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United States v. Cruz

United States Court of Appeals, Fifth Circuit
Nov 10, 2021
16 F.4th 1213 (5th Cir. 2021)

Opinion

No. 21-50394

11-10-2021

UNITED STATES of America, Plaintiff—Appellee, v. Jose GARZA-DE LA CRUZ, Defendant—Appellant.

Joseph H. Gay, Jr., Assistant U.S. Attorney, U.S. Attorney's Office, Western District of Texas, San Antonio, TX, for Plaintiff—Appellee. Kristin Michelle Kimmelman, Assistant Federal Public Defender, Federal Public Defender's Office, Western District of Texas, San Antonio, TX, for Defendant—Appellant.


Joseph H. Gay, Jr., Assistant U.S. Attorney, U.S. Attorney's Office, Western District of Texas, San Antonio, TX, for Plaintiff—Appellee.

Kristin Michelle Kimmelman, Assistant Federal Public Defender, Federal Public Defender's Office, Western District of Texas, San Antonio, TX, for Defendant—Appellant.

Before King, Costa, and Ho, Circuit Judges.

Per Curiam

Jose Garza-De La Cruz pleaded guilty to illegal reentry. The basic reentry crime carries a punishment of up to two years. 8 U.S.C. § 1326(a)(2). But if the defendant was convicted of a felony before being deported, that maximum becomes ten years. Id. § 1326(b)(1). At sentencing, the court used the ten-year maximum because of a prior conviction and sentenced Garza-De La Cruz to 50 months in prison. Garza-De La Cruz argues that the enhancement of his sentence based on the prior felony is unconstitutional because it is based on facts neither alleged in his indictment nor proved to a jury beyond a reasonable doubt.

Garza-De La Cruz concedes, however, that this issue is foreclosed by Almendarez-Torres v. United States , 523 U.S. 224, 239-47, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998). See United States v. Wallace , 759 F.3d 486, 497 (5th Cir. 2014) ; United States v. Rojas-Luna , 522 F.3d 502, 505-06 (5th Cir. 2008). Because of that binding Supreme Court precedent, the government seeks summary affirmance. See Groendyke Transp., Inc. v. Davis , 406 F.2d 1158, 1162 (5th Cir. 1969).

The Government's motion for summary affirmance is GRANTED, the Government's alternative motion for an extension of time to file a brief is DENIED, and the judgment of the district court is AFFIRMED.

Gregg Costa and James C. Ho, Circuit Judges, joined by King, Circuit Judge, concurring:

Our court has issued countless orders in cases like this one. A criminal defendant argues that his sentence is inconsistent with the original understanding of the Fifth and Sixth Amendments of the Constitution, because it includes a sentencing enhancement predicated on evidence not presented to a jury, let alone proven beyond a reasonable doubt.

In Apprendi v. New Jersey , 530 U.S. 466, 120 S.Ct. 2348, 147 L.Ed.2d 435 (2000), the Supreme Court held that "any fact that increases the penalty for a crime beyond the prescribed statutory maximum must be submitted to a jury, and proved beyond a reasonable doubt." Id. at 490, 120 S.Ct. 2348. See also id. at 498, 120 S.Ct. 2348 (Scalia, J., concurring); id. at 499, 120 S.Ct. 2348 (Thomas, J., concurring). But there is a significant exception to this requirement. Under Almendarez-Torres v. United States , 523 U.S. 224, 118 S.Ct. 1219, 140 L.Ed.2d 350 (1998), the government need not submit to a jury a sentencing enhancement that turns on the fact of a defendant's prior criminal conviction.

As a result, we routinely issue orders, such as this one we issue today, summarily denying a claim on the ground that it is foreclosed by Almendarez-Torres. As is true here, the defendant usually recognizes that he cannot obtain any relief from our court but notes he is raising the claim in order to preserve it for consideration by the one court that can overrule Almendarez-Torres.

On occasion, a panel of our court will admonish "appellants and their counsel not to damage their credibility with this court" by bringing such claims, notwithstanding Almendarez-Torres , in order to preserve them for future Supreme Court consideration. See, e.g., United States v. Pineda-Arrellano , 492 F.3d 624, 626 (5th Cir. 2007) ; but see id. at 626 (Dennis, J., concurring in affirming the conviction and sentence only); see also United States v. Contreras-Rojas , 16 F.4th 479, 480 (5th Cir. 2021) ("We meant it then and mean it now.").

We write separately today to make clear that we do not join in these admonitions. To the contrary, we recognize that members of the Supreme Court, including one who joined the majority opinion, have concluded that Almendarez-Torres was wrongly decided—and that the only issue is whether the Court should overturn Almendarez-Torres , or whether principles of stare decisis should trump the constitutional rights of the accused. Compare Rangel-Reyes v. United States , 547 U.S. 1200, 1201–02, 126 S.Ct. 2873, 165 L.Ed.2d 910 (2006) (Stevens, J., concurring) (agreeing that Almendarez-Torres was wrongly decided but refusing to reverse it on grounds of stare decisis ), with id. at 1202–03, 126 S.Ct. 2873 (Thomas, J., dissenting) (urging the Court to overrule Almendarez-Torres on the ground that it is wrong to allow "countless criminal defendants [to] be denied the full protection afforded by the Fifth and Sixth Amendments, notwithstanding the agreement of a majority of the Court that this result is unconstitutional"). See also Gamble v. United States , ––– U.S. ––––, 139 S. Ct. 1960, 1984, 204 L.Ed.2d 322 (2019) (Thomas, J., concurring) ("When faced with a demonstrably erroneous precedent, my rule is simple: We should not follow it.").

So it is well within reason for litigants to ask whether the Supreme Court would reconsider Almendarez-Torres today. "[P]arties may ... litigate in anticipation of" "a good faith expectation of legal change." Jackson Women's Health Org. v. Dobbs , 945 F.3d 265, 277 (5th Cir. 2019) (Ho, J., concurring in the judgment), cert. granted , ––– U.S. ––––, 141 S. Ct. 2619, 209 L.Ed.2d 748 (2021).

Perhaps the Supreme Court will one day take up the call to overturn Almendarez-Torres. Perhaps not. But preserving one's rights just in case is not just reasonable. Failure to do so risks forfeiting the right altogether. See, e.g., Reed v. Farley , 512 U.S. 339, 354, 114 S.Ct. 2291, 129 L.Ed.2d 277 (1994) ("The general rule is that the writ of habeas corpus will not be allowed to do service for an appeal. Where the petitioner—whether a state or federal prisoner—failed properly to raise his claim on direct review, the writ is available only if the petitioner establishes cause for the waiver and shows actual prejudice resulting from the alleged violation.") (cleaned up).

We see nothing wrong with litigants diligently taking whatever steps they deem necessary to preserve their legal rights. We express no frustration with lawyers zealously defending the interests of their clients.


Summaries of

United States v. Cruz

United States Court of Appeals, Fifth Circuit
Nov 10, 2021
16 F.4th 1213 (5th Cir. 2021)
Case details for

United States v. Cruz

Case Details

Full title:United States of America, Plaintiff-Appellee, v. Jose Garza-De La Cruz…

Court:United States Court of Appeals, Fifth Circuit

Date published: Nov 10, 2021

Citations

16 F.4th 1213 (5th Cir. 2021)

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