Ari Investment Cases

Motion to Strike or Tax Costs

Cal. Super. - 4th Dist.November 26, 2014

o O © 0 0 N N O o o a b r W w O N = N N O N N D N D N D N D D D N D m m m m m m m m e o o N N o O o o A W O N ~ ~ O O © 0 0 N N o O O o b b w D N - Kenneth J. Catanzarite (SBN 113750) Email: kcatanzarite@catanzarite.com Eric V. Anderton (SBN 275938) Email: eanderton@catanzarite.com Tim James O’Keefe (SBN 290175) Email: tokeefe(@catanzarite.com CATANZARITE LAW CORPORATION 2331 West Lincoln Avenue Anaheim, California 92801 Telephone: (714) 520-5544 Facsimile: (714) 520-0680 Attorneys for Plaintiffs Lorelei Mooney, et al. SUPERIOR COURT OF CALIFORNIA IN THE COUNTY OF ORANGE, CIVIL COMPLEX CENTER Coordination Proceeding JUDICIAL COUNCIL COORDINATION Special Title (Rule 3.550) PROCEEDING NO.4811 LORELEI MOONEY, an individual, et al. Superior Court of California, County of Los Angeles, Case No. BC534926 Plaintiffs, Assigned for all purposes to the V. Honorable Peter J. Wilson Dept CX104 ARI-DFW, EAST & WEST, L.P., a Delaware limited partnership; et al., NOTICE OF MOTION AND MOTION TO STRIKE COSTS OR, Defendants, ALTERNATIVELY, TO TAX COSTS OF DEFENDANTS BURCH & COMPANY, INC. AND ANTON RANDAL BURCH; SUPPORTING MEMORANDUM OF POINTS AND AUTHORITIES; SUPPORTING DECLARATION Hearing Information: DATE: October 4, 2018 TIME: 2;00 p.m. DEPT: CX104 Complaint Filed: February 3, 2014 Trial Date: None set Motion to Strike or Tax Costs o O © 0 0 N N O o o a b r W w O N = N N N D N D N D N D D D D D N N D A a m m m m m y m m o o N N o O o o A W O N ~ ~ O O © 0 0 N N o O O o b b w D N - TO ALL PARTIES AND THEIR ATTORNEYS OF RECORD: PLEASE TAKE NOTICE that on October 4, 2018 at 2:00 p.m., or as soon thereafter as the matter may be heard in Department CX-104 ofthis court, located at 751 W. Santa Ana Blvd., Santa Ana, California 92701, Plaintiffs will move for an order to strike and/or tax costs sought by Defendants Burch & Company, Inc. and Anton Randal Burch in their Memorandum of Costs. This motion is made pursuant to Code of Civil Procedure section 1033.5 and California Rule of Court 3.1700 on the grounds that the following items should be stricken or taxed because not allowable costs nor reasonable necessary to the conduct ofthe litigation: I. Item No. 14 (Fees for electronic filing or service) in the amount of $585.60 must be taxed in the amount of $120.00 on the ground that this amount is neither an allowable costs nor one that are reasonably necessary to the conduct ofthe litigation nor reasonable in amount. 2. Item No. 16 (Other costs) in the amount of $1,809.84 must be taxed/stricken in its entirety on the ground that the items comprising this amount are neither allowable costs nor ones that are reasonably necessary to the conduct ofthe litigation nor reasonable in amount. This motion is based on this notice of motion, the accompanying memorandum of points and authorities, the supporting declaration of Kenneth J. Catanzarite, Esq. and supporting exhibits, the pleadings, records and filesin this action, such matter of which the Court may take judicial notice, and such further evidence and argument as may be presented by at or before the hearing on this motion. DATED: September 5, 2018. CATANZARITE LAW CORPORATION Is] Renneth §). Catansarcte By: Kenneth J. Catanzarite, Esq. Attorneys for Plaintiffs 2. Motion to Strike or Tax Costs o O © 0 0 N N O o o a b r W w O N = N N O N N D N D N D N D D D N D m m m m m m m m e o o N N o O o o A W O N ~ ~ O O © 0 0 N N o O O o b b w D N - MEMORANDUM OF POINTS AND AUTHORITIES I. INTRODUCTION On August 17, 2018 Defendants Burch & Company, Inc. and Anton Randal Burch (together “Burch Defendants”) served a Memorandum of Costs (Summary) and Memorandum of Costs (Worksheet) (together the “Cost Memorandum) seeking recovery of $7,488.24 in costs against Plaintiffs Lorelei Mooney,as trustee and on behalf of the Herbert and Helen Schweiger Trust, ARI-DFW East & West 9, L.P., Gary Lamm and James Mieuli (collectively “Plaintiffs”). (Declaration of Kenneth J. Catanzarite, Esq. [“Catanzarite Decl.”], Exhibit A.) For the reasons detailed below, the amount of costs requested for electronic filing and service must be taxed in the amount of $120.00, and the “other” costs amounting to $1,809.84 must be stricken and/or taxed from the total costs requested by Burch Defendants. II. ARGUMENT & AUTHORITY A. Legal Standard. In ruling on a motion to tax costs, the trial court is to determine whether Code of Civil Procedure section 1033.5 expressly allows the particular itemized cost, and whether it appears proper on its face. If so, the burden is on the objecting party to show the cost to be unnecessary or unreasonable. Nelson v. Anderson (1999) 72 Cal App. 4th 111, 131, as modified on denial of reh'g (June 14, 1999). If a defendant’s requested costs appear proper on their face, a party subject to liability for costs may seek to reduce the claimed items or the amount of the claimed costs, based on the circumstances under which the costs were incurred. For example, costs recoverable under Code of Civil Procedure section 1032 are restricted to those that are (1) reasonably necessary to the conduct ofthe litigation and (2) reasonable in amount. Code Civ. Proc., § 1033.5(c)(2); Nelson, 72 Cal. App. 4th at 130. The total costs claimed may include unreasonable or unnecessary costs; and may therefore be reduced to costs which are reasonable and necessary to the litigation. Id. Once items in a cost memorandum are properly objected to, the burden of proof is placed on the party claiming them as costs. Ladas v. California State Auto Assn. (1993) 19 Cal.App.4th 761, 774. Any doubt as to whether an objected to item of costis reasonably necessary or reasonable in amount must be resolved in favor of the objecting party. 3 Motion to Strike or Tax Costs o O © 0 0 N N O o o a b r W w O N = N N N D N D N D N D D D D D N N D A a m m m m m y m m o o N N o O o o A W O N ~ ~ O O © 0 0 N N o O O o b b w D N - Evid. Code, § 500. B. Item No. 14 for Fees for Electronic Filing or Service. Until early 2015 this case was pending in Los Angeles County Superior Court and utilizing Case Anywhere. While the first four entries for Item No. 14 coincide with usage of Case Anywhere, the last item for a quarterly e-service fee of $120.00 dated May 21, 2016 is long after the case transferred to Orange County Superior Court after which no such fee would have or should have been incurred. (Catanzarite Decl., Ex. B hereto.) Accordingly, the amount of costs requested for Item No. 14 in the amount of $585.60 must be taxed by $120 since such amountis not allowable as neither reasonably necessary to the conduct ofthe litigation nor reasonable in amount. C. Item No. 16 for Other Costs. The category of “Other” costs expressly allows for recovery of costs only where “required to be awarded to the prevailing party pursuant to statute” incident to prevailing in the action. Code Civ. Proc., § 1033.5(a)(16). Burch Defendants seek $1,809.84 of “Other” costs which, per their Worksheet, consists of $24.24 for InterCall, $465.60 for Case Anywhere, and $1,320.00 for CourtCall. (Ex. A at Worksheet Item No. 16.) The Cost Memorandum does not identify a statutory basis requiring that these “Other” costs be awarded and Plaintiffs are aware of no statutory basis for same. CourtCall costs are not identified as an allowable cost and are purely convenience costs. Convenience costs are administrative and overhead costs and, as such, are not awardable. Ladas, 19 Cal.App.4th at 774-775. InterCall appears to be a conference call service provider and such a cost is, like CourtCall, not an allowable cost and purely one for convenience. Costs of $465.60 for CaseAnywhere are improper. The total amountis duplicative of the first four quarterly e-service fee entries under Item No. 14 which costs coincide with use of CaseAnywhere during the time this case was pending in Los Angeles County Superior Court. Duplicative costs necessarily are not reasonably necessary to the conduct ofthe litigation nor reasonable in amount. As a result, the entirety of $1,809.84 must be disallowed. 4 Motion to Strike or Tax Costs o O © 0 0 N N O o o a b r W w O N = N N N D N D N D N D D D D D N N D A a m m m m m y m m o o N N o O o o A W O N ~ ~ O O © 0 0 N N o O O o b b w D N - III. CONCLUSION Forall of the foregoing reasons, Plaintiffs respectfully request the Court strike and/or tax $1,929.84 from the Burch Defendants’ Cost Memorandum. DATED: September 5, 2018. CATANZARITE LAW CORPORATION Is] Renneth §). Catansarcte By: Kenneth J. Catanzarite Attorneys for Plaintiffs 5 Motion to Strike or Tax Costs o O © 0 0 N N O O O o b h Ww W N D ~ ~ N N N D N D N D N D N D N D N D M N A A A a A a A a «a a « a « a « a o o N N o o o o A W N ~ ~ O O © 0 0 N o a M A O N DECLARATION OF KENNETH J. CATANZARITE I, Kenneth J. Catanzarite, have personal knowledge of each factset forth in this declaration based upon my observation of, participation in, and recollection of, the matters and events to which I declare. I could and would competently testify to each fact set forth in this declaration if called and duly sworn by this Court. I certify and declare as follows: I. I am licensed to appear before this Court and the courts of the State of California. 2. I am a principal attorney at Catanzarite Law Corporation, attorneys for Plaintiffs in this action, and am readily familiar with the files. 3 Attached hereto as Exhibit “A” is a true and accurate copy of Defendants Burch & Company, Inc. and Anton Randal Burch’s Memorandum of Costs (Summary) and Memorandum of Costs (Worksheet) served on August 17, 2018. 4. Attached hereto as Exhibit “B”is a true and accurate copy of the Minute Order issued on March 17, 2015 by the Los Angeles County Superior Court in the instant action. I certify and declare under the penalty of perjury under the laws of California that the foregoing is true and correct. Executed September 5, 2018 at Anaheim , California. 77 7 Kenneth J. Catanzarite 6. Motion to Strike or Tax Costs EXHIBIT “A” MC-010 ATTORNEY OR PARTY WITHOUT ATTORNEY STATE BAR NUMBER: 77438 nave: Joel 8. Miliband Firm Nave: BROWN RUDNICK LLP sTReeT appress: 2211 Michelson Drive, 7th Floor cry: Irvine state: CA zip cope: 92612 TELEPHONE No.: (949) 752-7100 Fax No: (949) 252-1514 E-malL ADDRESS: Jmiliband@brownrudnick.com ATTORNEY FOR (name): Defendants, Burch & Company, Inc. and Anton Randal Burch SUPERIOR COURT OF CALIFORNIA, COUNTY OF ORANGE STREET ADDRESS: 751 West Santa Ana Blvd. malLinG aDpress: 751 West Santa Ana Blvd. city ap zip cone: Santa Ana, CA 92701 srancH Name: Civil Complex Center PLAINTIFF: Lorelei Mooney, et al. DEFENDANT: ARI-DFW, East & West, L.P., et al. FOR COURT USE ONLY MEMORANDUM OF COSTS (SUMMARY) CASE NUMBER:JCCP 4811 The following costs are requested: 1. Filing and motion fees 2. Jury fees Jury food and lodging Deposition costs 5. Service of process 6. Attachment expenses 7. Surety bond premiums 8. Witness fees 9. Court-ordered transcripts 10. Attorney fees (enter here if contractual or statutory fees are fixed without necessity of a court determination; otherwise a noticed motion is required) 11. Court reporter fees as established by statute 12. Models, enlargements, and photocopies of exhibits 13. Interpreter fees 14. Fees for electronic filing or service 15. Fees for hosting electronic documents 16. Other TOTALS 5,002.80 “ F H H B P H B H 8 h h h P H © $ $ 3 $ 585.60 $ $ 1,800.84 TOTAL COSTS 3 7,488.24 | am the attorney, agent, or party who claims these costs. To the best of my knowledge and belief this memorandum of costs is correct and these costs were necessarily incurred in this case, Date: August 16, 2018 JOEL S. MILIBAND (TYPE OR PRINT NAME) (Proof of service on reverse) Form Approved for Optional Usa TSF (SIGNATURE OF DECLARANT) owSeptembersam0° MEMORANDUM OF COSTS (SUMMARY) Page 1 of 2 Cede of Civil Procedure, §§ 1032, 1033.5 American LegalNet, Inc, el MC-010 SHORT TITLE CASE NUMBER: PROOF OF [MAILING [] PERSONAL DELIVERY 1. At the time of mailing or personal delivery, | was at least 18 years of age and not a party fo this legal action. 2. My residence or business address is (specify): 3. | mailed or personally delivered a copy of the Memorandum of Costs (Summary) as follows (complete either a or b): a. [] Mail. | am a resident of or employed in the county where the mailing occurred. (1) enclosed a copy in an envelope AND a deposited the sealed envelope with the United States Postal Service with the postage fully prepaid. (0) [1 placed the envelope for collection and mailing on the date and at the place shown in items below following our ordinary business practices. | am readily familiar with this business' practice for collecting and processing correspondence for mailing. On the same day that correspondence is placed for collection and mailing, it is deposited in the ordinary course of business with the United States Postal Service in a sealed envelope with postage fully prepaid. (2) The envelope was addressed and mailed as follows: (a) Name of person served: (b) Address on envelope: (c) Date of mailing: (d) Place of mailing (city and state): b. [J] Personal delivery. | personally delivered a copy as follows: (1) Name of person served: (2) Address where delivered: (3) Date delivered: (4) Time delivered: | declare under penalty of perjury underthe laws of the State of California that the foregoing is true and correct. Date: > (TYPE OR PRINT NAME) (SIGNATURE OF DECLARANT) Page 2 of 2 WG-G70 (Rev. September 1. 2077 MEMORANDUM OF COSTS (SUMMARY) MC-011 SHORT TITLE CASE NUMBER: JCCP 4881 Lorelei Mooney, et al. v. ARI-DFW, East & West, L.P., etal. MEMORANDUM OF COSTS (WORKSHEET) Filing and motion fees Paper filed Filing fee a. 4/25/14 Complex filing fee for Burch & Company $ 1,000.00 b. 4/25/14 Complex filing fee for Anton Randal Burch $ 1,000.00 4/22/14 First appearance fee for Burch & Company and ¢. Anton Randal Burch $ 870.00 4/22/14 Application for Pro Hac Vice Admission of A. d. Durone $ 500.00 e. 4/22/14 Motion for Pro Hac Vice Admission of A. Durone $ 60.00 2/5/18 Demurrer of Defendants Burch & Company and f, Anton Randal Burch $ 1,454.95 g. DJ Information about additionalfiling and motion fees is contained in Attachment 1g. TOTAL1. | 5092.80 2. Jury fees Date Fee&mileage a. $ b. $ c. $ d. 3 e. [] Information about additionaljury fees is contained in Attachment 2e. TOTAL 2. |3 0.00 3. Jurorfood: $ and lodging: $ TOTAL3. |$ 0.00 4. Deposition costs Name of deponent Taking Transcribing Travel Videotaping Subtotals a. $ $ $ $ 3 0.00 b. $ $ $ $ $ 0.00 Cc. $ $ $ $ $ 0.00 d. $ $ $ $ $ 0.00 e. [J Information about additional deposition costs is contained in Attachment 4e. TOTAL 4. |$ 0.00 (Continued on reverse) Page 1 of 4 Form Approved for Optional Use Judicial Council of California MC-011 {Rey. September 1, 2017) MEMORANDUM OF COSTS (WORKSHEET) Code of Civil Procedure, §§ 1032, 1033.5 American LegalNet, Inc, www. FormmsWorkllow cor© SHORT TITLE CASE NUMBER: Lorelei Mooney, et al. v. ARI-DFW, East & West, L.P., et al. JCCP 4811 5. Service of process Registered Name of person served Public officer process Publication Other (specify) a. $ $ $ 3 b. $ $ $ $ Cc. $ $ $ $ d. [J Information about additional costs for service of process is contained in Attachment 5d. TOTALS. $ 0.00 6. Attachment expenses (specify): 8. 7. Surety bond premiums (itemize bonds and amounts): 7. 8. a. Ordinary witness fees Name of withess Daily Mileage Total ™) days at $/day milesat ____¢/mile: 2) days at $/day miles at ¢/mile: 3 0.00 (3) days at $/day__milesat ___¢/mile: 4) days at $/day miles at ¢/mile: (5) days at $day milesat ____¢/mile: $ 0.00 6) [] Information about additional ordinary witness fees is contained in Attachment 8a(8). SUBTOTAL 8a. 0.00 (Continued on next page) MC-011 [Rev. September 1, 2017) MEMORANDUM OF COSTS (WORKSHEET) Page 2 of 4 American LegaiNet, Tne, {) www For; dy = Q [=] 3 - SHORT TITLE CASE NUMBER: Lorelei Mooney, et al. v. ARI-DFW, East & West, L.P., etal. JCCP 4811 8. b. Expertfees (per Code of Civil Procedure section 998) Name of withess Fee n hours at $ /hr 2) hours at $ /hr (3) hours at § /hr (4) hours at § /hr (5) [1 Information about additional expert fees is contained in Attachment 8b(5). A P | [ 4 ol lo l| o O O O O O O f F SUBTOTAL 8b. $ c. Court-ordered expert fees Name of witness Fee n hours at $ /hr 2) hours at $ /hr 3) 1 Information about additional court-ordered expert fees is contained in Attachment 8¢(3). SUBTOTAL 8c. $ “ e n o o oO 0.00 0.00 0.00 0.00 TOTAL (8a, 8b, & 8c) 8.3 0.00 9. Court-ordered transcripts (specify): 9, 10. Attorney fees (enter here if contractual or statutory fees are fixed without necessity of a court 10. determination; otherwise a noticed motion is required): 11. Nodels, enlargements, and photocopies of exhibits (specify): 11. 12. Court reporter fees (as established by statute) a. (Name of reporter); Fees: $ b. (Name of reporter): Fees: $ TOTAL 12. c i. Information about additional court-reporter fees is contained in Attachment 12c. 13. Interpreter fees a. Fees of a certified or registered interpreter for the deposition of a party or witness (Name of interpreter): Fees: $ (Name ofinterpreter): Fees: $ b. Fees for a qualified court interpreter authorized by the court for an indigent person represented by a qualified legal services project or a pro bono attorney (Name ofinterpreter). Fees: $ (Name ofinterpreter). Fees: $ TOTAL 13. ¢. [J Information about additional court-reporter fees is contained in Attachment 13c. 14. Fees for electronic filing or service of documents through an electronic filing service provider RZ ] $ 0.00 (enter here if required or ordered by the court): 14. | 585.60 15. Fees for hosting electronic documents through an electronic filing service provider (enter here if required or ordered by the court): 15. 16. Other(specify): See next page 16.1% 1,809.84 TOTAL COSTS $ 7,488.24 (Additional information may be supplied on the reverse) MC-011 [Rev. September 1, 2017} MEMORANDUM OF COSTS (WORKSHEET) Page 3 of 4 American LegalNet, Tne, www.FormsWorkFlow con EA,3 MC-011 SHORT TITLE CASE NUMBER: Lorelei Mooney,et al. v. ARI-DFW, EAST & WEST, L.P. BC534926 1 14. Detail of Fees for Electronic Filing or Service 2 08/31/14 Quarterly E-Service Fee $105.60 3 12/12/14 Quarterly E-Service Fee $120.00 4 02/19/15 Quarterly E-Service Fee $120.00 5 05/25/15 Quarterly E-Service Fee $120.00 6 05/21/16 Quarterly E-Service Fee $120.00 7 8 16. Detail of Other Fees 9 InterCall (Vendor) $24.24 10 Case Anywhere (Vendor) $465.60 11 CourtCall (Vendor) $1320.00 (see below for detail) 12 04/22/15 Status Conference; $86.00 13 05/27/15 Motion; $86.00 14 09/30/15 Status Conference; $86.00 15 04/01/16 Status Conference; $86.00 16 05/25/16 Status Conference; $86.00 17 08/23/16 Case Management Conference; $86.00 18 08/24/16 Motion; $86.00 19 10/26/16 Order to Show Cause; $86.00 20 01/11/17 Status Conference; $86.00 21 04/18/17 Status Conference; $86.00 22 06/28/17 Status Conference; $86.00 23 08/30/17 Status Conference; $86.00 24 12/06/17 Status Conference; $116.00 25 02/07/18 Status Conference; $86.00 26 03/14/18 Motion; $86.00 27 28 29 MC-011 [Rev. September 1, 2017] MEMORANDUM OF COSTS (WORKSHEET) Page4of4 For your protection and privacy, please press the Clear - eee This Form button after you have printed the form. | Print this form 1 | Save this form | Attachment 1g to Memorandum of Costs (Worksheet) 1. Additional Filing and Motion Fees Date Document Description Charge Descrpition Amount 10/18/2017 (JCCP 4811) Status Conference One Legal E-Filing $22.10 Statement Fee 03/06/2018 (JCCP 4811) Amended Notice of One Legal E-Filing $13.19 Demurrer of Defendants Burch & Fee Company and Anton Randal Burch 05/08/2018 (JCCP 4811) Notice of Withdrawal of One Legal E-Filing $22.20 Demurrer of Defendants Burch & Fee Company and Anton Randal Burch 05/15/2018 (JCCP 4811) Demurrer of Defendants $60.00 Motion Filing $83.76 Burch & Company and Anton Randal Fee / $23.76 One Burch Legal E-Filing Fee 06/20/2018 (JCCP 4811) Reply to Opposition to One Legal E-Filing $22.20 Demurrer of Defendants Burch & Fee Company and Anton Randal Burch 07/25/2018 (JCCP 4811) Proposed Judgment One Legal E-Filing $22.20 Fee 08/06/2018 (JCCP 4811) Notice of Entry of One Legal E-Filing $22.20 Judgment Fee 02222266.DOCX;-1 PROOF OF SERVICE STATE OF CALIFORNIA, COUNTY OF ORANGE At the time of service, I was over 18 years of age and not a party to this action. [ am employed in the County of Orange, State of California. My business address is 2211 Michelson Drive, Seventh Floor, Irvine, CA 92612. On August 17,2018, I served true copies of the following document(s) described as: MEMORANDUM OF COSTS on the interested parties in this action as follows: XX BY ELECTRONIC SERVICE: I caused a copy of the documents(s) to be served on the person(s) listed in the Service List by submitting an electronic version of the document(s) to One Legal, LLC, through the user interface at www.onelegal.com. I declare under penalty of perjury under the laws of the United States of America that the foregoing is true and correct and that I am employed in the office of a memberofthe barof this Court at whose direction the service was made. Executed on August 17, 2018, at Irvine, California. Mithelle L. Arevalo E N ~ ~ N W a 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 SERVICE LIST ARIINVESTMENT CASES Judicial Council Coordination Proceeding No. 4811 (Coordinated Cases, Superior Court of California, County of Orange, Case Nos.: 30-2011 00516849; 30-2012-00555065; 30-2012-00554778; 30-2012-00555504; 30-2012-00552486; 30- 2012-00574133; and 30-2012-00608070; and Superior Court of California, County of Los Angeles, Case No, BC534926) Kenneth J. Catanzarite, Esq. Eric V. Anderton, Esq. CATANZARITE LAW CORP. 2331 West Lincoln Ave. Anaheim, CA 92801 T: (714) 520-5544 F: (714) 520-0680 e-mail: kcatanzarite@catanzarite.com e-mail: eanderton@catanzarite.com Anthony J. Durone, Esq. Jennifer B. Wieland, Esq. BERKOWITZ OLIVER LLP 2600 Grand Blvd., Suite 1200 Kansas City, MO 64108 F: (816) 561-1888 e-mail: adurone(@berkowitzoliver.com e-mail; jwieland@berkowitzoliver.com Dennis J. Kelly, Esq. Patrick J. Suter, Esq. DILLINGHAM & MURPHY, LLP 225 Bush St., 6th Floor San Francisco, CA 94104-4207 T: (415) 397-2700 F: (415) 397-3300 e-mail: djk@dillinghammurphy.com e-mail; pjs@dillinghammurphy.com George D. Straggas, Esq. STRAGGAS & ASSOCIATES 8911 ResearchDrive Irvine, CA 92618 T: (949) 660-9100 F: (949) 660-9144 e-mail: gds@straggaslaw.com Attorneys for Plaintiffs Associate Counsel for Defendants BURCH AND COMPANY, INC. and ANTON RANDAL BURCH in Case Nos. 30-2011- 00516849, 30-2012-00552486, 30-2012- 00554778, 30-2012-00555065, 30-2012~ 00555504, and 30-2012-00574133; and LASC Case No. BC543926 Attorneys for Defendants, PACIFIC WEST SECURITIES, INC.(also erroneously named as Washington Pacific West Securities, Inc.); and WASHINGTON PACIFIC WEST SECURITIES in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30- 2012-00555065, 30-2012-00555504, 30-2012- 00574133, and 30-2012-00608070; for Defendants, WMS FINANCIAL ! PILANNAERS, INC., and JOHN MISNERiin 30-2011-00516849; for Defendants PACIFIC WEST FINANCIAL GROUP HOLDING CO., LLC, PHILIP A PIZELO, SHANNON L. FORD and ERIN FORD in Case No. 30-2012- 00574133; and for Defendants PACIFIC WEST FINANCIAL CONSULTANTS, INC. in Case No. 30-2012-00608070 Attorney for Defendants, THOMPSON NATIONAL PROPERTIES, LLC and ANTHONY W. THOMPSON in Case Nos. 30- 2011-00516849, 30-2012-00552486, 30-2012- 00574133, and 30-2012-00608070 4 O O 0 3 O v U h 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Philip C. Tencer, Esq. TENCERSHERMAN,LLP 11622 El Camino Real, Suite 100 San Diego, CA 92130 T: (858) 764-2424 F: (858) 764-1260 e-mail: ptencer@sdlitigators.com Mark S. Lester, Esq. Collin Northcutt, Esq. LESTER & CANTRELL, LLP 1700 lowa Ave., Suite 200 Riverside, CA 92507 T: (951) 300-2690 F: (951) 300-2694 e-mail: mlester@lc-law-1lp.com e-mail: cnorthcutt@lc-law-1lp.com Attorneys for Defendants, ARGUS REALTY INVESTORS, L.P., ARI COMMERICAL PROPERTIES, INC., ARGUS REALTY, LLC, RICARD GEE, MAXWELL B, DREVER, TIMOTHY E. SNODGRASS, HARRIS M. TOTAKHAIL, JOSEPH W. CORPAL, DAVID WONG in Case Nos. 30-2011-00516849, 30- 2012-00552486, 30-2012-00554778, 30-2012- 00555065, 30-2012-00555504, 30-2012- 00574133, and 30-2012-00608070; for Defendants, TODD WILLIAMS and JAMES DREVER in Case Nos. 30-2011-00516849, 30- 2012-00552486, and 30-2012-00555065; for Defendant, PAUL GAINES in Case Nos. 30- 2011-00516849 and 30-2012-00552486, for Defendants ARI-SHOREVIEW CORPORATE CENTER, LLC, ARI-SCC, LLC, and ARI-SCC MEZZANINE, LLC in Case No. 30-2011- 00516849; for Defendants ARI-FINANCIAL SERVICES, INC. in Case Nos. 30-2012- 00552486, 30-2012-00554778, 30-2012- 00555065, 30-2012-00555504, 30-2012 00574133, and 30-2012-00608070; for Defendants ARI-POWERS FERRY OFFICE PARK, LLC, ARI-PFOP MEZZANINE, LIC, ARI-PFOP, LLC in Case No. 30-2012- 00552486; for Defendants ARI-DFW EAST AND WEST, LP, ARI-FDW DIRECT PARTICIPANT, LP, ARI-DFW, LLC in Case No. 30-2012-00554778; for Defendants SECURITIES CENTRE ONE & TWO, LLC and ARI-SC MEZZANINE, LLC in Case No. 30-2012-00555065; for Defendants ARI- ATRIUM OFFICE BUILDING, LLC, ARI- AOB, LLC, ARI-AOB MEZZANINE, LLC in Case No. 30-2012-00555504; for Defendants DREVER-ARGUS AND TARA KEITH in Case Nos. 30-2012-00574133 and 30-2012- 00608070; for Defendants ARI-BARRETT OFFICE CENTER, LLC and ARI-BOC, LLC in Case No. 30-2012-00574133; and for Defendants ARI-MP MEZZANINE, LLC and ARI-MERIDIAN PLAZA, LLC in Case No. 30-2012-00608070 Attorneys for Defendant, HIRSCHLER FLEISCHER, APC in Case Nos, 30-2011- 00516849, 30-2012-00552486, 30-2012- 00554778, 30-2012-00555065, 30-2012- 00555504, 30-2012-00574133, and 30-2012- 00608070; and for Defendant 8S, EDWARD FLANAGAN in Case No. 30-2011-00516849 [© v o w N y n n 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Brandon S. Reif, Esq. Rebecca MacLaren, Esq. WINGET, SPADAFORA & SCHWARTZBERG, LLP 1900 Avenue of the Stars, Suite 450 Los Angeles, CA 90067 T: (310) 836-4800 F: (310) 836-4801 e-mail: reif.b@wssllp.com e-mail: maclaren.r@wssllp.com Maribeth Annaguey, Esq. Kathryn McCann, Esq. LINER LLP 1100 Glendon Ave. 14th Floor Los Angeles, CA 90024-3505 T: (310) 500-3500 F: (310) 500-3501 e-mail: mannaguey@linerlaw.com e-mail: kmeccann@linerlaw.com Elizabeth S. Balfour, Esq. SHEPPARD, MULLIN, RICHTER & HAMPTON, LLP 12275 El Camino Real, Suite 200 San Diego, CA 92130 T: (858) 720-8900 e-mail: ebalfour@sheppardmullin.com Ronald A. Mclntire, Esq. PERKINS COIE, LLP 1888 Century Park East, Suite 1700 Los Angeles, CA 90067 T (310) 788-3399 e-mail: rmcintire@perkinscoie.com Michael B. Wilk, Esq. LEWIS, BRISBOIS, BISGAARD & SMITH 221 N. Figueroa St., Suite 1200 Los Angeles, CA 90012 T: (213) 250-1800 F: (213) 250-7900 e-mail: mwilk@lbbslaw.com Pamela Johnston, Esq. FOLEY & LARDNER, LLP 555 S. Flower St., Suite 3500 Los Angeles, CA 90071 F: (213) 486-0065 e-mail: pjohnston@foley.com Attorneys for Defendants, BERTHEL FISHER & COMPANY FINANCIAL SERVICES, INC. in Case Nos. 30-2011-00516849, 30-2012- 00552486, 30-2012-00554778, 30-2012- 00555065, 30-2012-00555504, and 30-2012- 00574133; for Defendants THOMAS R. BIESHEUVEL and ARGENTUM MANAGEMENT, INC. in Case No. 30-2011- 00516849; and for Defendants NFP SECURITIES, INC. and LEE S. RAWISZER in Case No. 30-2012-00574133 Attorneys for Defendants, CBRE, INC. (erroneously sued as CB RICHARD ELLIS, INC.); in Case Nos. 30-2011-00516849, 30- 2012-00552486, 30-2012-00554778, 30-2012- 00608070, and is LASC Case No. BC534926; and for Defendants THOMAS L. HOLTZ, MIKE MARINOVICH and STEVEN L. BUSS in Case No. 30-2011-00516849 Attorneys for Defendant, CBRE, INC. and CBRE VALUATION & ADVISORY SERVICES in Case Nos, 30-2012-00555065, 30-2012-00555504, and 30-2012-00574133 Attorneys for Defendant, NCB, FCB in Case No. 30-2012-00574133 Attorneys for Defendant, JAMES ORTLIP in Case No. 30-2012-00552486; and for Defendant DENNIS L. BREITENSTEIN in Case No. 30-2012-00574133 Attorneys for Defendants, MULTI- FINANCIAL SECURITIES CORPORATION in Case Nos. 30-2012-00574133 and 30-2012- 00608070 O a o e 3 O N 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Troy H. Slome, Esq. MURPHY ROSEN MEYLAN & DAVITT, LLP 100 Wilshire Blvd., Suite 1300 Santa Monica, CA 90401 T: (310) 899-3300 F: (310) 399-7201 e-mail: tslome@murphyrosen.com Peter B. Morrison, Esq. Kevin J. Minnick, Esq. Ronda McKaig, Esq. Ryan H. Weinstein, Esq. SKADDEN, ARPS, SLATE, MEAGHER & FLOM, LLP 300 South Grand Avenue Los Angeles, CA 90071-3144 F: (213) 687-5600 e-mail: peter.morrison@skadden.com e-mail: kminnick@skadden.com e-mail: ronda.mckaig@skadden.com e-mail: ryan.weinstein@skadden.com Robert T. Dolan, Esq. Jack M. LaPedis, Esq. GAGLIONE, DOLAN & KAPLAN 11377 W. Olympic Blvd., 10th FL Los Angeles, CA 90064 F: (310) 231-1610 e-mail: rdolan@gaglionedolan.com e-mail: jlapedis@gaglionedolan.com Robert M. Dawson, Esq. Tarifa B. Laddon, Esq. FULBRIGHT & JAWORSKI, LLP 555 S. Flower Street, 41st Fl. Los Angeles, CA 90071 F: (213) 892-9494 e-mail: rmdawson@fulbright.com e-mail: tladdon@fulbright.com David Markun, Esq. MARKUN ZUSMAN FRENIERE & COMPTON LLP 17383 W. Sunset Blvd., Suite A-380 Pacific Palisades, CA 90272 F: (310) 454-5970 e-mail: agrozman@mzclaw.com e-mail: jcompton@mzclaw.com e-mail: kbuccieri@mzclaw.com Attorneys for Defendants Attorneys for Defendants LASALLE BANK, N.A., in Case Nos. 30-2011-00518649, 30- 2012-00552486, 30-2012-00554778, 30-2012- 00555065, and 30-2012-00608070; and for Defendant JOHN R. YASTin Case No. 30- 2011-00516849 Attorneys for Defendant JOSEPH J. BLAKE AND ASSOCIATES, INC. in Case Nos. 30- 2011-00516849 and 30-2012-00554778; and for Defendants MICHAEL J. MAGLOCCI and LEON SWEET in Case No. 30-2011-00516849 Attorneys Specially Appearing for Defendant CUSHMAN & WAKEFIELD OF ILLINOIS, INC.in Case No. 30-2012-00608070 : Attorneys for Defendants SAMMONS : SECURITIES COMPANY, LLC in Case No. 30-2011-00516849 c o 3 O N O O 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 Matthew A. Hodel, Esq. Fred L. Wilks, Esq. Ashley E. Merlo, Esq. HODEL WILKS LLP 4 Park Plaza, Suite 640 Irvine, CA 92614 F: (949) 450-4479 e-mail: mhodel@hodelwilks.com e-mail: fwilks@hodelwilks.com e-mail: amerlo@hodelwilks.com Susan Hoffman, Esq. Jamie O. Kendall, Esq. BINGHAM MCCUTCHEN, LLP 355 S. Grand Ave., Suite 4400 Los Angeles, CA 90071 F: (213) 830-8635 e-mail: susan.hoffman@bingham.com e-mail: Jamie.kendall@bingham.com Aaron M. McKown, Esq. Sean Muntz, Esq. Samantha Dillon, Esq. BRYAN CAVE LLP 3161 Michelson Drive, Suite 1500 Irvine, CA 92612-4415 F: (949) 223-7100 e-mail: aaron.mckown@bryancave.com e-mail; sean.muntz@bryancave.com e-mail: dillons@bryancave.com Chad Weaver, Esq. EDGERTON & WEAVER, LLP 2615 Pacific Coast Hwy, Suite 300 Hermosa Beach, CA 90254 F: (310) 937-2064 e-mail: cweaver(@edgertonweaver.com Stephen Young, Esq. Neal S. Robb, Esq. James F. Kuhne, Esq. Racquel Sullivan, Esq. Stephanie Frieburg, Esq. KEESAL YOUNG & LOGAN, APC 400 Oceangate P.O. Box 1730 Long Beach, CA 90801 F: (562) 436-7416 e-mail: neal.robb@kyl.com e-mail: james.kuhne@kyl.com e-mail: racquel.sullivan@kyl.com e-mail: Stephanie.frieburg@kyl.com Attorneys for Defendant WILLIAM J. FAHEY in Case No. 30-2012-00552486 Attorneys for RBS FINANCIAL PRODUCTS, INC. in Case No. 30-2012-00555504 Attorneys for Defendants INVEST FINANCIAL CORPORATION and VICTOR CASSONE in Case No. 30-2011-00516849 Attorneys for Defendant INVESTMENT CENTERS OF AMERICA, INC, in Case No. 30-2011-00516849; and for Defendants BRAD STARK, MISSION WEALTH MANAGEMENT, LCL, KEVIN DUNNIGAN and NATIONAL PLANNING CORPORATION in Case No. 30-2012- 00552486 Attorneys for Defendant STERLING SAVINGS BANK, LLC in Case No. 30-2011- 00516849 15 [ = = “ 2 TV ) a o O 12 13 14 15 16 17 18 19 20 21 22 24 25 26 27 28 Randall A. Miller, Esq. Austa Wakily, Esq. MILLER LLP 515 S. Flower St., Suite 2150 Los Angeles, CA 90071-2201 F: (888) 749-8512 e-mail: randy@millerllp.com e-mail: linda@millerllp.com e-mail: austa@millerllp.com e-mail: scott@millerllp.com Brandon S. Reif, Esq. WINGET SPADAFORA & SCHWARTZBERG, LLC 1900 Avenue of the Stars, Suite 450 Los Angeles, CA 90067 F: (310) 836-4801 e-mail: reif.b@wssllp.com James McGovern, Esq. MARSHALL, DENNEHEY, WARNER, COLEMAN & GOGGIN,P.C. U.S. Steel Tower, Suite 2900 600 Grant Street Pittsburgh, PA 15219 e-mail: jamcgovern@mdweg.com Michael J. Gleason, Esq. James Heffner, Esq. Samuel Sneed, Esq. HAHN LOESER & PARKS, LLP One American Plaza 600 West Broadway, Suite 1500 San Diego, CA 92101-3384 F: (619) 810-4301 e-mail: mgleason@hahnlaw.com e-mail: jheffner@hahnlaw.com e-mail: ssneed@hahnlaw.com Randall L. Winet, Esq. WINET, PATRICK, GAYER, CREIGHTON & HANES 1215 West Vista Way Vista, CA 92083 F: (760) 758-6420 e-mail: rwinet@wpwlaw.com Gregory Sherwin, Esq. Orly Davidi, Esq. FIELDS, FEHN & SHERWIN 11755 Wilshire Blvd., 15th Floor Los Angeles, CA 90025-1521 e-mail; gregsherwin@ffandslaw.com e-mail: orly@ffandslaw.com Attorneys for Defendant FINTEGRA, LLC in Case No. 30-2011-00516849 Attorneys for Defendants INVESTORS CAPITAL CORPORATION and MARCO CAPALDI in Case No. 30-2011-00516849 Associate Counsel for Defendants INVESTORS CAPITAL CORPORATION and MARCO CAPALDI in Case No. 30-2011- 00516849 Attorneys for Defendants CHICAGO TITLE COMPANY, CHICAGO TITLE INSURANCE COMPANY, and INVESTMENT PROPERTY EXCHANGE SERVICES, INC. in LASC Case No. BC534926 Attorneys for Defendant DANIEL PUPLAVA in LASC Case No. BC534926 Attorneys for Defendants ROBERT TWEED and TWEED FINANCIAL SERVICES, INC. in LASC Case No. BC534926 4 S W S O 0 1 A N 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 David F. McDowell, Esq. MORRISON & FORESTER LLP 707 Wilshire Blvd., Suite 6000 Los Angeles, CA 90017 F: (213) 892-5200 e-mail: dmcdowell@mofo.com Attorneys for Defendants SAGEPOINT FINANCIAL, INC. and AIG INSURANCE COMPANY in LASC Case No. BC534926 EXHIBIT “B” SUPERIOR COURT OF CALIFORNIA, COUNTY OF LOS ANGELES DATE: 03/17/15 DEPT. 308 HONORABLE JANE L. JOHNSON JUpGE|l E. SABALBURO DEPUTY CLERK HONORABLE JUDGE PRO TEM ELECTRONIC RECORDING MONITOR C. CONCEPCION ’ C.A. Deputy Sheriff NONE Reporter 8:30 am|BC534926 Plaintiff Counsel LORELEI MOONEY ET AL vs Defendant ARI-DFW EAST & WEST LP ET AL Counsel Action included in JCCP4811; complex 3/26/14 NO APPEARANCES NATURE OF PROCEEDINGS: NON-APPEARANCE CASE REVIEW The Court has reviewed Défendants' Joint Status Report filed March 10, 2015. This action has been included in Judicial Council Coordination Proceeding no. 4811, ARI INVESTMENT CASES, on February 2, 2015 and assigned to Orange County Superior Court. CERTIFICATE OF ELECTRONIC SERVICE CODE OF CIVIL PROCEDURE 1010.6 I, the below named Executive Officer/Clerk of the above entitled court, do hereby certify that I am not a party to the cause herein, and that on this date I served one copy of the Minute Order entered herein, on 3/17/15, upon each party or counsel of record in the above entitled action, by electronically serving the document on Case Anywhere at www.caseanywhere.com on 3/17/15 from my place of business, Central Civil West Courthouse, 600 South Commonwealth Avenue, Los Angeles, California 90005 in accordance with standard court practices. Dated: March 17, 2015 MINUTES ENTERED Page 1 of 2 DEPT. 308 03/17/15 COUNTY CLERK SUPERIOR COURT OF CALIFORNIA, COUNTY OF LOS ANGELES DATE: 03/17/15 HONORABLE JANE L. JOHNSON JUDGE DEPT. 308 E. SABALBURO DEPUTY CLERK HONORABLE JUDGE PRO TEM ELECTRONIC RECORDING MONITOR #1 C. CONCEPCION, C.A. Deputy Sheriff] NONE Reporter 8:30 am|BC534926 Plaintiff LORELEI MOONEY ET AL VS ARI-DFW EAST & WEST LP ET AL Action included in JCCP4811; complex 3/26/14 Counsel Defendant Counsel NO APPEARANCES NATURE OF PROCEEDINGS: Sherri R. Carter, By: Executive Officer/Clerk , Deputy Clerk E. Sabalburo Page 2 of MINUTES ENTERED 03/17/15 COUNTY CLERK 2 DEPT. 308 PROOF OF SERVICE STATE OF CALIFORNIA ) COUNTY OF ORANGE ) ss: The undersigned certifies and declares as follows: I am over the age of 18 and not a party to this action. My business address is 2331 West Lincoln Avenue, Anaheim, California 92801, which is in the county where the mailing described below took place. On September 5, 2018 I served the within Notice of Motion and Motion to Strike Costs Or, Alternatively, to Tax Costs of Defendants Burch & Company, Inc. and Anton Randal Burch; Supporting Memorandum of Points and Authorities; Supporting Declaration by: [X] (Mail) I placed a true and correct copy thereof in a sealed envelope addressed as set forth on the attached service list and caused such envelope, with first class postage thereon fully prepaid, to be placed in the U.S. Mail at Anaheim, California, and certify that such envelope was placed for collection and mailing following ordinary business practices. [1] (Overnight Delivery) I placed a true and correct copy thereof in a sealed envelope addressed as set forth on the attached service list and caused such envelope to be delivered the next day by overnight courier to the addressee(s) listed on the attached service list per agreement with counsel for Defendants. [X] (By OneLegal Electronic Service) I caused the above-entitled document(s) to be served through OneLegal addressed to all parties appearing on the OneLegal electronic service list for the above-entitled case. The "OneLegal Filing Receipt" page(s) will be maintained with the original document(s) in our office. [X] (E-mail) I caused the above mentioned document to be served via PDF e- mail attachment to the parties at the e-mail addresses listed on the attached service list per agreement with counsel for Defendants. [X] (State) I declare under penalty of perjury under the laws of the State of California that the above is true and correct. Executed September 5, 2018 at Anaheim, California. ZS aay |GER ()) Typed Ndme: Becky Phillips SERVICE LIST ARI INVESTMENT CASES Judicial Council Coordination Proceeding No. 4811 (Coordinated Cases - Superior Court of California, County of Orange, Case Nos. 30-2011-00516849; 30-2012-00552486, 30-2012-00554778; 30-2012-00555065; 30-2012-00555504, 30-2012-00574133 and 30-2012-00608070; and Superior Court of California, County ofLos Angeles, Case No. BC534926) Kathryn L. McCann, Esq. Maribeth Annaguey, Esq. LINER LLP 1100 Glendon Ave., 14th Floor Los Angeles, CA 90024 Facsimile: (310) 500-3501 mannaguey@linerlaw.com kmccann@linerlaw.com (By Onelegal Electronic Service) Elizabeth S. Balfour, Esq. SHEPPARD MULLIN RICHTER & HAMPTON, LLP 12275 El Camino Real, Suite 200 San Diego, California 92130 Ebalfour@sheppardmullin.com (By Onelegal Electronic Service) Robert T. Dolan, Esq. Jack M. LaPedis, Esq. GAGLIONE, DOLAN & KAPLAN 11377 W. Olympic Blvd. 10" FI. Los Angeles, CA 90064 Facsimile: (310) 231-1610 rdolan@gaglionedolan.com jlapedis@gaglionedolan.com (By OneLegal Electronic Service) /l // // /1 // Attorneys for Defendants CBRE, Inc. in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30-2012-00608070, and in LASC Case No. BC534926; and for Defendants Thomas L. Holtz, Mike Marinovich and Steven L. Buss in Case No. 30-2011-00516849 Attorneys for Defendants CBRE, Inc. and CBRE Valuation & Advisory Services in Case Nos. 30-2012-00555065; 30-2012-00555504 and 30-2012-00574133 Attorneys for Defendant Joseph J. Blake and Associates, Inc. in Case Nos. 30-2011-00516849 and 30-2012-00554778; and for Defendants Michael J. Maglocci and Leon Sweet in Case No. 30-2011-00516849 Philip C. Tencer TENCERSHERMAN LLP 11622 El Camino Real, Suite 100 San Diego, CA 92130 Facsimile: (858)754-1260 phil@tencersherman.com (By OneLegal Electronic Service) Attorneys for Defendants Argus Realty Investors, L.P., ARI Commercial Properties, Inc., Argus Realty, L.L.C., Richard Gee, Maxwell B. Drever, Timothy E. Snodgrass, Harris M. Totakhail, Jospeh W. Corpal, David Wong in in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30-2012-00555065, 30-2012-00555504, 30-2012-00574133 and 30-2012-00608070, for Defendants Todd Williams and James J. Drever in Case Nos. 30-2011-00516849, 30-2012-00552486 and 30-2012-00555065; for Defendant Paul Gaines in Case Nos. 30-2011-00516849 and 30-2012-00552486; for Defendants ARI-Shoreview Corporate Center, LLC, ARI-SCC, LLC, and ARI-SCC Mezzanine, LLC in Case No. 30-2011-00516849; for Defendants ARI Financial Services, Inc. in Case Nos. 30-2012-00552486, 30-2012-00554778, 30-2012-00555065, 30-2012-00555504, 30-2012-00574133 and 30-2012-00608070; for Defendants ARI-Powers Ferry Office Park, LLC, ARI-PFOP Mezzanine, LLC, ARI-PFOP, LLC in Case No. 30-2012-00552486; for Defendants ARI-DFW East and West, LP, ARI-DFW Direct Participant, LP, ARI-DFW, LLC in Case No. 30-2012-00554778; for Defendants Securities Centre One & Two, LLC and ARI-SC Mezzanine, LLC in Case No. 30-2012-00555065; for Defendants ARI-Atrium Office Building, LLC, ARI-AOB, LLC, ARI-AOB Mezzanine, LLC in Case No. 30-2012-00555504; for Defendants Drever-Argus and Tara Keith in Case Nos. 30-2012-00574133 and 30-2012-00608070; for Defendants ARI-Barrett Office Center, LLC and ARI-BOC, LLC in Case No. 30-2012-00574133; and for Defendants ARI-MP Mezzanine, LLC and ARI-Mevridian Plaza, LLC in Case No. 30-2012-00608070 Joel S. Miliband BROWN RUDNICK LLP 2211 Michelson Drive Seventh Floor Irvine, CA 92612 Facsimile: (949)252-1514 imiliband@brownrudnick.com (By OneLegal Electronic Service) and Anthony J. Durone, Esq. Jennifer B. Wieland, Esq. BERKOWITZ OLIVER, LLP 2600 Grand Blvd., Ste. 1200 Kansas City, MO 64108 Facsimile: (816) 561-1888 adurone@berkowitzoliver.com jwieland@berkowitzoliver.com (By OneLegal Electronic Service) Peter B. Morrison, Esq. Kevin J. Minnick, Esq. SKADDEN, ARPS, SLATE, MEAGHER & FLOM LLP 300 South Grand Avenue Los Angeles, CA 90071-3144 Facsimile: (213) 687-5600 peter.morrison@skadden.com KMINNICK@skadden.com (By OneLegal Electronic Service) // /! // /1 // // // /1 Attorneys for Defendants Burch & Company, Inc. in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30-2012-00555065, 30-2012-00555504 and 30-2012-00574133; and for Defendant Burch and Company, Inc. and Anton Randal Burch in LASC Case No. BC534926 Attorneys for Defendants LaSalle Bank, N.A. in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30-2012-00555065 and 30-2012-00608070; and for Defendant John R. Yast in Case No. 30-2011-00516849 Brandon S. Reif, Esq. Rebecca E. MacLaren, Esq. WINGET SPADAFORA & SCHWARTZBERG LLP 1900 Avenue of the Stars, Suite 450 Los Angeles, CA 90067 Facsimile: (310) 836-4801 Reif. B@wssllp.com Maclaren.R@wssllp.com (By OneLegal Electronic Service) Dennis J. Kelly, Esq. Dillingham & Murphy, LLP 601 California St., Ste. 1900 San Francisco, CA 94108 Facsimile: (415) 397-3300 djk@dillinghammurphy.com (By OneLlegal Electronic Service) Mark S. Lester, Esq. Colin Northcutt, Esq. Matthew J. Kraus, Esq. LESTER & CANTRELL, LLP 1700 Iowa Avenue, Suite 200 Riverside, CA 92507 Facsimile: (951) 300-2694 mlester@lc-law-1lp.com Cnorthcutt@lc-law-1lp.com mkraus@]lc-law-1lp.com (By OneLegal Electronic Service) Attorneys for Defendant Berthel Fisher & Company Financial Services, Inc. in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30-2012-00555065, 30-2012-00555504 and 30-2012-00574133; for Defendants Thomas R. Biesheuvel and Argentum Management, Inc. in Case No. 30-2011-00516849; and for Defendants NFP Securities, Inc. and Lee S. Rawiszer in Case No. 30-2012-00574133 Attorneys for Defendants Pacific West Securities, Inc, Washington Pacific West Securities, Inc. in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30-2012-005550635, 30-2012-00555504, 30-2012-00574133 and 30-2012-00608070, for Defendants , WMS Financial Planners, Inc. and John Misner in 30-2011-00516849; for Defendants Pacific West Financial Group Holding Co., LLC, Philip A. Pizelo, Shannon L. Ford, and Erin Ford in Case No. 30-2012-00574133; and for Defendants Pacific West Financial Consultants, Inc. in Case No. 30-2012-00608070 Attorneys for Defendants Hirschler Fleischer, APC in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00554778, 30-2012-00555065, 30-2012-00555504, 30-2012-00574133 and 30-2012-00608070,; and for Defendant S. Edward Flanagan in Case No. 30-2011-00516849 Aaron M. McKown, Esq. BRYAN CAVE LLP 3161 Michelson Drive, Suite 1500 Irvine, CA 92612-4414 Facsimile: (949) 23-7100 aaron.mckown@bryancave.com (By Onelegal Electronic Service) Chad Weaver EDGERTON & WEAVER, LLP 2615 Pacific Coast Hwy., Ste. 300 Hermosa Beach, CA 90254 Facsimile: (310) 937-2064 cweaver@edgertonweaver.com (By OneLegal Electronic Service) Stephen Young, Esq. Neal S. Robb, Esq. Racquel Sullivan, Esq. Stephanie Frieburg, Esq. KEESAL YOUNG & LOGAN, A PROFESSIONAL CORPORATION 400 Oceangate, P.O. Box 1730 Long Beach, CA 90801 Facsimile: (562) 436-7416 neal.robb@kyl.com racquel.sullivan@kyl.com stephanie.frieburg@kyl.com (By OneLegal Electronic Service) Randall A. Miller, Esq. Austa Wakily, Esq. MILLER LLP 515 South Flower Street, Suite 2150 Los Angeles, CA 90071-2201 Facsimile: (888) 749-5812 randy@millerllp.com austa@millerllp.com (By OneLegal Electronic Service) Brandon S. Reif Winget Spadafora & Schwartzberg, LLC 1900 Avenue of the Stars, Ste. 450 Los Angeles, CA 90067 Facsimile: (310) 836-4801 reif.b@wssllp.com (By Onelegal Electronic Service) Attorneys for Defendants Invest Financial Corporation and Victor Cassone in Case No. 30-2011-00516849 Attorneys for Defendant Investment Centers ofAmerica, Inc. in Case No. 30-2011-00516849; and for Defendants Brad Stark, Mission Wealth Management, LLC, Kevin Dunnigan and National Planning Corporation in Case No. 30-2012-00552486 Attorneys for Defendant Sterling Savings Bank, LLC in Case No. 30-2011-00516849 Attorneys for Defendant Fintegra, LLC in Case No. 30-2011-00516849 Attorneys for Defendants Investors Capital Corporation and Marco Capaldi in Case No. 30-2011-00516849 James McGovern, Esq. MARSHALL, DENNEHEY, WARNER, COLEMAN & GOGGIN, P.C. U.S. Steel Tower, Suite 2900 600 Grant Street Pittsburgh, P.A. 15219 jamcgovern@mdwcg.com (By OneLegal Electronic Service) David Markun, Esq. MARKUN ZUSMAN FRENIERE & COMPTON LLP 17383 W. Sunset Blvd., Suite A-380, Pacific Palisades, CA 90272 Facsimile: (310) 454-5970 agrozman@mzclaw.com jeompton@mzclaw.com kbuccieri@mzclaw.com (By OneLegal Electronic Service) Michael Wilk, Esq. Lewis Brisbois Bisgaard & Smith, LLP 221 N. Figueroa Street, Ste 1200 Los Angeles, CA 90012 Facsimile: (213) 250-7900 wilk@lbbslaw.com (By OneLegal Electronic Service) J. Warren Rissier warren.rissier@morganlewis.com Jordan McCrary jordan.mccrary@morganlewis.com MORGAN, LEWIS & BOCKIUS LLP 300 South Grand Avenue Twenty-Second Floor Los Angeles, CA 90071-3132 Telephone: 213.612.2500 Facsimile: 213.612.2501 (By OneLegal Electronic Service) // /1 /1 Associate Counsel for Defendants Investors Capital Corporation and Marco Capaldi in Case No. 30-2011-00516849 Attorneys for Defendant Sammons Securities Company, LLC in Case No. 30-2011-00516849 Attorneys for Defendant James Ortlip in Case No. 30-2012-00552486, and for Defendant Dennis L. Breitenstein in Case No. 30-2012-00574133 Attorneys for RBS Financial Products, Inc. in Case No. 30-2012-00555504 Ronald A. Mclntire, Esq. PERKINS COIE, LLP 1888 Century Park E., Suite 1700 Los Angeles, CA 90067 Facsimile: (310) 788-3399 rmcintire@perkinscoie.com (By Onelegal Electronic Service) Pamela L. Johnston, Esq. Sonya Salinas, Esq. Joseph Edmondson, Jr., Esq. FOLEY & LARDNER LLP 555 S. Flower Street, Suite 3500 Los Angeles, CA 90071 Facsimile: (213) 486-0065 pjohnston@foley.com ssalinas@foley.com jedmondson@foley.com (By Onelegal Electronic Service) Robert M. Dawson, Esq. FULBRIGHT & JAWORSKI, L.L.P 555 South Flower Street, 41st Floor Los Angeles, California 90071 Facsimile: (213) 892-9494 robert.dawson@nortonrosefulbright.com (By Onelegal Electronic Service) John Misner P.O. Box 24182 Seattle, WA 98124 jmmisner@aol.com (Via Email and U.S. Mail) Attorneys for Defendant NCB, FSB in Case No. 30-2012-00574133 And Attorneys for Defendant Multi-Financial Securities Corporation in Case No. 30-2012-00574133 and 30-2012-00608070 Attorneys Specially Appearing for Defendant Cushman & Wakefield of Illinois, Inc. In Case No. 30-2012-00608070 Defendant in Pro Per in Case No. 30-2011-00516849 George D. Straggas Straggas & Associates 8911 Research Dr. Irvine, CA 92618 Facsimile: 949-660-9144 gds@straggaslaw.com (By OneLegal Electronic Service) Michael J. Gleason James Heffner Samuel Sneed HAHN LOESER & PARKS LLP One American Plaza 600 West Broadway, Suite 1500 San Diego, CA 92101-3384 Facsimile: (619)810-4301 mgleason@hahnlaw.com jheffner@hahnlaw.com ssneed@hahnlaw.com (By OneLegal Electronic Service) Randall L. Winet, Esq. Winet Patrick Gayer Creighton & Hanes 1215 West Vista Way Vista, CA 92083 Facsimile: (760) 758-6420 rwinet@wpwlaw.com (By OnelLegal Electronic Service) Gregory J. Sherwin, Esq. Orly Davidi, Esq. FIELDS, FEHN & SHERWIN 11755 Wilshire Boulevard, 15th Floor Los Angeles, CA 90025-1521 GregSherwin@ffandslaw.com Orly@ffandslaw.com (By OneLegal Electronic Service) David F. McDowell, Esq. MORRISON & FOERSTER LLP 707 Wilshire Blvd., Ste 6000 Los Angeles, CA 90017 Facsimile: (213) 892-5200 dmcdowell@mofo.com (By OnelLegal Electronic Service) 11 Attorney for Defendant Thompson National Properties, LLC in Case Nos. 30-2011-00516849, 30-2012-00552486, 30-2012-00574133 and 30-2012-00608070 Attorneys for Defendants Chicago Title Company, Chicago Title Insurance Company, and Investment Property Exchange Services, Inc. in LASC Case No. BC534926 Attorneys for Defendant Daniel Puplava in LASC Case No. BC534926 Attorneys for Defendants Robert Tweed and Tweed Financial Services, Inc. in LASC Case No. BC534926 Attorneys for Defendants Sagepoint Financial, Inc. and AIG Insurance Company in LASC Case No. BC534926 William M. Swayne, II WMS Financial Planners 809 Fairview Place N. Ste. 130 Seattle, WA 98109 (Via U.S. Mail Only) Mark K. Slater, Esq. Neil Cooper, Esq. Daniel Marsh, Esq. SLATER HERSHY & LIBERMAN, LLP 100 Spectrum Center Drive, Suite 420 Irvine, CA 92618 dmarsh@slaterhersey.com slieberman(@slaterhersey.com mslater@slaterhersey.com (Via OneLegal Electronic Service) Superior Court of California County of Orange Civil Complex Courthouse 751 W. Santa Ana Blvd., Dept. CX104 Santa Ana, CA 92701 (By OnelLegal Electronic E-Filing) Counsel for Plaintiffs, ARI-NBCC 2, LLC; ARI-NBCC 16, LLC; ARI-NBCC 24, LLC; ARI-NBCC 36, LLC; ARI-NBCC 37, LLC; DAVID BOGGINI, as Co-Trustee of the Bernice A. Slater Living Trust; KENNETH SLATER, as Co-Trustee of the Bernice A. Slater Living Trust; CANDACE GRAHAM, as Trustee of the Candace Graham 2004 Trust; IRENE KOCHENDORFER; PINE MEADOWS TOWNHOMES, LLC; and STEVEN K. OSHITA, as Trustee for the Steven K. Oshita Revocable Living Trust in Related Matter 30-2012-00615393 Coordination Trial Judge/Clerk of Court