remedy is not reinstatement of the Board’s parole grant but rather remand to the Governor for further consideration in accordance with due process and in light of Lawrence and Shaputis.

The concession states, “Given the analysis in this Court’s April 2008 opinion, Appellant acknowledges that this Court has already applied the some-evidence standard in the manner required by Lawrence and Shaputis” and that “no further consideration of the merits of this case is necessary.”

II. The Legal Framework of Parole Decisions and Judicial Review Thereof

The California Constitution places the “supreme executive power” with the Governor. Inherent in this authority are purely executive functions that include the powers of reprieve, pardon, and commutation. (Cal. Const., art. V, §§ 1, 8, subd. (a).) In 1988, the electorate broadened these powers by amending article V, section 8 of the State Constitution to vest the Governor with the final authority to “affirm, modify, or reverse” a Board decision concerning parole of a prisoner convicted of murder. (Cal. Const., art. V, § 8, subd. (b); § 3041.2; In re Dannenberg (2005) 34 Cal.4th 1061, 1086 (Dannenberg).)

This affected a fundamental change in California’s parole system, as prior to the amendment, the Board was the sole agency authorized to grant parole and fix release dates. (In re Powell (1988) 45 Cal.3d 894, 901.) The Board is still generally authorized to perform these functions, but it is now the Governor, and not the Board, who has the final authority in setting parole release dates for prisoners convicted of murder. (Cal. Const. art. V, § 8, subd. (b); §§ 3040, 3041.2; 5075 et seq.) In performing his review, the Governor has broad discretion, but he is bound to consider the same parole suitability factors that restrict the Board’s parole decisions. He is also constrained by the same procedures specified by statute and regulation that define the parameters of the Board’s exercise of discretion in parole suitability matters. (In re Rosenkrantz (2002) 29 Cal.4th 616, 660-661 (Rosenkrantz); In re Lowe (2005) 130 Cal.App.4th 1405, 1424.)

The specified factors applicable to the Board’s parole decisions, and the Governor’s review of those decisions, are stated in section 3041 and the Regulations setting forth very specific considerations that must be taken into account in determining whether a life prisoner is suitable for parole. (Regs., §§ 2401-2402.) Under section 3041, subdivision (a), “[o]ne year prior to the inmate’s minimum eligible parole release date a panel . . . shall . . . meet with the inmate and shall normally set a parole release date . . . . The release date shall be set in a manner that will provide uniform terms for offenses of similar gravity and magnitude in respect to their threat to the public, and that will comply with the sentencing rules that the Judicial Council may issue and any sentencing information relevant to the setting of parole release dates. The board shall establish criteria for the setting of parole release dates and in doing so shall consider the number of victims of the crime for which the inmate was sentenced and other factors in mitigation or aggravation of the crime.”

As stated in section 3041, subdivision (b), the Board “shall set a release date unless it determines that the gravity of the current convicted offense or offenses, or the timing and gravity of current or past convicted offense or offenses, is such that consideration of the public safety requires a more lengthy period of incarceration for this individual, . . .” (Italics added.) Accordingly, the overarching consideration in the suitability determination, and the one that is prescribed by statute, is whether the inmate is currently a threat to public safety. (Dannenberg, supra, 34 Cal.4th at pp. 1071, 1083, 1085-1086; In re Scott (2005) 133 Cal.App.4th 573, 591 (Scott II).)

In the suitability determination, the factors that both the Board and the Governor are required to consider and balance are specified in section 2402 of the Regulations, which consists of four subdivisions. (Rosenkrantz, supra, 29 Cal.4th at p. 667.) Subdivision (a) reiterates the statutory public safety factor by stating that “[r]egardless of the length of time served, a life prisoner shall be found unsuitable for and denied parole if in the judgment of the panel the prisoner will pose an unreasonable risk of danger to society if released from prison.” (Regs., § 2402, subd. (a), italics added).)

Subdivision (b) provides that “[a]ll relevant, reliable information . . . shall be considered in determining suitability for parole. Such information shall include the circumstances of the prisoner’s social history; past and present mental state; past criminal history, including involvement in other criminal misconduct which is reliably documented; the base and other commitment offenses, including behavior before, during and after the crime; past and present attitude toward the crime; any conditions of treatment or control, including the use of special conditions under which the prisoner may safely be released to the community; and any other information which bears on the prisoner’s suitability for release. Circumstances which taken alone may not firmly establish unsuitability for parole may contribute to a pattern which results in a finding of unsuitability.” (Regs., § 2402, subd. (b).)

Subdivision (c) specifies six nonexclusive circumstances, which are set forth as “guidelines,” tending to show unsuitability. The importance of these circumstances, or combination thereof, is left to the judgment of the panel, or the Governor, in the particular case. These circumstances include, as relevant here, the “Commitment Offense. The prisoner committed the offense in an especially heinous, atrocious or cruel manner. The factors to be considered include: . . . [¶] (B) The offense was carried out in a dispassionate and calculated manner, such as an execution-style murder. . . . [¶] (D) The offense was carried out in a manner [that] demonstrates an exceptionally callous disregard for human suffering. . . .” (Regs., § 2402, subd. (c)(1).)

Subdivision (d) is the converse of subdivision (c). It specifies nine circumstances, likewise set forth as “guidelines,” tending to show suitability for release, and the importance attached to any circumstance or combination of circumstances is again left to the judgment of the panel, or the Governor, in the particular case. These circumstances include, as relevant here: “(1) No Juvenile Record. The prisoner does not have a record of assaulting others as a juvenile or committing crimes with a potential of personal harm to victims. [¶] (2) Stable Social History. The prisoner has experienced reasonably stable relationships with others. [¶] (3) Signs of Remorse. The prisoner performed acts which tend to indicate the presence of remorse, such as attempting to repair the damage, seeking help for or relieving suffering of the victim, or indicating that he understands the nature and magnitude of the offense. [¶] (4) Motivation for Crime. The prisoner committed his crime as the result of significant stress in his life, especially if the stress had built over a long period of time. . . . [¶] (6) Lack of Criminal History. The prisoner lacks any significant history of violent crime. [¶] (7) Age. The prisoner’s present age reduces the probability of recidivism. [¶] (8) Understanding and Plans for Future. The prisoner has made realistic plans for release or has developed marketable skills that can be put to use upon release. [¶] (9) Institutional Behavior. Institutional activities indicate an enhanced ability to function within the law upon release.” (Regs., § 2402, subd. (d).)

Thus, the only listed factor favoring suitability for parole that is absent here is that the prisoner suffered from battered women’s syndrome. (Regs., § 2402, subd. (d)(5).)

While the Governor’s discretion in his review of parole suitability determinations is very broad, it is not complete or absolute. His discretion, like that of the Board, includes the power to “identify and weigh the factors relevant to predicting ‘by subjective analysis whether the inmate will be able to live in society without committing additional antisocial acts.’ [Citation.] However, ‘the requirement of procedural due process embodied in the California Constitution (Cal. Const., art. I, § 7, subd. (a)) places some limitations upon the broad discretionary authority of the [Governor].’ [Citation.]” (In re DeLuna (2005) 126 Cal.App.4th 585, 591 (DeLuna).) In exercising his discretion, the Governor, like the Board, is constrained by the procedures specified by statute. The precise manner in which the specified factors relevant to parole suitability are considered and balanced is within the Governor’s discretion, but his decision must reflect an individualized consideration of all the specified criteria and it cannot be arbitrary or capricious. (Scott II, supra, 133 Cal.App.4th at pp. 590-591; citing Rosenkrantz, supra, 29 Cal.4th at p. 677.) “ ‘Although a prisoner is not entitled to have his term fixed at less than maximum or to receive parole, he is entitled to have his application for these benefits “duly considered” ’ based upon an individualized consideration of all relevant factors. [Citations.]” (Rosenkrantz, supra, at p. 655, italics added.)

Once the Board or the Governor has exercised authority concerning suitability for parole, judicial review of the decision is quite circumscribed. First, “the court may inquire only whether some evidence in the record … supports the decision to deny parole, based upon the factors specified by statute and regulation.” (Rosenkrantz, supra, 29 Cal.4th at p. 658.) “Due process of law requires that this decision be supported by some evidence in the record. Only a modicum of evidence is required. Resolution of any conflicts in the evidence and the weight to be given the evidence are matters within the authority of the Governor [or the Board] . . . . It is irrelevant that a court might determine that evidence in the record tending to establish suitability for parole far outweighs evidence demonstrating unsuitability for parole. As long as the . . . decision reflects due consideration of the specified factors as applied to the individual prisoner in accordance with applicable legal standards, the court’s review is limited to ascertaining whether there is some evidence in the record that supports the . . . decision.” (Rosenkrantz, supra, at pp. 676-677.)

But the deferential review accorded the Board’s or the Governor’s decision does not mean that courts simply rubber stamp the determination as long as there is some evidence to support any of the unsuitability factors; the “standard is unquestionably deferential, but certainly is not toothless.” (Lawrence, supra, 44 Cal.4th at p. 1210.) Rather, the reference in Rosenkrantz to some evidence to support the decision to deny parole means some evidence to support its ultimate decision that the inmate poses a current risk of danger to society if released from prison. (Id. at pp. 1210, 1212; see also In re Lee (2006) 143 Cal.App.4th 1400, 1408 (Lee); In re Tripp (2007) 150 Cal.App.4th 306, 313 (Tripp).)

Accordingly, “to give meaning to the statute’s directive that the Board shall normally set a parole release date (§ 3041, subd. (a)), a reviewing court’s inquiry must extend beyond searching the record for some evidence that the commitment offense was particularly egregious and for a mere acknowledgement by the Board or Governor that evidence favoring suitability exists. Instead, under the statute and the governing regulations, the circumstances of the commitment offense (or any of the other factors related to unsuitability) establish unsuitability if, and only if, those circumstances are probative to the determination that a prisoner remains a danger to the public. It is not the existence or nonexistence of suitability or unsuitability factors that forms the crux of the parole decision; the significant circumstance is how those factors interrelate to support a conclusion of current dangerousness to the public.” (Lawrence, supra, 44 Cal.4th at p. 1212.) There must be something “more than rote recitation of the relevant factors with no reasoning establishing a rational nexus between those factors and the necessary basis for the ultimate decision—the determination of current dangerousness. ‘It is well established that a policy of rejecting parole solely upon the basis of the type of offense, without individualized treatment and due consideration, deprives an inmate of due process of law.’ [Citation.]” (Lawrence, supra, 44 Cal.4th at p. 1210.)

Thus, as applied in Rosenkrantz, “the ‘some evidence’ test may be understood as meaning that suitability determinations must have some rational basis in fact.” (Scott II, supra, 133 Cal.App.4th at p. 590, fn. 6.) “Because this requirement gives rise to a liberty interest protected by due process of law, and because due process of law requires that a decision considering such factors be supported by some evidence in the record, the Governor’s decision is subject to judicial review to ensure compliance with this constitutional mandate.” (Rosenkrantz, supra, 29 Cal.4th at p. 664.) As confirmed by Lawrence, while we do not reweigh the evidence or engage in our own balancing of the specified factors, the exceedingly deferential “nature of the ‘some evidence’ standard of judicial review set forth in [Rosenkrantz] does not convert a court reviewing the denial of parole into a potted plant.” (In re Scott (2004) 119 Cal.App.4th 871, 898 (Scott I); Lawrence, supra, 44 Cal.4th at pp. 1211-1212.) “[T]he evidence must substantiate the ultimate conclusion that the prisoner’s release currently poses an unreasonable risk of danger to the public. ([Rosenkrantz, supra, 29 Cal.4th at p. 677]; Lee, supra, 143 Cal.App.4th at p. 1408.) It violates a prisoner’s right to due process when the Board or Governor [attach] significance to evidence that forewarns no danger to the public or relies on an unsupported conclusion. [Citations.]” (In re Tripp, supra, 150 Cal.App.4th at p. 313.) “Accordingly, the judiciary is empowered to review a decision by the Board or the Governor to ensure that the decision reflects ‘an individualized consideration of the specified criteria’ and is not ‘arbitrary and capricious.’ [Citation.]” (Lawrence, supra, 44 Cal.4th at p. 1205.)

III. The Governor’s Decision That Huynh Still Poses a Threat to the Public if Released is Not Supported by Some Evidence

As we have explained, the Governor rested his reversal of the Board’s decision to grant parole on the gravity of the commitment offense alone while acknowledging that all other factors favored suitability for parole. As support for his decision that Huynh remains an unreasonable public safety risk, the Governor specifically cited what, in his view, was evidence of Huynh’s premeditation and deliberation, Huynh’s failure to have discontinued shooting and even reloading during the course of the five shots, and the fact that others were put in danger because of the public location of the crime. These factors, the Governor said, made the crime “especially heinous” and “atrocious.”

The Governor also cited the opposition to Huynh’s parole by the San Jose Police Chief and the District Attorney but these views, like the Governor’s, rested on the gravity of the commitment offense and they thus add no further unsuitability factor to the analysis. (In re Weider (2006) 145 Cal.App.4th 570, 590 [“the opposition cannot add weight where there is no evidence of unsuitability to place in the balance.”].)

In Huynh II, we concluded that some of the facts surrounding the shooting “may have aggravated the crime beyond what was minimally necessary to sustain a conviction for second degree murder.” (Huynh II, supra, [nonpub.] [2006 WL 280900 at p. *18].) These facts included that Huynh had previously contemplated shooting his wife (and himself), that he had brought the gun to his emotionally charged encounter with his wife along with extra ammunition, and that in the course of the crime, Huynh reloaded his gun and continued shooting for a total of five shots, all of which hit Lan, though it is not clear from the record whether any single shot, by itself, inflicted the fatal blow. We said that “[r]easonable minds may differ regarding whether these facts, or any other relating to the commitment offense, aggravate the crime beyond second degree murder.” (Ibid.) We maintain this conclusion here.

But with respect to the Governor’s newly cited fact that others were put in danger given the public location of the crime, we find no evidentiary support in the record other than the repetition of this same bare and speculative conclusion. There is simply no evidence in the record that anyone other than Lan was in fact placed at risk by Huynh’s criminal conduct, whether through proximity to the gunfire or proximity to Lan’s car as it drifted across the street after Huynh fired the first shots. Accordingly, we give no credit in our analysis to this cited “fact,” which lacks evidentiary support, leaving the Governor’s decision to rest entirely on what he considered to be evidence of premeditation and deliberation and Huynh’s failure to have ceased firing in between shots, which amount to two immutable and bare facts surrounding Huynh’s crime.

As our Supreme Court has explained, the circumstances of the prisoner’s offense alone may indeed support a finding of unsuitability for parole. (Rosenkrantz, supra, 29 Cal.4th at p. 682; Dannenberg, supra, 34 Cal.4th at p. 1097.) But “the statutory and regulatory mandate to normally grant parole to life prisoners who have committed murder means that, particularly after these prisoners have served their suggested base terms, the underlying circumstances of the commitment offense alone rarely will provide a valid basis for denying parole when there is strong evidence of rehabilitation and no other evidence of current dangerousness.” (Lawrence, supra, 44 Cal.4th at p 1211.) This means that “the aggravated nature of the crime does not in and of itself provide some evidence of the current dangerousness to the public unless the record also establishes that something in the prisoner’s pre- or post-incarceration history, or his or her current demeanor and mental state, indicates that the implications regarding the prisoner’s dangerousness that derive from his or her commission of the commitment offense remain probative to the statutory determination of a continuing threat to public safety.” (Id. at p. 1214.)

Thus, “the determination whether an inmate poses a current danger is not dependent upon whether his or her commitment offense is more or less egregious than other, similar crimes. [Citation.] Nor is it dependent solely upon whether the circumstances of the offense exhibit viciousness above the minimum elements required for conviction for that offense. Rather, the relevant inquiry is whether the circumstances of the commitment offense, when considered in light of other facts in the record, are such that they continue to be predictive of current dangerousness many years after commission of the offense. This inquiry is, by necessity and by statutory mandate, an individualized one, and cannot be undertaken simply by examining the circumstances of the crime in isolation, without consideration of the passage of time or the attendant changes in the inmate’s psychological or mental attitude. [Citations.]” (Lawrence, supra, 44 Cal.4th at p. 1221.)

In sum, the Board or the Governor “may base a denial-of-parole decision upon the circumstances of the offense, or upon other immutable facts such as an inmate’s criminal history, but some evidence will support such reliance only if those facts support the ultimate conclusion that an inmate continues to pose an unreasonable risk to public safety. [Citation.] Accordingly, the relevant inquiry for a reviewing court is not merely whether an inmate’s crime was especially callous, or shockingly vicious or lethal, but whether the identified facts are probative to the central issue of current dangerousness when considered in light of the full record before the Board or the Governor.” (Lawrence, supra, 44 Cal.4th at p. 1221.)

The Governor’s decision in this case was that Huynh “would pose an unreasonable risk of danger to society” if released from prison at this time because the crime was “especially heinous” and “atrocious.” It remains so after Lawrence and Shaputis that “[a]bsent affirmative evidence of a change in the prisoner’s demeanor and mental state, the circumstances of the commitment offense may continue to be probative of the prisoner’s dangerousness for some time in the future. At some point, however, when there is affirmative evidence, based upon the prisoner’s subsequent behavior and current mental state, that the prisoner, if released, would not currently be dangerous, his or her past offense may no longer realistically constitute a reliable or accurate indicator of the prisoner’s current dangerousness.” (Lawrence, supra, 44 Cal.4th at p. 1219.) The court thus recognized that despite an egregious commitment offense, “it is evident that the Legislature considered the passage of time—and the attendant changes in a prisoner’s maturity, understanding, and mental state—to be highly probative to the determination of current dangerousness.” (Id. at pp. 1219-1220.)

Here, as we previously concluded, although there could be said to be some facts as cited by the Governor that might go beyond what would be minimally necessary to sustain a conviction for second degree murder, there is utterly lacking in the record any evidence that connects these facts to any current risk of dangerousness posed by Huynh to society if he were now to be released. While the nature of Huynh’s commitment offense was surely grave, the record before the Governor lacks any evidence that now, some 20-plus years after Huynh’s offense, its nature alone continues to support a conclusion that he currently poses an unreasonable risk to society. In addition to the mere passage of time that might deprive the commitment offense of predictive value with respect to the risk Huynh may pose to society, the quantity and quality of his consistent and spotless record of upstanding conduct since being incarcerated, coupled with the absence of any negative factors and the presence of every conceivable favorable factor, combine to eliminate any modicum of predictive value that his commitment offense once had.

“When, as here, all of the information in a post[-]conviction record supports the determination that the inmate is rehabilitated and no longer poses a danger to public safety, and the Governor has neither disputed the [inmate’s] rehabilitative gains nor, importantly, related the commitment offense to current circumstances or suggested that any further rehabilitation might change the ultimate decision that [the inmate] remains a danger, mere recitation of the circumstances of the commitment offense, absent articulation of a rational nexus between those facts and current dangerousness, fails to provide the required ‘modicum of evidence’ of unsuitability.” (Lawrence, supra, 44 Cal.4th at pp. 1226-1227.)

Here, the record before the Board, upon which the Governor’s decision was required to be based, lacks any support for the Governor’s conclusion that, due to the nature of his commitment offense, Huynh poses a current, unreasonable risk of danger to society if released. Consequently, as we previously so held and as remains true in light of Lawrence and Shaputis, the holdings of which we anticipated, the Governor’s decision violates due process because there is no longer any evidence that, due solely to the nature of Huynh’s offense, he currently poses an unreasonable risk of danger to society. Indeed, all the evidence is to the contrary. The Warden’s supplemental briefing concedes as much.

IV. Remand Would be Futile

We have concluded, as the Supreme Court did in Lawrence but not in Shaputis, that the Governor’s reversal of the Board’s decision to grant parole is not supported by some evidence and cannot be upheld. Since no evidence supports any other basis for denying Huynh parole, it would be futile to return the matter to the Governor for further review. (In re Gray (2007) 151 Cal.App.4th 379, 410-411; Elkins, supra, 144 Cal.App.4th at p. 503; Scott II, supra, 133 Cal.App.4th at p. 603; In re Smith (2003) 109 Cal.App.4th 489, 507.) Moreover, “[t]he Governor’s constitutional authority is limited to a review of the evidence presented to the Board. (Cal. Const., art. V, § 8(b) [the Governor may only affirm, modify or reverse the Board’s decision ‘on the basis of the same factors which the parole authority is required to consider’]; see also Pen. Code, § 3041.2, subd. (a).)” (In re Vasquez (2009) __ Cal.App.4th __ [2009 Cal.App. Lexis 57, pp. *25-*26].) Our review of this record reveals the absence of some evidence to support the Governor’s decision and “further consideration by the Governor will not change this fact.” (Id. at *26.)

The Warden, citing Lawrence, still contends in supplemental briefing that even though the record contains no other basis for denying parole, the remedy in these circumstances is not reinstatement of the Board’s parole grant but a further remand to the Governor with direction to proceed in accordance with due process and in light of Lawrence and Shaputis. But in Lawrence, which had begun as an original proceeding in the court of appeal, the Supreme Court affirmed the judgment of that court, which had vacated the Governor’s decision and reinstated the Board’s parole release order. (Lawrence, supra, 44 Cal.4th at pp. 1201, 1229.) In other words, in factual circumstances similar to this case in which the sole reason for the Governor’s reversal of the Board’s parole grant related to the nature of the commitment offense and there is no other possible basis in the record to deny parole, the Supreme Court did not order remand but instead affirmed the lower court’s judgment vacating the Governor’s decision and reinstating the Board’s grant of parole. Taking our cue from Lawrence, in these circumstances where remand would be futile, we will follow suit and decline to order it.

DISPOSITION

The trial court’s order granting Huynh’s petition for writ of habeas corpus is affirmed. The Governor’s 2006 decision is vacated and the Board’s 2005 decision granting Huynh parole is reinstated on the conditions stated therein.

I CONCUR: Bamattre-Manoukian, Acting P.J. McAdams, J.

But we also concluded in Huynh II that there could be said to be some evidence in the record that was indicative of the gravity of the life crime and that “some of these facts may have aggravated the crime beyond what was minimally necessary to sustain a conviction for second degree murder.” (Huynh II, supra, [nonpub.] [2006 WL 280900 at p. *18].) Specifically, we found that it was a “fair reading of the record to say that Huynh had had thoughts of shooting [his wife], and that he brought the loaded gun to their emotionally charged encounter, along with extra ammunition. There was a restraining order in effect as a result of previous domestic violence. When the discussion turned heated, Huynh blocked [his wife’s] car from being able to leave and then he hit his gun against her window in an attempt to break it so that he could hit her. It is also true that after the first shot, he reloaded the gun and shot four more times, following her car across the street in order to do so.” (Ibid.) Based on these facts, we concluded that “[r]easonable minds may differ regarding whether these facts, or any other relating to the commitment offense, aggravate the crime beyond second degree murder.” (Ibid.)

We also observed with respect to the gravity of the commitment offense that Governor Davis had failed to consider “the undisputed evidence of Huynh’s motivation for the crime—that he committed it as the result of significant stress in his life, which had built up over two years as a result of his wife’s infidelities and emptying of their bank account of significant amounts of money on two occasions, as well as the losses of his business, his marriage, and his home.” (Huynh II, supra, [nonpub.] [2006 WL 280900 at p. *19, fn. omitted].) This was a factor that the Governor was required to consider under section 2402, subdivision (d)(4), of the Regulations and, we concluded, his failure to have done so rendered his “decision on this point ‘arbitrary and capricious in the sense that he failed to apply the controlling legal principles to the facts before him. [Citation.]’ [Citation.]” (Huynh II, supra, [nonpub.] [2006 WL 280900 at p. *19.)

We further found that the other five factors cited by Governor Davis in reversing the 2002 grant of parole were also lacking evidentiary support in the record. Finally, in addition to our concluding with respect to the gravity of the commitment offense that Governor Davis had failed to consider that Huynh had committed the crime as a result of significant stress in his life, we also found that the Governor had failed to consider Huynh’s advanced age (64 at the time of the 2002 grant of parole), which is a separate factor favoring suitability under section 2402, subdivision (d)(4), of the Regulations.


Summaries of

In re Huynh

California Court of Appeals, Sixth District
Jan 28, 2009
No. H031395 (Cal. Ct. App. Jan. 28, 2009)
Case details for

In re Huynh

Case Details

Full title:In re NAM VAN HUYNH, on Habeas Corpus.

Court:California Court of Appeals, Sixth District

Date published: Jan 28, 2009

Citations

No. H031395 (Cal. Ct. App. Jan. 28, 2009)