Federal Circuit PTAB Appeal Statistics Through March 15, 2019

Through March 15, 2019, the Federal Circuit decided 495 PTAB appeals from IPRs and CBMs. The Federal Circuit affirmed the PTAB on every issue in 366 (74.09%) cases and reversed or vacated the PTAB on every issue in 66 (13.36%) cases. A mixed outcome on appeal, where at least one issue was affirmed and at least one issue was vacated or reversed, occurred in 46 (9.31%) cases.

The court dismissed 16 (3.24%) appeals without rendering a decision on the merits. Dismissals may occur, for example, where the Federal Circuit determines that it does not have jurisdiction to hear an appeal, such as in an appeal from a PTAB institution decision.

As the Supreme Court established in Cuozzo Speed Techs., LLC v. Lee, the Federal Circuit is barred from considering appeals from at least certain aspects of institution decisions under 35 U.S.C. § 314(d). Dismissals may also result from settlements among the parties to the appeal, or where the court determines that a prior decision renders an appeal moot. However, with the Federal Circuit’s en banc opinion in Wi-Fi One, LLC v. Broadcom Corp. determining that decisions regarding the IPR time bar under 35 U.S.C. § 315(b) are reviewable on appeal, the number of PTAB appeals to the Federal Circuit may increase over time.

The volume of issues on appeal may also increase as a result of the Supreme Court’s decision in SAS Institute Inc. v. Iancu. In response to SAS, the Patent Office has decided that, if it institutes review on any claim, it will also institute review on every claim and ground presented in a petition. The Federal Circuit has also remanded some final written decisions issued after SAS where the PTAB did not consider every challenge presented in a petition.

An important tool that helps the Federal Circuit manage its significant docket of PTAB appeals is the Rule 36 affirmance, whereby the court affirms the PTAB without rendering a full, written opinion. Of the 495 PTAB appeals it has considered thus far, the Federal Circuit has issued Rule 36 affirmances in 231 (46.67%) cases. The court issued written opinions, including affirmances, reversals, dismissals, and mixed decisions, in 264 (53.33%) cases.

Breaking down the numbers further, in its appeals from IPRs, the Federal Circuit affirmed the PTAB on every issue in 338 (73.96%) cases, reversed or vacated the PTAB on every issue in 62 (13.57%) cases, issued a mixed outcome in 45 (9.85%) cases, and dismissed 12 (2.63%) cases.

In CBM appeals, the Federal Circuit affirmed the PTAB on every issue in 28 (73.68%) cases, issued a mixed outcome in 2 (5.26%) cases, dismissed 4 (10.53%) cases, and reversed or vacated the PTAB on every issue in 4 (10.53%) cases.

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