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In re Michael JJ.

Supreme Court, Appellate Division, Third Department, New York.
Dec 13, 2012
101 A.D.3d 1288 (N.Y. App. Div. 2012)

Opinion

2012-12-13

In the Matter of MICHAEL JJ. and Another, Alleged to be Permanently Neglected Children. Tompkins County Department of Social Services, Respondent; Gerald JJ., Appellant. (Proceeding No. 1.) In the Matter of Michael JJ. and Another, Alleged to be Permanently Neglected Children. Tompkins County Department of Social Services, Respondent; Colleen JJ., Appellant. (Proceeding No. 2.)

Pamela B. Bleiwas, Ithaca, for Gerald JJ., appellant. Kelly M. Corbett, Fayetteville, for Colleen JJ., appellant.



Pamela B. Bleiwas, Ithaca, for Gerald JJ., appellant. Kelly M. Corbett, Fayetteville, for Colleen JJ., appellant.
Joseph Cassidy, Tompkins County Department of Social Services, Ithaca, for respondent.

Andrea J. Mooney, Ithaca, attorney for the children.

Before: MERCURE, J.P., SPAIN, STEIN, McCARTHY and GARRY, JJ.

GARRY, J.

Appeals (1) from an order of the Family Court of Tompkins County (Rowley, J.), entered November 2, 2011, which granted petitioner's application, in proceeding No. 1 pursuant to Social Services Law § 384–b, to adjudicate respondent's children to be permanently neglected, and terminated his parental rights, and (2) from two orders of said court, entered October 18, 2011 and November 3, 2011, which, among other things, granted petitioner's application, in proceeding No. 2 pursuant to Social Services Law § 384–b, to adjudicate respondent's children to be permanently neglected, and terminated her parental rights.

Respondent Gerald JJ. (hereinafter the father) and respondent Colleen JJ. (hereinafter the mother) are the parents of two children, born in 2004 and 2005. In October 2009, the children were removed from the father's custody and placed in foster care as a result of his alcohol abuse and other issues. Petitioner thereafter commenced neglect proceedings against him and developed a service plan, including a requirement that he participate in alcohol abuse treatment. The children were not placed with the mother, due in part to reports that the man with whom she lived (hereinafter the paramour) was an untreated sex offender. Petitioner offered the mother parenting classes and other services and developed a service plan that included requirements that she establish a residence separate from the paramour and demonstrate her ability to assume full responsibility for the children's care. In November 2010, petitioner commenced these permanent neglect proceedings against both respondents. Following fact-finding and dispositional hearings, Family Court adjudicated the children to be permanently neglected and terminated respondents' parental rights. Respondents appeal.

As no appeal as of right lies from an order of fact finding in a permanent neglect proceeding, the mother's appeal therefrom must be dismissed ( see Matter of Alyssa L. [Deborah K.], 93 A.D.3d 1083, 1085, 941 N.Y.S.2d 740 [2012] ). The mother's appeal from the dispositional order, however, brings up for review the fact-finding order ( see Matter of Arianna I., 100 A.D.3d 1281, 1282, n. 1, 955 N.Y.S.2d 413 [2012] ).

First considering the father's claims, he contends that Family Court improperly limited inquiry at the fact-finding hearing into petitioner's alleged failure to provide the children with appropriate services and foster care. We find upon review that the court did permit extensive testimony regarding the children's health, special needs, education and counseling, including testimony about problems in the foster home. To the extent that the court limited this testimony, these issues were not pertinent to the determination required at fact-finding ( seeFamily Ct. Act § 622)—although, as further discussed below,they were relevant to the dispositional phase of the proceedings. Notably, there was no showing that either petitioner or the foster family sought to undermine the father's relationship with the children, or that the alleged problems interfered with his ability to maintain contact with the children or plan for their future ( seeSocial Services Law § 384–b[7][a]; compare Matter of Leon RR, 48 N.Y.2d 117, 124–125, 421 N.Y.S.2d 863, 397 N.E.2d 374 [1979];Matter of Chorus SS. [Elatisha SS.], 93 A.D.3d 1097, 1099 n. 1, 941 N.Y.S.2d 745 [2012],lv. denied19 N.Y.3d 807, 2012 WL 2401592 [2012];Matter of Victorious LL. [Jonathan LL.], 81 A.D.3d 1088, 1090, 916 N.Y.S.2d 342 [2011],lv. denied16 N.Y.3d 714, 2011 WL 1756534 [2011] ).

The father next contends that petitioner failed to make sufficiently diligent efforts to encourage him to obtain a sex offender evaluation. Petitioner's caseworker testified that upon learning that the father had a history of sexual encounters with underaged girls and a related criminal conviction, she repeatedly asked him to undergo a sex offender evaluation, but he vehemently refused to do so. The record contradicts the father's claim that petitioner did not sufficiently explain its reasons for asking him to undergo this evaluation. His contention that petitioner should have pressed him more insistently to do so is without merit in view of his “utterly uncooperative” response (Matter of Sheila G., 61 N.Y.2d 368, 385, 474 N.Y.S.2d 421, 462 N.E.2d 1139 [1984];accord Matter of Destiny CC., 40 A.D.3d 1167, 1169, 835 N.Y.S.2d 515 [2007] ).

We find clear and convincing evidence in the record that the father failed to plan for the return of the children in that, among other things, he failed to obtain the sex offender evaluation, did not successfully complete alcohol treatment or acknowledge his alcoholism, had unresolved anger management issues, and took a generally resistant and uncooperative attitude that interfered with his ability to comply with the service plan. While the father argues that he never failed regular screening tests for alcohol and drug use, there was also considerable testimony from which it could reasonably be inferred that he continued to drink, and his failure to testify permitted Family Court to draw the strongest inferences against him supported by the record ( see Matter of Nassau County Dept. of Social Servs. v. Denise J., 87 N.Y.2d 73, 79, 637 N.Y.S.2d 666, 661 N.E.2d 138 [1995];Matter of Jacob WW., 56 A.D.3d 995, 997–998, 868 N.Y.S.2d 348 [2008] ). Thus, according deference to the court's credibility assessments and factual determinations ( see Matter of Jyashia RR. [John VV.], 92 A.D.3d 982, 984, 938 N.Y.S.2d 645 [2012] ), we find no reason to disturb the determination that the father permanently neglected the children ( compare Matter of Alaina E., 59 A.D.3d 882, 886, 875 N.Y.S.2d 287 [2009],lv. denied12 N.Y.3d 710, 2009 WL 1298982 [2009];Matter of Chianti FF., 205 A.D.2d 849, 850–851, 613 N.Y.S.2d 290 [1994] ).

Turning next to the mother's claims, petitioner was required to show, as pertinent here, that she permanently neglected the children by failing to plan for their future despite petitioner's diligent efforts to facilitate and strengthen her relationship with them ( seeSocial Services Law § 384–b [7] [a]; Matter of Neal TT. [Deborah UU.], 97 A.D.3d 869, 869–870, 948 N.Y.S.2d 184 [2012] ). We reject her contention that petitioner made insufficiently diligent efforts to assist the paramour in obtaining a sex offender evaluation, as petitioner's statutory duty to encourage the parental relationship did not constitute a duty to the paramour. Notably, the efforts made to arrangethis evaluation did not succeed due to circumstances beyond petitioner's control, including the paramour's residence in another county and his failure to supply requested information.

Next, the mother contends that Family Court improperly relied upon hearsay evidence in determining that the paramour was an untreated sex offender. Petitioner's caseworker testified that the paramour had admitted to him that he had a history of sexual offenses, including a criminal conviction resulting from sexual abuse of his daughter. The caseworker further stated that he investigated a hotline report that the paramour had sexually abused his son and, after interviewing the son, indicated the report. The paramour did not testify, and no other evidence of his sexual or criminal history was introduced. In acting as the trier of fact, the court “is presumed to be able to distinguish between admissible evidence and inadmissible evidence and to render a determination based upon the former” ( Matter of Backus v. Clupper, 79 A.D.3d 1179, 1181, 913 N.Y.S.2d 359 [2010],lv. denied16 N.Y.3d 704, 2011 WL 500468 [2011] ). Family Court properly admitted the caseworker's testimony regarding the paramour's admissions not for its truth, but for the limited purpose of establishing a good-faith basis for petitioner's insistence that the mother establish a separate residence ( see Matter of Marino S., 100 N.Y.2d 361, 372, 763 N.Y.S.2d 796, 795 N.E.2d 21 [2003],cert. denied540 U.S. 1059, 124 S.Ct. 834, 157 L.Ed.2d 714 [2003];Matter of Christopher II., 222 A.D.2d 900, 902, 635 N.Y.S.2d 747 [1995],lv. denied87 N.Y.2d 812, 644 N.Y.S.2d 145, 666 N.E.2d 1059 [1996] ). We find that, to the extent that the court appeared to conclude in its decision that the paramour was a sex offender, the court did so in the context of concluding that the mother knew the serious nature of the accusations against him, such that her rejection of these claims was unreasonable. Other evidence in the record also supported this conclusion; although the mother never conceded that the paramour was a sex offender, she did acknowledge that petitioner had repeatedly advised her that this was so and that she knew that residing with him was the most significant barrier to the return of her children. Further, as with the father, the mother's failure to testify at the fact-finding hearing permitted the court to draw the strongest possible inferences against her ( see Matter of Jacob WW., 56 A.D.3d at 997–998, 868 N.Y.S.2d 348). In view of these circumstances, together with the separate evidence that the mother never progressed beyond supervised visitation with the children or became capable of safely managing them without assistance, we find clear and convincing evidence in the record that she did not develop the requisite “ realistic and feasible” plan for the future of her children ( Social Services Law § 384–b[7][c]; see Matter of Lisa Z., 278 A.D.2d 674, 677–678, 717 N.Y.S.2d 730 [2000] ).

Notably, the caseworker's testimony describing his actions relative to the hotline report was not hearsay, and thus not subject to the limitations that Family Court placed on the testimony regarding the paramour's admissions.

Finally, the mother contends that during the dispositional hearing, Family Court improperly limited the previously discussed evidence regarding alleged deficits of the foster parents and, further, that it should have granted her a suspended judgment rather than terminating her parental rights. We agree with the first contention, but find the error to be harmless in view of other evidence “including [the mother's] own testimony [that] ... provides extensive support for the court's disposition” ( Matter of Kyle K. [Harry K.], 72 A.D.3d 1592, 1593, 899 N.Y.S.2d 512 [2010],lv. denied15 N.Y.3d 705, 2010 WL 3430842 [2010] [internal quotation marks and citation omitted] ). Following a dispositional hearing, the court is statutorily required to enter an order that dismisses the petition, suspends judgment or commits the child's guardianship and custody to the agency, and must make its decision “solely on the basis of the best interests of the child” (Family Ct. Act § 631; see Matter of Star Leslie W., 63 N.Y.2d 136, 147, 481 N.Y.S.2d 26, 470 N.E.2d 824 [1984] ). As to whether a suspended judgment was appropriate here, testimony at the dispositional hearing established that the mother had shown no improvement in her ability to manage the children or care for them safely on her own and that she continued to reside with the paramour, rejecting petitioner's concerns about his sexual history as “a lie.” The mother testified on her own behalf, stating that she planned to move out of the paramour's residence “soon.” However, she acknowledged that she had only recently formulated the plan to move, that the proposed new residence was not yet habitable, and that she had not informed her proposed housemate—whose last name she did not know—of the children's special needs. The testimony thus established that the mother's plan to move was unrealistic at best, that she had made no measurable progress in addressing the issues that prevented her from caring for the children in the first instance, and that further extending the children's stay in foster care by suspending judgment would not have been in their best interests ( see Matter of Kayla KK. [Tracy LL.], 68 A.D.3d 1207, 1209, 889 N.Y.S.2d 773 [2009],lv. denied14 N.Y.3d 707, 2010 WL 1286820 [2010] ).

The children's foster parents hoped to adopt them if they were freed; thus, consideration of the stability and appropriatenessof the foster home was of unquestioned significance in analyzing their best interests ( see Matter of Kyle K. [Harry K.], 72 A.D.3d at 1593, 899 N.Y.S.2d 512), particularly given the evidence adduced during the fact-finding hearing regarding problems experienced by the children in the foster home. Family Court did not exclude evidence pertaining to these issues. On the contrary, petitioner's caseworker testified at length about both children's physical and psychological health, their educational status, the nature of the foster parents' home and their “affectionate” and “appropriate” relationship with the children. The caseworker also fully addressed the problems that had been previously identified, testifying that there had been substantial improvement relative to the son's health and his educational and behavioral issues. In cross-examining this caseworker, the father's counsel sought to explore more recent alleged failings on the foster parents' part, and Family Court allowed some limited inquiry before precluding further questioning on this subject. While broader cross-examination on this issue might have been appropriate given its significance, there was no objection when the court terminated further questioning, nor any suggestion that the alleged failings were anything more than inconsequential. In any event, the ultimate purpose of the dispositional inquiry was not to determine whether the children were in the best possible foster placement—a determination statutorily entrusted to petitioner—but to decide whether their best interests required termination of the mother's parental rights. Given the evidence that the children's progress in the foster home was satisfactory, and the lack of any evidence that the mother was capable of offering them a safe home, the court's determination to commit the children's guardianship and custody to petitioner was in their best interests ( see Matter of Kyle K. [Harry K.], 72 A.D.3d at 1593, 899 N.Y.S.2d 512; compare Matter of Krystal B. [Thomas B.], 77 A.D.3d 1110, 1111, 909 N.Y.S.2d 785 [2010] ).

ORDERED that the orders entered November 2, 2011 and November 3, 2011 are affirmed, without costs.

ORDERED that the appeal from the order entered October 18, 2011 is dismissed, without costs.

MERCURE, J.P., SPAIN, STEIN and McCARTHY, JJ., concur.


Summaries of

In re Michael JJ.

Supreme Court, Appellate Division, Third Department, New York.
Dec 13, 2012
101 A.D.3d 1288 (N.Y. App. Div. 2012)
Case details for

In re Michael JJ.

Case Details

Full title:In the Matter of MICHAEL JJ. and Another, Alleged to be Permanently…

Court:Supreme Court, Appellate Division, Third Department, New York.

Date published: Dec 13, 2012

Citations

101 A.D.3d 1288 (N.Y. App. Div. 2012)
956 N.Y.S.2d 620
2012 N.Y. Slip Op. 8593

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