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holding appellant was barred by invited-error doctrine, a form of estoppel, from raising complaint concerning court's denial of motion to suppress
Summary of this case from Amador v. StateOpinion
No. PD-1540-07.
April 22, 2009.
Appeal from the 182nd District Court, Harris County, Jeanine Barr, J.
David Garza, Houston, for Appellant.
Donald W. Rogers Jr., Asst. District Atty., Houston, Jeffrey L. Van Horn, State's Atty., Austin, for State.
HERVEY, J., delivered the opinion of the Court in which KELLER, P.J., JOHNSON, KEASLER, HOLCOMB and COCHRAN JJ., joined.
OPINION
Appellant was convicted of possession with intent to deliver a controlled substance weighing between four and 200 grams and was sentenced, as an habitual offender with two prior drug-related felony convictions, to twenty-five years' confinement. We address whether appellant, as the losing party at a motion to suppress hearing in the trial court, may complain on appeal that the State failed to carry its burden to prove for Fourth Amendment purposes, the reasonableness of appellant's detention and search of his car by the police when appellant prevented the State from carrying this burden through his objections at the suppression hearing. We decide under the invited-error doctrine that appellant may not make this complaint on appeal.
Believing that appellant had drugs in the car that he was driving, undercover officer Gill directed other uniformed police officers to stop appellant after Gill observed appellant commit a traffic violation. Having "dealt with [appellant] before," Gill directed these uniformed officers to place appellant in a patrol car for "safety reasons" and "to prevent any kind of tampering with any evidence." Appellant would not allow the police to search his car, so Gill "called for a narcotics dog to check the vehicle for the odor of narcotics." The narcotics dog arrived with its handler about 30 minutes to an hour later. The dog immediately alerted to appellant's car, which led to Gill searching for and finding drugs in appellant's car.
Appellant claimed, in a hearing on his motion to suppress this evidence, that the police could have detained him only for so long as it would have taken the police to write him a ticket for the traffic violation and to check for warrants. He claimed that his continued detention in the patrol car to wait for a dog and the subsequent search of his car were illegal because the State could prove "no reasonable suspicion, no basis articulated" that would have led the police to believe that there were drugs in appellant's car before the dog alerted to the car. Appellant claimed at the suppression hearing:
Here we're talking about the time from the [traffic] infraction to the time that the dog sniff arrived. We're not contesting that the dog sniff made probable cause once it was made in the interim time. We're talking about like 50 minutes certainly from the time the stop was made. We're talking in excess of 30 minutes, much more time to effect the citation, to issue the citation, to effect a warrant, to run a warrant.
* * *
This detention was illegal. The dog sniff should have never taken place and the arrest should not have happened. Any information, material or evidence stemmed from it should be suppressed.
* * *
There was no reasonable belief, [Gill] saw no contraband in the car that day. He saw no illegal or suspected illegal activity on the part of [appellant] and we're not contending that the dog search, the dog's search is bad. We're simply saying that the detention, while the dog team was coming throughout, based solely on prior knowledge that this officer had of the individual and suspicion, even in part an opinion on the part of the officer having arrested him several times. Whatever his motive may have been, the detention was unreasonable. There was no reasonable suspicion, no basis articulated to substitute the truth for reasonable suspicions on May 6th.
Gill, however, testified at the suppression hearing that he had a "reasonable belief" that appellant "had some kind of contraband in his car." But, when the State asked Gill to state the "basis articulated" for this belief, appellant made a general objection, which the trial court sustained.
Q. [STATE]: Now, based upon your training and experience, did you have a reasonable belief that the defendant had some kind of contraband in his car?
[THE DEFENSE]: Objection, calls for speculation.
[THE COURT]: Overruled.
A. [GILL]: Yes, I did.
Q. [STATE]: What was that based upon?
The State claims that the answer to this question "probably would have established facts supporting a finding that Gill had reasonable suspicion for the prolonged detention or the State would not have asked the question." We also note that there was nothing apparently objectionable to either the question or the answer it sought to elicit. See Young v. State, 137 S.W.3d 65, 69 (Tex.Cr. App. 2004) (specific objection is required to inform trial court and opposing party of the potential for error and conserves judicial resources by prompting the prevention of foreseeable, harmful events). We further note that appellant did not specifically object that the State was asking Gill about privileged information and that any other specific objection would have been meritless since, except with respect to privileges, the rules of evidence do not apply to suppression hearings. See Granados v. State, 85 S.W.3d 217, 226-30 (Tex.Cr.App. 2002).
[THE DEFENSE]: Objection, Your Honor —
[THE COURT]: That's sustained.
The record reflects that the trial court also sustained a defense objection to Gill's testimony that he observed appellant "appear to have been conducting narcotic transactions" on a previous occasion.
Q. [STATE]: What was the nature of your coming into contact with [appellant]?
A. [GILL]: Doing surveillance in the area. And I had been out out [sic] there on a previous occasion watching [appellant] appear to have been conducting narcotic transactions.
[THE DEFENSE]: Objection, Your Honor.
[THE COURT]: Sustained.
The trial court denied appellant's motion to suppress. Appellant claimed on direct appeal that the trial court should have granted his motion to suppress because the State failed to prove that Gill "had reasonable suspicion for the prolonged detention necessitated by the wait for the arrival of the narcotics canine unit." The court of appeals agreed.
Viewed in the light most favorable to the trial court's ruling denying appellant's motion to suppress, the evidence in the suppression-hearing record would support findings that Gill's belief that there were drugs in appellant's car was based on a confidential informant's tip, on Gill's observation of appellant in an area of town known for narcotics activity (including Gill's observation of appellant stopping for a few minutes at a service station where "they actually sell crack cocaine"), on Gill's involvement in at least two prior drug-related arrests of appellant, and on Gill's 24-years' experience "on the street as a patrol officer dealing with street-level drugs." The court of appeals, however, decided that this evidence did not support a decision that Gill had reasonable suspicion to believe that there was drugs in appellant's car that justified appellant's detention in the patrol car until the dog arrived. See Vennus v. State, No. 13-05-244-CR slip op. at 9-12, 2007 WL 2215970 (Tex.App.-Corpus Christi, 2007) (unpublished memorandum opinion) (appellant's detention in patrol car violated Fourth Amendment because "the State never established articulable facts to sufficiently support a reasonable suspicion to detain appellant longer than necessary to write a citation and check for warrants"). The State does not challenge this decision on discretionary review.
The court of appeals also rejected the State's claim that appellant could not raise this claim on appeal under the invited-error doctrine "because his objections during the hearing on the motion to suppress prevented the State from showing the necessity of the detention." See Vennus, slip op. at 12-13 n. 48. The court of appeals also rejected the State's claim that the search of appellant's car was incident to a lawful custodial arrest for the traffic violation. See Vennus, slip op. at 13. We exercised our discretionary authority to review the court of appeals' decision on the State's invited-error claim (ground one) and its claim of search incident to a lawful custodial arrest (ground two).
Our disposition of ground one makes it unnecessary to address ground two, which we dismiss.
We decide that appellant invited the claimed error that he raised on appeal regarding the State's failure to prove articulable facts (the "basis articulated") that led Gill to believe that there was contraband in appellant's car. The suppression-hearing record reflects that appellant prevented the State from fully presenting these articulable facts with general, nonspecific, and meritless objections in particular the objection, that, when sustained, prevented Gill from testifying as to why he believed that appellant "had some kind of contraband in his car." See Murphy v. State, 640 S.W.2d 297, 299-300 (Tex.Cr. App. 1982) (trial court sustaining defendant's meritless hearsay objection to State's attempt to prove legality of search of a house where defendant lived estopped defendant from complaining on appeal that the State "failed to demonstrate before the jury the basis of the legality of the search"); Watenpaugh v. State Teacher's Retirement System, 51 Cal.2d 675, 336 P.2d 165, 168 (1959) (under invited-error doctrine, a party who has prevented proof of a fact by his erroneous objection will not be permitted to take advantage of his own wrong, and the reviewing court will assume that the fact was duly proved); Kessler v. Gray, 77 Cal.App.3d 284, 143 Cal. Rptr. 496, 499 (1978) (applying this rule to improperly sustained hearsay objection resulting in lack of evidence to support judgment); see also Druery v. State, 225 S.W.3d 491, 505-06 (Tex.Cr.App. 2007) ("law of invited error estops a party from making an appellate error of an action it induced").
This rule was also applied in a case similar to this one in an unpublished California Court of Appeals decision in a juvenile-possession-of-a-firearm case to prevent the juvenile from arguing on appeal that the State failed to prove reasonable suspicion to believe that the juvenile had a gun. See In re Vincent C., 2007 WL 172319 (Cal.App.2 Dist., delivered January 24, 2007). The Court analyzed the issue as follows:
According to Vincent, that [a magnet coordinator for an elementary school] was told he had a gun was insufficient to create a reasonable suspicion. But the basis for her suspicion is not fairly demonstrable on this record. Vincent's counsel objected on hearsay grounds when the coordinator tried to testify about what she was told by Bennie. Though her testimony would not have been hearsay — because it was offered to prove what she heard and based her suspicion on rather than the truth of the matter asserted — the juvenile court precluded her testimony. [Footnote omitted]. We are left then, with a record that is bereft of the facts that are pivotal for our analysis. What did Bennie say or not say? Was his report that Vincent had a gun based on rumor or personal knowledge? Did Bennie see the gun? Was he told about the gun by Vincent? None of this was developed. This hole in the case was the result of invited error by Vincent's counsel.
The doctrine of invited error is an application of the estoppel principle: Where a party by his conduct induces the commission of error, he is estopped from asserting it as a ground for reversal on appeal. . . . At bottom, the doctrine rests on the purpose of the principle, which is to prevent a party from misleading the trial court and then profiting therefrom in the appellate court. [Citations omitted]. Where, as here, a party caused a judge to improperly exclude evidence based on hearsay, that party is locked into that strategy and whatever that strategy may reap.
Vincent C., slip op. at 3 (internal quotes omitted).
The court of appeals decided that the invited-error doctrine does not apply to this case because "appellant does not complain that his objections should not have been sustained by the trial court." See Vennus, slip op. at 12-13 n. 48. It has also been suggested that the invited-error doctrine does not apply to this case because the State was prevented from proving what it was required to prove not by appellant's objections, but by the trial court's rulings on appellant's objections. As in Murphy, 640 S.W.2d at 299-300, however, the objections by the defense are what induced the trial court's action in sustaining them. This case presents a situation where appellant is "making an appellate error of an action [he] induced." See Druery, 225 S.W.3d at 505-06 ("law of invited error estops a party from making an appellate error of an action it induced").
See 36 Corpus Juris Secundum Federal Courts § 585 (party may not on appeal take advantage of errors which party invited or induced trial court to commit).
It has also been suggested that the State should lose on its invited-error claim because it should have responded to appellant's objections by first informing the trial court that the rules of evidence do not apply to a suppression hearing, and, if the trial court continued to sustain appellant's objections, by then making an offer of proof presumably under TEX.R. EVID. 103(b). The claim seems to be that the State is really complaining about the trial court's ruling excluding evidence, and that the State procedurally defaulted this claim by not making an offer of proof.
However, the State won in the trial court, and "ordinary notions of procedural default" did not prevent it from raising the invited-error claim on appeal as a basis to affirm the trial court's ruling denying appellant's suppression motion. See Hailey v. State, 87 S.W.3d 118, 121-22 (Tex.Cr. App. 2002) ("ordinary notions of procedural default" generally do not prohibit a reviewing court from affirming a trial court's decision on a legal theory not presented to the trial court by the prevailing party). The State is not in the position of losing in the trial court and then urging, on appeal, a reversal of the trial court's decision based on a theory (e.g., invited error) that the State did not present to the trial court or based on the trial court's ruling excluding evidence without having made an offer of proof. See id. (it does violate "ordinary notions of procedural default" for a reviewing court to reverse a trial court's decision on a legal theory that the appealing and losing party did not present to trial court).
The judgment of the court of appeals is reversed and the judgment of the trial court is affirmed.
PRICE, J., filed a concurring opinion in which WOMACK, J., joined with respect to Part I.
WOMACK, J., concurred.
MEYERS, J., filed a dissenting opinion.
PRICE, J., filed a concurring opinion in which WOMACK, J., joined with respect to Part I.
I agree that we should reverse the judgment of the court of appeals and reinstate the trial court's judgment in this case. I would do so by sustaining the State's second ground for review, however, and dismissing its first, rather than the other way around as the Court does today. I am dubious of the Court's disposition of the State's estoppel/invited error holding, and nervous about its implications for future cases. The court of appeals's opinion was unpublished and of no precedential value. We can safely dispose of the case without speaking to that issue. I would take the opportunity to do so. Because the Court does not, I concur in the result only.
I.
The trial court made no written findings of fact. At the conclusion of the suppression hearing, the parties argued over whether the appellant's detention for the traffic stop had exceeded the time reasonably necessary to effectuate the purposes of the stop. The trial judge adjourned the proceedings briefly to review certain case law proffered to her by the parties, including Herrera v. State. She returned to court and announced that she would deny the motion to suppress, having expressly found that "the time of the detention was not excessive or unreasonable." Thus, by all appearances, the motion to suppress was tried and resolved on the assumption that the appellant was only temporarily detained, not necessarily subjected to a custodial arrest, even though he had been immediately removed from his car and placed in the police patrol car, and was not free to go, apparently for the duration of the stop leading up to the search of his car.
The suppression hearing occurred in March of 2005. This was more than a year before our holding, in State v. Cullen, 195 S.W.3d 696 (Tex.Crim.App. 2006), that the trial court is required to issue express findings of fact and conclusions of law when so requested by the losing party.
The appellant was pulled over for illegally making a left hand turn from an improper lane. The record does not reveal whether the uniformed officers who had been instructed to pull him over ever issued him a traffic citation for this offense.
80 S.W.3d 283 (Tex.App.-Texarkana 2002, pet. ref'd).
Nevertheless, the State argued in the court of appeals that the search of the appellant's car could be justified as a search incident to a custodial arrest. The court of appeals rejected this contention with the following analysis:
We do not believe the trial court could have reasonably concluded that appellant had been arrested prior to the search of his vehicle. Officer Gill [the narcotics investigator who ordered uniformed officers to stop the appellant] never testified that appellant was under arrest or that he had been handcuffed; according to Gill, appellant had simply been placed in a patrol car for "safety reasons" and "to prevent any kind of tampering with any evidence that might be in the vehicle." In light of this explanation, the trial court could have only reasonably concluded that appellant was merely being restrained in the patrol car so that officers could safely investigate the scene while preserving the status quo. We thus find no merit in the State's argument that the search of appellant's vehicle was incident to a lawful custodial arrest.
Vennus v. State, No. 13-05-244-CR, 2007 WL 2215970 (Tex.App.-Corpus Christi, delivered August 2, 2007) (not designated for publication) (slip op. at 13).
From the record it does appear unlikely that the trial court actually made a finding that the appellant was under full custodial arrest so as to justify a search-incident-to-arrest rationale to support the search of the appellant's car. The apparent purpose of the hearing was to determine whether the appellant's investigative detention was unreasonably extended beyond the point necessary to effectuate the traffic stop to allow the drug-sniffing dog to arrive.
In its second ground for review, however, the State argues that the court of appeals's analysis is inconsistent with State v. Ross. Ross was decided prior to our holding, in State v. Cullen, that the losing party in a suppression hearing is entitled to insist that the trial court enter express findings of fact and conclusions of law, so that appellate courts can review the actual holdings of the trial court "based on the reality of what happened rather than on assumptions that may be entirely fictitious." In Ross we held that
32 S.W.3d 853 (Tex.Crim.App. 2000).
195 S.W.3d 696 (Tex.Crim.App. 2006).
Id. at 698 (quoting State v. Ross, supra, at 860 (Womack, J., concurring)).
when the trial court fails to file findings of fact, we view the evidence in the light most favorable to the trial court's ruling and assume that the trial court made implicit findings of fact that support its ruling as long as those findings are supported by the record. If the trial judge's decision is correct on any theory of law applicable to the case, the decision will be sustained.
State v. Ross, supra, at 855-56 (emphasis added).
The State argues that, because the record will support a finding that the search of the appellant's car was incident to a valid custodial arrest, we should sustain the trial court's denial of his motion to suppress, even if that was not the theory of law upon which the trial court apparently proceeded. I agree.
Section 543.001 of the Transportation Code provides that "[a]ny peace officer may arrest without warrant a person found committing a violation of this subtitle." A peace officer may (and in the case of a speeding violation, must) offer that person the option of signing a written notice and promise to appear in court in lieu of an immediate appearance before a magistrate. If the person signs the promise to appear, then he is immediately released from detention. If the person refuses to sign a promise to appear, he shall be immediately taken before a magistrate. The detention of a person for as long as it takes to issue a citation does not amount to the kind of custodial arrest that would justify a search-incident-to-arrest without a warrant. But the decision not to issue a citation, but to detain the person for purposes of taking him before a magistrate, clearly would result in a custodial arrest for such purposes. Such a custodial arrest for a mere traffic violation is not inconsistent with the Fourth Amendment. Nor is it subject to a constitutional challenge that it constitutes a pretext for some ulterior purpose such as a narcotics search.
TEX. TRANSP. CODE § 543.001. See Boyett v. State, 487 S.W.2d 357, 359 (Tex.Crim.App. 1972); Nite v. State, 882 S.W.2d 587, 591-92 (Tex.App.-Houston [1st] 1994, no pet.).
TEX. TRANSP. CODE §§ 543.003, 543.004(a)(1) 543.005.
Id. § 543.005.
Id. § 543.002(a)(2).
E.g., Thomas v. State, 572 S.W.2d 507, 509 (Tex.Crim.App. 1976) (opinion on original submission); Christian v. State, 592 S.W.2d 625, 628-29 (Tex.Crim.App. 1980); Linnett v. State, 647 S.W.2d 672, 675 (Tex.Crim.App. 1983); Williams v. State, 726 S.W.2d 99, 101 n. 1 (Tex.Crim.App. 1986). See also George E. Dix Robert O. Dawson, 40 TEXAS PRACTICE: CRIMINAL PRACTICE AND PROCEDURE § 10.14 (2d ed. 2001), at 579 ("If fealty to the statutory language [of the Transportation Code] requires that the detention involved [in a "traffic stop"] be labeled an `arrest,' it is not the sort of `custodial arrest' that subjects the person to the incidental searches allowed by Fourth Amendment law.").
Atwater v. City of Lago Vista, 532 U.S. 318, 121 S.Ct. 1536, 149 L.Ed.2d 549 (2001).
Arkansas v. Sullivan, 532 U.S. 769, 121 S.Ct. 1876, 149 L.Ed.2d 994 (2001).
The police had probable cause to arrest the appellant by virtue of his illegal left hand turn. There was no testimony at the hearing whether the officers who arrested the appellant ever actually issued him a citation. What the record does show without contradiction is that they placed him in the patrol car, and that he was not free to go. From these facts the trial court could reasonably have concluded that the appellant was under arrest, notwithstanding (or even because of) the testimony from Officer Gill, as noted by the court of appeals, that the appellant was placed in the patrol car for "safety reasons" and to prevent him from tampering with evidence. The court of appeals believed these explanations for detaining the appellant indicated that Officer Gill considered the appellant's seizure to constitute no more than an investigative detention of some sort. But clearly there was no need to detain the appellant in the patrol car so that the officers could further investigate the illegal left-hand turn. In any event, officer safety and the preservation of evidence are the twin constitutional justifications for a search incident to a full custodial arrest. In the absence of express findings of fact and conclusions of law, and consistent with Ross, we may affirm the trial court's ultimate ruling on the implicit finding that the appellant was under arrest. And even though the appellant was already in the patrol car when the search took place, we may reasonably conclude that the search was justifiable as a search incident to his arrest.
Officer Gill observed the appellant turn left at an intersection from a middle lane of traffic. This constitutes a violation of TEX. TRANS. CODE § 545.101(b)(1), which requires that a left turn at an intersection be made from "the extreme left-hand lane lawfully available[.]" Section 545.101 is found in the same subtitle of the Transportation Code as Section 543.001, so Officer Gill was authorized to arrest the appellant without a warrant for this traffic offense.
The Fourth Amendment doctrine allowing a warrantless search incident to arrest is "justified by the need [of law enforcement personnel] to remove any weapon the arrestee might seek to use to resist arrest or to escape, and the need to prevent the concealment or destruction of evidence." Thornton v. United States, 541 U.S. 615, 620, 124 S.Ct. 2127, 158 L.Ed.2d 905 (2004).
In Thornton, supra, the Supreme Court upheld a vehicle search as incident-to-arrest even though the arrestee had been secured in the police car by the time the officers conducted the search. Thus, that court has "apparently approved application" of the search-incident-to-arrest doctrine to this set of facts. See George E. Dix Robert O. Dawson, 40 TEXAS PRACTICE: CRIMINAL PRACTICE AND PROCEDURE § 12.60 (2d ed Supp. 2008), at 293.
The court of appeals erred to hold otherwise. For this reason, rather than dismiss the State's second ground for review as "unnecessary" to our disposition of the case, I would rely on it as the basis to reverse the court of appeals's judgment and affirm the judgment of the trial court. It is the State's first ground for review that I would dismiss.
II.
Because I would reverse the court of appeals without reaching the State's first ground for review, I need not ultimately express an opinion with respect to the court of appeals's rejection of the State's invited error/estoppel argument. And I do not. Nevertheless, I feel compelled to offer a few observations.
As I understand it, the Court holds that the appellant is estopped from challenging the sufficiency of the State's evidence to establish a reasonable suspicion to detain him beyond the time necessary to effectuate the traffic stop because it was his own action in objecting to certain questions during the hearing that prevented the State from satisfying its burden of production on that issue. It is clear enough that, on the record before us, proof of a reasonable suspicion is lacking. It is less than clear — to me at least — that it was any action on the appellant's part that caused this deficiency in proof.
The Court believes that the appellant's "general, non-specific, and meritless" objection prevented the State from satisfying its burden. On the strength of this Court's opinion in Murphy v. State, the Court holds that the objection estopped the appellant from alleging a deficiency of proof on appeal. It is far from evident to me, however, either 1) that the appellant's objection was meritless, 2) that his objection prevented the State from satisfying its burden, or 3) that Murphy should control.
Majority opinion, at 73.
First: While the appellant's objection was certainly "general" and "non-specific," I do not know how the Court can tell that it was "meritless." As the Court observes, the trial court was not bound by the Texas Rules of Evidence in this suppression hearing. That being the case, I do not understand how a reviewing court can say that any objection to the admission of evidence is (or, for that matter, is not) "meritless." If a trial court is not bound by the rules of evidence, it may even refuse to admit plainly relevant evidence, since it is a rule of evidence that makes relevant evidence admissible (subject to certain exceptions) and irrelevant evidence inadmissible. If the rules of evidence did apply to a suppression hearing, I would agree with the Court that the appellant's ultimate objection was meritless. The prosecutor's rephrased question ("What was that [the belief that the appellant had contraband in his car] based upon?") sought to elicit information that was clearly relevant to the State's burden to prove that Officer Gill had a reasonable suspicion that contraband was in the appellant's car, so as to justify detaining him for as long as it might reasonably take to obtain the drug-sniffing dog. And the answer would not be susceptible to a hearsay objection, since it would not be offered for the truth of the matters asserted, but only to show that Officer Gill's suspicion was a reasonable one.
Id. at 72, n. 1.
TEX.R. EVID. 104(a); Granados v. State, 85 S.W.3d 217, 226-230 (Tex.Crim.App. 2002).
See TEX.R. EVID. 402 ("All relevant evidence is admissible, except as otherwise provided by Constitution, by statute, by these rules, or by other rules prescribed pursuant to statutory authority. Evidence which is not relevant is inadmissible.").
See TEX.R. EVID. 801(d) ("`Hearsay' is a statement, other than one made by a declarant while testifying at the trial or hearing, offered in evidence to prove the truth of the matter asserted."). See George E. Dix Robert O. Dawson, 42 TEXAS PRACTICE: CRIMINAL PRACTICE AND PROCEDURE § 29.133 (2d ed. 2001) ("Often, a critical issue in a suppression hearing is the factual basis on which an officer acted, that is, the information the officer received and relied upon in making a stop, an arrest, or a search. Where this is the case, the officer's testimony as to what others said is not hearsay because the testimony concerning the out-of-court statement of the declarant is not offered `to prove the truth of the matter asserted' as is necessary to make it hearsay."). Cf. Campbell v. State, 910 S.W.2d 475, 480 (Tex.Crim.App. 1995) (hearsay admissible at suppression hearings to show, e.g., consent, articulable suspicion, or probable cause).
But if the rules of evidence are advisory only, then the failure of the trial court to follow them cannot be deemed erroneous by a reviewing court. "[T]he discretion wielded by the trial court is discretion incapable of abuse." Under these conditions, every objection is "general" and "non-specific," since there is no rule-governed basis to lodge them. And any objection is potentially meritorious; all one has to do, after all, is convince the trial court.
Granados v. State, supra, at 240 (Meyers, J., dissenting).
Second: Even if it could be said with any conviction in a non-rule-governed context that the appellant's objection was "meritless," there was nothing to prevent the State from trying again. There is no reason the State could not have attempted to elicit whatever additional evidence it may have had to support reasonable suspicion in a different form. Because it is difficult to know what it was about the appellant's objection that struck a chord with the trial judge, it is quite possible that the State could have rephrased its question in a way that the trial judge would have found acceptable.
The prosecutor's first question was: "Now, based upon your training and experience, did you have a reasonable belief that the defendant had some kind of contraband in his car?" It is quite plausible to construe this question as seeking Gill's opinion whether, based upon his experience and what little evidence the State had developed up to that point to show reasonable suspicion, his belief that the defendant had contraband in his car was in fact a reasonable one. This is essentially a legal question — one for the judge to decide, not the witness. The appellant's counsel struggled to find the right objection. His first attempt was "speculation." But there would be nothing at all speculative about the officer's opinion that his own belief was reasonable, so it is understandable that the trial court overruled this particular objection.
The prosecutor immediately rephrased the question. This time he asked it in a manner that did not seem to call for the officer's opinion whether the basis for his belief was in fact a legally reasonable one, but simply inquired what the basis for that belief was ("What was that [belief] based on?"). When the appellant's counsel again objected, without specifying a ground ("Objection, Your Honor — "), the trial court apparently cut him off and immediately sustained his objection. It is as if it had finally dawned on the trial judge what the true (if as yet unarticulated) ground for counsel's objection to the previous question was, and she was belatedly ruling on the first, arguably improper question rather than ruling on the second, manifestly proper one.
It is, of course, impossible to know on a cold record. But it could plausibly have happened this way. And if that is the case, it seems that the prosecutor is no less at fault than the appellant for the deficient state of the record with respect to reasonable suspicion. Instead of pressing the matter further, perhaps rephrasing (or simply reiterating) his second question to make it apparent to the trial court that he was no longer asking for Gill's opinion of the reasonableness of his belief, but asking purely for the factual basis for that belief, the prosecutor simply let the matter go and never returned to it. He made no bill of exceptions to have the record show what his properly formulated question would have elicited. By applying estoppel to these facts, the Court grants the State a windfall, assuming that the answer would have provided reasonable suspicion. But even a cursory reading of the record of the brief suppression hearing leaves an impression that there was not much more the State had to offer in the way of a factual basis for Officer's Gill's belief.
Third: In any event, there is reason to hesitate to rely upon Murphy as precedent for the Court's invited error holding here. In Murphy, the trial court ruled that the fruit of a contested search could be admitted at trial because the search had been conducted with the consent of the homeowner, Murphy's aunt. At trial, Murphy successfully interposed a hearsay objection whenever the State attempted to elicit evidence of "the legality of the search." He therefore prevented any fact issue from arising before the jury with respect to the legality of the search, and when he later requested a jury instruction under Article 38.23 of the Code of Criminal Procedure, the trial court denied it. This Court ruled that the appellant was not entitled to the instruction because the evidence did not raise it.
Murphy v. State, supra, at 298.
Id. at 299.
TEX. CODE CRIM. PROC. art. 38.23.
Murphy, supra, at 299.
Id.
In what is arguably dicta, the Court then continued:
Insofar as it may be argued that the State failed to demonstrate before the jury the basis of the legality of the search, the appellant is estopped to complain. He elected to prevent any disputed fact issue from coming before the jury. See and compare Ex parte Guerrero, 521 S.W.2d 613 (Tex.Cr.App.1975; McGee v. State, 486 S.W.2d 942 (Tex.Cr.App. 1972); Cadd v. State, 587 S.W.2d 736 (Tex.Cr.App. 1979); Holmes v. State, 140 Tex.Cr.R. 619, 146 S.W.2d 400 (1940); 5 Tex.Jur.2d, Appeal and Error — Criminal, § 409; 5 Am.Jur.2d, Appeal and Error, §§ 713-719.
Id. at 299-300.
But it is not at all clear that Murphy ever argued that "the State failed to demonstrate before the jury the basis of the legality of the search." All he needed to show to be entitled to an instruction under Article 38.23 was a factual dispute. Absent such a factual dispute, he was not entitled to the instruction under the law. That Murphy himself contributed to the lack of any such dispute by interposing bogus hearsay objections to the State's questioning was incidental to the Court's ultimate disposition.
Moreover, applying the estoppel/invited error doctrine to the facts of Murphy seems a little odd. The doctrine typically applies (as the cases cited in Murphy illustrate) when a defendant requests something of the trial court and then complains on appeal that it was done; or objects to something the trial court proposes to do and then complains on appeal when the trial court desists from doing it. Murphy did not complain on appeal that the trial court erred to sustain his hearsay objections. Nor did the appellant in this case complain on appeal that the trial court sustained his "general" and "unspecified" objection.
See Ex parte Guerrero, supra, at 614 (applicant "invited" error by requesting trial court to stack sentences in improper sequence, and could not claim in habeas proceedings that cumulation order was void); McGee v. State, supra, at 943 (following improper testimony, appellant could not decline curative instruction and then complain on appeal that trial court erred in failing to grant mistrial when curative instruction would have been efficacious); Cadd v. State, supra, at 741 (appellant cannot "invite" trial court to submit a jury charge and then complain of that charge on appeal); Holmes v. State, supra, at 403 (appellant could not object in the trial court to a paragraph in the jury charge and then complain on appeal that the trial court removed it).
Rather than extend the dubious dicta of Murphy to a factually ambiguous scenario, I would simply dismiss the State's first ground for review as moot, in view of my suggested disposition of the State's second ground for review. Because the Court does not, I concur in the result, but do not join the Court's opinion.
MEYERS, J., filed a dissenting opinion.
The State's Petition for Discretionary Review reflects a fundamental misconception of the mechanics and legalities of a pretrial suppression hearing. Unfortunately, the State shows an even greater misunderstanding of the role of the court of appeals in appellate review of the hearing. However, I do admire its powers of persuasion in inducing the majority to not only rescue the State from its ignorance, but to have this Court expand the scope of review of the courts of appeals in dealing with their analyses of suppression hearings.
In this Petition for Discretionary Review, the State's position is presented as such: "the court below erroneously failed to hold [A]ppellant estopped from complaining that the trial court abused its discretion by denying his motion to suppress." What this statement basically presumes is that the court of appeals's authority extended to a review of the logistics of admissibility and preclusion of the evidence the trial court accumulated at the suppression hearing. This is simply not the case.
See State's Petition for Discretionary Review at 11.
A legal sufficiency review has always been (up until now) limited to what evidence the fact-finder relied upon: "an appellate court's review of the record itself is generally limited to the evidence before the trial court at the time of the trial court's ruling." Whitehead v. State, 130 S.W.3d 866, 872 (Tex.Crim.App. 2004). We may not expand the record to make the officers' testimony sufficient by imagining what the State could have shown; and, we "may not re-evaluate the weight and credibility of the record evidence and thereby substitute our judgment for that of the fact-finder." Dewberry v. State, 4 S.W.3d 735, 740 (Tex.Crim.App. 1999).
Unfortunately, the State did not appreciate the tremendous advantage offered it in suppression hearings — the Rules of Evidence do not apply. See TEX.R. EVID. 104(a); Granados v. State, 85 S.W.3d 217, 227 (Tex.Crim.App. 2002). Apparently the suppression hearing herein was conducted by observing all of the traditional rules applicable to a trial.
But the crux of the State's Petition for Discretionary Review is its argument that the court of appeals erred in not recognizing estoppel based on some concept of invited error. While I see a lot of what is considered invited error in the record, I only see the State sending out invitations. It must be remembered that courts of appeals do not review anything but the evidence supporting the trial judge's ruling. The State's brief to the court of appeals tells it best:
The scope of review of a trial court's evidentiary ruling at a hearing on a motion to suppress evidence is ordinarily the evidence before the trial court at the time of the ruling. Willover v. State, 70 S.W.3d 841, 845 (Tex.Crim.App. 2002); Weatherred v. State, 15 S.W.3d 540, 542 (Tex.Crim.App. 2000) (appellate court must review the trial court's ruling in light of what was before the trial court at the time the ruling was made); Hoyos v. State, 982 S.W.2d 419, 422 (Tex.Crim.App. 1998); Hardesty v. State, 667 S.W.2d 130, 133 n. 6 (Tex.Crim.App. 1984).
See State's Appellate Brief at 9.
It is convenient that the majority can evade the limitations of review and hypothesize with such certainty what could-have-been for the State. As the State concedes, the morsels of information in the record do not amount to reasonable suspicion. Based upon the record alone, I would affirm the court of appeals. Therefore, I respectfully dissent.