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United States v. Rodriguez-Velasquez

United States Court of Appeals, Eleventh Circuit
Jan 9, 1998
132 F.3d 698 (11th Cir. 1998)

Summary

finding no manifest injustice where the defendant, despite a failure to allocute, received the lowest possible sentence under the guidelines

Summary of this case from U.S. v. Quintana

Opinion

No. 97-5037 Non-Argument Calendar

DECIDED: January 9, 1998

Kenneth M. Swartz, Asst. Federal Public Defender, Kathleen William, Federal Public Defender, Miami, FL, for Defendant-Appellant.

William A. Keefer, U.S. Atty., Dawn Bowen and Adalberto Jordan, Asst. U.S. Attys., Miami, FL, for Plaintiff-Appellee.

Appeal from the United States District Court for the Southern District of Florida

D.C. Docket No. 96-989-CR-JLK

Before TJOFLAT, BARKETT and HUYLL, Circuit Judges.


Defendant/Appellant Guillermo Rodriguez-Velasquez appeals his sentence, alleging that the district court failed to afford him his right of allocution under Federal Rule of Criminal Procedure 32(a)(1)(C). Because Defendant waived his right to appeal that error and no manifest injustice occurred, we AFFIRM Defendant's sentence.

I. BACKGROUND

Defendant Rodriguez-Velasquez pled guilty to a charge of importation of cocaine and was sentenced to thirty-seven months in prison. The Court gave Defendant credit for acceptance of responsibility and sentenced Defendant at the lowest range within the Guidelines. Defendant had no objections to the amount of the prison sentence.

The government concedes that at the sentencing hearing, Defendant was not given an opportunity to exercise his right of allocution. However, the government argues that this Court nonetheless should affirm the sentence because Defendant waived his right to allocute. The district judge specifically asked whether there were any "Jones objections," and Defendant made no objections to the court's failure to afford Defendant the right of allocution:

The Court: Under U.S. versus Jones, is there anything further to be said at this time? . . .

Defendant's Attorney: Nothing further, Judge. No objections on behalf of Jones.

(R. 3-3 to 4) The government argues that this Court should affirm the sentence because Defendant failed to object and the court's denial of Defendant's right of allocution was not "manifest injustice" under the facts here.

II. DISCUSSION [7] A. The Effect of Jones on Denial of the Right to Allocute

The government relies on United States v. Jones, 899 F.2d 1097 (11th Cir. 1990), overruled on other grounds, United States v. Morrill, 984 F.2d 1136 (11th Cir. 1993) (en banc), which held that "[w]here the district court has offered the opportunity to object and a party is silent or fails to state the grounds for objection, objections to the sentence will be waived for purposes of appeal, and this court will not entertain an appeal based upon such objections unless refusal to do so would result in manifest injustice." Id. at 1103.

The only published Eleventh Circuit opinion this panel could locate addressing the effect of Jones on the right of allocution is United States v. Tamayo, 80 F.3d 1514 (11th Cir. 1996). In the resentencing hearing in Tamayo, the district court did not give the defendant an opportunity to allocute; however, the defendant failed to object. Id. at 1521. On appeal, this Court applied Jones's standard of review, holding that the defendant had waived his right to allocute and affirming absent any showing of "manifest injustice." Id. at 1521.

As Defendant notes, in two other recently published opinions, this Court summarily remanded cases for resentencing because of the district courts' failure to afford the defendants the right of allocution. United States v. Phillips, 936 F.2d 1252, 1255-56 (11th Cir. 1991) (rejecting the government's argument that addressing the defendant's counsel was sufficient); United States v. Taylor, 11 F.3d 149, 152 (11th Cir. 1994) (holding that in "proceedings that impose a new sentence after vacation of the original sentence . . . the defendant has a right to be present and allocute"); see also United States v. Medina, 90 F.3d 459, 465 n. 8 (11th Cir. 1996) (explaining in a footnote unessential to its holding that "[f]ailing to address a defendant personally or failing to give a defendant the opportunity to make a statement requires resentencing"). However, in those cases, the government did not contend that the defendant had waived his right to allocute, and this Court did not discuss the effect of Jones on the right to allocute. Thus the only Eleventh Circuit case to address directly the issue here holds that a defendant's failure to raise his right to allocute as a Jones objection constitutes waiver of that right. Tamayo, 80 F.3d at 1521.

The government perceives Tamayo to be inconsistent with Phillips and Taylor, but that inconsistency is more apparent than real. In any event, this panel is obliged "if at all possible, to distill from apparently conflicting prior panel decisions a basis of reconciliation and to apply that reconciled rule." United States v. Hogan, 986 F.2d 1364, 1369 (11th Cir. 1993). The best basis of reconciliation between the cases is that only Tamayo discusses the effect of Jones on the right to allocute.

In this case, the district court specifically asked for any Jones objections when sentencing Defendant Rodriguez-Velasquez, and Defendant did not mention his right of allocution. Thus, under Jones, Defendant waived his right to appeal the denial of his right of allocution. Once a defendant has waived his right to allocute by failing to raise it as a Jones objection, this Court will remand for resentencing only if manifest injustice would result otherwise. Tamayo, 80 F.3d at 1521.

A. Application of the "Manifest Injustice" Standard

In applying the "manifest injustice" standard in Tamayo, this Court explained "that a trial court's failure to allow a defendant to allocute at sentencing is neither a constitutional error nor . . . `a fundamental defect which inherently results in a complete miscarriage of justice, nor an omission inconsistent with the rudimentary demands of fair procedure." Id. at 1521-22 (citing Hill v. United States, 368 U.S. 424, 428 (1962)). Turning to the facts of the particular case, the Tamayo court noted that the defendant was given an opportunity to allocute at his original sentencing, that the resentencing was limited in scope, and that the defendant failed to take advantage of the district court's invitation to file supplemental authority and objections within ten days of the resentencing hearing. Id. at 1522. The court thus found no "manifest injustice" and no reversible error. Id.

In this case, Defendant Rodriguez-Velasquez raised no objections to the amount of the sentence and was given the lowest possible sentence within the Guidelines. Thus, denying Defendant his right of allocution was harmless error and not "manifest injustice." We therefore AFFIRM Defendant's sentence.


Summaries of

United States v. Rodriguez-Velasquez

United States Court of Appeals, Eleventh Circuit
Jan 9, 1998
132 F.3d 698 (11th Cir. 1998)

finding no manifest injustice where the defendant, despite a failure to allocute, received the lowest possible sentence under the guidelines

Summary of this case from U.S. v. Quintana

recognizing defendant's waiver of right of allocution

Summary of this case from United States v. Jones

explaining that we affirm the district court's ruling if the defendant waived his right to appeal and no manifest injustice occurred

Summary of this case from U.S. v. Martinez-Barrera
Case details for

United States v. Rodriguez-Velasquez

Case Details

Full title:UNITED STATES OF AMERICA, Plaintiff-Appellee, v. GUILLERMO…

Court:United States Court of Appeals, Eleventh Circuit

Date published: Jan 9, 1998

Citations

132 F.3d 698 (11th Cir. 1998)

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