Opinion
June Term, 1842.
1. Where the defendant is indicted for a perjury, committed on the trial of an issue in a former indictment, the indictment must set forth the finding of the former indictment in the proper court of the proper county, and should also set forth that indictment, or so much thereof as to show that it charged an offense committed in that county, and of which said court had cognizance, and also the traverse or plea of the defendant in that indictment whereon the issue was joined. Judgment on an indictment, defective in these particulars, must be arrested.
2. The act of 1791 (Revised Code, ch. 338, sec. 3) is repealed by Revised Statutes adopted in 1837, and the act of 1811 (Rev. Stat., ch. 35, sec. 12) does not cure such defects, for they are neither informalities nor refinements, within the meaning of that statute.
APPEAL from Pearson, J., at Spring Term, 1842, of CABARRUS.
Barringer for defendant.
Attorney-General for the State.
Indictment for perjury in swearing corruptly and falsely, in a former indictment against one B. Erwin and others in the county court of Cabarrus County, for an affray. It is unnecessary to state the facts proved on the trial and reported by the judge, and the various objections urged by the defendant's counsel, as the opinion of the Supreme Court is confined entirely to the motion in arrest of judgment. The verdict of the jury was against the defendant; whereupon his counsel moved in arrest of judgment because the indictment did not recite the record of the county court in which the former indictment was found and tried, upon the ground that the act of 1791 being omitted in the Revised (373) Statutes, indictments for perjury must be drawn as at common law. The court overruled the motion in arrest; for, supposing the act of 1791 to be omitted, the act of 1811 is retained, and the act of 1811 is general and applicable to all indictments, and so includes the act of 1791, which is confined to indictments for perjury. The motion in arrest was overruled, and, judgment being given against the defendant, he appealed. The objections to the indictment urged on the motion in arrest of judgment are fully stated in the opinion of the Court.
The principal question in this case arises on the motion in arrest of judgment. The indictment sets forth that at a court of pleas and quarter sessions held for the county of Cabarrus on the third Monday of April, 1841, before John Stile, Jr., B. W. Allison, William Barringer, and James Young, Esquires, justices qualified by law to hold the said court, "a certain issue in due manner joined in said court between the State of North Carolina and one Benjamin Erwin (374) upon a certain indictment depending against the said Benjamin Erwin for assaulting and beating one Michael Holbrook and for making an affray, came on to be tried by a jury of the county in due manner sworn and taken for that purpose; and that "upon the trial of said issue James Gallimore did then and there appear, and was produced as a witness in behalf of the State against the defendant Benjamin Erwin," and proceeds to charge that the said James then and there took his corporal oath to testify the truth, the whole truth, and nothing but the truth, upon the said issue, "they, the said John Stile, Jr., B. W. Allison, William Barringer, and James Young, Esquires, justices aforesaid, then and there having competent authority to administer the said oath"; that a certain inquiry became material on the trial of the said issue, and that thereupon the said Gallimore did corruptly, maliciously, and falsely depose, swear, and give in evidence as is therein particularly stated; and then it proceeds to falsify the testimony so given, and to aver that therein the said James did commit willful and corrupt perjury. The objection to the indictment is for that it does not distinctly and certainly set forth the facts which show that the alleged false oath was taken in a judicial proceeding before a court having jurisdiction thereof.
It is a general rule that every indictment should charge explicitly all the facts and circumstances which constitute the crime, so that, on the face of the indictment, the court can with certainty see that the indictors have proceeded upon sufficient premises, and afterwards, when these facts and circumstances are confessed or found to be true, can behold upon the record an undoubted warrant for awarding the judgment of the law. According to this rule, the indictment in this case should have averred, as a fact, the finding of an indictment in the county court of Cabarrus against Benjamin Erwin, and should have set forth that indictment, or so much thereof as to show that it charged an offense committed within that county and of which said court had cognizance, and also have set forth the traverse or plea of the said Benjamin whereon the issue was joined. Had it done so, it would then have appeared, upon the (375) face of the indictment, whether the alleged false oath was taken in a judicial proceeding before a court having jurisdiction thereof. Nor on common-law principles is the want of precision in this matter helped by the averment in the indictment that the justices before whom the oath was taken had competent authority to administer said oath, for this is but the averment of a legal inference and not of a distinct fact, and an averment by the indictors, whose province it is to state facts, and who must leave legal inferences to be drawn by the court.
We believe, therefore, that at common law this indictment must be held insufficient; and the next and chief inquiry is whether the defects be cured by any statutory provision.
The necessity at common law, in indictments for perjury, of showing the proceedings wherein the false oath was taken caused these indictments to be drawn out frequently with great prolixity, and by reason of inaccuracies in them the guilty were occasionally enabled to escape with impunity. To remedy these inconveniences the British Parliament passed the statute 23 George II. This statute, though enacted before the Revolution, was not in force in North Carolina; but in 1791 our Legislature incorporated its provisions into the act then passed, entitled "An act for the punishment of such persons as shall procure or commit any willful perjury" (Revised Code, ch. 338, sec. 3). By this act it is enacted "that in every presentment or indictment to be prosecuted against any person for willful and corrupt perjury it shall be sufficient to set forth the substance of the offense charged upon the defendant, and by what court or before whom the oath or affirmation was taken (averring such court or such person or persons to have a competent authority to administer the same), together with the proper averment or averments to falsify the matter or matters wherein the perjury or perjuries is or are assigned, without setting forth the bill, answer, information, indictment, declaration, or any part of any record or proceedings, either in law or equity, other than aforesaid, and without setting forth the commission or authority of the court or person or persons before whom the perjury was committed." The principal effect of this enactment was to substitute in the indictment the general averment of a competent (376) authority to administer the oath in the place of a specific averment of the facts, showing such authority, and to make the question whether the oath was or was not taken before a competent jurisdiction a compound question of fact and law, to be decided by the petit jury under the advice of the court.
Since the act, the compendious form thereby authorized has been generally adopted, and if that act were yet in force we should have no difficulty in overruling the objection to this indictment. But by the act concerning the Revised Statutes, ratified 23 January, 1837, it is declared that all acts and parts of acts theretofore passed, the subjects whereof are revised and reenacted in the Revised Statutes, are repealed from and after 1 January, 1838, with certain exceptions not applying to this matter. The subject of crimes and punishments and the subject of criminal proceedings are revised in those statutes, and the first and second sections of the act of 1791 are reenacted with modifications; but the third section, containing the enactment in question, is omitted. It, therefore, ceased to be a part of the law of North Carolina before the present indictment was preferred.
But it is insisted on the part of the State that the insufficiency or defect in this indictment is cured by the act of 1811, ch. 809, which is reenacted in the Revised Statutes, ch. 35, sec. 12. This act provides with respect to all indictments that "It shall be sufficient that an indictment contain the charge against the criminal, expressed in a plain, intelligible, and explicit manner, and that no indictment shall be quashed or arrested for or by reason of any informality or refinement, when there appears sufficient in the face of the indictment to enable the court to proceed to judgment." After the very many adjudications which have been had on this statute, it must be regarded as being now completely settled that it does not supply nor remedy the omission of a distinct averment of any fact or circumstance which is an essential constituent of the offense charged. S. v. Haddock, 3 N.C. 152; S. v. Owen, 5 N.C. 152, commented on in S. v. Moses, 13 N.C. 452; S. v. (377) Davis, 4 N.C. 271; S. v. Neese, 4 N.C. 691; S. v. Brown, 7 N.C. 224; S. v. Jim, 12 N.C. 142; S. v. Shaw, 13 N.C. 196; S. v. Aldridge, 14 N.C. 201; S. v. Fitzgerald, 18 N.C. 408; S. v. Enloe, 20 N.C. 508. The ground of these adjudications is that sufficient does not appear to the court in the face of any indictment to induce them to proceed to judgment when, in the indictment, they do not see distinctly every fact and circumstance which make up the crime. Call the defect in the indictment what you may — a defect of form or a defect of substance, a departure from good sense or only from the refinement of pleading — if by reason thereof there be this insufficiency in the indictment the court has no authority to render judgment. And if this settled exposition of the statute be departed from, we are left without a rule whereby to decide what defects are and what are not cured by it.
But this defect ought not to be called an informality or refinement. By an informality is understood a deviation, in charging the necessary facts and circumstances constituting the offense, from the well approved forms of expression, and a substitution in lieu thereof of other terms, which, nevertheless, make the charge in as plain, intelligible, and explicit language. Such a deviation is always dangerous, but by means of such a substitution it may be rendered a mere informality, which is cured by the statute. A refinement is understood to be the verbiage which is frequently found in indictments in setting forth what is not essential to the constitution of the offense, and, therefore, not required to be proved on the trial. The defect here complained of is a defect in the substance of the indictment in omitting the facts which show the oath to have been taken in a judicial proceeding before competent authority, and substituting therefor the conclusion of the grand jury that it was so taken.
It has been argued, however, that the act of 1791, although repealed, furnishes a legislative exposition of what is substance, and, of course, what is informality or refinement in an indictment for perjury, and, therefore, we should recur to it in interpreting and applying upon (378) such indictments the act of 1811. To this argument it has been well answered that the act of 1791 does not purport to give an exposition of what is substance, much less of what is informality and refinement in an indictment, and was passed not with a view to show the distinction between the former and the latter, but for an entirely different purpose. Definitions, from the great difficulty of couching them in precise language, are always confessedly dangerous things; but the danger of being led into error is inconceivably greater when terms are taken for definitions which were not so designed. In no part of the act of 1791 do we find the terms form, informality, refinement, or any of a similar import. We do, indeed, find the term "substance," but we find it used in such connection and with such exclusions as to show that it is employed (to adopt the language of Lord Kenyon, in Rex v. Dowlin, 5 Term, 311) in contradistinction to detail, and not to form or verbal accuracy. The statute provides that the indictment shall set forth "the substance of the offense," but it requires that, in addition thereto, it shall also set forth "by what court or before whom the oath was taken," and also shall contain "the proper averment or averments to falsify the matter or matters wherein the perjury is assigned." Will it be contended for a moment that these additional matters formed no part of the substance — as distinguished from the form — of an indictment for perjury at common law? If not, upon what ground can we hold that the other matters with which the statute dispenses formed no part of the substance, but were mere matters of form in such an indictment? The purport of the statute is obvious. It was intended to authorize an indictment in many respects substantially different from that which the common law required — one more summary, less in detail. While the statute remained in force this summary mode of indictment was sanctioned by law. After the statute was repealed this mode was no longer thus sanctioned; and indictments thereafter found are not good unless they conform to all the essential requirements of the common law. It may be that the omission in the Revised Statutes of this part of the act of 1791 occurred from inadvertence or misapprehension. If it be so, and the omission be an evil, the Legislature can supply the remedy. The (379) opinion of the Court upon this point renders it unnecessary to express any upon the other question raised in the case.
The Superior Court will arrest the judgment.
PER CURIAM. Reversed.
Cited: S. v. Hoyle, 28 N.C. 3; S. v. Tom, 47 N.C. 417; S. v. Noblett, ib., 431, 435; S. v. Robinson, 98 N.C. 753.