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State v. Stove Co.

Supreme Court of Ohio
Jun 21, 1950
154 Ohio St. 27 (Ohio 1950)

Opinion

No. 31983

Decided June 21, 1950.

Workmen's compensation — Failure to comply with specific safety requirement — Industrial Commission's power to determine, and fix penalty — Section 35, Article II, Constitution — Powers and jurisdiction continuing — Modification of award — Section 1465-86, General Code, applicable to additional awards for violation of specific requirement — Continuing jurisdiction applies only to new and changed conditions.

1. By virtue of the provisions of Section 35, Article II of the Ohio Constitution, the Industrial Commission has "full power and authority to hear and determine whether or not an injury, disease or death resulted because of the failure of the employer to comply with any specific requirement for the protection of the lives, health or safety of employees * * * and its decision shall be final," and, "when it is found, upon hearing, that an injury, disease or death resulted because of such failure by the employer," the commission is required to add to the amount of compensation which may have been awarded on account of such injury, disease or death, an additional award, "not greater than fifty nor less than fifteen percentum of the maximum award established by law," payable "in like manner as other awards."

2. Section 1465-86, General Code, providing that "the powers and jurisdiction of the board [Industrial Commission] over each case shall be continuing, and it may from time to time make such modification or change with respect to former findings or orders with respect thereto, as, in its opinion may be justified," with the limitations as to time prescribed, applies to additional awards for violation of specific requirements for the protection of the lives, health or safety of employees authorized by the provisions of Section 35, Article II of the Constitution of Ohio. ( State, ex rel. Hollo, v. Industrial Commission, 121 Ohio St. 312, and State, ex rel. Hammond, v. Industrial Commission, 144 Ohio St. 477, approved and followed.)

3. Under Section 1465-86, General Code, the continuing jurisdiction of the Industrial Commission applies only to new and changed conditions subsequent to an original award, and does not extend to a review of such original award or its order denying such award, after it has become final, by a reconsideration only of the evidence on which the original order was made and without any evidence of new or changed conditions arising subsequent to such order. ( State, ex rel. Griffey, v. Industrial Commission, 125 Ohio St. 27, approved and followed.)

APPEAL from the Court of Appeals for Franklin county.

This cause originated in the Court of Common Pleas of Franklin County. It is an action to recover the sum of $693.80 allegedly due the Industrial Commission of Ohio by reason of payments made by the commission to William J. Rush, an employee of the Ohio Stove Company, hereinafter referred to as the defendant, as an additional award based on the violation of a specific safety requirement.

Following the stipulations that the defendant was subject to the Workmen's Compensation Act, and that William J. Rush, as an employee of the defendant, had received an injury during the course of and arising out of his employment, for which injury he had been awarded and paid compensation, is an agreed statement of facts the essential portion of which is as follows:

"4. William J. Rush filed an application with the Industrial Commission for an additional award for the violation of a specific requirement by the defendant, the Ohio Stove Company, a referee was appointed and hearing was held, testimony taken, and said Industrial Commission of Ohio on June 6, 1938, made and entered a finding that William J. Rush's injury was not due to a violation by the defendant of a specific requirement.

"5. William J. Rush on the fourteenth day of June, 1938, filed an application for a reconsideration of the commission's order of June 6, 1938, and on the sixth day of January, 1939, the Industrial Commission denied said application for reconsideration.

"6. William J. Rush on the seventh day of March, 1940, filed an application for reconsideration of the commission's order of June 6, 1939, and on the eighteenth day of December, 1940, upon reconsideration and without the submission of new and additional proof and without the submission of any additional testimony or evidence, the Industrial Commission of Ohio reversed its former decision and found that the injuries sustained by William J. Rush on the nineteenth day of February, 1935, were caused by the employer's, Ohio Stove Company's, violation of Section 3 of the Code of Specific Requirements and granted an additional award to the said William J. Rush on the basis thereof and made and entered the following order:

"`This matter coming on for consideration of the application for reconsideration filed June 14, 1938, and March 7, 1940, the commission on consideration of the proof on file, the statements made by counsel and the proof filed by the parties, finds that said applications are well taken and the same are hereby granted, and that the commission's order of January 6, 1939, and their [its] order of June 6, 1938, are hereby vacated.

"`The commission now finds from the proof of record that the claimant was injured on February 19, 1935, while employed as a stove mounter and engaged in operating a power driven double grinder and engaged in grinding a casting of a number 65 stove when a particle of emery or other substance passed through the goggles which he was wearing and entered his right eye, as a result of which he lost the vision in said eye.

"`It is the further finding of the commission that at the time of the accident the two-by-twenty carborundum emery wheels on the grinder which revolved at a speed of about 1100 r.p.m. were not equipped with a sheet or cast-iron or steel hood or hopper of such form and so applied to such wheels that the dust or refuse therefrom would fall from such wheels would be drawn into such hood or hopper from centrifugual force and be carried off by the current of air into a suction pipe attached to said hood or hopper as required by Section 3 of the Code of Specific Requirements governing blowers and exhausters.

"`The commission further finds that it would have been practical to have installed the safeguards contemplated by section 3 of the above code and that the efficiency of the grinder would not have been affected.

"`By reason of the foregoing facts, the commission finds that the injury sustained by the claimant on February 19, 1935, was caused by the employer's violation of Section 3 of the Code of Specific Requirements governing blowers and exhausters, in that they [it] failed to provide a sheet or cast-iron or steel hood or hopper to the emery wheels so that the dust or refuse therefrom would fall or be thrown into the hood or hopper from centrifugual force and be carried off by a current of air into a suction pipe attached to the hood or hopper.

"`Therefore it is the commission's order that an additional award of compensation be granted the claimant for such violation in an amount equal to 25 per cent of all compensation heretofore and hereafter paid into this claim, including the compensation paid for permanent total compensation; that the auditing department be advised of this award and that they [it] be instructed to proceed to collect the entire additional award from said employer and assess the payments of said additional award against the Ohio Stove Company.'

"7. The application filed by William J. Rush on the seventh day of March, 1940, was filed more than sixty days after receipt of the notice to William J. Rush of the Industrial Commission's order of January 6, 1939, denying the application for reconsideration filed by William J. Rush on the fourteenth day of June, 1938.

"8. Rule 4 promulgated and adopted by the Industrial Commission of Ohio became effective as of May 1, 1938, and provided as follows:

"`A motion for a rehearing of the application for additional award may be filed by either party within thirty days from the date of receipt of the order and finding of the commission complained of, provided there is filed with such motion for a rehearing, all new and additional proof not previously considered by the commission and relied upon by the applicant in support of his motion for a rehearing. Upon the filing of such motion, the referee shall fix a date for the hearing of same, notifying all interested parties thereof. At least five days shall elapse between the date of mailing such notice and the date of hearing. Both parties may be represented at such hearing either in person or by a representative qualified to practice before the commission. Upon the hearing of a motion for a rehearing, if it appears to the commission that substantial justice has not been done to the party, a rehearing will be granted and the order and finding of the commission will be modified or changed accordingly. If, upon the hearing of said motion for a rehearing, the commission is of the opinion that substantial justice was done the parties at the original hearing, the motion for a rehearing will be denied. A motion for a rehearing can be verified by the party filing the same or by his attorney or agent when the facts are within his personal knowledge or where the party filing same is a corporation, or not a resident of, or is absent from the county. A copy thereof, together with all new and additional proof, shall be furnished to the opposite party by the party filing said motion.'

"9. That the Industrial Commission made an assessment against the defendant, Ohio Stove Company, for the period of January 17, 1944, to December 31, 1945, in the amount of $693.80.

"10. That a demand for payment of said assessment of $693.80 has been made, and that the defendant herein has refused to make payment thereof and continues to refuse to pay said assessment.

"11. That the defendant had notice of a hearing held on June 3, 1940, which was the result of an application for reconsideration filed by Rush on March 7, 1940.

"12. That the defendant had notice of the order by the Industrial Commission of December 18, 1940, which was sent by registered mail to the Ohio Stove Company on December 19, 1940.

"13. That testimony was offered by Rush on the original application for an additional award. Thereafter, no additional testimony was offered in support of any new applications for reconsideration of an additional award."

The Court of Common Pleas rendered judgment for the plaintiff in the amount claimed and upon appeal to the Court of Appeals the judgment was affirmed without reported opinion.

The case is before this court upon the allowance of a motion to certify the record of the Court of Appeals.

Mr. H. Paul Joseph and Mr. R.L. Ratchford, for appellee.

Messrs. Miller, Searl Fitch and Mr. H.J. Micklethwaite, for appellant.


This case presents the sole question whether the order of the Industrial Commission, upon which this action is based, is a valid order.

The defendant contends that the order is invalid for the reason that the Industrial Commission was without jurisdiction to reverse its former order, made after hearing, which denied the employee an additional award after finding that the defendant had not violated any specific safety requirement, and to enter in its stead the order upon which the judgment appealed from is based, since the application for rehearing filed by the employee under the provisions of the commission's rule 4 had been denied and the 30-day limitation upon such further applications, established by rule 4, had expired prior to the time of the reversal, thereby making the former order of the commission a final determination of the facts therein considered. The defendant contends further that, under the provisions of Section 1465-86, General Code, the continuing jurisdiction granted the Industrial Commission does not extend to the modification of such final orders without additional evidence of the failure of the employer to comply with any specific safety requirement or of new and changed conditions occurring subsequent to such order.

The plaintiff contends that the Industrial Commission had full jurisdiction to enter the order and to make the additional award, for the collection of which this action is brought, for the reason that continuing jurisdiction is conferred upon the commission by the provisions of Section 1465-86, General Code, subject only, however, to the ten-year limitation therein provided and the requirement that timely application be made for such additional award, as required by Section 1465-72 a, General Code. See, also, State, ex rel. Carr, v. Industrial Commission, 130 Ohio St. 185, 198 N.E. 480.

The award of additional compensation for violation of a specific requirement is authorized by Section 35, Article II of the Constitution of Ohio. This provision reads in part as follows:

"Such board shall have full power and authority to hear and determine whether or not an injury, disease or death resulted because of the failure of the employer to comply with any specific requirement for the protection of the lives, health or safety of employees, enacted by the General Assembly or in the form of an order adopted by such board, and its decision shall be final; and for the purpose of such investigations and inquiries it may appoint referees. When it is found, upon hearing, that an injury, disease or death resulted because of such failure by the employer, such amount as shall be found to be just, not greater than fifty nor less than fifteen per centum of the maximum award established by law, shall be added by the board, to the amount of the compensation that may be awarded on account of such injury, disease, or death, and paid in like manner as other awards; and, if such compensation is paid from the state fund, the premium of such employer shall be increased in such amount, covering such period of time as may be fixed, as will recoup the state fund in the amount of such additional award, notwithstanding any and all other provisions in this Constitution."

Section 1465-86, General Code, provides in part as follows:

"The powers and jurisdiction of the board over each case shall be continuing, and it may from time to time make such modification or change with respect to former findings or orders with respect thereto, as, in its opinion may be justified. Provided, however, that no such modification or change or any finding or award in respect of any claim whether filed heretofore or hereafter shall be made with respect to disability, compensation, dependency or benefits, after ten years from the last payment theretofore made of compensation or benefits awarded on account of injury or death, or ten years after the injury in cases in which no compensation ever has been awarded and the commission shall not make any modification, change, finding or award which shall award compensation for a back period in excess of two years prior to the date of filing application therefor which is filed after this act becomes effective."

It is to be noted that Rule 4 of the Industrial Commission is cited as establishing the time limitation for the filing of "a motion for a rehearing of the application for additional award," but it is clear that rule 4 is based upon the above constitutional and statutory provisions and cannot be in conflict therewith so that in the decision of the question presented the provisions of the Constitution and statute must prevail. However, in the absence of such conflict, the rule-making powers granted to the commission by Section 1465-44, General Code, specifically include authority to determine "the time within which adjudications and awards shall be made."

Certain principles heretofore established by decisions of this court may profitably be reviewed. First, in the application of Section 1465-86, General Code, the continuing jurisdiction of the Industrial Commission has been held applicable alike to cases which involve compensable injuries and those cases where, in addition to such compensation for injuries, additional awards are sought, based upon the claimed violation of a specific requirement.

In the case of State, ex rel. Hollo, v. Industrial Commission, 121 Ohio St. 312, 168 N.E. 541, this court held:

"While an award made under the Industrial Commission Act for an injury to an employee and an additional award made for violation of a specific requirement causing such injury, are separate and distinct awards, yet, growing out of the same probative facts and affecting the same parties, they are to be regarded as so interdependent that the commission, under the discretion given it by Section 1465-86, General Code, may make such modifications or changes with reference to either of said awards as in its opinion are justified."

To the same effect see, also, State, ex rel. Hammond, v. Industrial Commission, 144 Ohio St. 477, 59 N.E.2d 745. There can be no doubt now that, in the matter of an additional award for violation of a specific requirement, the jurisdiction of the commission is continuing, under the authority of Section 1465-86, General Code, supra.

By virtue of the provisions of Section 35, Article II of the state Constitution, the decision of the Industrial Commission in a claim for an additional award for violation of a specific requirement is final. No appeal from such decision is authorized. Where decisions, granting or refusing such awards, have been attacked by proceedings in mandamus, this court has repeatedly held that such decisions will not be set aside in the absence of proof of an abuse of discretion by the commission. See State, ex rel. Richardson, v. Industrial Commission, 128 Ohio St. 570, 192 N.E. 738; State, ex rel. Berry, v. Industrial Commission, 129 Ohio St. 228, 194 N.E. 414; State, ex rel. Davidson, v. Blake, et al., Industrial Commission, 145 Ohio St. 102, 60 N.E.2d 664; and State, ex rel. Howard Engineering Mfg. Co., v. Industrial Commission, 148 Ohio St. 165, 74 N.E.2d 201.

It becomes essential in this case that we consider the difference between an application for compensation for injuries sustained and an application for an additional award based upon the claimed violation of a specific requirement. The characteristics of each of these proceedings are discussed in the case of State, ex rel. Carr, v. Industrial Commission, supra, at page 188 as follows:

"The action under this provision [an application for additional award for violation of a specific requirement] is in no sense a modification of the previous award, but, on the contrary, is a new, separate and distinct award, application for which must be filed within the period limited by the statute. In the award made under Section 1465-82, General Code [prescribing the benefits in case of death of an employee], negligence is not a factor. On the other hand, negligence — or rather, failure of the employer to comply with some specific lawful requirement — is the very basis of the additional award sought. The former is only for compensation; the latter is in the nature of a penalty upon the employer. The denial of an award under Section 1465-82, General Code, may be appealed from; but the determination by the commission of the question of the failure of the employer to comply with any specific requirement is final and can be challenged only upon the ground of abuse of discretion.

"Another distinction between the ordinary award and the additional award authorized for violation of a specific requirement is that the former is paid out of the fund while the latter must be paid by the employer. It therefore amounts in a practical way to a claim against the employer, though the amount thereof is fixed and determined by the Industrial Commission."

In the determination by the Industrial Commission that an additional award will or will not be granted. the primary questions presented are, (1) was there a violation of a specific requirement by the employer and (2) did the injury incurred by the claimant result from such violation? In a decision of these questions, the commission is bound to consider the evidence submitted, make such investigations as it deems proper or necessary to ascertain the facts, and at the end of such inquiry decide the issue presented. Either there was a violation and a consequent injury as a result thereof, or there was no such violation, or, if there was, no such injury resulted therefrom. The determination by the commission of these facts, whether favorable or unfavorable to the employee, under the provisions of Section 35, Article II of the state Constitution, is final.

By the adoption of rule 4 the Industrial Commission has kept the proceeding in each case open for a period of 30 days after its decision therein is rendered, so that an application for a rehearing may be filed and new and additional evidence may be tendered. This rule has the salutary effect of giving to the parties ample opportunity to fully try out these questions of fact which are determinative of the issues presented.

While the continuing jurisdiction of the Industrial Commission, as above set forth, applies to additional awards as well as the original awards of compensation for injuries sustained, an unlimited authority is not conferred upon the commission and it may not arbitrarily set aside or modify findings and orders as to such additional awards. Such changes or modifications must be predicated upon evidence of new and changed conditions occurring subsequent to the original decision. This rule is well stated in the syllabus in the case of State, ex rel. Griffey, v. Industrial Commission, 125 Ohio St. 27, 180 N.E. 376, which is as follows:

"The continuing jurisdiction of the Industrial Commission, under authority of Section 1465-86, General Code, applies only to new and changed conditions occurring after an original award."

The following statement in the opinion is pertinent:

"An application for modification of an award cannot be made the occasion of a complete review of a claim, with the introduction of additional evidence, to determine whether the commission was in error in making the original award. This becomes more emphatically true after a long lapse of time within which the original award of compensation has been fully paid. When an original award has been fully discharged, and the application for modification of award is in the nature of an application for additional compensation, the original award must still be regarded as a finality upon the evidence originally introduced. The `modification or change' under the continuing jurisdiction given by Section 1465-86, General Code, necessarily relates to modified and changed conditions occurring after the original award. It should not under any circumstances be employed as an attempt to introduce additional evidence of facts which had previously been presented to, and passed upon by, the commission."

The agreed statement of facts in the instant case discloses that no evidence of new or changed conditions was introduced and the action of the Industrial Commission consisted simply of a reconsideration of a decision previously made by it. By lapse of time that decision had become final.

This court has heretofore considered the extent of the continuing jurisdiction of the Industrial Commission in claims for additional awards based upon the violations of specific requirements. In the case of State, ex rel. Moore, v. Industrial Commission, 129 Ohio St. 195, 194 N.E. 370, upon an application having been made, the Industrial Commission awarded the employee 25 per cent additional compensation for the violation of a specific requirement, but, without written notice to the claimant, the commission discontinued the additional award on the ground that there had been no such violation and ordered that no additional award be paid. The employee sought a writ of mandamus in this court requiring the Industrial Commission to pay such additional award. This court held in a per curiam opinion that under Section 35, Article II of the Constitution, the decision of the commission was final and the action of the commission was authorized "under the provisions of Section 1465-86, General Code, which confers continuing jurisdiction upon the Industrial Commission to make modification or change with respect to former findings or orders."

The procedure of the commission in the Moore case was very similar to that presented in this case. However, the petition in mandamus in the Moore case pleaded the facts on which the relator claimed that there had been a violation of a specific requirement and asked that a writ be issued compelling the payment of an additional award based on those facts. Concededly the determination of the facts lay within the exclusive jurisdiction of the Industrial Commission, under Section 35, Article II of the Constitution. The refusal to grant the writ appears to have been based upon the refusal of this court to consider or determine factual issues which are solely within the province of the commission. The decision in the Moore case, so far as it indicates any power of the commission to vacate such award without any evidence of new and changed conditions subsequent to the original award, is disapproved.

The plaintiff placed its reliance upon the decision of this court in State, ex rel. New Idea, Inc., v. Blake et al., Industrial Commission, 145 Ohio St. 209, 61 N.E.2d 195. In that case the Industrial Commission exercised its continuing jurisdiction under Section 1465-86, General Code, and granted compensation for further disabilities which had developed subsequent to the original award, even though an application for such further compensation had been denied and the time for appeal had passed. An examination of that case and the cases therein cited discloses that this court has been quite liberal in its interpretation and application of the provisions of Section 1465-86, General Code, to the end that no limitation be placed upon the action of the commission with respect to new developments and changes in the physical condition of an injured employee, and we remain fully in accord therewith.

That the further award in the New Idea, Inc., case, was based upon new and changed conditions clearly appears from the following portion of the order of the commission, "the testimony and other proof now in the file clearly reveal that claimant's Parkinsonionism is the result of his original injury, and had such proof been on file at the time the claim was heard by the commission on September 30, 1941, the commission would have allowed the claimant's motion and granted him further compensation for such disability."

In the instant case the denial of additional award was after hearing upon the original application therefor and entry of the order which had become final. The commission, from the evidence adduced, having thus decided that there had been no violation of the specific requirement, was without jurisdiction to thereafter enter a contrary decision upon that issue, in the absence of evidence showing some new development or changed condition.

The judgment rendered in the Court of Common Pleas for the amount of such additional award was therefore erroneous.

The judgment of the Court of Appeals, affirming the judgment of the Court of Common Pleas, is therefore reversed and the cause is remanded to the Court of Common Pleas with directions to enter final judgment for the defendant.

Judgment reversed.

WEYGANDT, C.J., HART, STEWART and TURNER, JJ., concur.

TAFT, J., concurs in paragraphs one and three of the syllabus and in the judgment.


Summaries of

State v. Stove Co.

Supreme Court of Ohio
Jun 21, 1950
154 Ohio St. 27 (Ohio 1950)
Case details for

State v. Stove Co.

Case Details

Full title:THE STATE OF OHIO, APPELLEE v. OHIO STOVE CO., APPELLANT

Court:Supreme Court of Ohio

Date published: Jun 21, 1950

Citations

154 Ohio St. 27 (Ohio 1950)
93 N.E.2d 291

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