William B. Patton Towing Co.Download PDFNational Labor Relations Board - Board DecisionsDec 12, 1969180 N.L.R.B. 64 (N.L.R.B. 1969) Copy Citation 64 DECISIONS OF NATIONAL LABOR RELATIONS BOARD William B. Patton Towing Company and Tex-Tow Inc. and Inland Boatmen 's Union of the Seafarers International Union of North America, Atlantic, Gulf, Lakes & Inland Waters District , AFL-CIO. Cases 23-CA-3102 and 23-RC-3170 December 12, 1969 DECISION, ORDER, AND DIRECTION BY MEMBERS FANNING, BROWN, AND ZAGORIA On April 9, 1969, Trial Examiner Ramey Donovan issued his Decision in the above-entitled proceeding finding that the Respondent had not engaged in the alleged unfair labor practices and recommending that the complaint be dismissed in its entirety, as set forth in the attached Trial Examiner ' s Decision . The Trial Examiner further found the Petitioner ' s (herein referred to as the Union) objections to the conduct of the election in Case 23-RC-3170 without merit, sustained certain of the Employer's objections, sustained some and overruled other challenges to ballots cast in that election, and made alternative recommendations that the results of the election be certified in the event the revised tally of ballots shows the Union has not received a majority of votes cast in the election, but that should the Union acquire a majority vote, the election be set aside and a second election directed. Thereafter the Charging Party filed exceptions to the Trial Examiner's Decision and a brief in support thereof; the Respondent filed cross-exceptions' and an answering brief to the Charging Party's exceptions. Pursuant to the provisions of Section 3(b) of the National Labor Relations Act, as amended, the National Labor Relations Board has delegated its powers in connection with these cases to a three-member panel. The Board has reviewed the rulings of the Trial Examiner made at the hearing and finds that no prejudicial error was committed. The rulings are hereby affirmed. The Board has considered the Trial Examiner 's Decision , the exceptions and briefs, and the entire record in these cases , and hereby adopts the findings , conclusions , and recommendations of the Trial Examiner except as modified herein. 'The Respondent excepts only to the Trial Examiner ' s failure to grant its request for a continuance and an opportunity to prepare its defenses to the amended complaint (the complaint was amended at the hearing by the addition of Barrett as a discrimmatee ) contending that it was thereby denied a fair hearing At the hearing the Trial Examiner made it clear that the Respondent would be afforded additional time, if needed , to prepare with respect to the amendment to the complaint ; the Respondent, however, did not request additional time . As we agree with the Trial Examiner's dismissal of the Barrett allegation on the merits , we find it unnecessary to pass on the Respondent 's exception Nor do we, in these circumstances, deem it necessary to pass on or adopt his discussion of the propriety of permitting amendment of the complaint at the hearing (See Ace Drop Cloth Co., Inc. 178 VLRB No 107). The Objections to the Election The Trial Examiner sustained the Employer's Objections 6 and 13. Objection 6 alleges that the Union "engaged in acts of bribery or financial inducement by having made gifts of intoxicating liquors, alcoholic beverages and other luxuries to the employees as an inducement to have employees vote for Petitioner in the election and/or as an inducement to have employees reveal how they voted...." As found by the Trial Examiner, on August 16, 1968,2 Glidewell, a union representative, came on board the docked BINION (the election on the BINION was held on August 19) with some union material and whiskey. Glidewell, Heaton, the mate, and deckhand Orme became involved in a poker game during which they partook of the whiskey. Orme testified that Glidewell talked union and asked them to join. It is not clear whether the Trial Examiner relied on this incident as a ground for setting aside the election. In any event we do not believe that providing alcoholic beverages in such casual circumstances should be construed as an attempt to buy votes or warrants setting aside the election.' The second "whiskey incident" occurred on the day of the election. According to Orme, before the August 19 election on the BINION, Glidewell approached Orme, and said that Captain Lawyer had signed a union card and that he (Glidewell) wanted to show the card to Orme; Orme replied that he was not interested. Glidewell also told Orme that the outcome of the election hinged on Orme's vote.4 At the election the Union challenged Orme's ballot on the ground that he was a supervisor. After the election Glidewell, according to Orme, asked him how he voted and said that if Orme gave him this information Orme's ballot would not be opened and the Company would not know how he voted. During the conversation Glidewell mentioned that he had two bottles of whiskey that he had not yet had a chance to bring aboard. The Trial Examiner found that Glidewell's postelection conduct constituted grounds for setting aside the election because it involved "the use, as a calculated tactic, of a tangible gift of some value, whiskey, .... to interfere with the Board's election process, particularly the secrecy of the ballot of an individual voter." The Trial Examiner noted that while the whiskey was not actually produced Glidewell clearly indicated its availability. The Trial Examiner reasoned that if Orme told Glidewell he voted for the Union and Glidewell believed him the Union would not press its challenge to Orme's 'Unless otherwise indicated all dates refer to 1968 'See Wagner Electric Corporation , 167 NLRB No . 75, fn. 2 'We agree with the Trial Examiner 's finding that Glidewell 's attempt to show Orme Lawyer's authorization card does not constitute grounds to set aside the election, and therefore that Objection 9, which the Trial Examiner considered together with Objection 6, is of no merit 1180 NLRB No. 16 WILLIAM B. PATTON TOWING COMPANY ballot. On the other hand, if Orme indicated he had voted against the Union or refused to reveal how he voted ("indicating," according to the Trial Examiner, "that he had voted against the Union") then the Union would press its challenge to Orme's ballot.' In our opinion the above incident does not constitute grounds for setting the election aside. Initially, we note that the incident occurred after the election. It is clear that such postelection conduct could not have destroyed the laboratory conditions for which the Board strives in the conduct of elections, or, in fact, have influenced or affected Orme's vote. Additionally, we note that Orme's testimony concerning the whiskey was not only in response to an obviously leading question but that his answer does not evidence that the whiskey was offered, if it were offered, as an inducement for disclosing how he voted. Moreover, we are unwilling on the basis of the minimal evidence adduced on this point to adopt the reasoning and to draw the numerous inferences which the Trial Examiner drew in reaching his conclusion.6 In our opinion, this incident does not warrant setting aside the election. Accordingly, we will overrule Employer's Objection 6. The Trial Examiner also found Employer's Objection 13 to be grounds for setting aside the election.' The Trial Examiner found that some supervisors were solicited by the Union (Captain Lawyer and mate Heaton) and participated in and assisted the Union in its campaign. Applying the principles applicable to such situations, the Trial Examiner found that the employees did not believe that the supervisors were actively participating in the Union's campaign because the Employer was in favor of the Union, since the Employer had made it clear that it was opposed to the Union. In spite of this finding, however, the Trial Examiner concluded The Trial Examiner' s finding is based entirely on the following testimony elicited on direct from Orme Q Would you tell us about your conversation with Mr Glidewell after the election" A Well, he asked me to tell him how I had voted , that if I would tell him my vote wouldn't be opened and that the Company wouldn't know how I voted And I just told him I didn ' t care if the Company knew how I voted Q Did he mention whiskey or anything) A Yes, he said he had two fifths of whiskey that he didn't have a chance to bring aboard yet 'For example , the Trial Examiner stated that if Orme refused to reveal how he voted this would indicate he voted against the Union It is obvious, however, that this is not the only possible inference to be drawn from such a refusal, for among other things , it is possible that Orme believed a secret ballot election was precisely that For this and similar reasons the Board refuses to speculate on how an employee has voted or why a voter responds as he does when questioned as to how he will vote or has voted 'Objection 13 alleges "that one or more of the Employer ' s supervisors, without the Employer ' s knowledge or consent , initiated, instigated, participated and/or assisted Petitioner ' s organizational activities Such continuous , direct and substantial assistence given to Petitioner's organizational activities by Employer ' s supervisors tainted the election and thus deprived the employees of the right to an uncoerced and free choice 65 that the laboratory conditions for an election are adversely effected "when a union, as here, solicits and secures supervisory help in the union campaign" and constituted grounds for setting the election aside. In the circumstances of this case we are unable to agree with the Trial Examiner's finding. Initially, we note that applying the proper standards the Trial Examiner found that the employees were not misled by the supervisor's activity since the Employer had made it clear that it was opposed to the Union. Moreover, in our opinion, the Trial Examiner's additional finding, upon which he sustained the objection, that the laboratory conditions were affected by the supervisors' (the captains') participation appears without merit. In fact, it appears that the supervisors in question did not know or were not certain of their status until August 6, 1968.8 The record reveals that until August 6, the supervisors' (captains and mates) thought they were eligible to become union members and vote in the election." The Trial Examiner relied on this very fact in dismissing an 8(a )( 1) allegation. He found that "the relationship of Lawyer and his men was more that of employees of the Company, all of whom the Union was attempting to organize, rather than. that of management and rank-and-file," and that Lawyer when talking to his men was expressing his own view and that this is most likely how the men understood it. In our view the relationship (fellow employees rather than management and rank-and-file) that the Trial Examiner found existed between the supervisors and their men in his discussion of the 8(a)(1) allegations applies with equal significance to Objection 13. We believe the men themselves would consider the above found relationship the same regardless of whether the captains were speaking for or against the Union. Given the relationship which existed between the supervisors and their men, we are of the opinion that the fact that some supervisors participated in the Union campaign neither influenced the results of the election nor affected the laboratory conditions the Board seeks to maintain . Accordingly, we shall overrule Employer's Objection No. 13. We agree with the Trial Examiner's findings with respect to the challenged ballots and shall direct that the ballots of Booth and Orme be opened and counted. Having overruled the Employer's objections, however, we will not, as did the Trial 'On that date the Stipulation for Certification upon Consent Election was approved , captains and mates were excluded from the unit 'Thus Captain Lawyer, whom the Trial Examiner credited, testified, "I thought I was supposed to vote too I didn't know any different I found out later that just the deckhands and cooks were voting " "Additionally , it should be noted that Patton, Sr , the Employer's president , did nothing to clarify the situation , to which the Employer now objects For according to Captain Lawyer, Patton, Sr . told him he (Patton) could not discuss the Union with Lawyer, pro or con, and Patton, Sr testified he told anyone in his employ who mentioned the Union that he (Patton ) could not discuss it 66 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Examiner , order the election set aside and a new election held in the event the Union obtains a majority after the challenged ballots are opened and counted. ORDER Pursuant to Section 10(c) of the National Labor Relations Act, as amended, the National Labor Relations Board hereby orders that the complaint herein be , and it hereby is, dismissed in its entirety. DIRECTION It is hereby directed that the Regional Director for Region 23 open and count the ballots of Ray Q. Booth and Mike Orme , and thereafter prepare and cause to be served upon the parties a revised tally of ballots, including therein the count of the above ballots. If, according to the revised tally of ballots, the Petitioner has received a majority of the valid ballots cast in the election, the Regional Director is directed to certify Inland Boatmen's Union of the Seafarers International Union of North America, Atlantic, Gulf, Lakes & Inland Waters District, AFL-CIO, as the exclusive bargaining agent for the employees in the appropriate unit . If, according to the revised tally of ballots, the Petitioner has not received a majority of the valid ballots cast in the election , the Regional Director is directed to certify the results of said election. TRIAL EXAMINER'S DECISION RAMEY DONOVAN, Trial Examiner: The above-captioned Union, herein referred to as the Union, filed a charge against the above - named Company , herein referred to as the Company or Respondent, on August 14, 1968. Seven named employees , Campbell, Barrett, Keeton, Goodwin , Booth , Guillory , and Beard were alleged in the charge to have been discriminatorily discharged . A "First Amended" charge was filed by the Union on August 27, 1965, naming employee Hendry as a discriminatee in addition to the previously named seven employees. A "Second Amended" charge was filed on September 13, 1968, naming five discriminatees, Barrett, Keeton, Goodwin, Beard and Hendry, out of, and instead of, the previously named eight employees . A "Third Amended" charge, filed October 17, 1968, reduced the alleged discriminatees to four, Barrett, Keeton, Goodwin and Beard . On October 22, 1968, by letter , the Regional Director of the Board's Region 23, Houston, Texas, advised the Union, with copy to the Respondent that the Regional office had concluded that the Company had violated the Act "only as to the discharges of Wade Goodwin and William Beard . However , as there is insufficient evidence of violation of Section 8(a)(3) as to the discharges of Carl Barrett and O. F. Keeton, further proceedings are not warranted as to these allegations. I am, therefore refusing to issue complaint against the Employer as to the alleged violations of Section 8(a)(3) pertaining to - Barrett and - Keeton . My refusal to issue complaint as to the non-meritorious matters alleged as violations of the Act [Barrett and Keeton] does not affect these meritorious portions of the charge as set forth herein above." The letter then notified the Union of its right to obtain review of the above action of refusing to issue complaint regarding Barrett and Keeton by appealing to the General Counsel of the Board in Washington, D.C. A complaint was issued by the General Counsel of the Board by the Regional Director on November 7, 1968, alleging acts of interference and coercion by Respondent in the form of statements and threats in violation of Section 8(a)(1) of the Act as well as the discriminatory discharge of employees Goodwin and Beard in violation of Section 8(a)(3) and (1) of the Act. On November 8, 1968, the resolution of challenged ballots and objections to an election filed by both the Company and the Union were consolidated for the purpose of hearing with the above-mentioned complaint proceeding. Meanwhile, the Union, having obtained an extension of the time for appeal from the Regional Director's refusal to include Barrett and Keeton in the complaint, filed an appeal from such action with the General Counsel of the Board on November 16, 1968, with copy to the Regional Director and the Company. By letter of December 5, 1968, the General Counsel of the Board denied the appeal, with copies thereof to all parties. The said denial stated, inter alia that "Insufficient basis existed to support a finding that Barrett or Keeton were discriminatorily discharged rather than that they failed to report for work as scheduled on August 10 when their regular 10-day relief period expired. It was noted that Barrett was admittedly unavailable on the above date and that he was unable to accept the next normal tour which began August 20, because of his anticipated return to school about September 1." The case was heard in Houston, Texas, on December 18, 19, 20, 1968, with all parties represented by counsel. At the inception of the hearing, counsel for the General Counsel moved to amend the complaint by adding Barrett as an alleged discriminatee , in addition to Beard and Goodwin who had been in the complaint originally. The General Counsel stated that the day before, in a trial preparation session, one of the Respondent's discharged supervisors had given evidence to the counsel for the General Counsel relating to Barrett of which the region had not previously been aware. It was apparently decided at that time to amend the complaint at the hearing the next day to include Barrett as a discriminatee. Counsel for the General Counsel on the same afternoon before the hearing advised Respondent's counsel of the aforementioned plan to amend and advised him of the general nature of the new evidence. Respondent objected to the Barrett amendment of the complaint at the hearing, pointing out that the Barrett aspect of the charge had been dismissed by the Director and that the General Counsel had upheld the Regional Director on appeal. I allowed the amendment to the complaint and the Barrett termination was fully litigated.' Respondent made it clear that in proceeding to litigate the Barrett matter, it was not thereby waiving its objection to the amendment of the complaint regarding Barrett. I have given further consideration to the amendment of the complaint at the hearing to include Barrett and it is 'Respondent , at the time the amendment was permitted, requested a continuance of the hearing . This was denied . Respondent was allowed to defer cross-examination on the new evidence relating to Barrett and was afforded an opportunity to request additional time if needed to meet the Barrett aspect of the complaint. WILLIAM B. PATTON TOWING COMPANY now my opinion that he was in error in allowing the amendment. The nature of a charge under the Act has often received the attention of the Board and the Courts. It is well established that a charge is not a pleading but that it serves to set the investigatory machinery of the Board in motion.' A complaint may be broader than the charge, including allegations not contained in the charge, and a complaint under various conditions, may, of course, be amended prior to the issuance of an order in the case.' It has been held that the dismissal of a charge by a Regional Director does not constitute res judicata and that a party is not stopped from filing a new charge on the same matter on which a complaint be issued.' In the Star Beef case, above, a union had filed a second amended charge which included an 8(a)(5) allegation. Subsequently, because of the death of a key witness, the union organizer, the Union believed that it would be unable to establish the 8(a)(5) violation. The Union then filed a third amended charge which contained no 8(a)(5) allegation. At the hearing, the Board amended its complaint to include a Section 8(a)(5) allegation. Both the Board and the Court, in upholding the amendment to the complaint, focused on the fact that the earlier charges had never been withdrawn and were still before the Board and were not superseded by the third amended charge.' As the Court observed, the Board "was entitled to consider the second amended charge as still before it for the purpose of sustaining a complaint thereon." The instant situation is not one where the charge alleged Beard and Goodwin as discriminatees and the General Counsel in the course of investigation discovered that Barrett was also discriminated against and therefore added Barrett to the complaint originally or by amendment. Nor is it the Star Beef situation where viable earlier charges had neither been withdrawn nor dismissed and thereby served as a basis for the complaint allegation. The fact that in the instant case there was an outstanding viable charge as to Beard and Goodwin, in our opinion, does not place the matter as one where the charge simply served to set the Board's investigatory machinery in motion and resulted in an amended complaint that included Beard, Goodwin and Barrett. The charge and amended charges had set the investigatory process into action and as the result thereof a specific and definitive action was taken by the Regional Director, namely, dismissal of the charge allegation regarding Barrett. In this region and in every other region of the Board, the standard language and expression of a nonmeritorious charge or a nonmeritorious part of an otherwise meritorious charge by the Regional Director is that he is refusing to issue a complaint on the charge or on the part thereof which his investigation has found to be lacking in merit. If this refusal to issue complaint on the charge or on some part thereof is not appealed or, if appealed, the appeal is denied, the charge or part thereof involved, in our opinion, has been dismissed and is , for all practical purposes, dead. Since a complaint must be based on a viable charge, albeit the complaint need not be confined to the charge if the investigation set in motion by the charge has revealed an additional violation, we do not perceive 'N.L.R.B. v. Star Beef Co.. 193 F.2d 8 (C.A 1). 'N.L.R.B. v. Dinion Col! Co., 201 F.2d 484 (C.A. 2). 'Jersey City Welding & Machine Works, Inc., 92 NLRB 510 'Although not part of the factual picture in the case , it is also quite clear that not only was there no withdrawal of the earlier charges but there was also no dismissal of such charges. 67, that in the instant case that the charge as to Beard and Goodwin can serve as a vehicle for Barrett being added to'' the complaint when the portion of, the'' charge involving Barrett was specifically dismissed and the dismissal was sustained by the General Counsel. The charge, as filed originally, had not only set in motion the Board's investigatory process but had focused that process specifically on Barrett who, with others, was named in the charge. And as the result of the investigation, the Barrett part of the charge was dismissed by the Regional Director. The General Counsel affirmed the dismissal on appeal. The charge as to Barrett was dead. We now consider the possibilities- regarding (1) the revival or (2) the new birth of an allegation that Barrett had been discriminatorily terminated on August 10, 1968. We use the term (1) revival with respect to the possibility of resurrecting and reinstating that portion of the charge that had been dismissed, to wit, the part of the charge asserting that Barrett had been discriminated against and illegally terminated. The term (2) new birth refers to a new charge alleging what had been alleged in the portion of the old charge that had been dismissed. The last named possibility presents no problem. A new charge alleging an illegal termination of Barrett on August 10 could have been filed at any time subsequent to the dismissal and affirmation thereof on appeal of the original Barrett allegation in the prior charge and prior to the amendment of the complaint on December 18. Since, presumably, the new charge would be in the context of the newly discovered evidence which the counsel for the General Counsel would use and used as justification for amending the complaint, the new charge would be viable and would furnish the necessary basis for the amendment to the complaint. However, a new charge was not filed. This leaves us with the question of a possible revival or reinstatement of that portion of the prior charge concerning Barrett that had been dismissed. Revival or reinstatement of a charge or a portion of a charge that was dismissed and affirmed on appeal presents some problems. Aside from a situation where the dismissal was attributable to fraud or concealment of a fraudulent nature regarding evidence, it is doubtful, we believe, that a Regional Director or anyone else can revive or reinstate a dismissed charge or a dismissed portion thereof. The critical obstacle is not necessarily the 6-months statute of limitations in Section 10(b) of the Act. The basic problem will appear if we take two illustrations. In one case, the dismissal and the attempted or contemplated revival and reinstatement of the dismissed and unappealed or dismissed and affirmed on appeal charge or portion thereof are all within the 6-month period and are premised on newly discovered evidence.' In the other case, the attempted revival or reinstatement of the dismissed charge or part thereof takes place 8 months, or t year or 2 years after the original dismissal and also on the premise of newly discovered evidence. It is doubtful if anyone would contend that revival or reinstatement could take place in the last mentioned situation. And the reason for such a conclusion would not be the 6-month statute of limitations, for, if a dismissed charge or part thereof can be revived or reinstated it would be the original and timely-filed charge that was being revived or reinstated, notwithstanding that the revival occurred many months or years after the dismissal. Quite apparently the critical 'We are , of course , assuming no fraud element in the dismissal 68 DECISIONS OF NATIONAL LABOR RELATIONS BOARD factor is whether a dismissed charge or position thereof can be revived or reinstated at any time. If reinstatement or revival is permissible then it can be done at any time and the entire concept of a charge or Section 10(b) and the 6-month period can be nullified. It is our conclusion that absent the involvement of fraud or related conduct in the dismissal, a dismissed charge or portion thereof, after affirmance on appeal or absent an appeal, cannot be revived or reinstated. Consequently, since no new charge with respect to Barrett was filed after the dismissal, including at the hearing, it is our opinion that the amendment to the complaint at the hearing was not permissible and that the Trial Examiner was in error in permitting such amendment. We therefore reverse our ruling thereon and recommend the exclusion of the Barrett allegation from consideration. However, in view of the fact that this ruling is based on a procedural point, we shall consider the litigated Barrett allegation on the merits in the event that our procedural ruling is not upheld. Overall, we believe that this approach will prevent undue delay in the ultimate disposition of the case. 1. JURISDICTION Respondent Patton and Tex-Tow are Texas corporations that at all relevant times have maintained their office and principal place of business at Friendswood, Texas. They are engaged in the business of providing tugboat services and the hauling of barges. Patton operates three tugboats, the Industrial State; the C. G. Andler, and the Big D. Tex-Tow is a holding company for the tugboat Jack Binion and two barges, the George Jr. and the David. The two companies are a single integrated enterprise and affiliated business with common officers, ownership, directors and operators; a common labor policy is formulated and administered by the directors and operators. During a representative 12-month period, Respondent, in the course of its business operations, performed services in excess of $50,000 for Dow Chemical Company and other firms in Texas, each of which purchased goods, and services in excess of $50,000 directly from points outside the State of Texas. Respondent is an employer engaged in commerce within the meaning of the Act. The Union is a labor organization within the meaning of the Act. II. THE ALLEGED UNFAIR LABOR PRACTICES Jones, an organizer for the Union, testified that organizational activity among Respondent's employees commenced in March 1968. Since the evidence in this record relates to events in the latter part of July and August, the pre-July union activity is not known. Patton, Sr., is president of both companies and Patton, Jr., is general manager of Patton and vice-president in charge of operations of Tex-Tow. Both Pattons participate actively in running the business. Each tugboat has its own crew and the crew relates to that particular boat and there is little or no interchange between crews on different boats. A boat crew usually consists of a captain, relief captain, mate, cook and two deckhands. The first three of the foregoing are the officers or "front end men." They generally rotate with only two being on board at any one time .' The deckhands are relatively unskilled men, who, as far as steadiness or continuity of employment are concerned, are itinerant in habit. The pay for a deckhand is $16 per day plus 10 percent bonus or $18 on a large boat. Their normal tour of duty on a boat is 20 days on and 10 days off. Sometimes a man will continue beyond his normal 20 days without relief, either because he needs the money or for some other reason. Although not paid during the 10 days off, the employee is carried as an employee and normally can be expected to commence a new 20-day period after the expiration of his 10 days off. However, the return to work after 10 days off is not automatic. In most instances, the deckhand will contact the Pattons near the end of his 10 days off to see if and when and where he is to report back to the boat. If the man or men are in Houston, for instance, when they call and Respondent tells them he needs them on the boat and the boat at the time is docked in San Antonio, Respondent will transport them to San Antonio by car. By the same token, if a man is relieved at Beaumont, for instance, Respondent will furnish transportation back. Respondent itself may initiate a telephone call to a man if it has an opening on a boat This is generally confined to what the Respondent considers "good" telephone numbers, i.e. a number that through past experience Respondent considers reliable as a means of contacting the man. Some telephone numbers that Respondent may have are apparently somewhat uncertain such as bars or non-permanent abodes. Men call Respondent at various times seeking employment. If nothing is available at the time, Respondent enters the name and telephone number in a book. If subsequently an opening occurs, Respondent will try to contact the most recent call-ins first. This is based on the belief or experience that the earlier callers have become unavailable for one reason or other and that the chances of finding a ready man is greater among the most recent call-ins. The boat captains are in telephone communication with the Pattons on a daily basis, having radio telephone or some such method available on the boats. The captain advises the home offices of upcoming crew reliefs for various crew members at different times or will advise that a crew member although due for relief wishes to ride beyond his 20 days. Turnover among employees is substantial. The turnover arises not only at the end of normal tours of duty or off time but during a 20-day tour a man may simply leave the boat at some port and fail to return. This is not uncommon. Patton, Sr., testified that the help situation at times is such that he will hire a "warm body." The Terminations Barrett was a young man, a student, who first went to work for Respondent during his summer vacation in 1968. His testimony indicates that he had telephoned Patton, Jr., about a job and he was hired on June 14. He went to work on the tugboat Andler, as a deckhand under Captain Lawyer and worked for 4 or 5 days until the Andler hit an obstacle and was sent to the shipyard for repair. The repair took about 2 weeks. Patton, Jr., telephoned Barrett at his home in Houston on July 4 and Barrett returned to work on the boat. He continued to work on the boat until July 31. Shortly before July 31 he told James Patton, Respondent's port engineer , that he would like to be off for 10 days and then come back for 20 days before school started.' Patton said that this would be all right. On July 31, when Barrett got off the boat, he told Patton, Jr., 'The mate is sometimes in this work referred to as the pilot He is, however, not a pilot in the usual sense in which that term is used on the Mississippi or on deep water vessels 'Patton, Sr , has two sons, William Patton, Jr , referred to herein as WILLIAM B. PATTON TOWING COMPANY 69 substantially the same thing as he told James Patton and Patton, Jr., expressed acceptance of what Barrett said about being off for 10 days and then returning for 20 days before school started Prior to leaving the boat on July 31, Barrett states that he had signed a union card at Freeport while the boat was docked about July 14 or 15. Jones, the union organizer, had come to the dock with some union literature and cards and solicited signatures on the latter Present at the time was another deckhand referred to by Barrett as Charlie, plus the mate and Captain O'Dell.' O'Dell signed a union card but there is no evidence one way or the other as to whether or not the mate and "Charlie" did so10 While on board the boat around July 23, Barrett told Booth that his (Barrett's) father had retired after 20 years in the Union and that the Union would raise the pay and secure more benefits Booth said the Union would not help "us" because it would not get the raise and the Union would be just taking "our" money. During the conversation Barrett states that he told Booth that he had signed a union card Another conversation between Booth and Barrett took place about July 27 when each restated in substance their views of July 23. Barrett also states that he had talked to Booth and the mate asking them to sign union cards About July 29 Barrett mentioned to Booth his (Barrett's) efforts to have the cook, Booth's brother, sign a card and that the brother had signed Heaton had been employed as a mate or pilot by Respondent He was unable to remember when he started but on that day he states, while on the way to the boat, Patton, Jr , told him that they had been petitioned by the Union and the Union was trying to get them to go Union." Heaton states that Patton, Jr , made no further comment About August 3, Heaton was relieved by the regular mate who had returned to duty. After being thus relieved Heaton had a conversation with Patton, Sr., in the company office According to Heaton, Patton, Sr , told him the Union was trying to organize and pointed out why a union "wasn't right in a business like that." Heaton states, "I asked him myself how many men was eligible to vote, you know, and he had a list of men, you know, that was eligible to vote, you see." Heaton testified that Patton, Sr , did not exactly ask about each man on the list but that he "was just naming each man . and wondering if he was going to be a union man or be a co npany man or what . . he didn't know himself, he was just using his own knowledge, you know, in that " Heaton's testimony does not reveal that Patton, Sr , said or did not say, regarding any employee, that the latter was or was not for the Union or the Company, or what, if anything, Patton, Sr , believed or surmised regarding any individual '= The testimony and the lack of testimony in the foregoing words indicate that Patton, Sr., was simply ruminating or "wondering," as Heaton said, about where Patton, Jr , and James Patton 'Although Lawyer was captain of the Andler when Barrett was first employed, Lawyer had completed his tour of duty and had been replaced by O'Dell Booth replaced O ' Dell as Captain about July 20 "Heaton, who was the mate in the latter part of July was evidently a union adherent Heaton testified that in the middle of August, when Lawyer was again captain of the boat , Heaton and the mate were discussing the Union Lawyer turned around and said , "' I gather you are all for the Union ,' and we told him, 'yes' " "Since the Union filed its petition for certification on July 22, 1968, the conversation probably took place in the latter part of July the men stood in the union issue and "didn't know himself " Nor does Heaton's testimony indicate that he himself supplied or was asked for information regarding the men's union sentiment. The two names of employees that Heaton could recall as having been mentioned on this August 3 occasion, above, are those of Goodwin and Barrett, both alleged discriminatees " On direct examination, Heaton first said that Patton, Sr., in the course of reading the names on the list, when he mentioned Goodwin's name, said that he had been terminated. The General Counsel immediately focused on this answer in his next question- Q He said that he had been terminated? A I think, I believe that he had been terminated or quit or what. I don't remember " At another point in cross-examination, Heaton said, "I think that he [Patton, Sr.,] was using the words that he was terminated."" According to Heaton, as Patton, Sr., was mentioning the names of employees on the list, Heaton recalls that when Barrett was mentioned, he, Heaton, said, "He is going back to school." Patton, Sr., had made no comment regarding Barrett when Heaton volunteered this remark. After Heaton made the above statement, Patton, Sr., turned to his son James who was in the office and said, "Well, we don't have to worry about him anyway" This was all. Patton, Sr , in his testimony, states that during the conversation in the office with Heaton they talked about Heaton's uncle who was a personal friend of Patton, Sr., they talked about the necessity of Heaton's securing a tankerman's certificate since Respondent wanted all its officers to have such a certificate; they discussed the fact that Heaton had had to relinquish his seaman's papers because of a narcotics violation and Patton, Sr , offered to intercede with the Coast Guard to restore the papers, nothing was said about a list of eligible voters or about Goodwin, Heaton asked him if he knew that Barrett was not going to be on the boat, Patton, Sr., asked what he meant and Heaton said that Barrett was going back to school. Patton, Sr , testified that he did not know why Heaton mentioned Barrett but presumes it was to enable the Company to secure a replacement for Barrett "Heaton states that Patton, Sr , mentioned the names of the eligible voters "but he didn ' t comment on it, you know " "In August 1968, which was, of course , prior to the time of the hearing, Respondent had discharged Heaton . Heaton is the witness who the General Counsel saw the day before the hearing and it is his testimony that was cited as the basis for the amendment of the complaint to include Barrett as a discrimmatee "As we shall see, the critical element in Goodwin 's case is whether he had been terminated, as the General Counsel contends , or whether he had quit, as Respondent asserts "Aside from the uncertainty of the witness as to the word used by Patton, Sr , the exact word used on August 3 would not necessarily be determinative . Even if Goodwin had quit on July 31, the Company thereafter , and on August 3, considered him a terminated employee because he had previously quit What was the subject of rumination on August 3 was the union or company sentiment or vote potential of eligible voters A previously discharged employee could be considered terminated as far as voting eligibility was concerned and an employee who had quit and was therefore no longer an employee could be described as terminated Or, of course , if Patton , Sr , said that Goodwin was terminated it could also indicate that he had been discharged rather than that he had quit In any event , from Heaton's testimony we are not prepared to find that Patton, Sr , said terminated and not quit or vice versa , since Heaton himself was decidedly uncertain and said, in fact , that he did not remember 70 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Although this and other credibility issues in the case are not easily resolved, I credit Heaton's testimony previously described. We credit Patton, Sr., that the topics not mentioned by Heaton were also discussed. We believe it more plausible that Barrett was mentioned in the context described by Heaton than that his name came up out of a blue sky for no apparent reason as described by Patton, Sr Returning now to Barrett himself, we find that, according to his testimony, he was in San Antonio on August 9, Friday San Antonio is about 200 miles from Houston and Barrett lived in Houston with his mother. The company office is in the Houston area In San Antonio, Barrett was staying with friends. When he had gone there or how long he had been there does not appear Barrett was due to be back at work or available for work on August 10. Barrett states that on August 9 he telephoned his mother, Louise Blair, in Houston, calling from San Antonio. He asserts that he told her to telephone Patton on the morning of August 10 and inquire what time Barrett was supposed "to be back up there to work and where I [Barrett] was supposed to catch the boat." He also states that he told his mother "to phone me back and tell me when I was supposed to get down there and come to work " His mother did not telephone him on August 10 or, as far as appears, at any time in the days immediately following August 9 There is no evidence that Barrett called his mother on August 10 or at any other time thereafter to find out about his job situation or when he was to be at work. He states that he had no conversation with his mother on August 10, but that he left San Antonio about 9 p m., on August 10 to return to Houston Mrs. Blair testified that her son called her from San Antonio on August 9 and told her to telephone Patton on the morning of the 10th "and find out what time he had 'to come and neet the boat'; [and Barrett told her] 'If I am supposed to be there early, [on August 10] call me back and I will be there, if not [if I am not supposed to be there early], I will come hone in the morning [of August ll].' Mrs. Blair states that she called "Mr. Patton" the next morning, August 10. Although she did not testify as to what she said to Patton initially, it can probably be implied that she relayed her son's message, above She states that Patton told her that the Company had hired a replacement for Barrett and did not need him anymore inasmuch as the Company understood that Barrett was going back to school Mrs. Blair states that she pointed out that her son was not going back to school until September 3 and had understood that after his 10 days off, he would return to work on August 10 and work 20 days until September 1. Patton said he no longer needed Barrett, he had already hired a replacement. Although Mrs. Blair had not called back on August 10 to tell Barrett when he was to report to work, as he had requested her to do, he did not call her again to find out what the situation was. Nor did Mrs Blair call her son although they both were aware and had operated on the premises that August 10 was the day when Barrett's 10 days off expired and that he expected to return to work on the 10th. In this rather strange situational posture, the next move in the picture is described by Barrett He states that he left San Antonio about 9 p.m , on August 10 to return to Houston Barrett testified that on Sunday, August 11, he telephoned Patton, Jr , at the company office. The witness said several times that it was August 11 when he telephoned but, in the course of his testimony he displayed some uncertainty At one point he said that he thought that he was in San Antonio the first part of the week and that he called Patton, Jr., about the first of the week "about a Tuesday or something like that I don't know."' 6 In any event, Barrett states that he told Patton, Jr , on the telephone that his mother had called Patton, Jr , the day before and had been informed that the Company had understood that Barrett was not coming back to work. Barrett pointed out that he had previously informed the Company that he was planning to return after his 10 days off and Patton, Jr., had told him at the time that he would put him back on a boat Patton, Jr., according to Barrett, said that he would see about maybe putting him on another boat but this was never done Patton, Sr , testified that on Friday, August 9, he was in the office. Patton, Jr., was absent. Barrett's name was on a list in the office showing that he was to go on board as a deckhand on August 10. Barrett's telephone number was there " On the evening of August 9, Patton, Sr., states that he telephoned Barrett's number but there was no ans ver. The next morning, August 10, Patton, Sr., states that Patton, Jr , called the Barrett number but there was no answer The Pattons then secured another deckhand because Barrett was not available Then, about Tuesday, August 13, Patton, Sr., states that he received a telephone call from a woman who said she was Barrett's mother She said that her son was out of town and had been away over the weekend and that he had called her from out of town to ask her to call Patton to see about going back on the boat. Patton, Sr., states that this woman did not indicate when Barrett would be back in town. His reply to her was that he was sorry but Barrett was supposed to have gone out on the boat last Saturday (August 10) and that he had tried to call him and then had. hired a replacement The woman remarked, when he mentioned having tried to reach Barrett, that, "we were closed yesterday" and she said something about the telephone out in the front or the back or something like that Patton, Sr , states that he did not understand any of these references since he knew nothing about the house or anything about Barrett's mother He told the woman that it was not "yesterday" that he had tried to reach Barrett but that it was Friday. In order to understand some of the foregoing, the following evidence must be taken into consideration. Barrett testified that there are three telephones in his mother's home. One is in his mother's bedroom; one in the kitchen, and one in the beauty shop that his mother operates in the house " Whether there are three telephone listings or one telephone with three extensions does not appear. In addition to his mother, Barrett states that his stepfather and grandfather live in the house. Mrs. Blair testified that she was home every day during the period involved in this case and that her "stepfather" lives at the house "and he never leaves the place." She works in her beauty shop Tuesday through Saturday. If, as Patton, Sr., states, Barrett's mother called him Tuesday, August 13, and during the conversation mentioned that she was closed "yesterday" by ways of explanation of why Patton had been unable to reach Barrett (she assuming that Patton had called on Monday), then there is some "Although, of course, Sunday is the first day of the week, many people, at least colloquially, refer to Monday or Tuesday , possibly Wednesday, as the first part of the week "Other evidence indicates that the Company had Barrett ' s correct home telephone number "His mother operates the shop without employees WILLIAM B. PATTON TOWING COMPANY 71 understandability However, since, as we have seen, the Patton's assertion is that they called Barrett Friday evening and Saturday morning, August 9 and 10, and, received no answer from this fairly well wired and fairly populated house, the problem of resolving the credibility conflict of whether the Pattons ever telephoned the house and when Mrs Blair telephoned the Pattons, Saturday, August 10, or Tuesday, August 13, remains Patton, Jr., states that his father told him that he had tried unsuccessfully to reach Barrett by telephone on, Friday, August 9 Patton, Jr., states that he himself called on August 10 without success Patton, Jr , states that he remembers Sunday, August 11, because it was his birthday and he was not in the office He had no recollection of a telephone conversation with Barrett on that day He also remembered having gone to a specific football game on August 12 and that up to that point he had no knowledge of any contact between Barrett and the Company. Patton, Jr., had hired a replacement for Barrett when the latter was not available on August 10 Barrett telephoned Patton, Jr , according to the latter, on Wednesday, August 14 and said that he had dust gotten back to town and that he was interested in getting back on a boat. Patton, Jr., replied that since Barrett had been out of town over the weekend he had hired someone else. Then Barrett asked about the possibility of making a 10-day trip before he returned to school and Patton, Jr , said that if such an opening occurred he would be glad to call Barrett The evidence with respect to Barrett is not easily resolved since there are elements in the testimony of both the General Counsel's witness and those of Respondent that affect the credibility of each version. The picture of Barrett as available and ready to return to work on Saturday, August 10, is less than clear. He was admittedly in San Antonio with friends at least on Friday and Saturday Since he was not working and was a student on summer vacation at the time, we can reasonably infer that he was in San Antonio for pleasure. In context, the distinct possibility exists that someone thus situated is spending the weekend where he is and plans to return home after the weekend is over. If, as was the case, Barrett knew that he was scheduled to return to work on Saturday, August 10, but had no knowledge of whether he was to report early that morning or at noon or evening or possibly the next day, the normal expectancy, in our view, would be that he would be in contact with the Pattons, the Company, on August 9, if he was actually available and ready for work on the 10th. Since Barrett in effect alleges that he was undertaking to contact the Pattons about the time he was to report, a direct call from Barrett to Patton on August 9 would appear to be logical. But, instead of this, Barrett and Blair assert that Barrett chose to make a long distance call to his mother instead of to Patton. Both the mother and the Company were in approximately the same Houston area Moreover, admittedly, it is not claimed that Barrett, in calling his mother on the 9th, asked her to contact the Pattons on the 9th and then call her son on that date to advise him when and where he was to report on the 10th. It is asserted that Barrett instead told his mother on the 9th to call Patton on the 10th, not on the 9th, and that she should then, on the 10th, call Barrett back and tell him when he was to report It is difficult to see how, since it was clearly one possibility that the reporting time on the 10th might be early in the morning, how Barrett in San Antonio could believe that, after his mother called Patton on the 10th and then called Barrett , that the latter could negotiate some 200 miles in time to report But stranger still is the fact that the mother did not call her son at all on the 10th to report the situation and Barrett, although allegedly poised to go to work while 200 miles away, did not call his mother back and was content to remain in the dark about why his mother did not call or what the job situation was.19 If Barrett interpreted the lack of a call from his mother as indicating that he need not report early on the 10th, we fail to perceive why he was content to write off the possibility of a later reporting time on the 10th. But this is what he did since he testified that he left San Antonio about 9 p.m , on the 10th This too is rather strange that a young man sojourning with friends in a distant city would leave that city on a Saturday night when, for all he knew, there was no reason to leave on Saturday rather than at the end of the weekend Because of what I regard as implausible aspects in the Barrett-Blair testimony, I am not prepared to credit this version of events in preference to that of the Pattons. The Pattons' version is in many respects more credible but their testimony regarding two unanswered telephone calls to Barrett's home on August 9 and 10 has given the Examiner considerable concern Considering the particular house and its occupants it seems possible but improbable that no answer would have been received on Friday evening or on Saturday morning This uncertainty about the Pattons' testimony lends no vitality to the basic version of Barrett and Blair but may actually leave the posture as being one where I am unable to conclude exactly what did take place In such a posture, the complaint allegation must fail since the General Counsel has the burden of proof and, in our opinion, he has not established by anything approximating a preponderance of the evidence that Barrett was available for work on August 10 and that Respondent discriminatorily terminated him or failed to recall him 20 Goodwin and Beard Goodwin testified that he had worked on boats and then was away from such work "for quite a while" before he resumed As far as appears he had never worked for Respondent previously He called "Blair, who testified after Barrett, whose testimony about his instructions to his mother about calling him was unqualified , testified that she was to call her son if he was supposed to report early Her testimony would indicate that she was content to not inform Barrett of what Patton had told her although the Patton message, as she described it, would obviate the need of her son rushing back to Houston before the end of the weekend. "It is not essential when I am not satisfied that the General Counsel's witnesses have given a correct version of events and when I also entertain some doubt about Respondent ' s version, that I come forward with a complete version of my own, particularly when I am uncertain as to what actually did occur Thus, it may be that Blair telephoned the Pattons on August 10 to report that Barrett was in San Antonio but would be back early in the week and would like work at that time But neither Barrett-Blair nor the Pattons so testified It may be that the Pattons did not call Barrett on August 9 or 10 and that Blair or Barrett did not call the Pattons until August 13 or 14 but the witnesses did not so testify Heaton's testimony that on August 3 he told Patton , Sr , that Barrett was returning to school and was not coming back to work and that Patton, Sr , said we do not have to worry about him, is not particularly helpful It may increase the likelihood that Barrett was not called on August 9 or 10 but that fact could be attributed to what Heaton had told Patton on August 3 True, in the end of July, Barrett had told James Patton and Patton, Jr , that he would return to work but the latest intelligence from Heaton, who had been on the boat for a period of time with Barrett, was that Barrett was not coming back and this report was to Patton , Sr , whose information , therefore , on August 3, from a shipmate of Barrett was, without qualification , that Barrett was not coming back If Patton, Sr, was pleased to receive such information because Barrett was active in the Union, this circumstance is not illegal. 72 DECISIONS OF NATIONAL LABOR RELATIONS BOARD Patton, Jr , and was hired as a deckhand on July 22, 1968 The captain on the boat, the Binion, was Lawyer, the other deckhands were Taylor and Beard, and the cook was Hendry. Goodwin states that he thinks that Jones, the union organizer, came aboard some days after July 22, when the boat was near some bridge Goodwin was off watch and asleep at the time. When he got up he saw some booklets and he asked Taylor where they had come from. Hendry, the cook, and the other deckhand, Beard, were also present Taylor said that a "guy" from the Union had left them and some other union material but that Taylor had thrown the latter overboard because the captain did not like the Union Goodwin states that he then stated that he thought that it should be up to the men and not to the captain. At a later point the witness said that on the aforementioned occasion he also said that personally he was for it, the Union The foregoing conversation with fellow employees is the extent of Goodwin's union activities shown in the record prior to July 30, 1968, and there is no evidence of Respondent's awareness of the foregoing. Goodwin also testified that he did not sign a union card.=' Some days after the foregoing incident, the tugboat arrived at Lake Charles, a routine port stop It was probably July 30 when the boat arrived. According to Goodwin, "We came into Lake Charles and Mr Lawyer came up and said, 'They are sending a relief over for you' and I said, 'Well, I haven't even been on half of my time, what is the problem' and so [he] just turned around and walked off."=r Goodwin said that Lawyer did tell him that the Company would transport "me back to Houston."" The witness also stated that he thought he might have said that if he was being shafted that he was not going to stick around Goodwin states that he then went ashore and telephoned his wife to see if she would pick him up and take him back to Houston. When he learned that she could not, he went back on board and sold his sea bag to Taylor in order to get bus fare. He and Beard left Lake Charles by bus. After returning home, Goodwin states that he called Patton, Jr , about "my job and my check." Patton, Jr , told him to "hang loose" and he would give him a "buzz" A day or so later Goodwin received his check in the mail He states that he called Patton, Jr , and asked "what is going on')" and Patton, Jr , said, "You know what is going on"; Goodwin then said, "You mean this business about the Union" and Patton said, "Well, yes, you know what I am talking about now." Patton, Jr , again told him to "hang loose" but Goodwin has not been recalled The foregoing was Goodwin's testimony in the first day of the hearing In our opinion, without setting forth our overall conclusions at this point, it was the gist of the testimony that when the boat came into Lake Charles, Lawyer came up to him and told him that he was relieved. Beard is not mentioned in the context. However, since subsequent to Goodwin's initial testimony, there was testimony of Lawyer and Beard as to events at Lake Charles, Goodwin was recalled on the last day of the hearing He then testified that the barge had been tied to "After the severance of his employment with Respondent around the end of July, Goodwin was the union observer at the Board election about the middle of August. As we have seen, the normal tour was 20 days on and 10 days off Goodwin had been on about 8 days "Lake Charles is approximately 141 miles from Houston Company ,practice was to transport the men to the boat when they were to board it at a particular port and to transport back the men who were relieved some trees and that later he and Beard untied the barge and moved it to the dock, with Lawyer being at the wheel of the tugboat during the maneuver and Orme was on the dock After this, according to Goodwin, Lawyer told Beard and Goodwin on the bow of the tugboat that they were relieved He also states that, later, when he returned for his things and those of Beard he had no conversation with Lawyer Although, Goodwin does not fix the time, it otherwise appears that the Binion and its barge had come into Lake Charles in the forenoon and the final moving of the barge from the trees to the dock was sometime that evening Beard's testimony is as follows: He commenced working for Respondent in early June 1968 on a 10-day trip relieving someone else After this 10-day trip, he was relieved. Patton, Jr , called him back to work on July 3 on the Binion. The General Counsel asked his witness Q. And while you were working for Patton, did you ever have an occasion to sign a union authorization card? A Yes, I think it was about the 23rd of July. Leroy Jones came on board. Beard states that Goodwin, Taylor and Hendry were also present when Jones came aboard with some union cards and literature. Jones told them that, if they were interested in having the Union, they should fill out the cards and give them to the captain, Lawyer " The General Counsel then asked Beard Q. Did you fill out the card') A No, sir Q You didn't fill out the card`' A No. Q. Did you ever sign a card, an authorization card') A. No, sir. It is apparent that Beard was either contradicting what he had just testified previously about signing a card or he was not, or that whether or not he signed a card cannot be determined. On close examination, it will be seen that when Beard was asked if he ever had "an occasion to sign a union authorization card," his affirmative answer, yes, when Jones came aboard on July 23, meant that, yes, he did have an "occasion," an opportunity, to sign a card at that time. He was not saying, evidently, that he had in fact availed himself of the occasion or opportunity to sign This is clear from the direct questions and answers cited at the end of our preceding paragraph where Beard stated unequivocally that he had never signed a union card After Jones had thus come aboard and had left the boat, Beard states that he went to Captain Lawyer and asked him about the Union. Lawyer said that when "they" went union, they cut the crew down and imposed more work and, when docked, you could not get off the boat for cigarettes and such. The General Counsel then asked Q Did you say anything Do you recall whether or not you said anything. Did you say anything about the Union?" A. I don't believe that I did. About five lines later, the General Counsel asked- Q Do you recall whether or not you said anything about how you felt about it? "Jones testified to the same effect, explaining that'he considered Lawyer a good union man "Being asked twice whether he said anything at all is certainly a broad enough question and quite understandable Then the question whether he said anything about the Union completes the probability that a meaningful response would be evoked WILLIAM B. PATTON TOWING COMPANY 73 A Well, I think I just said that I believed that it was the best And that is about all that I said. On recross examination, Beard was asked. Q Did you ever tell Captain George Lawyer that you were for or against the Union A. I didn't say whether I then was for or against it Q. You didn't let him know? A No I just said it might be better than what we had I never did say one way or the other I do not regard Beard as a witness who did not understand questions that were put to him We have seen that when he was asked, if he had ever had an occasion to sign a union card, a question that most witnesses take to mean, did you ever sign a union card (and such is probably the usual intent of the questioner), the witness took the question in a very precise and literally correct sense His answer, yes, to the question, might convey the impression that he had signed a union card But it later appeared that, in effect, the answer was, yes, he did have an occasion (opportunity) to sign a card when Jones came aboard with cards and gave them out However, it later appeared, quite clearly, when the witness was asked directly whether he ever signed a union card, that he had not and he so stated. Therefore, when this witness was asked by the General Counsel whether, when he went to Lawyer to ask him about the Union and Lawyer made some remarks thereon, he, Beard had said "anything" at all or "anything about the Union," Beard understood the question including the meaning of "anything" or "anything about the Union." He answered in the negative Later, in response to a repeated question along the same lines, Beard said, "Well, I think I just said that I believed that it was the best." This delayed and somewhat uncertain testimony was evidently the "best" that the witness could produce at the time and it is decidedly cryptic and difficult to interpret Later, on recross examination, the witness, although stating that he never told Lawyer whether he was for or against the Union, asserted for the first time that he did say to Lawyer in the same conversation aforedescribed, since this is the only conversation with Lawyer that the witness mentioned, that "it might be better than what we had " This is the first and only mention of such a statement The statement is on its face a tentative speculation that the Union might be better than what we have. Aside from the circumstances under which this testimony eventually was given, it is nevertheless the sole basis for the contention that Beard was active in the Union or that he was a union adherent. At best, it is a thin reed upon which to base the contention that, in effect, the Respondent subsequently discharged Beard because Beard was in the Union or was for the Union There may be cases where the evidence shows an employer so rabidly antiunion and so pervasive in opposing anything pertaining to a union, that it could be concluded that an employee who gave any indication that he was openminded or willing to consider the possibility of having a union was discharged for such sentiments. But the evidence in the instant case does not depict such an employer and, while Respondent did not want to have a union, the 8(a)(1) evidence is less than strong.26 It is apparent that up to this point we have been discussing the testimony of Goodwin and Beard themselves regarding such basic matters as their union activity and the means or likelihood of Respondent having We shall be discussing the Section 8(axl) allegations below knowledge of such activity We have not cited the testimony of Respondent's witnesses in this area and while we have given Goodwin's testimony on the circumstances of his termination we have not yet described Beard's testimony on the termination, nor of Respondent's witnesses on the events of July 30-31 At this interim point, however, certain observations are in order with regard to the General Counsel's case on Goodwin and Beard as to its basically prima facie aspect. Goodwin's union activity consisted of one statement, on one joint occasion, made to three fellow employees, to the effect that he believed that the matter of a union was something everyone should decide for themselves and that personally he was for it. The last part of the foregoing was not testified to originally by Goodwin in describing his statement but was added later when he described his remarks. Despite this testimony, Goodwin never signed a union card although there was ample occasion to do so. Assuming that Goodwin did express the above prounion sentiment to some fellow employees on one occasion, Respondent's knowledge of such an event is not apparent This latter aspect is discussed below in connection with Beard Beard's testimony on the aspect of his expression of prounion sentiments has been previously described in detail We seriously doubt that he told Lawyer that a union might be better than what they had. Since the Examiner entertains this doubt on the prima facie presentation of Beard's testimony, he is unable to find that Beard did make such a statement We will assume, arguendo, however, that the statement was made since this assumption will bring us into a discussion of the area of company knowledge regarding union activity of employees and also into the area of alleged 8(a)(1) statements by Respondent in his brief, the General Counsel states that, in effect, Captain Lawyer knew and was informing the Company which employees were prounion and had signed union cards and that "Patton, Sr., obviously had the same type of meeting with Captain Lawyer as he had with Heaton."=' In this connection, there is clear evidence that while the petition for certification excluded supervisors from the unit , the Union made no distinction in its organizing as between officers and rank-and-file employees Jones, the union organizer, admittedly told the employees that when they signed their union cards that they should turn them in to Captain Lawyer who presumably was to turn them in to Jones. Jones testified that he considered Lawyer a good union man. Lawyer had signed a union card and as late as August 19, shortly before the election, the Union was making use of this fact in its organizing and election effort. Employee Orme's uncontroverted testimony is that a union representative, Glidewell, told him that Lawyer had signed a card and that he had just shown it to another "Heaton's testimony , above, does not reveal that either he or Patton expressed either an opinion or a guess as to whether any particular employee was for or against the Union Patton was wondering how the election would turn out and how the employees would vote Patton, according to Heaton, did not know the answers to the foregoing and the only tangible remark made by Heaton was that Barrett would not be returning to work because he was returning to school. Patton said that we need not worry about him In short , if an employee will not be returning to the employ , he will not be a voter and there is no need to be concerned whether he is for or against the Union The comment of Patton, of course, would be equally intelligible if he knew or suspected that Barrett was prounion There is no evidence of any similar meeting, such as it was, between Patton and Lawyer 74 DECISIONS OF NATIONAL LABOR RELATIONS BOARD employee, Taylor, and would also show it to Orme. The latter expressed no interest but it is manifest that Lawyer's union adherence was being used as an attempted means of securing the support of Taylor and Orme for the Union. Captain O'Dell also signed a union card and the other captain, Booth, was solicited to sign but as far as appears did not do so. Heaton, a mate, made it known that he was for the Union and, about August 16, on board a vessel, Heaton told Orme that if "we" went union, Orme would be receiving overtime when he pumped the barges28 and Heaton asked Orme to sign a union card. This evidence is not disputed Lawyer testified credibly that "I thought I was supposed to vote, too. I didn't know any different. I found out later that just the deckhands and cooks were voting." Lawyer states that he made no report on union activity of employees to the Pattons and that Patton, Sr., had told him that he could not discuss the Union with him, pro or con. Patton, Sr., testified that he told anyone in his employ who mentioned the Union that he, Patton, could not discuss it. If this displays a lack of expertise or ignorance of the labor law holdings as to the relationship between supervisors, it is not unbelievable in the circumstances of this case in view of the Union's lack of demarcation between officers and rank-and-file. The Union evidently believed or believed for some period that officers and men were organizable or that they all might be in the unit; or, possibly, that it might represent the officers and the men separately; or that, in any event, it might facilitate the organization of the men if the officers were signed up in the Union at the same time. And, finally, this observation is in order. Neither Beard nor Goodwin signed a union card and, if Lawyer was doing any informing, this intelligence would presumably be reported. In view of the diligent effort to secure signed cards, the importance of nonsigning cannot be deprecated. As late as August 16 an employee who had not signed a card was being asked to do so, apparently on the theory that if a man signed he was for the Union and could be expected to vote for the Union Even card signers do not always vote for the Union in the subsequent Board election but noncard signers are rarely regarded by any party as people to be relied upon as ultimate union voters, particularly when the nonsigners, as in this case, had been solicited to sign and had had ample opportunity to do so. Coming now to the conflicting versions of the layoff or cessation of employment of Goodwin and Beard, we have seen only what Goodwin testified to in his first appearance as a witness . Goodwin stated that, when the boat came into Lake Charles, Lawyer came up to him and told him that he was relieved. Beard in his first appearance describes his last day as one where there was some trouble at the dock at Lake Charles so that it would be the next day before the unloading could take place. He states that Lawyer said "we," Beard and Goodwin, were relieved, that there would be no work to do that night and that the relief man would be down the next morning After Goodwin called his wife, he and Beard returned to the boat and while Beard waited, Goodwin went on board and got Beard' s belongings . They then returned to Houston by bus.29 Beard stated that he thought nothing of being relieved because he had been on the boat since July 3 and was due or overdue for relief. He does not say that he asked to be relieved or that he had been asked if he wanted relief or if he did or did not say he wanted to "Orme held a tankerman 's certificate which qualified him for pumping work. continue. Lawyer's version is that, prior to arriving at Lake Charles, he had asked Beard if he wanted to be relieved. Beard said, no, because he needed the money and would stay on.J° The captain is in daily communication with the company office on various matters including crew changes. If a man or men are due for relief at a particular port and have signified that they want relief, the captain will so advise the Company. The Company will then arrange to drive the relief crew to the particular port. In view of what Beard had told him, Lawyer states that he had so advised the Company. The Pattons confirm this and on July 29 or 30 they had their port engineer drive one relief man, Orme, to Lake Charles as a relief for Taylor on the Binion , Lawyer's boat." It is not disputed that Orme was the only man sent down from Houston to Lake Charles. A composite of the testimony of the various witnesses as to the events at Lake Charles is as follows: The Binion came into Lake Charles with a barge in tow. Because the dock was occupied or for some such reason, the barge was not immediately moored to the dock but was tied to some trees as a temporary mooring. The officers and crew on the boats normally work 6 hours on and 6 hours off and a man in his duty period is referred to as being on watch. Lawyer states that Taylor and Beard were on duty during his watch and because the Company had recently acquired the Binion from another company he had them painting and cleaning up the boat. This is the normal type of work of deckhands like Beard and Taylor. After "dinner" (apparently the noon meal) Taylor and Beard asked Lawyer if they could go to town for a haircut. He gave permission and the two men changed clothes and left the boat. Lawyer went to bed, being off watch. Lawyer states that around 5 p.m., Taylor woke him up, saying the barge had to be moved." Lawyer got up and rang the buzzer which is used to summon crew members who are in watch or due for going on watch to the wheelhouse of the boat. Lawyer states that Beard was scheduled for that watch but Beard did not respond to the buzzer. Lawyer then looked throughout the boat but Beard could not be found. Lawyer asked Taylor if he knew where Beard was and Taylor said, no. Lawyer then aroused Goodwin, who was off watch, and Taylor, Goodwin and Lawyer moved the barge to the dock from where it was tied to the trees. When the barge had been moved, Goodwin, according to Lawyer, asked if he could go to town for an hour and Lawyer said, yes. About 25 minutes later, Goodwin returned to the boat in a cab which remained outside the gate at the dock. Lawyer states that he saw that there were two persons in the cab but he could not see who they were. Goodwin walked up to Lawyer and said that Beard was out in the cab and that Goodwin was getting Beard's "The principal witnesses to the Goodwin and Beard events testified in this order on this particular subject: 12/18, Goodwin and Beard ; 12/19, Lawyer, Beard , Lawyer, Patton , Sr.; 12/20, Patton , Jr., Goodwin. "Since Beard had been on board since July 3, his normal 20-day tour would have been completed July 23 The evidence in this record indicates that continuance beyond 20 days for an additional tour is voluntary and is not unusual . Also, in many instances, a man may leave a boat without informing the captain and before completing his normal 20 days. "The Binion had three deckhands , Beard , Goodwin , and Taylor, and Hendry, the cook. Taylor was due for and evidently wanted relief. Goodwin had only been in the Company's employ and on board the boat for 8 days. "Taylor was not a witness . At some later time and before the hearing he was discharged for some reason not shown in the record. WILLIAM B. PATTON TOWING COMPANY 75 belongings from the boat to bring them out to him. Lawyer states that Goodwin said he, Goodwin, would be back in 5 minutes and Lawyer said, go ahead (and get Beard's belongings). Goodwin then got Beard's things and went back to the cab. He got in and the cab left. Beard and Goodwin never returned to the boat. Following this, Lawyer states that Taylor told him that he knew two cousins named Verdean in the Lake Charles area that he believed he could get. Taylor and Lawyer contacted these men by telephone and they were available and also a third man, a cook Lawyer states that he decided to get rid of the Binion's cook, Hendry, because he was "incompetent."" Lawyer then called one of the Pattons and advised them of the entire situation aforedescribed. He was told to hire the Verdeans and the cook, if he could, but that, if he could not, to call the Company and the Company would send some replacements from Houston. Lawyer hired the three men previously mentioned and apparently they were to report the next day. The Patton's testimony is in substantial agreement Goodwin's original account was quite simple It was that, when they came into Lake Charles, Lawyer told him that he was relieved and that the Company would provide transportation back to Houston Goodwin states that Lawyer then turned his back and walked away. Cross-examination at the time of Goodwin's first appearance as a witness brought to his attention that, in an affidavit taken by the General Counsel, Goodwin had said that Lawyer also told him that " . after I was off 10 days that I would be called back." Goodwin, in effect, then affirmed at the hearing this statement in the affidavit, saying that events were clear in his mind at that time and that they were not as clear at the hearing ("If I said it on there [the affidavit], he [Lawyer] said it I'm pretty sure of that . . . . And I'm telling you now that it was all fresh in my mind then, and it is not fresh in my mind now.") The foregoing, which came out on cross-examination, was somewhat different from Goodwin's testimony on direct examination of what Lawyer allegedly told him at the time of layoff Beard at no time claims that Lawyer said anything about the two or either one being off for 10 days and then being called back. Moreover, a 10-day layoff follows 20 or so days at work and it is scarcely probable that when Goodwin had worked only 8 days that the Company would believe that it could disguise its allegedly discriminatory motive by trying to depict Goodwin's layoff as a normal 10-day layoff. Further, failure to recall Goodwin at the end of 10 days after having made such a statement to him would be difficult for the Company to explain. However, if the Company subsequently did what Goodwin claims Lawyer had told him would be done, he, being laid off July 30 or 31, would be recalled about August 10 and would presumably vote in the election commencing the middle of August. This state of affairs would not be consistent with the General Counsel's theory, as appears from his brief, that Goodwin and Beard were terminated (discharged on July 30 as alleged in the complaint) because they were prounion and because Respondent wished to eliminate them as eligible voters. In his second appearance as a witness, Goodwin gave some additional details regarding the events of July 30-31 "Hendry, of course , was not in issue in this case We assume that, since he was a cook and Lawyer described him as incompetent , Lawyer considered him a poor cook He states that he and Beard moved the barge to the dock from where it was tied to the trees and that Lawyer was at the wheel of the Binion during this maneuver and that Orme was on the dock Goodwin then states that after the barge had been thus moved and docked, he and Beatd came on the Burton and while they were standing on the bow, Lawyer told them that they were relieved After this, Goodwin and Beard went to town in a cab Goodwin telephoned his wife The two men returned to the dock in a cab. Goodwin went on board the Binion and sold his sea bag to Taylor and Goodwin got Beard's belongings and took them out to the cab. There was no conversation with Lawyer during this episode, according to Goodwin. The two men returned to town and caught a bus to Houston. Beard initially testified that there was some trouble at the dock at Lake Charles and because of this it was to be the next day before they could load or unload and Lawyer told them they were relieved and that the relief crew was coming in the next day. Beard and Goodwin then left. Later, recalled as a witness, Beard testified that after he and Taylor went to town for a haircut, and "just as we were getting back, they were pulling the tug off to go get the barges." . They were fixing to move the barges when F D Taylor and myself got back from the barbershop We [Beard and Taylor] got aboard the boat and went and moved the barges " Beard states that he helped move the barge from the trees and that Lawyer was there on the boat although Beard opined that Lawyer was off watch. Orme was also there According to Beard, after the barge was moved, Lawyer said that there would be nothing to do "until the next day, because they had some kind of trouble, either loading or unloading that we could go ahead home" and that the relief crew was coming the next day. Beard then went on to state that the foregoing conversation took place in the galley of the Binion where "we" went to drink some coffee after moving the barge. Beard testified that he thought that Goodwin "was there" but, in any event, that was where he said the conversation with Lawyer about going on leave took place. After this conversation, Beard and Goodwin went to town, later returned for belongings, returned to town and caught a bus to Houston. It is apparent that Beard's testimony is that when he and Taylor returned from town after getting haircuts they got on board the barge and moved it from the trees to the dock and that, while Lawyer was on the tug at the time, Beard thought he was off watch and a nonparticipant. After the barge was moved, Beard was in the galley of the tug drinking coffee. Lawyer was there and Beard stated that he thought Goodwin was also present. Goodwin's testimony was that he and Beard were in a small skiff together and that they unhooked the barge from the trees and moved it, with Lawyer being at the wheel of the tug After moving the barge, Goodwin states that he and Beard were on the bow of the tug when Lawyer told them that they were relieved. Lawyer, of course, states that Goodwin, Taylor and Lawyer moved the barge. The General Counsel, in his brief, attaches significance to the fact that Taylor and Beard , in the afternoon, had gone to town for haircuts He points out that Taylor's getting a haircut was logical since he was going home after completing a 20-day tour of duty This is true. All agree that Taylor was being relieved at Lake Charles and the Company had sent Orme from Houston to relieve Taylor. The General Counsel then argues that if, as Lawyer testified, Beard had previously requested to continue on duty at and beyond Lake Charles, "why would Beard be so interested in getting his hair cut? Beard 76 DECISIONS OF NATIONAL LABOR RELATIONS BOARD would have been in the tugboat going up and down polluted channels, not infrequently referred to as sewers, for 20 days " But, if we assume the General Counsel's premise that the haircut had significance as being consistent with an intent to go home, the fact is that Beard got his haircut before he and Goodwin were allegedly told that they were relieved Beard testified that it was after he and Taylor had the haircuts, and after they returned to the dock and moved the barge, that Lawyer relieved him and Goodwin. Goodwin also testified that it was after the moving of the barge that Lawyer told them that they were relieved Using the General Counsel's rationale, therefore, Beard secured a haircut because he planned to go home and did this before he was told that he was being relieved The General Counsel also comments on the fact that when Goodwin came back for Beard' s belongings , Lawyer did not seek to intervene or query Goodwin. For one thing, Goodwin and Lawyer agree that this incident took place in the evening after the barge had been moved Lawyer's testimony is that the last he saw of Beard was that afternoon when he went to town for a haircut with Taylor and that Beard was not present that evening when the barge was moved Therefore, when Goodwin went to town and came back for Beard's belongings, and Beard himself did not make an appearance, it would be reasonably apparent that Beard had jumped or was jumping ship and the procuring of his clothes by Goodwin was simply the last act in the episode Jumping ship was not uncommon and there was nothing Lawyer could do about it at that stage or possibly at any stage Beard himself, although he had come back in the cab with Goodwin, remained in the cab, although it would be normal for him to have come on board to gather up his own clothes. His actions, if anything, indicate a desire to avoid encountering Lawyer, and are not inconsistent with a conclusion that he was completing his jumping ship. "One of the primary arguments in support of the General Counsel's case is the timing of the discharges," according to the General Counsel in his brief It is pointed out that there were 14 eligible voters among the employees on July 30 and that by August 15 this number had been reduced to 7 Of the remaining seven, the General Counsel points out that Reed did not vote and the General Counsel indicated that three others were procompany; three others of the seven were Barrett, Beard and Goodwin, allegedly discharged illegally. The General Counsel argues that the foregoing situation was not fortuitous but was brought about by "Respondent's illegal conduct." Of the 14 original eligibles, 8 were named as 8(a)(3) discriminatees in initial or early charges of the Union All were dropped from subsequent charges except 4, Barrett, Keeton, Beard and Goodwin. The Region then dismissed the Barrett and Keeton allegations and this action was affirmed on appeal to the General Counsel Barrett was later placed in the complaint with Beard and Goodwin and no one else. In view of this picture , it is not convincing to impliedly argue that the Examiner can draw an adverse inference against Respondent from the fact that eligible voters were reduced from 14 to 7. If anything, the statistics may indicate as does the record, that turnover is high among employees in this business due to their itinerant habits There is no basis for the Examiner to find that employees not alleged in the complaint and not litigated ceased to be employees because of illegal action by Respondent. The fact that Reed, one of the remaining seven , did not vote is because, as the record shows, he appeared at the poll as it was closing or when it had just closed and it was the union representative who took the initiative to announce that Reed was too late to vote The representatives of the other parties did not dissent but this hardly shows that the fact that Reed did not vote was part of Respondent's plan to have the election result in a way adverse to the Union, which seems to be what the General Counsel implies The Barrett, Beard, and Goodwin allegations must rise or fall on the evidence before us and not on some unproved implication regarding seven or eight employees who are not before us. Also among the various arguments advanced by the General Counsel for not crediting the Respondent's evidence that Beard and Goodwin jumped ship at Lake Charles is the unlikelihood that they would have done so at Lake Charles since they both lived in Houston This is a logical enough argument but there is evidence that ship jumping in this business is common and that men jump ship at all sorts of places and that no pattern of logical action prevails As a matter of fact, when a man seeks and secures a tour of duty for 20 days, it is not very logical to abandon ship at any location at the end of 4, 8, 10, 13, or 19 days or at any other time before his tour is completed but it is done Moreover, the record is clear that both Beard and Goodwin understood that, when a man is relieved, the Company furnishes ground transportation back, for instance, from Lake Charles to Houston Goodwin testified that Lawyer told him that the Company would transport him back to Houston " Beard, in describing how Lawyer relieved him and Goodwin after the haircuts, and after the return from town and the moving of the barge, testified that Lawyer said, "we could wait for the relief and get transportation back, but if we left then, we would have to pay our own [way] " It would seem reasonable, therefore, if Lawyer relieved the men, as they claim, that they would await the free transportation to Houston Their clothes and belongings were on board the boat and they could stay on the boat until the relief crew arrived or spend part of their time in town, returning to the boat to sleep until transportation arrived Instead, they came back to Houston by bus at their own expense for the bus and cab fare (to town, from town to the boat, and back to town for the bus ) All this in spite of the fact that Goodwin testified that he was so pressed for money that he sold his sea bag to Taylor in order to get bus fare Since they knew that the Company was not supplying transportation to ship jumpers, their failure to rely on company transportation and their resort to their own expense is perhaps more consistent with the view that they had not been relieved but were jumping ship It is my opinion that the evidence warrants the conclusion that Beard and Goodwin were not relieved at Lake Charles but that they abandoned ship Although all aspects of Lawyer's version have received our careful scrutiny and some portions therein gave us considerable concern, we have reached the conclusion aforementioned, since we find the version of Respondent's witnesses to be the more credible .35 "This was in Goodwin's initial appearance as a witness when he described how Lawyer relieved him when the boat came into Lake Charles "At the time of hearing , Lawyer had been discharged by Respondent He had also been punched in the eye by Patton, Jr 'and had a law suit pending against the Company This is not disputed We have not reached our conclusion on Beard and Goodwin 's case based on the Jones-Lawyer conversations outside the hearing room in the hall or restroom while the hearing was being held We find it unnecessary to describe that episode or our opinion thereon Suffice it to say that it does not alter our conclusion set forth above WILLIAM B. PATTON TOWING COMPANY After the events in Lake Charles, Goodwin states that he returned to Houston and called Patton, Jr , a day or so thereafter to ask about his job and check It is not clear from Goodwin's testimony what he said to Patton, Jr., but he testifies that he was told to "hang loose" and Patton, Jr , would call him. The next day or so Goodwin received his paycheck in the mail He states he then called Patton, Jr , and asked "what is going on"; he states that he was told, you know what is going on, and he said, "you mean about the union" and Patton, Jr , said, "Well, yes, you know what I am talking about now"; Patton, Jr., told him to hang loose but has never contacted him Patton, Jr., testified that after Goodwin walked off the boat at the end of July he neither saw him nor talked to him in person or on the telephone and next saw him at the election on August 15 The General Counsel in referring to the above testimony of Goodwin states that "This conversation clearly establishes Goodwin had been discharged because of his prounion sympathies ..." We would agree that the remarks attributed to Patton, Jr , virtually mean that he was telling Goodwin that he had been laid off for union activities. However, we do not believe that Patton said what is attributed to him Patton, Jr., as a witness impressed us as a rather deliberate individual Goodwin was barely known by Patton, Jr , and had worked for the Company only 8 days. It seems unlikely that after all the maneuvering that the General Counsel has attributed to the Pattons in getting rid of employees and circumventing the Act, that Patton, Jr., would tell a recent casual employee, in effect, that he had been laid off or terminated for union activities Moreover, the evidence of Goodwin's union activity is slight and the evidence of Company knowledge thereof is nonexistent. We do not credit Goodwin on this testimony and, since it is the basis of an 8(a)(I) allegation in the complaint, we recommend dismissal of that allegation as well as of the 8(a)(3) allegations regarding Goodwin which we have previously examined in detail.36 The other 8(a)(I) allegation is based on Beard's testimony that about July 23, on board the boat, he asked Lawyer about the Union According to Beard, Lawyer said "that usually when they went union that they cut the crew down, and had more work on you and when you would dock that you couldn't get off the boat." Since Respondent had never gone union and cut down the crew or restricted the crew, Beard's testimony on its face indicates that Lawyer was speaking from purported knowledge or experience as to what other employers usually did when the Union got in. It is perhaps accurate to say that since Lawyer was speaking of employers in general when a union came in, the implication was that Respondent would act in the same way and that this constituted an implied threat of economic detriment to the men if a union came in Lawyer's version is that he told Beard and Taylor that they could vote any way they wanted to, that it made no difference to him but, apparently because , as Beard testified, Beard had taken the initiative to ask Lawyer's opinion, Lawyer also said that Dixie Carriers (another tugboat employer) "after they went union , they did not carry a cook" and "if they did vote union, then we might lose a cook " Aside from the fact that other parts of Beard's testimony, previously considered, did not impress the "Our rejection of Goodwin as a reliable witness was not based on anything in his past history before he worked for Respondent 77 Examiner as to his reliability as a witness , we also perceive an interesting plausible element in the reference by Lawyer to the possible loss of a cook if the Union came in The amenities on these boats plying rather unattractive inland channels were probably few Apparently Lawyer, at least, regarded a good cook as important He had, for instance, at Lake Charles, gotten rid of the cook on the Binion because the cook was "incompetent," which in the case of a cook, we assume, means that Lawyer believed the cook was not a good cook. Earlier, therefore, in the conversation with Beard about the Union, there is some plausibility to Lawyer's testimony that he mentioned the possibility of having no cook on board since he knew that when another company went union , the cook was eliminated The cook aspect to Lawyer was evidently important. All factors considered we credit Lawyer vis-a-vis Beard We have therefore an opinion expressed by Lawyer, when asked for his views, that the boat would probably be without a cook if the Union came in, since this is what happened at another company. The loss of a cook was evidently a matter of personal concern to Lawyer He, like other officers, as well as the men, as we have seen, was being solicited by the Union and he was part of the union drive He signed a union card and the men were told by the Union to give their signed cards to Lawyer. Assuming that the loss of the cook from the crew would be a detrimental consequence if the Union came in, it is our opinion that Lawyer, in his remarks to Beard, was expressing his own view and this is most likely how Beard and the others understood it On the union subject at that time, the relationship of Lawyer and the men was more that of employees of the Company, all of whom the Union was attempting to organize, rather than that of management and rank-and-file " It is therefore doubtful that Lawyer's remarks may be attributed to Respondent. In any event, whatever Lawyer said to Beard, it is an isolated instance of alleged 8(a)(I) conduct The isolation is apparent since during a union drive from March to August, there is no other viable 8(a)(1) conduct alleged either by way of background or alleged illegal conduct. We therefore recommend dismissal of this July 23, 8(a)(l) allegation As to events involving Beard after the incident at Lake Charles, a lady named Sandra Young testified as follows. She operates a bar named the Sand Bar, near the canal in Houston The customers are predominantly seamen Around the middle of August, Young states that Beard was in her place daily. She states that Beard's uncle has a dump truck which he operates out of adjacent quarters. During this period she states that Beard asked her to telephone Respondent who is also in the Houston area. She was to ask if Respondent wanted Beard to come in She telephoned on two occasions and spoke to someone "In our opinion , it was not established in the record that Lawyer was an informer on the Union for the Respondent He evidently had some personal doubts about the Union or the consequences of a union coming in but may well have been more for the Union than the other way around The union organizer Jones testified that Lawyer kept him informed about time and place of arrival of the boats and, at the hearing , where Lawyer was called as a witness by Respondent , his initial reaction to being asked whether he had signed a union card (which he had done ) was one of great agitation and reluctance, including reference to the 5th amendment The Union, of course, knew that Lawyer had signed so perhaps it was the Company that was the cause of concern But signing up would normally be part of the expected procedure for an informer and "plant" and would be known and taken in stride by his employer So why this initial reluctance by Lawyer to reveal that he had signed a union card' 78 DECISIONS OF NATIONAL LABOR RELATIONS BOARD unidentified by her. Both conversation were about the same. She was told by someone at the Company to have Beard call the Company. She relayed these messages to Beard but does not know if he called the Company. Beard testified that he asked a woman whom he knew only as "Sandy" to call the Company on his behalf. He does not say what he told Sandy to say and he does not know whether she called or did not. Patton, Sr., testified that a woman telephoned twice about Beard's paycheck. She was told that the Company would not send the check out without Beard's authorization and that Beard himself should call to authorize the Company to send or give his check to someone or someplace. Thereafter, a young boy came to the office for Beard's check but the Company refused to give it to him. Eventually, Beard came to the office for the check and received it. Beard states that he came to the office for his check on August 8 and received it, from Patton, Sr. The latter, according to Beard, said we would be better off without the Union "and then he gave me a couple of little cards or something. I never did read them." Beard also states that Patton, Sr., said "they were going to be out voting on the 15th or something like that, about the votes. And if I wasn't on there I would be voting at the office at a later date." This alleged remark does not jibe too well with the theory that Respondent had relieved or terminated Beard at the end of July because he was prounion and because Respondent wished to eliminate him as a voter in the coming election. Beard states that Patton, Sr., said that it would be a "couple" of days before the Company called Beard back to work. The Company did not call Beard and Beard made no effort to contact the Company until August 15, the day of the election. The Union filed, on August 14, its charge alleging , inter alia , the illegal termination of Beard on July 30. On August 15, Beard states he called the Company from the union hall, with Jones listening in on the extension. He does not say to whom he spoke but states that he asked why he had not been called. He was told that the boat had broken down in Corpus Christi for 2 or 3 days and that it would be a couple of more days before it was back." Beard states that he has not been called since. Patton, Sr., testified that in the conversation with Beard when Beard came for his check, he did not give Beard any propaganda about the Union. He states that from what Beard said he understood that the latter was going out of town for a short period and that he said to Beard that Beard had walked off the boat in Lake Charles and had left the Company in a hole and that he was no longer an employee. Beard made no response. However, Patton, Sr., states that he told Beard to contact him when he got back and if there was an opening he would rehire him. Patton, Sr., testified that a man walking off a boat before his tour was up was so common that he would have had no reluctance to rehire Beard or Goodwin. The witness said, however, that he would not be prepared to immediately rehire a man who walked off but would allow a few days to elapse. This would be by way of discipline and demonstrating, apparently, that a man could not abandon ship one day and be rehired on that boat or any other boat the next day or so. Thereafter, if the man applied for work and there was an opening, he would be rehired. "Although a witness at the hearing , Jones did not testify in corroboration of such a call or conversation. Patton, Jr., states that he received a telephone call from Beard about 10 a.m. on August 15. Patton, Jr., states that Beard asked when he was supposed to go back on the boat. Patton, Jr., replied that he, Patton, Jr., did not know what was going on and that Beard would have to call back later. The witness does not remember saying that the boat was having trouble in Corpus Christi but states that he may have mentioned it since it was the fact. He also explains that the call from Beard on the 15th took him by surprise since he was aware that Beard had walked off the boat at Lake Charles and that his father had previously spoken with Beard although Patton, Jr., did not know what had been said. Also, Patton, Jr., had received a copy of the unfair labor practice charge which included Beard as a discriminatee. I believe that Patton, Sr.'s, testimony regarding his August 8 conversation with Beard is substantially credible although he may have mentioned the upcoming election and expressed his view that a union was not needed. We believe that Patton, Jr., was noncommittal when Beard called on August 15 since he did not know at the time what Beard 's status was or what his father had told Beard. The Company's position regarding Beard was that expressed by Patton, Sr., on August 8. We are uncertain that Beard was available for work on Respondent's boats between August l and 15. From August 1 to 8 Beard's availability to pick up his paycheck, let alone to work for Respondent, is less than clear. In this period, he had apparently delegated to the operator of the Sand Bar the contacting of the Company by telephone on his behalf. Sandra Young testified that in the period Beard was in the bar every day. We are not concerned with Beard's private life. Perhaps he had some work connection with his uncle ' s business which is next door. We do not know. After various efforts through others to secure his check, Beard finally went to the Company's office for his check. It would seem that if earlier or at any time up to August 8, Beard had telephoned the Company and had asked that his check be mailed to his address, this would have been done. We are uncertain that the Company had a reliable address for Beard since it did not mail the check to such address as a matter of course. On August 8, Beard was in effect told that as far as employment was concerned he would be treated like anyone else seeking work on Respondent's boats. Primarily, a job depended on the applicant's being available at the tine that there was an employment opening. Because of the itinerant habits of the workers, the Company considered the current or most recent applicant first if a job opened up. For the most part, applicants took the initiative in contacting the Company although, if the Company considered a man reliable and had a reliable address and telephone number for him, it might call the individual. Although ship jumping was not uncommon, there is nothing to indicate that the Company regarded Beard as particularly reliable and, in any event, on August 8, Patton, Sr., told him to contact the Company when he was available for work. At such time, presumably, two elements would have to concur before Beard or anyone else was given a job, namely, availability of the man and availability of a job opening." The "The setup bears some similarity to a hiring hall. While such halls are usually operated by unions , an applicant generally has to be physically present when a job is available Here , Respondent operated its own "hall" and while physical presence at the "hall" was not required, current availability by reason of a recent or current indication of availability had to coincide with a job opening for actual hiring to result WILLIAM B. PATTON TOWING COMPANY 79 evidence does not show the concurrence of these two elements in Beard ' s case at any time between August I and 15 and what the situation was thereafter is not shown. In the Examiner ' s opinion the burden of proof regarding Beard , as in the cases of Barrett and Goodwin , has not been sustained and dismissal of the 8(a)(3) complaint allegation is recommended. The Challenged Ballots Barrett. Goodwin, and Beard The challenges to the ballots of these three voters, in our opinion, should be sustained since they were no longer employees at the time of the election. The circumstances under which they ceased to be employees have been described above. Keeton. The challenge to this ballot should be sustained pursuant to stipulation of the parties at the hearing. The charge allegation regarding his discharge had been dismissed by the Regional Director and the dismissal had been sustained on appeal. Booth . This employee had begun working for Respondent as a cook on the tugboat Andler on July 21, 1968. He continued in Respondent's employ up through the date of hearing. During his work tours, Booth had the normal 10-day relief periods but he has continued in Respondent's employ and has not quit nor has he been discharged. Booth's ballot was challenged by the Union on the ground that he was no longer employed. The Union states in its brief herein that "In view of the lack of evidence to substantiate the challenge to Mr. Booth, the Union does not feel that this particular challenge can be sustained ." It is recommended that the challenge to Booth be overruled. Orme . Respondent purchased the tugboat Binion about July 1, 1968. Orme had worked on the Binion for about 2 years previously when it was owned by the Gulf States Company. During this 2-year period with Gulf States, Orme states that he was a tankerman-deckhand. As such, he loaded and unloaded barges with pumps; he checked and took care of the daily maintenance and operation of the Binion' s engine ; he made up tows and tied up and untied barges or tows; and he worked on the boat cleaning , chipping and painting . During his employment on the Binion under Gulf States, Orme states he was a pilot or mate for 14 days. At some time during his Gulf States employment on the boat , the boat had an engineer and Orme worked with him on the Binion . Orme states that the only difference between his work and that performed by that engineer was that the latter performed major overhauls on the engine or mechanical equipment. Orme did minor engine and mechanical maintenance. After the engineer left, Orme occupied his room on the Binion. Orme received $25 per day while working for Gulf States. When Respondent acquired the Binion , it also hired Orme as a deckhand - tankerman on the boat . As with the former employer, he was paid $25 per day. Patton Sr., testified that his pay was higher than other deckhands ;because he had a tankerman's certificate or license from the Coast Guard . The license is issued to a man who meets certain qualifications relating to pumping barges and Patton states that any licensed tankerman is paid extra . The captain and mate on Respondent ' s vessels also usually have a tankerman's certificate and Respondent's policy was that they should have or should acquire such a certificate . Pumping of barges , loading or unloading, requires the participation or presence of a tankerman during the pumping. The deckhands on the Binion, for instance Beard , received $18 per day but on Respondent's smaller tugs, the rate is $16, plus a 10 percent bonus. The mate on the smaller tugs received $28 per day, plus $5 for pumping and a 10 percent bonus. The pay of the mate on the Binion is not shown but presumably it is higher. The Binion is a larger boat, carries a larger crew and-the latter are paid more than on smaller tugs. For instance, there are two deckhands and a cook on the smaller boats. The Binion has two deckhands, and a third deckhand or a deckhand-tankerman, plus a cook. In July, the Binion had a crew consisting of Orme, Beard , and Goodwin. Taylor, a deckhand, relieved Orme. When the boat came into Lake Charles, Orme came to relieve Taylor and the balance of the crew consisted of two deckhands and a cook. Orme testified that his work and duties on the Binion under Respondent were the same as they were under the prior owner except that he never served as mate or pilot under Respondent. On board, Orme has a single room. The other two deckhands share a room. When Taylor relieved Orme, Taylor, who is not a tankerman, occupied Orme's room. The record does not show where the other crew member, the cook, sleeps but it seems likely that he has a room since it is even more unlikely that he shares a room with the captain or mate. The evidence, in our opinion, does not show that Orme is a supervisor, which is the basis given for the Union's challenge to his ballot. He cannot and does not hire or fire or effectively recommend or discipline employees. On occasion he tells a deckhand where a valve or something is and may ask a deckhand to hand him a wrench or tool as he is making some adjustment on the engine. All those on board have a general responsibility for the engine and this may involve adding or checking water and oil and so forth and Orme is probably closer to engine details than others. He probably knows more about the engine than other men on board, both because of his long service on the Binion and probably because he has a greater degree of mechanical ability. His higher pay and whatever distinguishes him from other crew members appears to be attributable to the fact that he has a tankerman's certificate and Respondent's job title of deckhand-tankerman or tankerman-deckhand appears to be apt and appropriate. Around the first of September the Binion was in the shipyard for repairs. Respondent then supplied Orme with an automobile and a credit card and paid him a salary. For about 3 or 4 weeks, Orme drove to various ports, like Brownsville, Port Arthur, and so forth, to meet Respondent's boats and barges as they arrived. He then handled or participated in the pumping of the barges at these ports. When the Binion came out of the shipyard, Orme returned to his duties on the Binion and was so employed at the time of hearing. The Union had made no distinction as to Orme in its organizing effort and he had been solicited unsuccessfully to sign a union card. The Union's petition described the unit as consisting of all employees employed on five tugs, including the Binion , with guards, watchmen , clericals and supervisors excluded. The consent election agreement described the unit as all deckhands and cooks employed on four named boats, including the Binion. The excluded categories were : office clericals, captains, relief captains, mates, repairmen, port engineers , guards, watchmen and supervisors . Orme's name appears on the list of eligible voters and was not crossed out at any pre-election conference. 80 DECISIONS OF NATIONAL LABOR RELATIONS BOARD It is my opinion that Orme qualified as an eligible voter Any lack of community of interest with other deckhands, if it be the fact, appears to be no more than that which might exist between a high paid class I machinist qualified to operate specialized machines and a low paid class 3 machinist in an industrial plant. Both categories, however, would be in a production and maintenance unit We recommend that the challenge to Orme's ballot be overruled Objections to the Election Union objections It is alleged that On or about August 15, 1968, immediately prior to the election aboard the C G. Andler, William B Patton, Jr , boarded the vessel and talked with the deckhand disparagingly about the Union and allowing no time for rebuttal This was pointed out to the Board agent at the time At the pre-trial conference, it was agreed that the elections would be held aboard the boats, however, although there was room aboard the boat to vote, the election was held on the docks, and upon information and belief, electioneering was conducted aboard the boat during the elections Jones testified that on August 15 he drove to Beaumont from Houston for the election on the Andler. He and Goodwin (a voter whose ballot was later challenged) and possibly someone else came in one car and about four other union men came in another. Some of these were voters, like Beard, Keeton (both eventually challenged), and Guillory At the dock there were the union people, the Board agent, Patton, Jr., and Kneese, company attorney Jones states that Patton, Jr., boarded the Andler and the Andler moved out and then was tied to another section of the dock. Jones states that he saw Patton, Jr , talking to the men on the Andler and Jones asked to be allowed to find out if anything detrimental or coercive was being said The Board agent allegedly refused the request Jones states that Patton, Jr., got off the boat, talked to Kneese, and they both were talking to the men on the dock. In his testimony, Jones states that it had been agreed prior to the election that the election be held on board the boats. The consent election agreement states that "Voting will take place on each of the following tugboats, at a time in an area to be determined by the Board agent conducting the election, as each of the following tugboats come into the Houston, Freeport or Port Arthur area [the boats are then listed, including the Andler]." The voting took place at a poll set up on the dock when the boat arrived at and was moored to the dock. We do not have any testimony of the Board agent on this matter nor do we have a report of the Regional Director setting forth the Region's position on this aspect Although we do not lightly regard an unexplained apparent deviation from the terms of a consensual election agreement, we are prepared to assume, in the absence of evidence to the contrary, that the Board agent, in holding the election on the dock, took such action because of the practicalities of the situation then existing 10 What these practicalities were we can only conjecture and whether they should have been anticipated we do not know. It may be that the Board representatives were not fully familiar with the size and space aspects of the tugboats or perhaps the Board agent at the dock saw problems in setting up an election booth on the boat. "Patin evidently agreed since his name appears as company observer at the election Although Patin was a deckhand , it is established that he was But the more important consideration, in our opinion, is whether having the poll on the dock instead of on the boat militated against a fair election or prejudiced the interest of the protesting party, the Union The evidence does not persuade the Examiner that the answer to either of the foregoing is affirmative If anything, the dock would appear to be a more neutral territory than the boat. The boat was definitely employer property while the dock was not This particular dock was owned by Mobile Oil Company and as a dock it evidently had some quasi-public aspects At least it was not Patton's property like the boats were Nonemployee union representatives could come on the dock and did come on the dock They could not go on board the boat without Patton's permission and did not do so On the score of space, viewability, access, and neutrality, we incline to the belief that the election booth poll on the dock to which the boat was moored was probably superior to a poll on the boat with respect to having a fair election We would not uphold the union objection on this aspect Returning to the other aspect of the objection concerning Patton, Jr , boarding the boat and talking to the men, we now consider the testimony of Patton, Jr. He states that in addition to his administrative and managerial work with the Company, he himself performs repair and maintenance work on the boats, transports crews to and from boats, brings supplies to the boats and does almost anything in connection with the boat operations He states that he first boarded the Andler at Beaumont on August 15 to assist in mooring the boat and barges and to ask Patin, a deckhand, if he would be the company observer at the impending election The other deckhand was Griffin While tying up the boats with the two deckhands, Patton, Jr , made the above request to Patin.i0aThen Griffin asked Patton, Jr, who all those men were who were standing on the dock Patton, Jr , told him they were the company attorney, the Board agent, the union attorney and representatives, union people and voters and that there was going to be an election Patton, Jr., states that Griffin indicated concern about all the people on the dock but Patton, Jr., told him not to worry, to vote any way he wanted to and that nobody would know how he voted. Patton, Jr., states that this entire episode involving Patin and Griffin took about 10 minutes Patton, Jr., then apparently got off the boat and returned with groceries and provisions that were needed for the boat The taking of these stores on board took 15 or 20 minutes. The above testimony is not controverted It is our opinion that the fact that Patton, Jr., talked to crewmen before the election under the above circumstances and that Jones was not allowed to board the boat or to query the men at the time is not an objection warranting setting the election aside." The other objection of the Union is that on about August 17, 1968, Patton, Jr , boarded the Industrial State at about 150 a m , at the Brazos River gate and rode it to the Shell Dock at Deer Park where the election was to be held. It is alleged that Patton, Jr., showed union contracts with other companies and "belittled" the Union and that he left "propaganda" aboard the vessel where the voting not an eligible voter since he was not on the July 30 eligibility list 40 a It is, of course, quite arguable that the election agreement by its terms did not literally require that the voting be on the boat itself ' Jones testified that he believed five men voted at Beaumont on August 15 They were Goodwin , Beard, Keeton, Guillory, and Griffin The first four had driven from the union hall at Houston to Beaumont in the conpany of Jones Griffin was on the boat WILLIAM B. PATTON TOWING COMPANY 81 was to be held "Although agreed upon to have the voting on the vessel where possible or in the immediate vicinity, this election on August 17, 1968, was conducted outside the gates, in the parking lot Further, there was no time for rebuttal on behalf of the Union as to the propaganda and conduct of the company representative " Jones testified that on August 17, Patton, Jr , was on the Industrial State when that boat arrived at the Shell Dock at Pasadena for the election The witness states that the night before he saw Patton, Jr., board the boat at the Brazos gates in Freeport about 100 miles from Pasadena and a trip of about 14-16 hours When the boat arrived at the Shell Dock, Jones states that Patton, Jr , left the boat and met his father at the gate to the dock. Some crew member, not identified by Jones, came off the boat at about this time, according to Jones, and the Pattons spoke to him. Jones states that he asked to go aboard to determine if there were any eligible voters left aboard but this was refused, evidently by the Board agent. Jones states that he also requested that the election be held on board the boat but this was refused Apparently it was agreed that Patton, Jr , and Jones go aboard together to see if any eligible voter was still there and they did so Jones states that he was not allowed to board the vessel alone or to talk to the men He states that the election was held on the 17th at the Shell Dock, outside the gate, about 300-500 feet from the moored boat Patton, Jr , testified that on August 16 he went to Matagorda, Texas, from Houston because the Industrial State was at Matagorda and it had a problem with pumping out the barges. There was still some cargo aboard from Corpus Christi that the barge had been unable to pump out Patton, Jr., went down to find out what the problem was and to fix it '= Because he had not yet diagnosed the problem and not wishing to delay the boat, he went aboard and rode from Matagorda to the Shell Dock, with the trip taking 16 hours. After about 2 hours' work aboard, Patton, Jr , diagnosed the trouble and repaired it in about 20 minutes. He then sat in the wheelhouse with Captain Olney and after a while went to the galley for coffee. Deckhand Venable was also in the galley reading a book. It was about I or 2 a.m. The two men talked an hour or an hour and a half in what Patton, Jr , describes as a "bull session "" They talked about hot rods, dune buggies, motorcycles and such things Then, Patton, Jr , pointed out a union contract that was lying on the table He asked Venable to look through it and make up his own mind whether there was anything in the contract that would benefit the men if the Company went union. Together both men looked at the pay scale and seniority clauses in the contract. Patton, Jr, in effect, pointed out that the Company pay was better They discussed welfare benefits but Patton, Jr., does not remember what was said. He did not ask Venable how he was going to vote or what his leanings were, nor did he ask him to vote for the Company The witness states that he saw no literature or propaganda except the union contract and that he brought no literature on board. After this Patton, Jr., returned to the wheelhouse. On the trip he asked Young, the cook, to be the company observer at the election on the 17th.°" lqhere is an instance in the record where another boat had engine trouble and Patton, Jr., came down with some repair parts to fix it "Venable did not testify "Young was the company observer at the Industrial State election on August 17 He was admittedly not an eligible voter and was not on the eligibility list The Examiner does not believe that Patton's ride and presence on the boat in itself constitutes a valid ground of objection The circumstances under which he was on board were legitimate and in the course of business operations Nor do we find that what Patton, Jr., said to Venable was legally objectionable Although the contents of the conversation were, in our opinion, a form of legitimate electioneering, the question is whether the time thereof and circumstances militated against a fair election The conversation was within 24 hours of the election. Venable was a captive audience perhaps insofar as he was on the boat and could not very well walk off However, he had not been summoned to the galley by Patton, Jr Once there he may have been theoretically free to leave since he apparently was on his own time and off watch 'S However, as a practical matter, the employee probably could not walk out on the vice president of the Company in the middle of a conversation although there is no evidence that he remained in the galley unwillingly The Peerless Plywood doctrine,°6 in the case itself, dealt with "last minute speeches [of the monologue variety] by either employers or unions delivered to massed assemblies of employees on company time . Such a speech, because of its timing, tends to create a mass psychology which overrides arguments made through other campaign media and gives an unfair advantage ." In the instant case there is no massed assembly of employees and therefore no mass psychology engendered Although on company property, it is at least unclear that company time was used. What happened is that a company official, apparently fortuitously, was in a situation where he was able to engage in some rather mild electioneering with a voter, hours before an election but within 24 hours of the election, and the Union did not have the same opportunity We say fortuitously because of the circumstances under which Patton, Jr., was on the boat, because of the fact that Venable happened to be in the galley when Patton, Jr , went for coffee; because a union contract happened to be on the table There is no evidence that the Company brought a union contract on board but there is evidence that Jones had previously brought union material and literature on the boats and it is probable that he or a union partisan was responsible for the presence of a union contract Union contracts are frequently used in campaigns to show employees the advantages of having a union We would doubt that if a foreman in an industrial plant had had a similar conversation with an employee on company property or on company time and property (so that it could be said that the employee was a captive audience), within 24 hours of the election but 5 or more hours before, that the election should be or would be set aside it is our opinion that the instant objection does not warrant setting aside the election With respect to the fact that the election was not held on the boat but within 300-500 feet of the moored boat in the dock area, we incorporate herein what we have stated above concerning a basically similar situation in the August 15 election of the Andler. The Employer's Objections There are 15 numbered objections filed by the Company and we consider them in order I Alleges that the Union "engaged in a campaign of false and fraudulent misrepresentations . and untruths calculated and designed to improperly influence employees . ." We find this objection to be lacking in "He was in the galley reading a book "Peerless Plywood Co . 107 NLRB 427 82 DECISIONS OF NATIONAL LABOR RELATIONS BOARD specificity and to be of a broad and general nature. We find no evidence to sustain it and we do not sustain it. 2. Alleges that the Union "engaged in a campaign of threats, coercion , and intimidation , generating fear and concern among employees...." We repeat what we said concerning Objection 1, above. 3. Alleges that the Union "threatened with physical harm employees who expressed opposition to Petitioner, or those who refused to support Petitioner...." We find no evidence to support this objection. We do not sustain it. 4. Alleges that the Union "threatened employees who opposed Petitioner or refused to support Petitioner with physical harm or dire consequences if said employees reported to employer the facts that threats were being made against them. .." We find no evidence to support this objection. We do not sustain it. 5. Alleges that the Union "threatened employees who expressed opposition to Petitioner or who refused to support Petitioner with job loss and dire consequences in the event Petitioner prevailed in the election. . . ." We find no evidence to support this objection. We do not sustain it. 6. Alleges that the Union "engaged in acts of bribery or financial inducement by having made gifts of intoxicating liquors, alcoholic beverages and other luxuries to employees as an inducement to have employees vote for Petitioner in the election and/or as an inducement to have employees reveal how they voted...." Objection 9, because of its content, will be considered together with Objection 6. Objection 9 alleges that the Union "immediately prior to the opening of the polls on August 19, 1968, represented to two or more employees that a captain (a supervisor in fact and as stipulated . . . ) had signed a union authorization card and offered to produce such card for the employee's benefit, and did in fact usher one employee into an automobile for examination of such card. This action was deliberately and intentionally misleading and was deliberately and intentionally calculated to confuse the employees and to cause them to believe that employer, acting through its supervisors, was indicating its desire for the employees to vote for Petitioner...." Orme's uncontroverted testimony is that the Binion was docked at Corpus Christi on August 16. The election was scheduled for August 19. Glidewell , a union representative, came on board on the 16th and brought with him some whiskey and union material. A poker game with accompanying drinking of the whiskey took place in the wheelhouse of the boat. Glidewell, Heaton, the mate, and Orme were participants." Orme states that Glidewell was talking union and asking us to join. Heaton said to Orme that if "we" go union, Orme would receive overtime pay for pumping barges; Heaton asked Orme to sign a union card. Before the election on the 19th, Glidewell approached Orme and said that Captain Lawyer had signed a union card; Glidewell said that he had just shown it to Taylor, a deckhand, and Glidewell said that he wanted to show the card to Orme also. The latter said that he was not interested. Glidewell also told Orme that the outcome of the election hinged on Orme's vote. At the election the Union challenged Orme's ballot on the ground that he was a supervisor. According to Orme, after the election on August 19, Glidewell asked him how he voted and said that, if Orme gave Glidewell this information, Orme's ballot would not be opened and the Company would not know how he voted. Orme replied that he did not care if the Company knew how he voted. Glidewell, in the conversation, mentioned that he had two bottles (fifths) of whiskey that he had not yet had a chance to bring aboard. As we have seen , Orme's right to vote was challenged at the election by the Union on the ground that Orme was a supervisor. Orme, like any challenged voter at a Board election, marked his ballot in the voting booth, placed it in a sealed challenge ballot envelope on the outside of which appeared his name and brief details of the ground for the challenge. The envelope was then dropped in the ballot box. Depending upon the ultimate resolution of the challenge , the envelope will or will not be opened and the ballot counted or not counted. Not unreasonably, in the light of the evidence, the employer, in substance , argues that the Union tried to secure Orme's support for the Union and endeavored to induce him to vote for the Union and its last step in this endeavor was to offer to show Orme the union card signed by the captain. When Orme expressed no interest in seeing the card, the Union thereafter challenged his ballot at the election. But, after the election, since the Union had no certain knowledge of how Orme had voted (the ballot being in the unopened challenge envelope) Glidewell endeavored to persuade Orme to tell him how he had voted. Impliedly, if Orme said he had voted for the Union and Glidewell credited him, the Union would not press or support its challenge or contend that Orme was a supervisor and the challenge would fail, with Or ne's vote being counted for the Union. Conversely, if Orme told Glidewell he had voted against the Union or refused to reveal how he voted (indicating by his refusal that he had voted against the Union) then the Union would adhere to and press its challenge that Orme was a supervisor. In the Examiner's opinion, the evidence does not reveal a casual situation where, for instance, a union representative (or an employer representative) might chance to be in a bar or some such place and might buy a drink or a round of drinks for some employees during a union election campaign . The instant evidence reveals the use, as a calculated tactic, of a tangible gift of some value, whiskey, to induce support of the Union and to interfere with the Board 's election process, particularly the secrecy of the ballot of an individual voter. While the whiskey was not actually produced in the conversation with Orme after the balloting, the indication of its forthcoming availability was reasonably manifested. We believe that such conduct constitutes a valid ground of objection." Glidewell' s statement to Orme on August 19 that Captain Lawyer had signed a union card and that Glidewell wanted to show the card to Orme was quite clearly an effort to persuade Orme to vote for the Union. Glidewell was not misrepresenting the facts, however, since Lawyer had signed a card. If Glidewell had simply said that Lawyer was in favor of a, or the, Union, which was, in substance , what his statement to Orme a nounted to, we do not believe it would be objectionable since signing a card can reasonably be so interpreted. It could also be said that Glidewell' s statement to Orme was calculated to convey an assurance that being prounion would not invite reprisals from the Company and its supervisors if Orme supported the Union. As the employer asserts , Glidewell' s statement could likewise convey the message that the employer was for the Union and wanted "If there were others , it does not appear from the record "General Cable Corp, 170 NLRB 172, 67 LRRM 1635. WILLIAM B. PATTON TOWING COMPANY 83 employees to vote for the Union. We believe, however, that Orme, the company observer at one of the polls, was in a position to make his own evaluation of the situation and to vote, in secret, according to his own convictions. A supervisor could tell Orme or any other employee that he, the supervisor, supported the Union or did not support the Union, or some other person could report the foregoing to Orme or some other employee Such statements, however, whether believed or not believed by an employee, would not, in our opinion, impair his own exercise of his franchise in the secrecy of the voting booth. We, therefore, do not sustain the foregoing aspect of the objection. 7 Alleges that the Union "challenged the ballot cast by employees Roy Q. Booth and Mike Orme without good cause or a lawful basis therefor and notwithstanding Petitioner's previous agreement, in the pre-election conference, as to the eligibility of said employees to vote. . We are of the opinion that in an election it is unnecessary to determine the motives behind, or the cause of, the challenge. The important determination is whether a challenge is sustained or overruled If a challenge is unsupported, the challenge will be overruled and this is adequate disposition of whether the challenge had been filed without good cause or adequate grounds. By the same token, in determining whether to sustain or overrule the challenge, one of the cognizable factors, although probably not determinative, could or would be a preelection agreement on eligibility of voters We do not sustain Objection 7 as a valid objection to the election 8. Alleges that the Union "indicated, inferred and represented by anonymous telephone calls, rumors and otherwise that employer had terminated the employment of employees . Booth and . Guillory, when in fact such employees had not been terminated, and in support thereof caused to be filed with the . Board frivolous charges alleging violations of Section 8(a)(3) of the . Act This action was deliberately and intentionally misleading and was deliberately and intentionally calculated to confuse employees and to cause them to believe that employer had terminated their employment and had been found in violation of the . . . Act with respect thereto . " There is no evidence of telephone calls, rumors, and so forth on the above matter There is evidence that Booth was not terminated and, by implication, at least, it is shown that Guillory was not terminated since he was on the voting eligibility list, remained there, and, if he voted, which he probably did, since he was present at the voting site on the day of election with the union representative and others, his vote was not challenged. Booth and Guillory were, inter alia , alleged to be discriminatees in the original and first amended charges filed by the Union on August 14 and 27, 1968, respectively. Their names do not appear in the second and third amended charges filed on September 13, and October 17, 1968, respectively. There is no evidence that the Union knew, when it included these two men in the charges, that they had not been terminated. The.Union may have been ill-informed and may have been confused and may have believed that employees relieved for 10 days after a 20-day tour were terminated. Since it was the Union's position that another employee, Barrett, had been terminated by not being recalled after a 10-day leave, it may have believed that others were being similarly treated. The Union may have been culpable in not adequately ascertaining the facts as to Booth and Guillory before including them in the charge. It appears unlikely that fellow employees, who know that the two men were in Respondent's employ and may have seen them working throughout, were misled, and any confusion or lack of reliability might well have been applied to the Union and to its detriment, as an organization that did not know what was going on. Moreover, allegations of numerous discharges for union activity, including Booth and Guillory, would scarcely embolden the remaining employees to support the Union and may well have discouraged them, all to the Union's disadvantage. In any event, we do not believe that the filing of unsupported or unwarranted charges, on the facts shown, constitutes a valid objection to the election A charge is a claim or an assertion and it is the disposition of the charge that is important. Many claims and assertions are made in labor-management affairs 10. Alleges that the Union "engaged in a calculated and designed effort to threaten, intimidate, coerce and/or unlawfully induce employees by maintaining visual and camera surveillance of the various voting areas and the employees therein, both just prior to and during the actual voting periods... " Jones testified that he had a camera with him and that he took a picture of Patton, Jr , talking to employees on the boat, evidently the Andler on August 15. This was prior to the opening of the poll on that day. The voting booth was on the dock Jones states that he took no pictures during the election. There is no picture in evidence. Patton, Sr., states that on August 17, prior to the election on the dock area on that date, he saw Jones snap his camera at Young, the cook on the boat, as Young, who had come off the boat, was approaching the gate that was on the dock. Young, said, my God, you didn't take my picture, did you, or words to that effect, according to Patton, Sr. What, if anything, Jones said, does not appear There is testimony from union and company witnesses that may be summarized, in my opinion, as showing that, at the August 15 and 17 elections on the Mobile and Shell docks, the company representatives were watching the union representatives and the latter were watching the company representatives. Occasionally, there were words or conversation between a representative of one or the other party with an eligible voter in the dock area but not at the voting booth itself or im nediately adjacent thereto. All or most of such conversations or attempted conversations were relatively brief and the indication is that they were before the actual voting Such evidence as we have of such conversations , and it is slight , indicates that they were of no significance to the matter before us. Each side believed or professed'to believe in the sinister implication of any word or approach to a voter by a representative of the opposing side. One polling place was at the premises of the company office and machine shop. At some point during the period when the poll was open , two union representatives were seen standing at a driveway entrance to the premises. Apparently, voters would enter through this entrance. The place where the representatives were standing was about 75 feet from the inside of the premises where the poll was located. It is not shown that they spoke to any voters or that any voters entered while they were standing there. I do not sustain Objection 10 because , in our opinion, it is lacking in substantial grounds for objection to the election. 11. Alleges that the Union "engaged in a calculated and designed effort to threaten, intimidate, coerce and/or 84 DECISIONS OF NATIONAL LABOR RELATIONS BOARD unlawfully induce employees by transporting to the polling areas, en masse and individually , both eligible and ineligible voters...." For the election on August 15 at Beaumont , Jones, the union organizer , drove down from Houston . In his car was Goodwin , a voter who was also the union observer at the election and possibly another man not identified. In addition to Jones' car, another car also came from Houston to Beaumont with the Jones car . Both cars had started from the union hall in Houston . Who owned or drove the second car is not clear but there were three or four occupants , all or most of them voters such as Beard, Keeton and Guillory . There is no evidence of what was said, or done during the course of the journey from Houston to Beaumont. While it is probably desirable that neither party transport voters to the polls except by mutual agreement of all parties , we do not believe that Objection 11, on this evidence , should constitute grounds for setting the election aside. 12 Alleges that the Union "engaged in a calculated and designed effort to threaten , intimidate , coerce and/or unlawfully induce employees by engaging , at or near the polling areas , in both open and secluded interrogations and solicitation of employees immediately prior to the opening of the polls...." I believe that what I have set forth above, in connection with Objection 10, is also pertinent to Object ion 12 and we do not sustain Objection 12. 13 Alleges "that one or more of the Employer's supervisors , without Employer's knowledge or consent, initiated , instigated , participated and/or assisted in Petitioner ' s organizational activities . Such continuous, direct and substantial assistance given to Petitioner's organizational activities by Employer ' s supervisors tainted the election and thus deprived the employees of the right to an uncoerced and free choice. As appears from previous findings in this Decision, above, several officers, supervisors , signed union cards. One supervisor , Heaton, a mate, pointed out the advantages of a union to an employee and asked him to sign a union card . Some employees were told by the Union that , when they signed union cards, they should give them to Captain Lawyer . Lawyer signed a card and his card was cited by a union representative in trying to persuade an employee to sign a card and/or vote for the Union . One captain did not sign a card and expressed opposition to, or disapproval of, the Union . Lawyer on one occasion expressed the view to some employees that if the employer was unionized the crew would no longer include a cook since this is what he said occurred at another unionized employer ' s business. It is accurate to say, therefore , that supervisors were solicited by the Union and that some supervisors participated in and assisted the Union ' s campaign. We can, and do , also find that the supervisors were not acting on the employer ' s behalf in such activities . The Act's proscription of assistance to a union refers to employers and while ordinarily an employer is responsible for the acts of his supervisors , his agents , this is not true in the instant aspect . The Act does not prohibit a supervisor from joining or assisting a union , when acting otherwise than as an employer ' s agent . But the Act does not protect the supervisor in his union activity , as such , and he is subject to the disciplinary power of the employer if he engages in such activity. To the extent shown by the evidence , some of the instant supervisors were acting both on their own behalf and as agents for the Union in the organizational campaign We would not be concerned if their union activity was limited to the expression of prounion views or sentiments since, like a supervisor who might say that he did not like unions and was opposed to them, the protection of free speech under Section 8(c) would or should apply, at least in our opinion. Since an election may be set aside if the objections thereto show interference with the election process and the free choice of employees, even though the complained of conduct does not constitute a violation of any section of the Act, we would also not recommend setting the election aside if the supervisors expressed prounion (or antiunion ) views and if this was the only ground alleged for setting aside the election. However, the signing of union cards by supervisors and the solicitation of employees by supervisors to sign cards are more than expressions of opinion. This is certainly true of the solicitation of employees and the designation of a supervisor as the person to whom employees should bring their signed cards. Arguably, the supervisor's signing of a card, while it is an act, may be said to be simply a more demonstrative expression of opinion than the simple expression of prounion views and should be similarly regarded . Thus, if a supervisor , instead of saying that he is in favor of the Union and strongly supports it, simply signs a union card, the two situations are comparable, since they both reflect the supervisor' s prounion views. However, arguable may be the situation where supervisors simply sign union cards , the solicitation of others by supervisors and involvement in organizational mechanics, is a horse of a different color. If supervisors in their more customary role as agents of the employer on union and other matters were opposing a union and were not simply expressing antiunion views under Section 8(c) but were also soliciting employees not to sign union cards or to sign an antiunion petition (even if the petition was instigated by an antiunion rank -and-file employee) and were serving as a collection point for the antiunion petition, such conduct would , in our opinion, serve as a basis for setting an election aside. By the same token, the same standards would appear to be applicable in the instant situation where the supervisory activity was directed in the opposite direction. If it be said that the reason for finding that the antiunion activity in the above illustration interfered with a free election is because the supervisors were agents for the employer and the employees so interpreted the antiunion activity of the supervisors , then we must deal with this argument insofar as it has application to the instant factual situation . Can it be said that in the instant case the employees believed that the fact that supervisors had signed union cards and solicited for the Union indicated that the employer wanted them to sign union cards and vote for the Union. On the facts in the case we would say, no. For one thing, by the day of the election and before the voting , it was reasonably clear to any employee , in our opinion , that there were two sides, the union side and the company side, and that there was not just a family group of outside union representatives, prounion employees , company officials , nonunion or antiunion employees, all united together to vote for the Union or to try to insure that all voters voted for the Union. And as a general proposition , when a union is seeking to organize an employer's employees , the employer is either opposed to the union , or he is neutral , or he is in favor of having the union organize his employees. We WILLIAM B. PATTON TOWING COMPANY need not state which of the foregoing positions is most common, other than to state that overwhelmingly, if cases, where the employer was opposed to the union and those where he was neutral, are added together they would embrace all but a very small percentage of cases. In short, the situation of an employer wanting a union in his business is extremely rare and employees and almost everyone else know this Absent rather clear statement or indication fro n top management that the Company wanted a union among its employees or absent a statement or claim by supervisors to employees that in signing union cards and helping the union they were acting to carry out company policy, I would not assume that any employee interpreted prounion activity of individual supervisors as an expression of company policy4' No such statement or indication from top management existed in this case and no such statement or claim was made by any supervisor to an employee in this case The most reasonable interpretation of supervisory actions in this case by an employee, and the one that we believe existed, was that the individual supervisor favored or wanted the union A supervisor, after all, is still an "employee" of the employer and can have views and interests about his pay, working conditions, and so forth, that diverge from or do not coincide with those of the employer. It can also be said that prounion activity by an individual supervisor indicated to the employee that he would not incur reprisal from the supervisor if the employee joined the union and supported it But since reprisal for union activity would be illegal, the removal of any fear of reprisal, is not reason for saying that because the supervisor's union activity had such effect, it was therefore objectionable However, the laboratory conditions for an election are adversely affected, in our opinion, when supervisors, as here, participate in and assist in an election campaign among rank-and-file employees. Whether the supervisor is acting against the union or for the union, and whether he is acting as an agent for the employer or for the union or on his own behalf, the supervisor, because he is a "We are dealing with a one union situation, where the choice is the union or no union Sometimes, where two unions are contending and the indications are that the employees will vote for some union rather than no union , the employer and his supervisors may indicate preference for one of the two contending unions 85 supervisor, can disproportionately affect the exercise of choice of employees in what is intended to be a free election. The immediate supervisor, particularly, is the person whose activities, and views on the matter of a union may carry great weight with employees The supervisor enjoys not only a certain status but also power over employees and over their day to day working conditions We believe that when a union, as here, solicits and secures supervisory help in the union campaign, it is grounds for setting the election aside. 14 Alleges that the Board's Excelsior rule90 with which the employer was obliged to comply, was in violation of the Act and the Administrative Procedure Act and that it afforded the union an inequitable advantage I being bound by the Board rule in the Excelsior case, do not sustain Objection 14. 15. Alleges that the conduct of the Union and others destroyed the laboratory condition for an election This objection is general and conclusionary in terms and is perhaps intended as a catchall or summary objection Other than as stated heretofore in connection with various objections we do not sustain this general objection. As heretofore appears we have not sustained the Union's objections to the election Depending upon the outcome of the election when the challenged ballots are counted or rejected in accordance with our findings, the Employer's objections would or would not result in setting the election aside 51 CONCLUSIONS OF LAW The burden of proof with respect to the allegations of the complaint has not been sustained and has not been supported by substantial evidence on the record as a whole Respondent has not engaged in unfair labor practices under Section 8(a)(I) and (3) of the Act. RECOMMENDED ORDER It is recommended that the complaint be dismissed "Excelsior Underwear . 156 N LRB No 111 "Keeshin Poultry Company . 97 NLRB 467, 472, Rath Packing Co. 113 NLRB 382, 383 Copy with citationCopy as parenthetical citation