Summary
In Sun Refining & Marketing Co. v. Brennan, 31 Ohio St.3d 306, 511 N.E.2d 112 (1987), we concluded that an agency must comply with the procedural requirements in R.C. 119.09 before the 15–day appeal period begins to run.
Summary of this case from Pryor v. Dir., Ohio Dep't of Job & Family Servs.Opinion
No. 86-1692
Decided July 29, 1987.
Administrative law — Appellate procedure — Fifteen-day appeal period of R.C. 119.12 does not commence to run until agency fully complies with procedural requirements of R.C. 119.09.
O.Jur 3d Administrative Law §§ 125, 194.
The fifteen-day appeal period provided in R.C. 119.12 does not commence to run until the agency whose order is being appealed fully complies with the procedural requirements set forth in R.C. 119.09.
APPEAL from the Court of Appeals for Lucas County.
On October 3, 1984, the Division of Boiler Inspection of the Ohio Department of Industrial Relations (hereinafter "the division") conducted an inspection of an unfired pressure vessel used in the manufacture of petroleum products at the Toledo, Ohio refinery of the Sun Refining Marketing Company (hereinafter "Sun"), appellant herein. The division found the vessel to be unsafe and ordered that it be shut down until the condition was corrected.
Sun had its local attorney, James M. Sciarini, appeal the division's order to the board of building appeals (hereinafter "the board"). On or about October 18, 1984, the board upheld the division's order. On October 25, 1984, the board sent an uncertified copy of its decision to Sciarini in Toledo by certified mail, return receipt requested. The board did not send a copy to Sun's refinery in Toledo or to its corporate headquarters in Philadelphia, Pennsylvania.
On November 9, 1984, fifteen days later, Sun filed a notice of appeal of the board's decision in the Lucas County Court of Common Pleas. On the same day, Sun attempted to serve a copy of the notice of appeal on the board. Sciarini telephoned Donald A. Cataldi, an assistant attorney general of Ohio, to inquire exactly where the notice should be hand-delivered on that day. Cataldi assured Sciarini that service by mail would be sufficient. Sciarini then mailed the notice to Cataldi. The notice of appeal was not actually received by the board until November 14, 1984, twenty days after the board sent the copy of its decision to Sciarini.
On October 16, 1985, two days before trial, Cataldi filed a motion to dismiss for lack of subject-matter jurisdiction, alleging that Sun had failed to serve a copy of the notice of appeal on the board within the fifteen-day appeal period provided for in R.C. 119.12. Sun responded on October 17, 1985 with a motion to dismiss the board's decision, contending that the board had failed to comply with the requirements of R.C. 119.09 and 3781.19. Citing a lack of prejudice to either party by the procedural irregularities, the trial court denied both motions on November 14, 1985, and went on to affirm the decision of the board.
Sun then pursued an appeal to the court of appeals. Raising the issue sua sponte, the court of appeals held that the court of common pleas lacked subject-matter jurisdiction due to Sun's failure to deliver the notice of appeal to the board within fifteen days, and dismissed the appeal.
The cause is now before this court pursuant to the allowance of a motion to certify the record.
Stanley L. Arabis, Spengler, Nathanson, Heyman, McCarthy Durfee, James R. Jeffery and Susan B. Nelson, for appellant.
Anthony J. Celebrezze, Jr., attorney general, and Patrick A. Devine, for appellees.
The issue presented for our determination herein is whether an agency whose order is being appealed under R.C. 119.12 must fully comply with the procedural requirements of R.C. 119.09 before the fifteen-day appeal period begins to run. For the reasons set forth below, we reply in the affirmative.
In relevant part, R.C. 119.12 provides as follows:
"Any party desiring to appeal shall file a notice of appeal with the agency setting forth the order appealed from and the grounds of his appeal. A copy of such notice of appeal shall also be filed by the appellant with the court. Unless otherwise provided by law relating to a particular agency, such notices of appeal shall be filed within fifteen days after the mailing of the notice of the agency's order as provided in this section. * * *" (Emphasis added.)
Sun does not dispute that it failed to file its notice of appeal with the board within fifteen days after the board sent a copy of its decision to Sun's local attorney. Ordinarily, such a failure is fatal to the appeal. See Zier v. Bur. of Unemp. Comp. (1949), 151 Ohio St. 123, 38 O.O. 573, 84 N.E.2d 746; In re Claim of King (1980), 62 Ohio St.2d 87, 16 O.O. 3d 73, 403 N.E.2d 200.
Sun argues that the state should be estopped from claiming that Sun failed to timely file its notice of appeal with the board, because Sun's attorney relied on the erroneous advice of an assistant attorney general that service by mail would suffice in the place of hand-delivery on that day. This argument is without merit. Principles of equitable estoppel generally may not be applied against the state or its agencies when the act or omission relied on involves the exercise of a governmental function. See Sekerak v. Fairhill Mental Health Ctr. (1986), 25 Ohio St.3d 38, 39, 25 OBR 64, 65, 495 N.E.2d 14, 15; Griffith v. J.C. Penney Co. (1986), 24 Ohio St.3d 112, 113, 24 OBR 304, 305, 493 N.E.2d 959, 961; Chevalier v. Brown (1985), 17 Ohio St.3d 61, 63, 17 OBR 64, 66, 477 N.E.2d 623, 625; Besl Corp. v. Pub. Util. Comm. (1976), 45 Ohio St.2d 146, 150, 74 O.O. 2d 262, 265, 341 N.E.2d 835, 838.
More persuasive is Sun's argument that compliance by an agency with the procedural requirements of R.C. 119.09 is a condition precedent to the running of the fifteen-day appeal period set forth in R.C. 119.12. In pertinent part, R.C. 119.09 states:
"After such order is entered on its journal, the agency shall serve by certified mail, return receipt requested, upon the party affected thereby, a certified copy of the order and a statement of the time and method by which an appeal may be perfected. A copy of such order shall be mailed to the attorneys or other representatives of record representing the party." (Emphasis added.)
Of the above requirements, the board only complied with the last, in that it mailed an uncertified copy of its decision to Sun's local attorney. The board failed to send Sun a certified copy of its decision by certified mail, return receipt requested. As Sun is the "party affected" by the board's decision, the board should have sent such a copy to Sun's refinery in Toledo, or even better, to Sun's corporate headquarters in Philadelphia, Pennsylvania. It is clear that the board has not complied with the procedural requirements provided in R.C. 119.09.
In Proctor v. Giles (1980), 61 Ohio St.2d 211, 15 O.O. 3d 227, 400 N.E.2d 393, we held that compliance by an agency with the procedural requirements of R.C. 4141.28(O) was a necessary precondition to the running of the thirty-day appeal period provided for in that statute. The agency in Proctor could not prove that it had ever mailed a copy of its decision to the affected party. The court likened R.C. 4141.28(O) to 4141.28(H), and concluded that the provisions are similar "in that both establish the mailing date of the agency decision as the triggering point for appeal time to run." Id. at 213, 15 O.O. 3d at 228, 400 N.E.2d at 395. In the case at bar, the procedural requirements of R.C. 4141.28(O) are similar to those of R.C. 119.09, and the appeal-period language of R.C. 4141.28(O) is similar to that of R.C. 119.12. It is therefore logical to conclude that the procedural requirements of R.C. 119.09 must be met before the running of the appeal period of R.C. 119.12 is triggered.
In relevant part, R.C. 4141.28(H) and (O) provided as follows:
"(H) Any interested party may appeal the administrator's decision on reconsideration to the board and unless an appeal is filed from such decision on reconsideration with the board within fourteen calendar days after such decision was mailed to * * * the appellant such decision on reconsideration is final * * *."
"(O) Any interested party may, within thirty days after notice of the decision of the board was mailed to * * * all interested parties, appeal from the decision of the board to the court of common pleas * * *. Such appeal shall be taken within such thirty days by the appellant by filing a notice of appeal with the clerk of the court of common pleas, with the board, and upon all appellees by certified mail * * *. Such notice of appeal shall set forth the decision appealed from and the errors therein complained of. * * *"
It should be noted that R.C. 4141.28(O) has been amended since the decision of this court in Proctor, supra.
The same conclusion was reached by the Franklin County Court of Appeal in Haddix v. Liquor Control Comm. (June 13, 1985), Franklin App. No. 85AP-124, unreported:
"We find that * * * R.C. 119.09 contemplates that * * * [the agency] will receive a return receipt with a signature of receipt or refusal. In this case, there is no evidence of either receipt or refusal * * *. Although R.C. 119.12 provides that the time for appeal starts running when the notice is mailed, we find that the requirements for due process as provided under the United States and Ohio Constitutions are not complied with under the facts of this case. * * *" (Emphasis added.)
As in Proctor and Haddix, the affected party herein, Sun, never received a copy of the agency's decision as required by statute. Due process has not been satisfied in this case. R.C. 119.12 provides only a short time for appeal of an agency's order, and thus it is important that an agency comply with the procedural requirements of R.C. 119.09, so that the affected party is put on notice of the agency's decision in time to pursue an appeal if it so desires.
We hold that the fifteen-day appeal period in R.C. 119.12 does not commence to run until the agency whose order is being appealed fully complies with the procedural requirements set forth in R.C. 119.09. Were we to hold otherwise, it is conceivable that an affected party could lose its right to appeal before receiving notice of an agency's decision, and thereby be deprived of its due process rights.
Accordingly, the decision of the court of appeals is reversed and the cause is dismissed.
When the board complies with R.C. 119.09 and sends Sun a certified copy of its decision by certified mail, return receipt requested, Sun may file a new notice of appeal within fifteen days after the date of mailing of the board's decision pursuant to R.C. 119.12.
Judgment reversed and cause dismissed.
MOYER, C.J., SWEENEY, HOLMES, DOUGLAS, WRIGHT and H. BROWN, JJ., concur.