SEC Enforcement Quarterly Newsletter

Sidley Austin LLP is pleased to distribute this issue of the SEC Enforcement Quarterly newsletter. Each quarter, our Securities & Derivatives Enforcement and Regulatory Practice publishes this review of recent developments in securities enforcement and regulatory matters.

In this issue, we feature the following articles:

  • Chair White Articulates the SEC's New Settlement Policy
  • Uncharted Territory: Insider Trading Theories and Mutual Fund Redemptions
  • Living on the Edge: Compliance Lessons from SAC Capital
  • SEC's Rule 105 Inquiries Quickly yield results
  • SEC Announces More Whistleblower Awards
  • SEC Staff Changes
  • FCPA Focus