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United States v. Hernandez-Castro

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Feb 25, 2016
814 F.3d 1044 (9th Cir. 2016)

Summary

reviewing the defendant's claim that the government breached the plea agreement for plain error because the defendant "did not raise this argument at sentencing."

Summary of this case from United States v. Smith

Opinion

No. 14–10497.

02-25-2016

UNITED STATES of America, Plaintiff–Appellee, v. Rosa Isela HERNANDEZ–CASTRO, Defendant–Appellant.

Brenda Dabdoub, Tucson, AZ, for Defendant–Appellant. Christina M. Cabanillas (argued), Assistant United States Attorney; John S. Leonardo, United States Attorney; Robert L. Miskell Appellate Chief, Tucson, AZ, for Plaintiff–Appellee.


Brenda Dabdoub, Tucson, AZ, for Defendant–Appellant.

Christina M. Cabanillas (argued), Assistant United States Attorney; John S. Leonardo, United States Attorney; Robert L. Miskell Appellate Chief, Tucson, AZ, for Plaintiff–Appellee.

OPINION

MELLOY, Circuit Judge:

Rosa Hernandez–Castro appeals her sentence of 46 months after pleading guilty to Conspiracy to Possess with Intent to Distribute Heroin. Hernandez–Castro argues the district court erred by imposing a two-level downward departure under U.S.S.G. § 5K3.1 (fast track), instead of the four-level departure set forth in her Federal Rule of Criminal Procedure 11(c)(1)(C) plea agreement. Hernandez–Castro further argues the government breached her plea agreement, thereby invalidating her appeal waiver. We reject Hernandez–Castro's arguments, holding the government did not breach her plea agreement. We therefore enforce her appeal waiver and dismiss her appeal.

I.

In Hernandez–Castro's plea agreement, the parties “stipulate and agree” to a four-level downward departure based on fast track, U.S.S.G. § 5K3.1, and a two-level enhancement for use of a minor to avoid detection, U.S.S.G. § 3B1.4. The parties also “stipulate and agree” to a sentencing range of “57 to 71 months imprisonment if defendant's Criminal History Category is I.” At sentencing, the district court calculated 57 to 71 months as the Guidelines sentencing range but did not apply the two-level enhancement for use of a minor to avoid detection, which was rejected in the PSR. The district court also departed only two levels for fast track based on the “government's motion,” although the government had not actually moved for such a departure. Neither party objected to the court's finding.

The district court then granted Hernandez–Castro an additional “two-level downward variance” based on an anticipated amendment to the Drug Quantity Table, resulting in an offense level of 23 and a sentencing range of 46 to 57 months. Before the court pronounced a sentence, the government stated that “a sentence at the low end of the range” of 46 to 57 months would be sufficient. The court sentenced Hernandez–Castro to 46 months.

Hernandez–Castro filed a Rule 35 motion, which the district court denied. On appeal, Hernandez–Castro concedes her Rule 35 motion was based on the mistaken belief that the court incorrectly applied the two-level enhancement for use of a minor to avoid detection.

II.

Hernandez–Castro waived her right to appeal her sentence as part of her negotiated plea agreement if her sentence “is consistent with” the plea agreement. The plea agreement provides that “[t]he sentence is in accordance with this agreement if the sentence imposed is within the stipulated range or below the stipulated range if the Court grants a variance.” The district court sentenced Hernandez–Castro to 46 months, which was “below the stipulated range” after the court “grant[ed] a variance.” Thus, unless an exception to the appellate waiver applies, Hernandez–Castro waived her right to appeal. See United States v. Bolinger, 940 F.2d 478, 480 (9th Cir.1991) (rejecting the defendant's attempt to circumvent his appeal waiver because the defendant's sentence did not exceed the plea agreement's 36–month cap); see also United States v. Medina–Carrasco, 806 F.3d 1205, 1209–10 (9th Cir.2015) (finding that the phrase “in accordance with” the plea agreement “requires only that the ultimate sentence fall within the broad range authorized by the plea agreement” and rejecting the defendant's alternative interpretation that “the phrase also could be read to require that any sentence imposed rest on a correct guidelines calculation”).

A defendant is released from his or her appeal waiver if the government breaches the plea agreement. See United States v. Gonzalez, 16 F.3d 985, 989–90 (9th Cir.1993). Hernandez–Castro argues that the government breached her plea agreement by not objecting when the district court granted only a two-level departure for fast track (rather than the four-level departure in the agreement). We review for plain error because Hernandez– Castro did not raise this argument at sentencing. See Puckett v. United States, 556 U.S. 129, 135, 129 S.Ct. 1423, 173 L.Ed.2d 266 (2009). We conclude no plain error occurred.

Hernandez–Castro cites United States v. Camarillo–Tello, 236 F.3d 1024 (9th Cir.2001), in support of her contention. In Camarillo–Tello, an illegal re-entry case, the defendant's plea agreement provided that “[t]he government will recommend ” a four-level downward adjustment to his offense level if the defendant stipulated to removal, waived any appeal, and participated in the fast track program. Id. at 1025 (emphasis added). On appeal, under de novo review, this Court held the government breached the defendant's plea agreement: (1) by failing to include in its sentencing memorandum all the reasons in the defendant's plea agreement for the recommended four-level departure for fast track; and (2) by failing at sentencing to orally recommend the four-level departure and instead altering its recommendation by endorsing a two-level departure. Id. at 1027.

Camarillo–Tello is distinguishable because today we review for plain error. Unlike the plea agreement in Camarillo–Tello, Hernandez–Castro's plea agreement does not indicate the government “will recommend” the four-level departure for fast track. Rather, paragraph eight of her plea agreement provides “the parties stipulate and agree that the following guideline calculations are appropriate for the charge for which the defendant is pleading guilty.” That language is sufficiently distinct from the language obligating government action in Camarillo–Tello for us to conclude no plain error occurred here. In addition, the government here did not alter its recommendation at sentencing. Consistent with Hernandez–Castro's plea agreement, the government recommended “a sentence at the low end of the range” of 46 to 57 months. If anything, the government altered its recommendation in Hernandez–Castro's favor by recommending a sentence at the low end of a range lower than that provided for in the plea agreement, indicating its preference for a more lenient, not a “harsher,” sentence. Cf. Camarillo–Tello, 236 F.3d at 1027 (noting that a prosecutor's promise in a plea agreement “is not fulfilled if, while making the recommendation, the prosecutor contradicts that recommendation with statements indicating a preference for a harsher sentence”).

III.

Because we hold the government did not breach Hernandez–Castro's plea agreement, we enforce her appellate waiver and dismiss her appeal.

DISMISSED.


Summaries of

United States v. Hernandez-Castro

UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT
Feb 25, 2016
814 F.3d 1044 (9th Cir. 2016)

reviewing the defendant's claim that the government breached the plea agreement for plain error because the defendant "did not raise this argument at sentencing."

Summary of this case from United States v. Smith
Case details for

United States v. Hernandez-Castro

Case Details

Full title:UNITED STATES OF AMERICA, Plaintiff-Appellee, v. ROSA ISELA…

Court:UNITED STATES COURT OF APPEALS FOR THE NINTH CIRCUIT

Date published: Feb 25, 2016

Citations

814 F.3d 1044 (9th Cir. 2016)
16 Cal. Daily Op. Serv. 2052
2016 Daily Journal D.A.R. 1904

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