10 Cited authorities

  1. Matsushita Elec. Indus. Co. v. Zenith Radio

    475 U.S. 574 (1986)   Cited 96,969 times   23 Legal Analyses
    Holding that an opponent of summary judgment "must do more than simply show that there is some metaphysical doubt as to the material facts."
  2. Federal Trade Commission v. Publishing C.H

    104 F.3d 1168 (9th Cir. 1997)   Cited 378 times
    Holding an individual liable where she filed a business license at the direction of someone facing criminal charges due to deceptive telemarketing, and had worked at a predecessor company that had been shut down due to a fraud investigation
  3. Securities & Exchange Commission v. CMKM Diamonds, Inc.

    729 F.3d 1248 (9th Cir. 2013)   Cited 91 times   4 Legal Analyses
    Holding that where a motion to stay civil proceedings does not result in the denial of any relief sought, then the matter is nondispositive, and the motion may be resolved by an order issued by a magistrate judge
  4. Securities and Exchange v. Hughes Capital

    124 F.3d 449 (3d Cir. 1997)   Cited 119 times
    Holding a defendant jointly and severally liable for disgorgement
  5. S.E.C. v. Goldfield Deep Mines Co. of Nevada

    758 F.2d 459 (9th Cir. 1985)   Cited 74 times   1 Legal Analyses
    Finding vertical commonality where the mining company received a 25% royalty fee for processing the investors' ore and where both the investors' and the company's fortunes were dependent on the success of the company's unique ore processing technique
  6. B2b CFO Partners, LLC v. Kaufman

    856 F. Supp. 2d 1084 (D. Ariz. 2012)   Cited 8 times

    No. CV–09–2158–PHX–JAT. 2012-03-5 B2B CFO PARTNERS, LLC, B2B CFO, LLC, Jerry Mills and Christine Mills, Plaintiff(s), v. Kenneth A. KAUFMAN, Kaufman Enterprise Solutions, LLC, CFO Wise, Inc., The CFO Wise Promise, LLC, Defendant(s). Stephen Charles Biggs, Richard R. Thomas, Smith Campbell Clifford Kearney Gore, Scottsdale, AZ, for Plaintiff(s). Charles David Martinez, Sterling Reed Peterson, Brad Alan Denton, Gunderson Denton & Proffitt PC, Mesa, AZ, for Defendant(s). JAMES A. TEILBORG Stephen Charles

  7. Securities Exchange Commission v. CMKM Diamonds

    2:08-cv-0437-LRH-RJJ (D. Nev. Jul. 25, 2011)   Cited 2 times

    2:08-cv-0437-LRH-RJJ. July 25, 2011 ORDER LARRY HICKS, District Judge Before the court is plaintiff Securities and Exchange Commission's ("SEC") motion for summary judgment against remaining defendants Global Stock Transfer, LLC ("Global Stock"); Helen Bagley ("Bagley"); Sergey Rumyantsev ("Rumyantsev"); and Brian Dvorak ("Dvorak"). Doc. #161. Refers to the court's docket number. I. Facts and Background This action involves the sale of unregistered securities. Defendant CMKM Diamonds, Inc. ("CMKM")

  8. Sec. & Exch. Comm'n v. Apartments Am., LLC

    Case No.: SA CV 12-0754 DOC (ANx) (C.D. Cal. Mar. 3, 2014)

    Case No.: SA CV 12-0754 DOC (ANx) 03-03-2014 SECURITIES AND EXCHANGE COMMISSION, Plaintiff, v. APARTMENTS AMERICA, LLC; MICHAEL J. STEWART; JOHN J. PACKARD; and RANDALL A. SMITH, Defendants. DAVID O. CARTE ORDER ON MOTION TO IMPOSE CIVIL PENALTIES AND FOR ENTRY OF FINAL JUDGMENTS (DKT. 34) Before the Court is a Motion to Impose Civil Penalties and for Entry of Final Judgments (Dkt. 34) brought by Plaintiff, the Securities and Exchange Commission ("SEC"). The SEC brought allegations of (1) the unregistered

  9. Rule 56 - Summary Judgment

    Fed. R. Civ. P. 56   Cited 272,147 times   115 Legal Analyses
    Holding a party may move for summary judgment on any part of any claim or defense in the lawsuit
  10. Section 77q - Fraudulent interstate transactions

    15 U.S.C. § 77q   Cited 2,652 times   21 Legal Analyses
    Prohibiting the use of "any device, scheme, or artifice to defraud" in connection with the offer or sale of any security