Ex Parte Levine et alDownload PDFBoard of Patent Appeals and InterferencesMay 1, 200910336399 (B.P.A.I. May. 1, 2009) Copy Citation UNITED STATES PATENT AND TRADEMARK OFFICE UNITED STATES DEPARTMENT OF COMMERCE United States Patent and Trademark Office Address: COMMISSIONER FOR PATENTS P.O. Box 1450 Alexandria, Virginia 22313-1450 www.uspto.gov APPLICATION NO. FILING DATE FIRST NAMED INVENTOR ATTORNEY DOCKET NO. CONFIRMATION NO. 10/336,399 01/06/2003 Joseph Sheldon Levine 4415P2916 6514 23504 7590 05/01/2009 WEISS & MOY PC 4204 NORTH BROWN AVENUE SCOTTSDALE, AZ 85251 EXAMINER WONG, STEVEN B ART UNIT PAPER NUMBER 3711 MAIL DATE DELIVERY MODE 05/01/2009 PAPER Please find below and/or attached an Office communication concerning this application or proceeding. The time period for reply, if any, is set in the attached communication. PTOL-90A (Rev. 04/07) UNITED STATES PATENT AND TRADEMARK OFFICE ____________ BEFORE THE BOARD OF PATENT APPEALS AND INTERFERENCES ____________ Ex parte JOSEPH SHELDON LEVINE and REBECCA HOPE MCMURROUGH ____________ Appeal 2008-5655 Application 10/336,399 Technology Center 3711 ____________ Decided: 1 May 1, 2009 ____________ Before TONI R. SCHEINER, DONALD E. ADAMS, and RICHARD M. LEBOVITZ, Administrative Patent Judges. LEBOVITZ, Administrative Patent Judge. DECISION ON APPEAL 1 The two-month time period for filing an appeal or commencing a civil action, as provided for in 37 C.F.R. § 1.304, begins to run from the decided date shown on this page of the decision. The time period does not run from the Mail Date (paper delivery) or Notification Date (electronic delivery). Appeal 2008-5655 Application 10/336,399 2 This is a decision on appeal2 from the Examiner’s final rejection of claims 22-24. Jurisdiction for this appeal is under 35 U.S.C. § 6(b). We affirm. STATEMENT OF THE CASE The claims are directed to a rubber fitness ball with a raised world map on its surface. According to the Specification, the fitness ball will make the user feel as if he’s “on top of the World” (Spec. 1). Claims 22-24 are pending and stand rejected by the Examiner as follows: • Claims 22-24 under 35 U.S.C. § 103(a) as obvious in view of George (U.S. Pat. No. 2,635,358, Apr. 21, 1953), Casey (U.S. Pat. No. 2,324,277, Jul. 13, 1943), and Snyder (U.S. Pat. No. 3,225,461, Dec. 28, 1965) (Ans. 3); and • Claims 22-24 under 35 U.S.C. § 103(a) as obvious in view of George, Landini (U.S. Pat. No. 1,740,927, Dec. 24, 1929), and Snyder (Ans. 4). Claims 22-24 read as follows: 22. A global world map fitness ball comprising an inflated global world map rubber fitness ball having a global world map image on a surface thereof that has raised land masses and raised borders of said raised land masses, bodies of water having surfaces lower than surfaces of said raised land masses and said raised borders of said raised land masses, and raised grid lines representing longitude and latitude lines of said global world map image extending both over portions of said raised land masses and said raised borders of said raised land masses and over portions of the lower surfaces of said bodies of water, said inflated global world map rubber fitness ball having 2 An oral hearing was held Mar. 18, 2009. Appeal 2008-5655 Application 10/336,399 3 a resiliency to permit a person to sit or lean on said inflated global world map rubber fitness ball. 23. The fitness ball of Claim 22 wherein land, water and ice of said global world map image have the colors green, blue and white respectively. 24. The fitness ball of Claim 22 wherein said global world map fitness ball having a diameter greater than 35 cm. ISSUES ON APPEAL There are two principles issues in this appeal: Did the Examiner err in combining non-analogous prior art in concluding that the claimed invention was prima facie obvious? Does the recitation of “fitness ball” in claim 22 distinguish the claimed invention from the prior art? PRINCIPLES OF LAW The question of obviousness is resolved on the basis of underlying factual determinations including: (1) the scope and content of the prior art; (2) the level of ordinary skill in the art; (3) the differences between the claimed invention and the prior art; and (4) secondary considerations of nonobviousness, if any. Graham v. John Deere Co., 383 U.S. 1, 17-18 (1966). “Often, it will be necessary . . . to look to interrelated teachings of multiple [references] . . . and the background knowledge possessed by a person having ordinary skill in the art, all in order to determine whether there was an apparent reason to combine the known elements in the fashion claimed.” KSR Int’l Co. v. Teleflex Inc., 550 U.S. 398, ___, 127 S. Ct. 1727, 1740-41 (2007). “[T]his analysis should be made explicit” (id.), and it “can Appeal 2008-5655 Application 10/336,399 4 be important to identify a reason that would have prompted a person of ordinary skill in the relevant field to combine the elements in the way the claimed new invention does.” Id. Precise teachings directed to the specific subject matter of a claim are not required to reach a conclusion of obviousness. KSR Int’l Co. v. Teleflex Inc., 550 U.S. at __, 127 S. Ct. at 1741. “[T]he teaching, motivation, or suggestion may be implicit from the prior art as a whole, rather than expressly stated in the references. . . . The test for an implicit showing is what the combined teachings, knowledge of one of ordinary skill in the art, and the nature of the problem to be solved as a whole would have suggested to those of ordinary skill in the art.” In re Kahn, 441 F.3d 977, 987-988 (Fed. Cir. 2006). Where, as here, the claimed and prior art products are identical or substantially identical, or are produced by identical or substantially identical processes, the PTO can require an applicant to prove that the prior art products do not necessarily or inherently possess the characteristics of his claimed product. . . . Whether the rejection is based on “inherency” under 35 U.S.C. § 102, on “prima facie obviousness” under 35 U.S.C. § 103, jointly or alternatively, the burden of proof is the same, and its fairness is evidenced by the PTO’s inability to manufacture products. In re Best, 562 F.2d 1252, 1255 (CCPA 1977) (footnote omitted). Although § 103 does not define what is meant by “prior art” this determination is frequently couched in terms of whether the art is analogous or not, i.e., whether the art is “too remote to be treated as prior art.” In re Sovish, 769 F.2d 738, 741 (Fed. Cir. 1985). . . . . Two criteria have evolved for determining whether prior art is analogous: (1) whether the art is from the same field of Appeal 2008-5655 Application 10/336,399 5 endeavor, regardless of the problem addressed, and (2) if the reference is not within the field of the inventor's endeavor, whether the reference still is reasonably pertinent to the particular problem with which the inventor is involved. In re Deminski, 796 F.2d 436, 442 (Fed. Cir. 1986); In re Wood, 599 F.2d 1032, 1036 (CCPA 1979). In re Clay, 966 F.2d 656, 658-59 (Fed. Cir. 1992). OBVIOUSNESS OVER GEORGE, CASEY, AND SNYDER Claims 22-24 stand rejected under 35 U.S.C. § 103(a) as obvious in view of George, Casey, and Snyder (Ans. 3). Findings of Fact (“FF”) Scope and content of the prior art The George patent 1. George describes an inflatable global map (George, at col. 1, ll. 3-8 and 43-47). The map “can be an educational toy or novelty” (id. at col. 2, ll. 18- 19). 2. The map “is formed of sections connected together at their edges and reinforced with seams or with a band” (George, at col. 1, ll. 4-7). 3. Figs. 4 and 5 show the global map with raised outside bands or seams (George, at col. 1, ll. 37-30) “along the ends of latitude and longitudinal markings of the map” (id. at col. 2, ll. 9-13). 4. The map is made from printed sections which “are cut from rubber, plastic, rubberized cloth or any other suitable material” (George, at col. 2, ll. 4-6). Appeal 2008-5655 Application 10/336,399 6 The Casey patent 5. The Casey patent describes a hollow rubber playing ball “having irregular design features thereon, for example, in simulation of human or animal facial features without materially affecting the balance of the ball” (Casey, at col. 1, ll. 1-8). 6. The ball is molded so that the ball’s outer surface has raised projections to provide the desired design (Casey, at col. 1, ll. 25-37). The Snyder patent 7. Snyder “relates to globes, normally terrestrial ones, having the land masses in relief on their generally spherical outer surface suitably colored to designate political subdivisions or the like . . . together with lines corresponding to parallels and meridians of latitude and longitude” (Snyder, at col. 1, ll. 9-16). 8. The “relief globe” (Snyder, at col. 1, 39-40) is made of plastic sheet materials “having projecting portions corresponding to land masses and adjacent spherical portions corresponding to water masses (id. at col. 5, ll. 36-39). Differences between the prior art and the claimed invention 9. Claims 22 is directed to an “inflated global world map fitness ball having a global world map image” that comprises: 10. ● raised land masses and raised borders of the land masses; 11. ● bodies of water having surfaces lower than the raised land masses; 12. ● raised grid lines representing longitude and latitude lines; and 13. ● “having a resiliency to permit a person to sit or lean on said inflated world map rubber fitness ball.” Appeal 2008-5655 Application 10/336,399 7 14. Claim 23 is to the fitness ball of claim 22 where “land, water and ice . . . have the colors green, blue and white respectively.” 15. Claim 24 is to the fitness ball of claim 22 where the ball has “a diameter greater than 35 cm.” Claim 22 16. George describes an inflatable global map ball with raised longitude and latitude lines (FF2, 3) as in claim 22 (FF12) 17. George’s ball does not have raised land masses and sunken water bodies as does the ball of claim 22 (Ans. 3-4; FF10, 11). 18. Each of George and Casey teach balls of made of rubber or plastic materials (FF4, 5) which would have “a resiliency to permit a person to sit or lean on” the ball as recited in claim 22 (FF13) Claim 23 19. George does not state that its land masses, water, and ice are colored as in claim 23. Claim 24 20. Neither George nor Casey discloses the diameter of their ball nor a diameter of 35 cm as recited in claim 24. Reason to combine Claim 22 21. Although George’s inflated global map lacks raised land masses and lowered water bodies as recited in claim 22 (FF10, 11), Snyder teaches that relief maps with raised “projecting” land masses were conventional and thus would have been routinely incorporated on any map in order to depict its topography (FF7-8; Ans. 3-4). “By raising the land masses, the . . . present Appeal 2008-5655 Application 10/336,399 8 bodies of water [would have] surfaces lower than the raised borders of land masses” as required by claim 22 (Ans. 4). 22. Casey also discloses that it was known to raise surface portions of a ball to simulate a design in three-dimension (FF5-6; Ans. 3). Claim 23 23. Snyder describes coloring a relief map in order to allow users to distinguish the various map features (FF7). Thus, persons of ordinary skill in the art would have been prompted to color the land masses on George’s map for the advantages disclosed by Snyder, meeting the corresponding limitation of claim 23 (Ans. 4). Claim 24 24. The Examiner finds: [I]t would have been obvious to one of ordinary skill in the art to form the globe of George with a diameter greater than 35 cm in order to provide a large globe that people can easily see. The particular dimension of greater than 35 cm has been determined to be obvious lacking a demonstration of the criticality for this particular dimension by a showing of a new and unexpected result obtained therefrom. In re Aller 105 USPQ 233. (Ans. 4.) Analysis The differences between George and the claimed subject matter are that George does not describe an inflated globe with raised land masses and lowered water bodies (claim 22), colored geographical features (claim 23), and with a diameter of 35 cm (claim 24) (FF17, 19, 20) as recited in the claims. However, the Examiner has provided a reasoned basis for finding that such modifications would have been obvious to persons of ordinary skill in the art (FF21-24). As the Examiner’s findings are fact-based and logical, Appeal 2008-5655 Application 10/336,399 9 we conclude there is sufficient evidence to establish prima facie obviousness of claims 22-24. Appellants argue that cited prior art “cannot be validly combined” (App. Br. 7). Appellants state “George’s ball is a beach ball and not a fitness ball. Casey’s ball is a playing ball and not a fitness ball. Snyder is not even any kind of a ball, but only a globe” (id.). See also App. Br. 9. A reference is considered to be “prior art” to the claimed invention if it is in the same field of endeavor or reasonably pertinent to the problem addressed by the inventor. Clay, 966 F.2d at 658-59. As both George and Snyder involved global maps, persons of ordinary skill in the art would have considered them to be reasonably pertinent and/or in the same field of endeavor and therefore would have combined by them as did the Examiner in finding the claimed subject matter obvious. Casey’s teachings are also reasonably pertinent to and/or in the same endeavor to George since, as admitted by Appellants, both patents involve balls (“George’s ball is a beach ball”; “Casey’s ball is a playing ball”) (App. Br. 7). It is unnecessary that there be an explicit suggestion to combine the references as long as there is a logical reason for doing so as there is here. See KSR Int’l Co. v. Teleflex Inc., 550 U.S. at __, 127 S. Ct. at 1741. Appellants also contend that “none of the three references . . . disclose, suggest or teach the use of a ‘rubber fitness’ ball as now defined in” independent claim 22 (App. Br. 8). Appellants state “it is not possible to have pins P in a rubber fitness ball or to mount a rubber fitness ball on a mount M” as in Snyder “and still use the fitness ball” (App. Br. 9). While Snyder describes its globe as mounted with pins, this teaching was not relied upon by the Examiner in the rejection. Rather, the Examiner Appeal 2008-5655 Application 10/336,399 10 cited Snyder for its description of a globe with relief features that would have been routinely incorporated on to any map, including on George’s inflatable map (FF21). Other than defining the fitness ball by the material (“rubber”) from which it is made, Appellants have not defined nor described the fitness ball in such a way as to distinguish it from the ball described in George or Casey. As both references teach balls made of rubber (FF4, 5), persons of ordinary skill in the art would have reasonably believed that such balls possessed “a resiliency to permit a person to sit or lean on” as recited in claim 22 and could serve as fitness balls. Appellants have not provided evidence to prove otherwise. In re Best, 562 F.2d at 1255. Appellants contend that the limitations recited in claims 23 and 24 are not disclosed or suggested by the combination of references cited by the Examiner (App. Br. 10). However, the Examiner cited explicit teachings that would have led persons of skill in the art to modify George to have arrived at the particularly claimed limitations (FF23-24). Appellants have not identified a defect in the Examiner’s findings nor reasoning which we conclude are supported by the evidence of record. OBVIOUSNESS OVER GEORGE, LANDINI, AND SNYDER Claims 22-24 stand rejected under 35 U.S.C. § 103(a) as obvious in view of George, Landini, and Snyder (Ans. 4). Scope and content of the prior art The George and Snyder patents are described above (FF1-4, 7, & 8). Appeal 2008-5655 Application 10/336,399 11 The Landini patent 25. Landini describes an air-inflated globe map that can be made of rubber or other suitable elastic material (Landini, 1, ll. 1-5 and 60-63). 26. The map can be a relief map (Landini, at 1, ll. 67-68). 27. The globe map can be mounted on a pedestal (Landini, 1, ll. 54-57). Differences between the prior art and the claimed invention 28. The limitations of claims 22-24 are summarized in findings of fact 9-15. 29. The differences between George and the subject matter of claims 22-24 are summarized in findings 16-20. Reason to combine Claim 22 30. The reason to combine the George and Snyder patents to arrive at the limitations recited in claim 22 is summarized in finding of fact 21. (See Ans. 5.) 31. Landini also teaches that a global map can be relief map (FF26), i.e., with raised land masses, and thus is combined with George for the same reasons as Snyder (Ans. 5). Claim 23 32. The reason to combine the George and Snyder patents to arrive at the color limitation recited in claim 23 is summarized in finding of fact 23. (See Ans. 5.) Appeal 2008-5655 Application 10/336,399 12 Claim 24 33. The reason to combine the George and Snyder patents to arrive at the color limitation recited in claim 24 is summarized in finding of fact 24. (See Ans. 5.) Analysis As with the previous rejection, the differences between George and the claimed subject matter are that George does not describe an inflated globe with raised land masses and lowered water bodies (claim 22), colored geographical features (claim 23), and with a diameter of 35 cm (claim 24) as recited in the claims. The Examiner’s reasons for combining Snyder with George to reach the claimed limitations absent from the George patent are the same as with the first obviousness rejection (Ans. 5). Landini is further cited for teaching an inflatable rubber globe with raised land masses (FF25, 26) as in claim 22, providing additional evidence that it was well-known in the art to depict land masses as raised projections (Ans. 5). Appellants contend that the references are non-analogous “since Landini, like Snyder, also discloses a mounted globe and not a free standing ball nor a free standing global world map rubber fitness ball as defined by” the claims (App. Br. 9). Appellants have not applied the correct standard for determining what is non-analogous art. As indicated above, references do not necessarily have to be in the field of endeavor to be combined as long as they would be considered reasonably pertinent to the claimed invention. Clay, 966 F.2d at 658-59. In this case, the claims relate to global relief maps as does each of George, Snyder, and Landini. All three cited references therefore would have been considered pertinent to the design of a global relief map, Appeal 2008-5655 Application 10/336,399 13 regardless of the ultimate use the map was put to. As for Appellants’ contention that Landini is not pertinent since it “shows the fixed mounting of the globe to a pedestal” (App. Br. 9), the Examiner cited Landini for its disclosure of a map with relief features, not a rubber fitness ball. Both Snyder and Landini teach balls made of rubber (FF4, 25). Persons of ordinary skill in the art would have reasonably believed that such rubber balls possessed “a resiliency to permit a person to sit or lean on” as recited in claim 22 and could serve as fitness balls. Appellants have not provided evidence to prove otherwise. In re Best, 562 F.2d at 1255. Appellants contend that the limitations recited in claims 23 and 24 are not disclosed or suggested by the combination of references cited by the Examiner (App. Br. 10). However, the Examiner cited explicit teachings that would have led persons of skill in the art to modify George to have arrived at the particularly claimed limitations (FF23, 24). Appellants have not identified a defect in the Examiner’s findings nor reasoning which we conclude are supported by the evidence of record. CONCLUSIONS OF LAW The Examiner did not err in combining the cited references to reach the conclusion the claims were obvious. The recitation of “fitness ball” in claim 22 does not distinguish the claimed invention from the cited prior art. The rejections of claims 22-24 under 35 U.S.C. § 103(a) as obvious over the cited prior art are affirmed. Appeal 2008-5655 Application 10/336,399 14 TIME PERIOD FOR RESPONSE No time period for taking any subsequent action in connection with this appeal may be extended under 37 C.F.R. § 1.136(a). AFFIRMED lp WEISS & MOY PC 4204 NORTH BROWN AVENUE SCOTTSDALE AZ 85251 Copy with citationCopy as parenthetical citation