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United States v. Gunn

United States Court of Appeals For the Seventh Circuit
Nov 20, 2020
980 F.3d 1178 (7th Cir. 2020)

Summary

holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

Summary of this case from States v. Bell

Opinion

No. 20-1959

11-20-2020

UNITED STATES of America, Plaintiff-Appellee, v. Tequila J. GUNN, Defendant-Appellant.

Ronald Len Hanna, Attorney, Office of the United States Attorney, Peoria, IL, for Plaintiff-Appellee. Peter W. Henderson, Attorney, Office of the Federal Public Defender, Urbana, IL, for Defendant-Appellant.


Ronald Len Hanna, Attorney, Office of the United States Attorney, Peoria, IL, for Plaintiff-Appellee.

Peter W. Henderson, Attorney, Office of the Federal Public Defender, Urbana, IL, for Defendant-Appellant.

Before Easterbrook, Hamilton, and St. Eve, Circuit Judges.

Easterbrook, Circuit Judge. Federal judges have long been able to release prisoners for compassionate reasons such as terminal illness. Until recently that authority depended on a motion by the Bureau of Prisons. But in 2018 the First Step Act created a judicial power to grant compassionate release on a prisoner's own request, provided that the prisoner first allowed the Bureau to review the request and make a recommendation (or it let 30 days pass in silence). 18 U.S.C. § 3582(c)(1)(A). Subsection (c) now reads:

The court may not modify a term of imprisonment once it has been imposed except that—

(1) in any case—

(A) the court, upon motion of the Director of the Bureau of Prisons, or upon motion of the defendant after the defendant has fully exhausted all administrative rights to appeal a failure of the Bureau of Prisons to bring a motion on the defendant's behalf or the lapse of 30 days from the receipt of such a request by the warden of the defendant's facility, whichever is earlier, may reduce the term of imprisonment (and may impose a term of probation or supervised release with or without conditions that does not exceed the unserved portion of the original term of imprisonment), after considering the factors set forth in section 3553(a) to the extent that they are applicable, if it finds that—

(i) extraordinary and compelling reasons warrant such a reduction; or

(ii) the defendant is at least 70 years of age, has served at least 30 years in prison, pursuant to a sentence imposed under section 3559(c), for the offense or offenses for which the defendant is currently imprisoned, and a determination has been made by the Director of the Bureau of Prisons that the defendant is not a danger to the safety of any other person or the community, as provided under section 3142(g);

and that such a reduction is consistent with applicable policy statements issued by the Sentencing Commission[.]

Tequila Gunn's sentence for drug and firearm offenses runs through March 2024. She asked a court to order her release under § 3582(c)(1)(A) on the ground that, because of her age (62) and medical condition, she faces extra risks should she contract COVID-19. Gunn sought administrative relief but came to court before the Director had replied or 30 days had run. Yet on appeal the United States has not invoked the statute's exhaustion requirement, thus forfeiting its benefit. Failure to exhaust administrative remedies is an affirmative defense, see Jones v. Bock , 549 U.S. 199, 216, 127 S.Ct. 910, 166 L.Ed.2d 798 (2007) ; Weinberger v. Salfi , 422 U.S. 749, 767, 95 S.Ct. 2457, 45 L.Ed.2d 522 (1975), not a jurisdictional issue that the court must reach even if the litigants elect not to raise it.

The district court denied Gunn's motion, ruling that the subsection's final language—"that such a reduction is consistent with applicable policy statements issued by the Sentencing Commission"—prevents judges from granting compassionate release at the request of a prisoner in Gunn's position. That is so because the Sentencing Commission has not updated its policy statements to implement the First Step Act. (It can't, because it lacks a quorum.)

The most recent Guidelines Manual has a policy statement, U.S.S.G. § 1B1.13, implementing the compassionate-release statute. But this policy statement begins "Upon motion of the Director of the Bureau of Prisons". The judge added that the commentary to § 1B1.13, which defines "extraordinary and compelling reasons", is conclusive against Gunn even if the main text of § 1B1.13 is not. Application Note 1(A), which addresses medical conditions, covers only prisoners who suffer from certain medical problems, not those who fear that they may contract a disease; and Application Note 1(D), which addresses other extraordinary circumstances, reads:

As determined by the Director of the Bureau of Prisons, there exists in the defendant's case an extraordinary and compelling reason other than, or in combination with, the reasons described in subdivisions (A) through (C).

So the catchall clause in Application Note 1(D) depends on a determination or motion of the Director, and Gunn's request depends on the catchall clause. This makes § 1B1.13 inapplicable to Gunn, the judge concluded, and nixes her request.

Like the Second Circuit, see United States v. Brooker , 976 F.3d 228 (2d Cir. 2020), we disagree with this reading of the statute's trailing paragraph. It says that a reduction must be "consistent with" all "applicable" policy statements. Section 1B1.13 addresses motions and determinations of the Director, not motions by prisoners. In other words, the Sentencing Commission has not yet issued a policy statement "applicable" to Gunn's request. And because the Guidelines Manual lacks an applicable policy statement, the trailing paragraph of § 3582(c)(1)(A) does not curtail a district judge's discretion. Any decision is "consistent with" a nonexistent policy statement. "Consistent with" differs from "authorized by".

The Department of Justice protests that this leaves district judges free to invent their own policies about compassionate release. Like the Second Circuit, we do not see the absence of an applicable policy statement as creating a sort of Wild West in court, with every district judge having an idiosyncratic release policy. The statute itself sets the standard: only "extraordinary and compelling reasons" justify the release of a prisoner who is outside the scope of § 3582(c)(1)(A)(ii). The substantive aspects of the Sentencing Commission's analysis in § 1B1.13 and its Application Notes provide a working definition of "extraordinary and compelling reasons"; a judge who strikes off on a different path risks an appellate holding that judicial discretion has been abused. In this way the Commission's analysis can guide discretion without being conclusive. Cf. Gall v. United States , 552 U.S. 38, 49–50, 128 S.Ct. 586, 169 L.Ed.2d 445 (2007) ; Kimbrough v. United States , 552 U.S. 85, 128 S.Ct. 558, 169 L.Ed.2d 481 (2007).

It is true that a judge acting on a prisoner's motion may lack the advice of the Director, contemplated by Application Note 1(D), about whether some novel "extraordinary and compelling reason" exists. Yet the First Step Act does not muzzle the Director; to the contrary, it gives the Director at least 30 days to articulate the Bureau of Prisons’ decision and rationale. We expect that district judges will give the Director's analysis substantial weight, even though under the First Step Act the Director's views are not controlling. Like the district court, we hope that the Sentencing Commission's ability to revise its guidelines and policy statements will be restored by the appointment of additional members. Until that happens and § 1B1.13 is amended, however, the Guidelines Manual lacks an "applicable" policy statement covering prisoner-initiated applications for compassionate release. District judges must operate under the statutory criteria—"extraordinary and compelling reasons"—subject to deferential appellate review.

The district court's decision is vacated, and the case is remanded with instructions to resolve Gunn's motion under the statutory standard.


Summaries of

United States v. Gunn

United States Court of Appeals For the Seventh Circuit
Nov 20, 2020
980 F.3d 1178 (7th Cir. 2020)

holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

Summary of this case from States v. Bell

holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

Summary of this case from United States v. Fredericks

holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

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holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

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holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

Summary of this case from United States v. Arndt

holding that "[f]ailure to exhaust administrative remedies is an affirmative defense," and that the government waived such a defense on appeal by not invoking it

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holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

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holding that U.S.S.G. § 1B1.13 is not binding on courts considering motions filed by defendants under 18 U.S.C. § 3582(c)

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holding that exhaustion requirement under § 3582(c) is not jurisdictional and that the government loses the benefits of the defense if it fails to properly invoke it

Summary of this case from United States v. Schoonover

holding that the policy statement is nonbinding but observing that "the Commission's analysis can guide discretion without being conclusive"

Summary of this case from United States v. Clayton

holding that because § 1B1.13 addresses motions and determinations of the Director of the BOP and not criminal defendants, "the Sentencing Commission has not yet issued a policy statement 'applicable' to [the defendant's] request"

Summary of this case from United States v. Lynn

finding that the policy statement is not binding but could be a useful guide

Summary of this case from United States v. Fields

finding the substantive aspects of U.S.S.G. § 1B1.13 and its Application Notes provide a "working definition" of "extraordinary and compelling reasons" that can guide a court's discretion without being conclusive

Summary of this case from United States v. Hite

determining that there is no current "applicable" policy statement covering prisoner-initiated applications for compassionate release

Summary of this case from United States v. Tinsley

determining that there is no current "applicable" policy statement covering prisoner-initiated applications for compassionate release

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vacating and remanding district court's denial of compassionate release motion based in part on the severity of defendant's § 924(c) sentence

Summary of this case from United States v. Briggs

vacating and remanding district court's denial of compassionate release motion based in part on the severity of defendant's § 924(c) sentence

Summary of this case from United States v. Ezell

rejecting the argument that the lack of an applicable policy statement "leaves district judges free to invent their own policies about compassionate release"

Summary of this case from United States v. Kurzynowski

In Gunn, we explained that § 1B1.13 may still be instructive to district courts as long as courts do not treat it as binding.

Summary of this case from United States v. Kurzynowski

In Gunn, we concluded that while the policy statement could serve as a guide to district courts, it was binding only on compassionate release motions made by the Director of the Bureau of Prisons.

Summary of this case from United States v. Thacker

In Gunn, we decided that under the First Step Act, the Commission's earlier and still unchanged policy statements, which were written to fit a quite different statute, are no longer "applicable" and no longer limit the availability of compassionate release.

Summary of this case from United States v. Black

remanding to district court for resolution of compassionate release motion under statutory standard after holding that U.S.S.G. § 1B1.13 is inapplicable

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suggesting deferential review of district court orders deciding motions for compassionate release

Summary of this case from United States v. Joiner

explaining that although the Sentencing Commission's policy statements predate the First Step Act, "the Commission's analysis can guide discretion without being conclusive"

Summary of this case from United States v. Fisher

explaining that § 3582(c) permits courts "to grant compassionate release on a prisoner's own request, provided that the prisoner first allowed the Bureau [of Prisons] to review the request and make a recommendation (or it let 30 days pass in silence)"

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Case details for

United States v. Gunn

Case Details

Full title:UNITED STATES OF AMERICA, Plain tiff-Appellee, v. TEQUILA J. GUNN…

Court:United States Court of Appeals For the Seventh Circuit

Date published: Nov 20, 2020

Citations

980 F.3d 1178 (7th Cir. 2020)

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