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United States v. Goldstein

UNITED STATES DISTRICT COURT DISTRICT OF NEVADA
Sep 25, 2013
Case No.: 2:10-cr-00525-JAD-PAL (D. Nev. Sep. 25, 2013)

Opinion

Case No.: 2:10-cr-00525-JAD-PAL

2013-09-25

United States of America, Plaintiff v. Frank Goldstein, Defendants


Order Approving Report of

Findings and Recommendation [Doc. 138] and

Granting in Part and Denying in Part

Defendant's Motion to Suppress Statements

Obtained in Violation of the Fifth

Amendment [Doc. 123]

Before the Court for consideration is the Report and Recommendation that United States Magistrate Judge Peggy A. Leen entered on October 29, 2012. Doc. 138. Judge Leen recommends that Defendant Frank Goldstein's Supplement to Defendant's Pro Per Motion to Suppress Statements Obtained in Violation of the Fifth Amendment be granted in part and denied in part. Doc. 123. Defendant filed an Objection to the Report and Recommendation on November 13, 2012, Doc. 145, to which the Government responded on November 13, 2012. Doc. 151. Defendant replied on November 20, 2012. Doc. 149.

Goldstein is charged with carjacking a vehicle from a Bank of America drivethrough ATM, with attempted robbery at Victory Pharmacy in Las Vegas, and with using a firearm in committing each of these crimes. Doc. 1, 1-3. During a skirmish with the pharmacist, Goldstein was shot in the buttocks area, but he fled and proceeded to lead the Las Vegas Metropolitan Police Department on a high-speed chase. Doc. 150 at 40-41. He drove erratically, entered and exited the freeway twice, hit a parked car, and a second collision stopped the vehicle altogether. Doc. 122, 2; Doc. 127, 2-3.

Officer Alan Dong removed Goldstein from the vehicle, took him into custody, and called for emergency medical services. Doc. 150, 9-10. Goldstein was screaming and apologetic: he said was sorry for what he did, that it was a stupid thing to do, and that he wanted Officer Dong to call his wife. Id. at 11, 15. The officer then noticed an empty gun holster on the ground and asked Goldstein about the whereabouts of the gun. Id. at 11. The officer continued to ask Goldstein questions during the approximately five to eight minutes between Goldstein's apprehension and the reading of his Miranda rights by another officer, Officer Balsassare. Id. at 37. Goldstein indicated he understood his Miranda rights and, after further questioning, said the gun was at the pharmacy. Id. at 14-16.

Emergency medical responders then arrived, briefly treated Goldstein, and transferred him into an ambulance for transport to the hospital. Id. at 17-18. Officer Dong rode in the ambulance with Goldstein and made an audio recording of their conversation during which Goldstein responded to Officer Dong's questions with inculpatory statements about the charged carjacking and robbery attempt until Goldstein eventually said that he did not want to talk anymore. Mot. Hr'g, Oct. 16, 2012, Gov't Ex. 1, Tr. of Oct. 5, 2010 Ambulance Statements (hereinafter "Ex. 1"); Mot. Hr'g, Oct. 16, 2012, Gov't Ex. 2, Audio Recording of Oct. 5, 2010 Ambulance Statements (hereinafter "Ex. 2"). Officer Dong then asked whether Goldstein wanted a lawyer, Goldstein responded that he did, and the interrogation inside the ambulance ended. Id.

Defendant's motion seeks to suppress statements he made to police during three intervals: (1) those made between apprehension and the administration of Miranda warnings minutes later, (2) those made between Miranda warnings and invocation of the right to counsel, and (3) those made after invocation of the right to counsel. Defendant contends that his pre-Miranda statements are inadmissible because they were the result of custodial interrogation. He challenges his post-Miranda statements as inadmissible on the basis that he did not knowingly and voluntarily waive his rights under Miranda v. Arizona, 384 U.S. 436 (1966), or Mincey v. Arizona, 437 U. S. 385 (1978). And he claims that the statements made at the hospital should be suppressed under Edwards v. Arizona, 451 U.S. 477 (1981), because he had invoked his right to counsel. Finally, he claims that all of his statements should be inadmissible because the police conduct was so outrageous that it shocks the conscience as contemplated by Rochin v. California, 342 U.S. 165 (1952).

The issues were narrowed through extensive briefing, oral argument, and an evidentiary hearing. The Government agreed that Goldstein was in custody from the moment of his post-highspeed-car-chase apprehension from the then-wrecked vehicle, Doc. 150 at 96, and it agreed that the post-invocation-of-counsel statements will not be used. Doc. 128 at 7, Doc. 150 at 85:5-18, Doc. 152 at 3 n.1. Thus, at the time the Magistrate Judge issued her Report of Findings and Recommendation, Doc. 138, the issues were: (1) the admissibility of the pre-Miranda statements, (2) the voluntariness of the statements made after Mirandizing and before invocation of the right to counsel, and (3) whether the police acted outrageously under Rochin. The Magistrate Judge found that all of Goldstein's pre-Miranda statements should be suppressed because "the government did not meet its burden of establishing" a Miranda exception. Doc. 138 at 14. She found that "under the totality of the circumstances, Goldstein's post-Miranda statements to Officer Dong at the scene and in the ambulance en route to the hospital were voluntary" and, thus, the government "met its burden of showing, by a preponderance of the evidence, that Goldstein received and knowingly and intelligently waived his Miranda rights," and that waiver "was the result of free and deliberate choice" with "the cognitive capacity to understand and waive" those rights. Id. at 16. The Magistrate Judge recommended that Goldstein's pre-Miranda statements be suppressed and all others made before Goldstein's invocation of the right to counsel be admitted. Id.

Except for a few scant paragraphs, Goldstein's objection, Doc. 145, is a verbatim refiling of the Supplement to his Pro Per Motion to Suppress, Doc. 123, and the very same text is regurgitated verbatim yet again in Goldstein's reply in support of that objection. Doc. 153. By the few new passages in these documents, Goldstein objects to the Report and Recommendation by claiming that Officer Dong's testimony about the Mirandizing of Goldstein was "suspect at best, and is really better characterized as entirely implausible," Doc. 145 at 12, that "the Magistrate Judge failed to give proper weight to Goldstein's mental and emotional impairments when assessing the voluntariness of his statement" and his Miranda waiver, id. at 2, and that the Magistrate Judge erred by not addressing Goldstein's Rochin argument because the police conduct here "shocks the conscience." Id. at 14.

This Court has conducted a de novo review of the record in this case in accordance with 28 U.S.C. § 636 (b)(1)(C), Federal Rule of Criminal Procedure 59(b)(3), and Local Rule 3-2, including but not limited to a careful review of the transcript of the October 16, 2012, hearing and thorough consideration of all exhibits admitted therein. The Court determines that Judge Leen's recommendation will be ACCEPTED. Defendant Goldstein's Motion to Suppress will therefore be GRANTED in part and DENIED in part as set forth below.

I.


Discussion

A. Goldstein's Pre-Miranda Statements

The Fifth Amendment recognizes a defendant's right not to "be compelled in any criminal case to be a witness against himself." U.S. CONST. amend V. "The prosecution may not use statements, whether exculpatory or inculpatory, stemming from custodial interrogation of the defendant unless it demonstrates the use of procedural safeguards effective to secure the privilege against self-incrimination." Miranda, 384 U.S. at 444. Those procedural safeguards are commonly known as Miranda warnings, which are required when a defendant is subjected to custodial interrogation. Allen v. Roe, 305 F.3d 1046, 1050 (9th Cir. 2002).

The parties to this case do not dispute that Goldstein was in custody from the moment he was removed from the vehicle. The government also established that Goldstein was Mirandized within several minutes of being removed from the vehicle. Doc. 150 at 12-15, 43-45. The first Fifth Amendment issue concerns the nature and admissibility of Goldstein's pre-Miranda statements. The Magistrate Judge found that all of Goldstein's statements to Officer Dong prior to Miranda warnings should be suppressed because "the testimony glossed over which of Goldstein's statements were spontaneous and which were in response to explicit questions." Doc. 138. Upon de novo review of the testimony, the Court agrees.

1. Possibly spontaneous statements

Miranda's safeguards are triggered "whenever a person in custody is subjected to either express questioning or its functional equivalent." Rhode Island v. Innis, 446 U.S. 291, 301 (1980). Voluntary statements made spontaneously and not in response to custodial interrogation are not subject to suppression under Miranda. Id. Officer Dong testified that, when he removed Goldstein from the vehicle, Goldstein "was basically screaming that he was sorry, and he did a stupid thing, and he wanted [the officer] to call his wife." Doc. 150 at 11:4-8. Spontaneous, uncoerced statements may be exempted from exclusion because they are not the product of custodial interrogation. See United States v. Wauneka, 770 F.2d 1434, 1438 (9th Cir. 1985) (writing that "[t]he procedural protections afforded by Miranda . . . are designed to secure an accused's privilege against self-incrimination and are triggered only in the event of a custodial interrogation."). However, the government has not met its burden of demonstrating that these statements were not made in response to direct questions, as Officer Dong also testified that he asked a number of general questions of Goldstein before he was Mirandized. See Doc. 150 at 55. Thus, whether these statements were spontaneous was not sufficiently established to permit their admission at trial.

2. Questions about the whereabouts of the gun

"Under the public safety exception, Miranda warnings need not be given when 'police officers ask questions reasonably prompted by a concern for the public safety.'" Allen, 305 F.3d at 1050 (quoting New York v. Quarles, 467 U.S. 649, 656 (1984)). "This exception applies to exigencies involving the safety of both the public at large and the officers on the scene." United States v. DeSantis, 870 F.2d 536, 539 (9th Cir. 1989) (citing New York v. Quarles, 467 U.S. 649, 658-59 (1984)). For the public safety exception to apply, there must have been "an objectively reasonable need to protect the police or the public from immediate danger." United States v. Carrillo, 16 F.3d 1046, 1049 (9th Cir.1994) (citations omitted) (internal quotation marks omitted). "That is, the police must reasonably believe that there is a serious likelihood of harm to the public or fellow officers." Allen, 305 F.3d at 1050.

Officer Dong testified that he "observed a—holster—soft-shelled holster on the ground" and "asked the subject where the gun was, fearing for [the Officer's own] safety and the safety of others. [Goldstein] said the gun was in a safe place." Doc. 150 at 11:10-14. The government neither sufficiently distinguished this portion of the pre-Miranda questions from the rest of the custodial interrogation nor demonstrated that such questions were prompted by the officer's safety concerns and that those concerns were reasonable, particularly considering that Goldstein had been removed from the vehicle and handcuffed. See Doc. 150 at 10, 55. The government, therefore, did not show that any pre-Miranda statements should come in under the public safety exception. Accordingly, the Court agrees with the Magistrate Judge that any statement Goldstein made before he was read his Miranda rights should be suppressed. B. Goldstein's Post-Miranda Statements

Before a court may introduce statements made by a suspect in custody and under interrogation, the government has the burden of proving, by a preponderance of the evidence, that the defendant has voluntarily, knowingly, and intelligently waived his Miranda rights. See Colorado v. Spring, 479 U.S. 564, 573 (1987); Colorado v. Connelly, 479 U.S. 157, 168 (1986). The government satisfies its burden if it makes two prerequisite showings. First, the relinquishment of the right must have been voluntary in the sense that it was the product of "a free and deliberate choice rather than coercion or improper inducement." United States v. Shi, 525 F.3d 709, 728 (9th Cir. 2008) (quoting United States v. Doe, 155 F.3d 1070, 1074 (9th Cir. 1998)). Second, the waiver must have been made "knowingly" and "intelligently." Only if the "totality of the circumstances surrounding the interrogation" reveal both an uncoerced choice and the requisite level of comprehension may a court properly conclude that the Miranda rights have been waived. Moran v. Burbine, 475 U.S. 412, 421 (1986) (citation omitted). Goldstein contends that his post-Miranda statements are inadmissible because the evidence that Goldstein "was read a proper Miranda warning" was "suspect at best, and is really better characterized as entirely implausible." Doc. 145 at 12. He also argues that his mental, emotional, and physical condition and the "chaotic" nature of the scene prevented his waiver from being knowing and voluntary. Id. at 12-13. This Court finds that the government proved by a preponderance of the evidence that the totality of the circumstances demonstrates that Goldstein's Miranda waiver and his post-Miranda statements were made voluntarily, knowingly, and intelligently.

1. The reading of Miranda rights

Goldstein's claim that the evidence that he was read a proper Miranda warning is "suspect at best" and "really better characterized as entirely implausible" is unsupportable. The only evidence in the record about the Mirandizing of Goldstein is Officer Dong's unrefuted testimony that Officer Baldassare read Goldstein the warning straight from the standard, Metro Academy-issued card that stated:

1. You have the right to remain silent. 2. Anything you say can be used against you in a court of law. 3. You have the right to the presence of an attorney. 4. If you cannot afford an attorney, one will be appointed before questioning. 5. Do you understand these rights?
Doc. 150 at 12-14. Officer Dong testified that he saw Officer Baldassare read those rights directly from the card as he was "actually in front of Officer Baldassare with Mr. Goldstein" while Baldassare was reading the card and that he was "absolutely sure" that the card read to Goldstein "was identical to the one" read in court. Id. at 43-45. And he testified that Goldstein responded with a simple "yes" at the end of the "Do you understand these rights?" question. Id. at 15, 45. The record is clear in this regard, and, with this testimony, the government has satisfied its burden of demonstrating that a proper Miranda warning was provided. See Miranda, 384 U.S. at 479 (requiring that "[h]e must be warned prior to any questioning that he has the right to remain silent, that anything he says can be used against him in a court of law, that he has the right to the presence of an attorney, and that if he cannot afford an attorney one will be appointed for him prior to any questioning if he so desires."); United States v. Cazares, 121 F.3d 1241, 1244 (9th Cir. 1997) (noting that, "to solicit a waiver of Miranda rights, a police officer need neither use a waiver form nor ask explicitly whether the defendant intends to waive his rights," and finding waiver where there was a recitation of rights "accompanied by the officer's confirming that" the suspect "understood his rights").

2. The Miranda waiver

Goldstein contends that the Magistrate Judge "failed to give proper weight to Mr. Goldstein's mental and emotional impairments when assessing the voluntariness of his statement[s], his ability to knowingly and voluntarily waive his rights under Miranda, and in assessing the impact of the police's improper and coercive tactics upon Mr. Goldstein." Doc. 145 at 2-3. He contends that "Mr. Goldstein was borderline insane and suffering from a deep depression and suicidal ideation," and was "suffering severe withdrawal from pain medication" and was "in extreme back pain from the broken back that caused his addiction originally. He had just been in two car crashes, the last of which was so severe that it disabled the vehicle." Doc. 145 at 12. And he claims "the scene of the arrest was chaotic" with police, sirens, and emergency equipment. Id. at 13. The record does not support the conclusion that Goldstein's mental and emotional state or chaos at the arrest scene prevented him from providing a voluntary, knowing, and intelligent waiver.

a. Goldstein's mental and emotional state

Goldstein did not testify at the suppression hearing or call any witnesses to testify. However, in oral argument at the hearing, counsel for Goldstein urged the court to consider the Forensic Psychiatric Evaluation Report of Dr. Kahmein A. LaRusch, M.D, Doc. 123-1, which is attached as an exhibit to the Supplemental Motion to Suppress. See Doc. 150 at 83. And it is upon this report that Goldstein relies in claiming he was too mentally and emotionally impaired to make a voluntary, knowing, or intelligent waiver.

Dr. LaRusch did not examine Goldstein at or near the date of his arrest. He performed a four hour and forty minute mental status examination of Goldstein eighteen months after the arrest, and his conclusions about Goldstein's mental and emotional state are based almost exclusively on Goldstein's own dramatic narrative that Dr. LaRusch reports began:

I've got a lot to tell you . . . . I was suicidal the day of the offense. I didn't care if I got shot or killed . . . . It was a 3-way collision of my life collapsing on me with a 40 year prescription drug habit, a lack of money and two businesses failing . . . .
Doc. 123-1 at 4, 11. Dr. LaRusch administered a number of tests and—consistent with Goldstein's own inexpert self-diagnosis—Dr LaRusch opines that Goldstein suffered a temporary mental collapse under stress on the date of the incidents which left Goldstein's "usual, logical, rational self paralyzed." Doc. 123-1 at 13.

However, he also opines that Goldstein was not "quite sick enough to be diagnostically labeled as psychotic or delusional at the time of the incident." Id. Rather, Goldstein "wasn't thinking as he normally would have, but, like a psychotic or delusional person, he behaved irresponsibly and irrationally." Id. Dr. LaRusch concludes that Goldstein was not delusional and "would have been able to pass a reality orientation test the date of the incident." Id. at 14. Goldstein did not meet the diagnostic criteria for brief psychotic disorder under DSM-IV-TR; he was not hallucinating; he did not have disorganized speech; and he did not have grossly disorganized, bizarre or catatonic behavior. Id. And although Dr. LaRusch concludes that Goldstein was "in a state of borderline insanity," he qualifies that highly charged statement by explaining, "It should be noted that many decades ago the word 'insane' fell out of use in psychiatry, and is not even mentioned in the DSM-IV-TR. Nevertheless I think it is a useful term to describe [Goldstein's] state that day." Id. at 14. He uses the term "insane" not as a scientific term but rather based on "the standard denotative definition in the lexicon of standard English language which states insanity is: 'abnormal mental or abnormal behavioral patterns.'" Id. Dr. LaRusch bases his "borderline insane" conclusion, in part, on Goldstein's recounting that he thought he was 59 at the time of his arrest when actually he was 60. Id. at 14 (writing that "[h]is addiction was so severe it made him lose track of his own age"). But the recorded ambulance conversation with Officer Dong reflects that Goldstein accurately reported his age as 60. Ex. 1 at 2. Nothing in Dr. LaRusch's report suggests that Goldstein was pressured or otherwise coerced by law enforcement officers at any time.

"The sole concern of the Fifth Amendment, on which Miranda was based, is governmental coercion." Connelly, 479 U.S. at 170 (citing United States v. Washington, 431 U.S. 181, 187 (1977)). "A defendant's mental condition, by itself and apart from its relation to official coercion" is not dispositive "of the inquiry into constitutional voluntariness." Id. at 164 (citing Spano v. New York, 369 U.S. 315 (1959) (internal quotation marks omitted); United States v. Kelley, 953 F.2d 562, 564 (9th Cir. 1992) (citing Schneckloth v. Bustamonte, 412 U.S. 218, 226 (1973) (writing that courts examine "both the characteristics of the accused and the details of the interrogation" when inquiring into voluntariness)). In the absence of coercion, mental and emotional instability do not render a coherent and alert detainee's Miranda waiver and voluntary statements to law enforcement officers inadmissible. See, e.g., United States v. Marquez-Lerma, 203 Fed. Appx. 1 (9th Cir. 2006) (affirming denial of motion to suppress statements on claim that defendant's depressed emotional state prevented him from making a knowing and intelligent waiver of his rights where officers "testified that defendant was 'coherent' and 'reasonable' and that they had no reason to suspect that his Miranda waiver was not knowing and intelligent."); United States v. Ritter, 456 F.2d 178, 179 (10th Cir. 1972) (denying motion to suppress and reasoning that defendant's "claims of instability, employment difficulties, psychiatric treatment, fear of policemen and being tired and hungry will not serve to overcome confessions given after proper Miranda warnings with no evidence of force, threats or promises being used to obtain the confessions."); Commonwealth v. Zagrodny, 819 N.E.2d 565, 572 (Mass. 2004) (rejecting mentally ill defendant's voluntariness challenge of inculpatory statements made to the police because "when the defendant spoke to the police, both at his mother's home and at the police station, there was evidence that he was 'calm' and 'alert,' and his confessions were chronological and 'coherent.'"). "Coercive police activity is a necessary predicate to the finding that a confession is not 'voluntary' within the meaning of the Due Process Clause of the Fourteenth Amendment." Connelly, 479 U.S. at 167.

Goldstein appears—based on the testimonies of Officer Dong and paramedic Pettengill and based on the transcript and recording of this ambulance conversation with Officer Dong—to have been fully conscious and able to speak, capable of linear thought and able to provide direct responses to questions. He neither seemed confused nor appeared to lack an understanding of his situation or the questions posed to him, and the audio recording and transcript of that conversation do not suggest otherwise. See, e.g., Doc. 150 at 48-49, 62-63; Ex. 1; Ex. 2. With no evidence of police coercion, and as Goldstein was apparently alert and coherent and his statements were coherent, Goldstein's mental and emotional state do not undermine the voluntariness of his post-Miranda statements to the police. Even if Goldstein were suffering symptoms of withdrawal from his pain medications (which the record does not sufficiently support), custodial confessions are not rendered involuntary simply because the defendant was on or withdrawing from drugs. See, e.g., United States v. Kelly, 953 F.2d 562, 566 (9th Cir. 1968) (citing Gladden v. Unsworth, 396 F.2d 373, 380-81 (9th Cir. 1968)) (finding confession voluntary despite defendant suffering heroin withdrawal, shaking and trembling, and telling agents they needed to hurry if they wanted to continue the interrogation); United States v. Heller, 551 F.3d 1108 (9th Cir. 2009) (finding confession voluntary despite defendant ingesting Tylenol III before arriving at the police station); United States v. Rodriguez-Rodriguez, 364 F.3d 1142, 1146 (9th Cir. 2004), amended on other grounds by 393 F.3d 849 (9th Cir. 2005) (holding confession voluntary despite defendant's heroin withdrawal because defendant was alert, coherent, and oriented); United States v. Coleman, 208 F.3d 786, 791 (9th Cir. 2000) (finding confession voluntary despite defendant's heroin withdrawal and despite defendant's claim that agents promised him leniency in return for cooperation); Medeiros v. Shimoda, 889 F.2d 819, 823 (9th Cir. 1989) (concluding that confession was voluntary because defendant's intoxication did not overcome his free will where defendant was able to drive, could obey officers' instructions, and was cooperative in talking with them); United States v. Martin, 781 F.2d 671, 674 (9th Cir. 1985) (holding that type, dosage, and schedule of painkilling narcotic administered to defendant was insufficient to overbear defendant's will to resist questioning or impair his rational faculties). Similarly, the record fails to support the conclusion that the arrest scene or ambulance ride were "chaotic" or that the conditions of those scenes constitutionally compromised Goldstein's Miranda waiver or any of his statements to Officer Dong so as to strip them of their voluntary, knowing, and intelligent quality.

b. Goldstein's physical injuries

The fact that Goldstein was physically injured at the time he provided his Miranda waiver and inculpatory statements also does not render these statements inadmissible. Statements made in an ambulance, after an injured suspect is advised of his Miranda rights, are not necessarily inadmissible. As the Missouri Court of Appeals observed in affirming the denial of a motion to suppress inculpatory statements where "(a) defendant had been shot, (b) he was alone surrounded by officers, (c) one officer had his weapon drawn, (d) his left hand was wrapped in a towel, (e) his left thumb was almost severed, (f) a police dog was somewhere nearby," "[w]e know of no constitutional prohibition against a seriously wounded person making a statement." State v. Ambus, 522 S.W.2d 306, 311 (Mo. Ct. App. 1975). The Ambus court rejected the defendant's claims that he was in such pain and under such mental and psychological pressure that he "could not make an intelligent waiver of his right to remain silent," reasoning that the suspect "was lucid, he was able to converse enroute to the hospital with the officer who accompanied him." Id. See also United States ex rel. Cronan v. Mancusi, 444 F.2d 51, 54 (2d Cir. 1971) (rejecting theory that "a serious gunshot wound must be presumed to render its victim incapable of exercising free volition and making rational choices" and affirming district court's denial of motion to suppress defendant's confession where officers testified that defendant was "'wide awake' and appeared to '(know) what was going on.'"); Reinert v. Larkin, 211 F. Supp. 2d 589 600-02 (E.D. Pa. 2002) (finding no coercion where stabbed defendant was Mirandized, paramedic found defendant to be mentally oriented, and defendant made inculpatory statements to police during ambulance ride); State v. Hampton, 509 S.W.2d 139, 143 (Mo. Ct. App. 1974) (writing that "[c]ontrary to defendant's claim, the fact that he was in the hospital awaiting treatment when he made the incriminating statements does not preclude the finding that his waiver was voluntary where there is no evidence that his physical condition in any way inhibited his understanding of the Miranda rights.").

Goldstein relies on Mincey v. Arizona and Jackson v. Denno, 378 U.S. 368 (1964), in support of his argument that his post-Miranda conversations with Officer Dong are inadmissible. In Mincey, the suspect was undergoing treatment for a gunshot wound sustained several hours earlier. Mincey, 437 U.S. at 398. When Mincey arrived at the hospital, the attending physician found him "depressed almost to the point of coma." Id. (internal quotation marks omitted). Yet the police questions flowed. Mincey was "evidently confused," "unable to think clearly," and "at the complete mercy" of the detective while receiving treatment in the intensive care unit. Id. at 398-99, 401. The detective flatly ignored his requests for an attorney. Id. at 399. Further, "despite Mincey's entreaties to be let alone, Hust ceased the interrogation only during intervals when Mincey lost consciousness or received medical treatment, and after each such interruption returned relentlessly to his task." Id. at 401. The Supreme Court found that Mincey's statements "were not the product of his free and rational choice." Id. (quoting Greenwald v. Wisconsin, 390 U.S. 519, 521 (1968)) (internal quotation marks omitted). Mincey made it clear that he "wanted not to answer." Id. (emphasis in original).

In Jackson, the defendant claimed that he was in pain from gunshot wounds, gasping for breath, and unable to speak long; that police denied him water and said he would not be left alone until he furnished the answers they sought; and that hospital-administered drugs affected his will. Jackson, 378 U.S. at 389. The state offered evidence that the defendant was "strong" despite his wounds, denied making verbal threats, and put on evidence that the drugs could not and did not affect his will. Id. These "substantial facts in dispute" led the Court to conclude that New York's state court procedure, which allowed the confession to be introduced without a predetermination of voluntariness, required the Court to remand for the state court to determine whether the confession was rendered inadmissible by coercion. Id. at 391-92.

The instant case lacks the coercive benchmarks that guided the Court in Mincey and Jackson and which are "necessary predicate[s]" to a finding that the Miranda waiver or inculpatory statements were not voluntary, intelligent, and knowing. See Connelly, 479 U.S. at 167. Although Goldstein was likewise receiving medical attention for a gunshot wound when police interrogated him, that is where the similarities between these cases end. Whereas Mincey and Jackson were apparently in extreme physical distress—they had trouble breathing, while drifting in and out of consciousness—the paramedic's physical and mental examination of Goldstein concluded that Goldstein "was coherent [and] knew what was going on," and while "altered from his injuries," Goldstein appeared "alert" and "coherent" the entire time. Id. at 62-63, 68. He actively and coherently participated in a back-and-forth, lucid, and linear conversation with Officer Dong for approximately six minutes during the ambulance ride. Ex. 1; Ex. 2. He received the highest score—15/15—on the Glasgow Coma Scale test for eye opening, motor response, and verbal responsiveness and orientation. Id. at 64-65. He also received normal results for three separate sets of vital signs. Id. at 66. Goldstein's heart rate, the amount of oxygen in his blood, and his blood sugar were all normal. Id. at 65-66. Goldstein never told the paramedic that he was in pain or needed medication. Id. at 66-67. Indeed, Goldstein expressed complete disbelief that he had been shot and was unaware that he was bleeding until Officer Dong ultimately convinced him of that reality. See Doc. 150 at 41. Like the wounded defendants in Ambus, Cronan, Reinert, and Hampton, Goldstein has not demonstrated that his physical condition in any way inhibited his understanding of the Miranda rights or prevented him from making voluntary, knowing, and intelligent statements.

Further, Goldstein does not contend that police threatened him or continued to ask him questions despite entreaties to stop, and the record contains no indicators of coercion, compulsion, or overreaching by the officers. Unlike the detective in Mincey who flatly ignored the defendant's pleas for an attorney, Officer Dong stopped his questioning immediately upon Goldstein's request for counsel. Doc. 150 at 20, 52; Ex. 1 at 8.

In sum, upon careful, de novo review of the full record, the Court agrees with the Magistrate Judge's conclusion that the government demonstrated by a preponderance of the evidence that, under the totality of the circumstances, Goldstein's post-Miranda statements to Officer Dong at the scene and in the ambulance en route to the hospital were voluntary, knowing, and intelligent, and Goldstein's motion to suppress these statements should be denied.

C. Statements made in the hospital

Following Goldstein's admission to the hospital, LVMPD Detective Arajuno recorded Goldstein's statement that "he was sorry but he need the money." This occurred after Goldstein invoked his right to attorney. See Edwards, 451 U.S. at 484-85. The government states that it will not use this statement at trial, mooting this issue for the Court at this time. Doc. 128 at 7. D. The Rochin claim

Finally, the Defendant's statements have not been rendered inadmissible based upon conscience-shocking governmental conduct as contemplated by Rochin. In Rochin and its progeny, the Court recognized that evidence obtained through governmental conduct "so brutal and so offensive to human dignity" that it shocks the conscience violates Due Process and must be excluded. Rochin, 342 U.S. at 172, 174; Breithaupt v. Abram, 352 U.S. 432, 435 (1957). But the Supreme Court has held a custodial interrogation of a gunshot victim not conscience shocking on facts more compelling than those offered by Goldstein. In Chavez v. Martinez, Martinez was shot several times during an altercation with police officers, "causing severe injuries that left Martinez permanently blinded and paralyzed from the waist down." Chavez v. Martinez, 538 U.S. 760, 764 (2003). Officer Chavez rode with him to the hospital "and then questioned Martinez there while he was receiving treatment from medical personnel." Id. Martinez admitted to taking a gun from the officer's holder and pointing it at police, and that he was a heroin user. Id. At one point, he said, "I am not telling you anything until they treat me." Id. Yet Chavez continued interviewing him without Miranda warnings. Id.

The United States Supreme Court did not find Chavez's behavior to be egregious or conscience shocking, reasoning, "[h]ere there is no evidence that Chavez acted with a purpose to harm Martinez by intentionally interfering with his medical treatment. Medical personnel were able to treat Martinez throughout the interview, and Chavez ceased his questioning to allow tests and other procedures to be performed. Nor is there evidence that Chavez's conduct exacerbated Martinez's injuries or prolonged his stay in the hospital." Id. at 774.

The Court remanded to the Ninth Circuit the question of whether Martinez could nevertheless pursue a substantive due process claim. Id. at 2008.

Similarly, Officer Dong's post-Miranda questioning of Defendant Goldstein does not rise to the conscience-shocking level. Officer Dong and attending paramedic Robert Pettingill both testified that Goldstein was alert, coherent, and "knew what was going on." Doc. 150 at 17:17-24, 23:11-16, 63:1-5, 63:18-23, 68:6-19. He was ambulatory and received the highest score available on his vital sign test. Id. at 64:5-65:11, 67:24-68:9. And at no point did Mr. Goldstein "articulate to [the paramedic] that he was in pain," nor did the paramedic "perceive that [Goldstein] was in pain to a point where [the paramedic] thought he needed some sort of medication." Id. at 66:21-24, 67:3-6. Officer Dong's questioning did not interfere with the emergency medical care providers' work or ability to start an IV, take Goldstein's blood pressure, monitor his heart rate, and stabilize him for transport. Id. at 18:1-5, 52:3-5. Indeed, it appears that the medical treatment that Mr. Goldstein received was primarily limited to "just monitoring" and documenting his vital signs. Id. at 50:16-51:24. The recorded ambulance-ride conversation supports these conclusions. Ex. 1; Ex. 2.

In sum, these circumstances do not demonstrate the type of "methods too close to the rack and the screw" denounced in Rochin and its progeny. Rochin, 342 U.S. at 172 (concluding that "[i]llegally breaking into the privacy of the petitioner, the struggle to open his mouth and remove what was there, [and] the forcible extraction of his stomach's contents"-all in an effort to obtain evidence—was "conduct that shocks the conscience"); see also Sanders v. Jackson Twp. Police Dep't, 2011 WL 3438867, at *5 (D.N.J. Aug. 4, 2011) (rejecting Rochin argument where detainee was questioned at hospital while suffering head trauma, lacerations, fractures to his wrist and arm, and other injuries, and he claimed that he was held by detectives in a private room for an hour and twenty-five minutes without receiving medical treatment and despite telling the detectives he was in pain).

II.


Conclusion

Accordingly, and with good cause appearing and for the reasons set forth above, the Court AFFIRMS Magistrate Judge Leen's Report and Recommendation [Doc. 138]; and

IT IS HEREBY ORDERED that Defendant's Motion to Suppress Statements Obtained in Violation of the Fifth Amendment [Doc. 123] is GRANTED IN PART AND DENIED IN PART as stated herein.

__________________

Jennifer A. Dorsey

United States District Judge


Summaries of

United States v. Goldstein

UNITED STATES DISTRICT COURT DISTRICT OF NEVADA
Sep 25, 2013
Case No.: 2:10-cr-00525-JAD-PAL (D. Nev. Sep. 25, 2013)
Case details for

United States v. Goldstein

Case Details

Full title:United States of America, Plaintiff v. Frank Goldstein, Defendant

Court:UNITED STATES DISTRICT COURT DISTRICT OF NEVADA

Date published: Sep 25, 2013

Citations

Case No.: 2:10-cr-00525-JAD-PAL (D. Nev. Sep. 25, 2013)

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