Summary
holding that the highest executive in the city's police department was entitled to absolute immunity
Summary of this case from Petipren v. JaskowskiOpinion
Docket No. 103859.
Decided November 22, 1988.
Riccardo D. Arcaro, for plaintiff.
Craig, Farber, Downs Dise, P.C. (by Timothy Downs), for defendants.
Plaintiff brings this wrongful death action in his capacity as personal representative of the estate of Hardy James, Jr., deceased. Defendant Easton was dismissed from the suit by stipulation of the parties, and the trial court granted summary disposition on the ground of governmental immunity in favor of defendants Sam Watson, City of Benton Harbor, and Dean Starke. Plaintiff appeals as of right from the orders granting summary disposition in favor of Dean Starke, the City of Benton Harbor and Sam Watson, its public safety director.
This case arises out of the shooting death of Hardy James, Jr. on June 20, 1982. In the early morning hours of that day, James and two juvenile accomplices broke into the Comet True Value Hardware on Highway M-39 in Berrien County. Several Benton Harbor police officers arrived at the scene shortly after receiving a call, and while the burglary was still in progress. Officers Starke and Easton arrived moments later as backup for other officers who had entered the store.
Officers inside the store observed a large pile of guns on the floor near a broken window. When the officers discovered a man lying in an aisle, the man got up and ran from the building. The officers in the store identified themselves and fired a pistol at the suspect when he continued to flee despite their orders to halt. Once outside the building, the suspect engaged in a brief struggle with officers from the Berrien County Sheriff's Department, and then continued to run away from the building. The suspect continued to run despite the officers' repeated orders to stop. One officer fired a shotgun at the suspect, apparently striking him in the hand. Starke fired two shots at him, the second shot striking him in the back of the skull and causing his death. The suspect, plaintiff's decedent, was 298 feet from Starke when the fatal shot was fired. No weapon was found on or about him. The two juvenile accomplices were arrested in the building. There is no evidence that decedent was either armed or dangerous or that Starke believed him to be.
Before commencing this suit, plaintiff filed a civil rights action in federal district court. That action was dismissed at a hearing held on November 27, 1985. Washington v Starke, 626 F. Supp. 1149 (WD Mich, 1986), app dismissed without opinion 791 F.2d 936 (CA 6, 1986).
The most critical issue raised on appeal is whether Starke is entitled to governmental immunity.
When faced with a motion for summary disposition on the ground of governmental immunity pursuant to MCR 2.116(C)(7), the burden is upon the plaintiff to plead facts in avoidance of the immunity. King v Arbic, 159 Mich. App. 452, 457; 406 N.W.2d 852 (1987).
Our Supreme Court in Ross v Consumers Power Co (On Rehearing), 420 Mich. 567, 633-634; 363 N.W.2d 641 (1984), established a three-prong test for determining the applicability of governmental immunity to the actions of lower level public employees as follows:
Lower level officials, employees, and agents are immune from tort liability only when they are
1) acting during the course of their employment and acting, or reasonably believe they are acting, within the scope of their authority;
2) acting in good faith; and
3) performing discretionary, as opposed to ministerial acts.
Defendants contend that Starke's actions were within the scope of his authority because his conduct was governed by the common law rule permitting deadly force to be used in the apprehension of fleeing felons. At the time of the June, 1982, shooting, Michigan adhered to that rule. In Werner v Hartfelder, 113 Mich. App. 747, 752; 318 N.W.2d 825 (1982), lv den 418 Mich. 906 (1984), this Court, citing People v Gonsler, 251 Mich. 443; 232 N.W. 365 (1930), People v Whitty, 96 Mich. App. 403; 292 N.W.2d 214 (1980), and Jenkins v Starkey, 95 Mich. App. 685; 291 N.W.2d 170 (1980), held that Michigan follows the common law rule that a police officer may use deadly force to prevent the escape of a fleeing felon.
While recognizing Michigan's fleeing felon rule, plaintiff argues that it had been abrogated in this case by Departmental General Order 76-10-12-A issued by the Benton Harbor Police Chief, which was in effect on the day of the shooting. This order restricted the use of deadly force by officers as follows:
A. FIREARMS MAY BE USED IN THE FOLLOWING SITUATIONS:
* * *
4. Fleeing Offender — Only when it is a known felon who has used, or threatened to use, deadly force in the commission of a crime and all other attempts to prevent the escape have failed. An important aspect in making the decision to use deadly force is:
a. Whether or not to delay the arrest may result in additional injury or death to officer or other persons.
b. The likelihood of a non-violent apprehension at a later date.
B. FIREARMS SHALL NOT BE USED IN THE FOLLOWING INSTANCES:
* * *
5. Suspicion of Felony — Deadly force shall not be used on mere suspicion that a crime, no matter how serious, has been committed, or that the person being sought committed the crime. The officer either should have witnessed the crime or have sufficient and reliable information to know as a virtual certainty that the suspect committed an offense in which deadly force was used or threatened.
* * *
Note that the crime of burglary in and of itself is not considered a violent felony. Therefore, deadly force shall not be used to prevent the escape of a burglary suspect. Better a delayed apprehension of a suspect, who in many cases is a juvenile, than placing an officer in legal jeopardy. [Emphasis in original.]
While an administrative order issued by a municipal department may be valid as a guide for departmental personnel, it cannot override existing state law where the two are in conflict. This question was addressed in Spruytte v Walters, 753 F.2d 498 (CA 6, 1985), wherein the Sixth Circuit Court of Appeals held that a policy directive issued by the Michigan Department of Corrections was invalid because it conflicted with a state regulation adopted pursuant to legislative mandate. We likewise hold that Benton Harbor's Departmental Order 76-10-12-A cannot supersede the Michigan common law fleeing felon rule.
This matter would normally come to an end here, but for the fact that in 1985, three years after the events which govern this case, the United States Supreme Court, in Tennessee v Garner, 471 U.S. 1; 105 S Ct 1694; 85 L Ed 2d 1 (1985), held unconstitutional Michigan's fleeing felon rule, when it ruled that the Fourth Amendment to the United States Constitution prohibits the use of deadly force to prevent the escape of a suspected felon in the absence of a significant threat of death or serious physical injury to the arresting officer or others. Plaintiff suggests that, while the Garner Court did not so state, the Garner opinion is retroactive in its effect to the events with which we are here concerned. We agree.
The federal district court in Washington v Starke, supra, addressed the question of the retroactivity of Garner and, while recognizing that one federal appeals circuit had found it to be retroactive, Acoff v Abston, 762 F.2d 1543 (CA 11, 1985), nevertheless found that Garner was not retroactive, apparently because the Sixth Circuit Court of Appeals had on more than one occasion refused to hold that the fleeing felon rule was unconstitutional, as had the Michigan Supreme Court. See Werner v Hartfelder, supra.
The analysis set forth in United States v Johnson, 457 U.S. 537; 102 S Ct 2579; 73 L Ed 2d 202 (1982), as followed in Acoff v Abston, supra, suggests that Garner is retroactive to all cases which were pending on appeal at the time the Garner opinion was issued. In Payton v New York, 445 U.S. 573; 100 S Ct 1371; 63 L Ed 2d 639 (1980), the Court held that the Fourth Amendment prohibits police from making a nonconsensual entry into a suspect's home without a warrant to make a routine felony arrest. The Johnson Court confronted the question of whether Payton should be retroactively applied to a similar factual situation arising before Payton, but pending on appeal at the time the Payton decision was announced. In holding that Payton was retroactive in that situation, Johnson ruled that, subject to certain exceptions, "a decision of this Court construing the Fourth Amendment is to be applied retroactively to all convictions that were not yet final at the time the decision was rendered." 457 U.S. 562. One of the exceptions preserved earlier precedential opinions of the Court which denied retrospective effect to decisions which express a rule of criminal procedure that is a clear break with the past. Desist v United States, 394 U.S. 244; 89 S Ct 1030; 22 L Ed 2d 248 (1979). The Johnson Court went on to find that Payton, while ruling on an issue which had never been addressed by the Court, did not announce an entirely new and unanticipated principle of law, did not overrule clear past precedent, and did not disapprove an established practice that the Court had previously sanctioned. The same can be said of the Garner decision.
There was no prior precedent overruled by Garner. Nor does the decision apply to any longstanding and widespread practice which the Supreme Court had sanctioned in prior cases or ignored while lower courts had approved of the practice with near unanimity. Indeed, several courts had expressed the view that certain uses of deadly force such as the one in question here violate the Constitution. Garner v Memphis Police Department, 600 F.2d 52 (CA 6, 1979); Landrum v Moats, 576 F.2d 1320 (CA 8, 1978), cert. denied, 439 U.S. 912; 99 S Ct 282; 58 L Ed 2d 258 (1978); Mattis v Schnarr, 547 F.2d 1007 (CA 8, 1976), vacated as moot sub nom, Ashcroft v Mattis, 431 U.S. 171; 97 S Ct 1739; 52 L Ed 2d 219 (1977); see also Bivens v Six Unknown Federal Narcotic Agents, 403 U.S. 388, 419; 91 S Ct 1999, 2016; 29 L Ed 2d 619 (1971) (Burger, J., dissenting). [ Acoff v Abston, 672 F.2d at 1549.]Garner itself noted that the basis for the common law rule permitting use of deadly force had steadily eroded, that the long term trend had been away from the rule, that fewer than half the states then adhered to the rule, and that the vast majority of the police department policies in the country had placed restrictions on the rule.
The Garner standard therefore should be applied in this case, and we hold that, at the time of the shooting, Michigan's common law fleeing felon rule was unconstitutional. See also Guider v Smith, 157 Mich. App. 92; 403 N.W.2d 505 (1987), lv gtd 429 Mich. 858 (1987), cert den ___ US ___; 108 S Ct 1079 (1988).
But the retroactive effect of Garner does not necessarily resolve the related issue of Officer Starke's immunity.
In Acoff, supra, the court was considering a series of events similar to those now before us, but within the context of a suit for damages brought under 42 U.S.C. § 1983 for violation of plaintiff's Fourth Amendment rights, rather than, as here, a suit for damages under Michigan's wrongful death act. In suits brought pursuant to § 1983, the courts have granted to lesser public officials a qualified immunity similar to that granted them by Ross, supra.
The Acoff Court, after finding that Garner was retroactive to the date of the events with which Acoff was dealing, continued:
Police officers generally are shielded from liability for civil damages under Section 1983 insofar as their conduct does not violate clearly established statutory or constitutional rights of which a reasonable person would have known. Harlow v Fitzgerald, 457 U.S. 800; 102 S Ct 2727; 73 L Ed 2d 396 (1982). . . .
The pertinent question, therefore, is whether the unconstitutionality of Tuscaloosa's policy regarding use of deadly force was "clearly established" at the time of the shooting. As noted above, the decision in Garner was not a clear break from prior precedent and was even foreshadowed by several lower court decisions. . . . Yet the required level of clarity for a constitutional rule differs significantly for purposes of immunity and purposes of retroactivity. While any decision that does not make a clear break with the past might be applied retroactivity, United States v Johnson, 457 US at 549-54; 102 S Ct at 2586-90, a rule must be "clearly established" before a police officer can be held personally liable for failure to follow the rule. Wood v Strickland, 420 U.S. 308, 322; 95 S Ct 992, 1000; 43 L Ed 2d 214 (1975). . . .
A reasonable person at the time of the shooting incident might have read the relevant appellate decisions . . . and still have concluded that a policy allowing the use of deadly force to arrest a person for a serious felony was constitutional . . ..
Under these circumstances, we conclude that Abston's good faith immunity should be resolved on remand. [ Acoff, supra, pp 1549-1550.]
A footnote in Ross, supra, suggests that our Supreme Court would treat a question of retroactivity under these circumstances similarly if brought within the context of Michigan's wrongful death act:
The requirement that the individual act, or reasonably believe he is acting, within the scope of his authority satisfies the concern of some commentators who believe that an individual should not be held liable merely because it is later determined that he acted under an unconstitutional statute or otherwise had no actual authority. [ 420 Mich. 633, n 41.]
Accordingly, we hold that the questions whether Officer Starke reasonably believed he was acting within the scope of his authority and whether he was acting in good faith will have to be resolved upon remand.
Considering the third prong of Ross, the trial court, following Butler v Detroit, 149 Mich. App. 708; 386 N.W.2d 645 (1986), lv den 426 Mich. 867 (1986), held that Officer Starke was, at the time of the shooting, performing a discretionary act as opposed to a ministerial act. We agree with Butler, while recognizing that another panel of this Court has held to the contrary in Watson v Quarles, 146 Mich. App. 759, 381 N.W.2d 811 (1985), lv den 425 Mich. 864 (1986).
Plaintiff further claims error by the trial judge in granting summary disposition in favor of defendants Sam Watson and City of Benton Harbor. These defendants claim that they are entitled to governmental immunity. We agree.
Sam Watson was the highest executive official in Benton Harbor's police department. Our Supreme Court has held that the highest executive officials of all levels of government are absolutely immune from all tort liability whenever they are acting within their executive authority. Ross, supra, p 592. This absolute immunity has been applied to the actions of chiefs of police for acts committed in the exercise of their executive authority. Meadows v Detroit, 164 Mich. App. 418, 426-427; 418 N.W.2d 100 (1987), lv den 430 Mich. 883 (1988). Watson's supervision of departmental employees is conduct within his executive authority, and therefore immune from suit.
Additionally, in Ross, our Supreme Court held that, where an employee of a governmental agency commits a tort while he is engaged in an activity which is a governmental function, the governmental agency is immune from vicarious liability. Ross, supra, 625. A governmental agency is immune from suit for a police officer's tortious use of excessive force in effecting an arrest, because actions undertaken by a police officer to enforce the law constitute the exercise of a governmental function. Sherbutte v Marine City, 374 Mich. 48, 50-51; 130 N.W.2d 920 (1964). The City of Benton Harbor therefore is entitled to governmental immunity, because Officer Starke's conduct in effecting the arrest of plaintiff's decedent was in furtherance of a governmental function.
Defendants argue that this Court lacks jurisdiction to address these last two issues, since the orders granting summary disposition to Sam Watson and the City of Benton Harbor were issued prior to the September 21, 1987, order granting immunity to Officer Starke and were not included in plaintiff's claim of appeal. This argument overlooks the fact that this Court has held that, "[u]pon entry of a final judgment, all prior nonfinal rulings and orders (including . . . partial summary judgment . ..) are incorporated into the final judgment and are finalized for purposes of appeal." American Federal Savings Loan Ass'n v Orenstein, 81 Mich. App. 249, 255; 265 N.W.2d 111 (1978).
Plaintiff finally challenges the propriety of the trial court's ruling in holding inadmissible Department Order 76-10-12-A.
Although we have held that Michigan's fleeing felon rule is retroactively unconstitutional, this departmental order is not relevant to the question of whether Officer Starke believed he was acting under a constitutional fleeing felon rule.
Affirmed in part, reversed in part and remanded for further proceedings not inconsistent with this opinion. We do not retain jurisdiction.