Summary
holding that under U.S.S.G. § 2K2.1 "the Guidelines permit consideration of [the defendant]'s felony conviction in calculating both his offense level and his criminal history."
Summary of this case from U.S. v. Valenzuela-GuerreroOpinion
No. 94-11015 Summary Calendar.
November 1, 1995.
William A. Bratton, III (Court-appointed), Dallas, TX, for Appellant.
Peter A. Winn, Asst. U.S. Atty., Paul E. Coggins, U.S. Atty., Paul David Macaluso, Asst. U.S. Atty., Dallas, TX, for Appellee.
Appeal from the United States District Court for the Northern District of Texas.
Before GARWOOD, WIENER and PARKER, Circuit Judges.
Appellant, Kedrick Hawkins ("Hawkins") was found guilty by a jury of the offense felon in possession of a firearm in violation of 18 U.S.C. §(s) 922(g)(1). He was sentenced to a term of one-hundred-twenty (120) months in prison, three (3) years supervised release and a $50.00 special assessment. He appealed, bringing two points of error relating to his sentence.
BACKGROUND
Hawkins's presentence report (PSR) stated that Hawkins's crime carried a base offense level of 24 under U.S.S.G. Section(s) 2K2.1(a)(2) because he had two prior felony convictions for crimes of violence, one for aggravated assault and one for theft from a person. The PSR further recommended a two-level enhancement in the offense level under Section(s) 2K2.1(b)(4) because the firearm was stolen. Based on a total offense level of 26 and a criminal history category of VI, Hawkins's guideline imprisonment range was 120 to 150 months. U.S.S.G., Chap. 5, Sentencing Table. The statutory maximum term of imprisonment for felon in possession of a firearm is ten years. 18 U.S.C. Section(s) 922(g)(1).
According to the PSR Hawkins also had a third prior felony conviction for possession of cocaine.
In his written objections to the PSR and at the sentencing hearing, Hawkins argued, inter alia, that his base offense level was incorrectly calculated because his prior state-court conviction for theft from a person was not "a crime of violence" under Section(s) 4B1.2, and that his criminal history category should not have been calculated using all three prior felony convictions because at least one of those convictions had already been taken into account in his offense level as the Section(s) 922(g)(1) predicate felony offense. The district court overruled Hawkins's objections and sentenced him to imprisonment for 120 months — the maximum allowed under the statute, but the lowest possible sentence within the calculated guideline range.
WAS THEFT FROM A PERSON A CRIME OF VIOLENCE?
"This court will uphold a sentence imposed under the Guidelines so long as it is the product of a correct application of the Guidelines to factual findings which are not clearly erroneous." United States v. Jackson, 22 F.3d 583, 584 (5th Cir. 1994). The district court's findings of fact are reviewed for clear error, and its determination of legal principles is reviewed de novo. Id.
Hawkins argues that the district court incorrectly calculated his base offense level because his prior state-court conviction for theft from a person was not "a crime of violence" within the meaning of 4B1.2. Section 2K2.1(a)(2) provides for a base offense level of 24 "if the defendant had at least two prior felony convictions of either a crime of violence or a controlled substance offense[.]" Application note 5 of the Commentary to Section(s) 2K2.1 indicates that "crime of violence" is defined in Section(s) 4B1.2. That section defines crime of violence as "any offense under federal or state law punishable by imprisonment for a term exceeding one year that . . . has as an element the use, attempted use, or threatened use of physical force against the person of another, . . . or otherwise involves conduct that presents a serious potential risk of physical injury to another." U.S.S.G. Section(s) 4B1.2(1). Application note 2 of the Commentary to Section(s) 4B1.2 provides that "[u]nder this section, the conduct of which the individual was convicted is the focus of inquiry."
Hawkins does not contest that his conviction for aggravated assault is a felony conviction for a "crime of violence" for the purposes of Section(s) 4B1.2.
Hawkins asserts that the crime of theft from another person under Tex. Penal Code Section(s) 31.03(e)(4)(B) is not a "crime of violence" because it does not have any of the elements of Section(s) 4B1.2(1). There is no published Fifth Circuit precedent addressing whether theft from a person is a crime of violence for purposes of Section(s) 4B1.2. However, in affirming the district court's detention order in this case, we determined that the crime of theft from a person under Texas criminal law is a "crime of violence" under 18 U.S.C. §(s) 3156(a)(4)(B) of the Bail Reform Act. United States v. Hawkins, No. 94-10414 (5th Cir. June 9, 1994). That provision defines a "crime of violence" as "any . . . offense that is a felony and that, by its nature, involves a substantial risk that physical force against the person or property of another may be used in the course of committing the offense." Hawkins contends that theft from a person is not a crime of violence, especially when read in conjunction with the Texas Penal Code's definition of robbery, because when there is violence in the context of a theft, under Texas law the crime is robbery. This Court noted, however, in the earlier Hawkins opinion that in Earls v. State, 707 S.W.2d 82, 86 (Tex.Crim.App. 1986), the Texas Court of Criminal Appeals described the crime of theft from a person as consisting of "conduct which involves the risk of injury inherent in taking property from a person." See also, Sanders v. State, 664 S.W.2d 705, 707 (Tex.Crim.App. 1982) ("[t]heft from the person includes a risk of injury to the person from whom the property is taken). This Court concluded that theft from a person is a felony crime under the Texas Code that "involves an `inherent' risk of injury to the victim." Hawkins at 5. There is no logical basis for distinguishing the inquiry required by 4B1.2(1)(ii) that would justify reaching a contrary result. Based on this Court's prior ruling in this case and on Texas law, we conclude that the felony theft from a person under Texas law is a crime of violence for purposes of 4B1.2(1).
DOUBLE COUNTING
Hawkins also contends that the district court improperly considered his three prior felony convictions in determining his criminal history category because at least one of those convictions had already been taken into account in his offense level as the Section(s) 922(g)(1) predicate felony offense. The Government points out that three other circuits have determined that prior felony convictions can be used both as the predicate for establishing a defendant's base offense level under 2K2.1(a) and for calculating his criminal history category under Section(s) 4A.1. United States v. Alessandroni, 982 F.2d 419, 420 (10th Cir. 1992) ("[W]e hold that the district court properly used Alessandroni's burglary conviction both as a predicate felony offense under Section(s) 922(g)(1) and to increase the defendant's criminal history score. We believe this holding is consistent with the language and the policies behind the Guidelines."); United States v. Saffeels, 39 F.3d 833 (8th Cir. 1994) (upholding the use of a conviction as an element of Section(s) 924(e)(1) and as part of the defendant's criminal history score); United States v. Wyckoff, 918 F.2d 925, 927 (11th Cir. 1990) (Such "double counting" permissible because "the offense level and criminal history scores embody distinctly separate notions related to sentencing. Whereas the offense level reflects the seriousness of the offense adjusted for relevant conduct, the criminal history score reflects an assessment of the individual and the need to increase his sentence incrementally to deter him from further criminal history.") However, the Government concedes that this question of "double counting" in the context of 922(g)(1) is one of first impression in this circuit.
The Sentencing Guidelines do not forbid all double counting. United States v. Godfrey, 25 F.3d 263, 264 (5th Cir.), cert. denied, ___ U.S. ___, 115 S.Ct. 429 (1994). Double counting is prohibited only if the particular guidelines at issue specifically forbid it. Id.; United States v. Box, 50 F.3d 345, 359 (5th Cir.), cert. denied ___ U.S. ___, 116 S.Ct. 309, ___ L.Ed.2d ___ (1995). Rather than prohibiting double counting, Application note 15 of the Commentary to Section(s) 2K2.1 specifically provides that "[p]rior felony conviction(s) resulting in an increased base offense level under subsection (a)(2) are also counted for purposes of determining criminal history points pursuant to Chapter Four, Part A (Criminal History)." However, Hawkins argues that the Commentary to Section(s) 4A1.2 prohibits the district court from using the same felony conviction in calculating both his offense level and his criminal history category score. Application note 1 of the Commentary to Section(s) 4A1.2 states that a "`[p]rior sentence' means a sentence imposed prior to sentencing on the instant offense, other than a sentence for conduct that is part of the instant offense." According to Hawkins, because at least one of his prior convictions served as a predicate element for Section(s) 922(g)(1), that prior conviction constitutes conduct that is "part of the instant offense" and therefore, should not have been included in his criminal history score. Although this court has not yet addressed this precise issue, the Tenth Circuit has expressly rejected the interpretation of Section(s) 4A1.2 espoused by Hawkins. "By its own terms, Section(s) 4A1.2(a)(1) only precludes the consideration of sentences earlier imposed for "conduct" that is part of the instant offense. But it is not the conduct of committing a prior felony that is an element of Section(s) 922(g)(1); rather, it is the status of being a convicted felon that is an element of Section(s) 922(g)(1)." United States v. Alessandroni, 982 F.2d 419, 421-23 (10th Cir. 1992).
Hawkins cites two Fifth Circuit cases which he contends support his position. In United States v. Thomas, 973 F.2d 1152 (5th Cir. 1992), we stated that the critical inquiry in determining if certain prior conduct is "part of the instant offense" for purposes of 4A1.2(a)(1) is "whether the prior conduct constitutes a `severable, distinct offense' from the offense of conviction. Id. at 1158, quoting United States v. Blumberg, 961 F.2d 787, 792 (8th Cir. 1992). Thomas contended that some of the vehicles involved in his state conviction for theft were also involved in his instant federal conviction for altering VINs. In fact, though some of the vehicles that were part of Thomas's state indictments were involved in the investigation of his federal VIN offense, none of the same vehicles were made part of his federal indictment. We therefore concluded that they were severable, distinct offenses, and that there was no error in the district court's application of Section(s) 4A1.2(a)(1). Thomas, 973 F.2d at 1158. Thomas lends no support to Hawkins's argument.
Second, Hawkins relies on United States v. Ashburn, 20 F.3d 1336 (5th Cir. 1994). The portion of the Ashburn opinion that concerned the issue of double counting for sentencing purposes was vacated by the en banc court in United States v. Ashburn, 38 F.3d 803 (5th Cir. 1994), cert. denied ___ U.S. ___, 115 S.Ct. 1969 (1995). Ashburn was indicted for four counts of bank robbery. He pleaded guilty to two counts, and the government agreed to forgo prosecution of the other two robberies. The district court departed upward from the calculated guideline range, relying in part on the robberies underlying the dismissed counts. The en banc court rejected Ashburn's double counting argument, holding that no statute, guideline section, or Fifth Circuit decision precluded the trial court's consideration of dismissed counts in assessing a defendant's past criminal conduct or the likelihood that he will commit other crimes. Id. at 808. Ashburn lends no merit to Hawkins's position.
We conclude that the Guidelines permit consideration of Hawkins's felony conviction in calculating both his offense level and his criminal history. Because one of the elements of the crime of possession of a firearm under Section(s) 922(g)(1) in that the defendant have a prior felony conviction, one of Hawkins' convictions must be used in calculating his offense level. Although a more difficult question, it is also clear that the conduct that led to the earlier conviction constitutes a severable and distinct offense from the instant conviction, so that it was properly included in calculating Hawkins's criminal history category.
CONCLUSION
For the foregoing reasons, we AFFIRM Hawkins's sentence.
AFFIRMED.