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State v. Copes

Supreme Court of Kansas
Feb 26, 2010
290 Kan. 209 (Kan. 2010)

Summary

determining that K.S.A. 22-4513[b] applies when the defendant enters into a plea agreement, absent an explicit waiver of the rights granted by the statute

Summary of this case from State v. Raymond Cummings

Opinion

[Copyrighted Material Omitted]           Syllabus by the Court

         1. Statutory interpretation is a question of law over which appellate courts have unlimited review.

         2. K.S.A. 22-4513(a) requires a district court to tax Board of Indigents' Defense Services attorney fees against a criminal defendant in appointed counsel cases and provides the fees shall be enforced as judgments for payment of money in civil cases. In setting the amount of the fee, K.S.A. 22-4513(b) requires the district court to take into consideration the financial resources of the defendant and the nature of the burden that payment of such sum will impose. A district court must consider these factors on the record at the time of assessing the fees.

         3. A defendant may waive the right to have a district court make the findings required by K.S.A. 22-4513(b) and may do so in a written plea agreement. If there is a knowing, voluntary, and intelligent waiver, the district court may order payment of a Board of Indigents' Defense Services attorney fee without making the findings required by K.S.A. 22-4513 and State v. Robinson, 281 Kan. 538, 546, 132 P.3d 934 (2006).

         4. Application of fundamental contract principles is generally the best means to fair enforcement of a plea agreement, as long as courts remain mindful that the constitutional implications of the plea bargaining process may require a different analysis in some circumstances.

         5. For a waiver to be valid under the Due Process Clause, it must be an intentional relinquishment or abandonment of a known right or privilege.

         6. The following factors are among those to be considered in determining whether the legislature's use of " shall" makes imposition of a fine mandatory or directory: (1) legislative context and history, (2) substantive effect on a party's rights versus merely form or procedural effect; (3) the existence or nonexistence of consequences for noncompliance; and (4) the subject matter of the statutory provision.

         [290 Kan. 210] 7. The word " shall" in K.S.A.2009 Supp. 8-1567(g)(1) makes imposition of a $2,500 fine for a fourth or subsequent driving under the influence conviction mandatory, rather than directory, and in determining the amount of the fine a district court need not take into account the financial resources of the defendant and the nature of the burden its payment will impose, per K.S.A. 21-4607(3).

         8. K.S.A. 21-4607(3) requires a district court to take into account the defendant's financial resources and the burden of the fine when considering the method of payment of a fine for a fourth or subsequent offense of driving under the influence of alcohol, i.e., whether the defendant must pay a monetary fine or provide community service under K.S.A.2009 Supp. 8-1567(j).

          Shawn E. Minihan, of Kansas Appellate Defender Office, argued the cause, and Patrick H. Dunn, of the same office, was on the brief for appellant.

          David R. Maslen, county attorney, argued the cause, and Steve Six, attorney general, was with him on the brief for appellee.


         OPINION

          LUCKERT, J.

          On review of a Court of Appeals' decision, we consider two issues of first impression for this court. Both arise from the district court's failure to consider a defendant's financial resources when imposing attorney fees and a fine.

         First, can a defendant waive a K.S.A. 22-4513(b) requirement that a district court take into consideration " the financial resources of the defendant and the nature of the burden that payment of such sum will impose" in setting attorney fees in Board of Indigents' Defense Services (BIDS) cases and, if so, can that waiver occur when a plea agreement states that the defense attorney will recommend payment of costs and appointed attorney fees in an " amount to be determined" ? The Court of Appeals held there [290 Kan. 211] could be a waiver through a plea agreement and that there was a waiver in this case. State v. Copes, No. 99,403, unpublished opinion, filed December 19, 2008. While we agree a defendant can waive his or her statutory rights under K.S.A. 22-4513(b), we hold there was not an intentional relinquishment of a known right in this case because the plea agreement merely states defense counsel will recommend that the defendant pay attorney fees and does not contain an explicit waiver of rights.

         The second issue is whether a district court must consider a defendant's financial resources before imposing a fine for a conviction of driving under the influence of alcohol (DUI), fourth offense, pursuant to K.S.A.2009 Supp. 8-1567(g)(1)? According to the defendant, the answer to this question is " yes" because K.S.A. 21-4607(3) states: " In determining the amount and method of payment of a fine, the court shall take into account the financial resources of the defendant and the nature of the burden that its payment will impose." The Court of Appeals rejected this argument and answered the question " no," concluding K.S.A. 21-4607(3) is a general statute and is not applicable in light of the more specific applicability of K.S.A.2009 Supp. 8-1567(g)(1), which requires a $2,500 fine for a fourth or subsequent DUI conviction. State v. Copes, slip op. at 5-6. On review of that decision, we agree with the Court of Appeals' conclusion that the mandatory nature of the fine means financial resources need not be considered in setting the fine amount. Nevertheless, we disagree with the ultimate conclusion that K.S.A. 21-4607(3) has no application because the statute also applies to the determination of the method of payment, and K.S.A.2009 Supp. 8-1567(j) provides an alternative method of payment by allowing the district court to order payment of a DUI fine through community service.

         FACTUAL AND PROCEDURAL BACKGROUND

         On November 3, 2005, Copes entered a no contest plea to DUI, fourth offense, pursuant to K.S.A.2005 Supp. 8-1567(g). The district court sentenced Copes to 12 months in jail, with a postrelease supervision term of 12 months. In addition, the court ordered Copes to pay $350 in BIDS attorney fees and assessed a mandatory [290 Kan. 212] fine of $2,500 pursuant to K.S.A.2005 Supp. 8-1567(g). On direct appeal, Copes argued the district court erred by requiring her to pay the BIDS attorney fees and by imposing the $2,500 fine without first determining on the record whether she had the ability to pay. In State v. Copes, the Court of Appeals affirmed the district court.

         Regarding the BIDS attorney fees, the Court of Appeals acknowledged that in State v. Robinson, 281 Kan. 538, 546, 132 P.3d 934 (2006), this court held, pursuant to K.S.A. 22-4513(b), the sentencing court " must consider the financial resources of the defendant and the nature of the burden that payment will impose explicitly, stating on the record how those factors have been weighed in the court's decision." (Emphasis added.) Copes, slip op. at 3. The sentencing transcript indicates the district court did not consider any of the factors listed in K.S.A. 22-4513.

          The Court of Appeals concluded, however, that Copes agreed to pay BIDS attorney fees as part of the plea agreement. Although the plea agreement did not specify an exact amount of BIDS attorney fees, Copes agreed that at sentencing her attorney " will recommend" that she be required to pay the costs and appointed attorney fees in " the amount to be determined." The amount of $350 was written into the journal entry at sentencing. Following the rationale of State v. Perry, 39 Kan.App.2d 700, 183 P.3d 12, rev. denied 286 Kan. 1184 (2008), the Court of Appeals held that Copes effectively waived her statutory rights under Robinson and K.S.A. 22-4513. Copes, slip op. at 3.

         Regarding the district court's imposition of a $2,500 fine without first considering Copes' financial resources, the Court of Appeals held that under the circumstances— where the fine was mandatory and not discretionary— the district court was not required to make findings about Copes' ability to pay. The panel noted that K.S.A. 21-4607(3)— which requires a district court determining the amount and method of payment of a fine to " take into account the financial resources of the defendant and the nature of the burden that its payment will impose" — is a general statute. The more specific statute, K.S.A.2009 Supp. 8-1567, controls over the general statute, and K.S.A.2009 Supp. 8-1567(g)(1) mandates the imposition [290 Kan. 213] of a $2,500 fine for a fourth or subsequent DUI offense and does not contain a provision for waiver of the fine. The Court of Appeals held that in this situation the district court was not required to make the findings under Robinson and K.S.A. 21-4607(3). Copes, slip op. at 5-6.

         This court granted the petition for review filed by Copes.

         ANALYSIS

          Both issues in this appeal involve statutory interpretation, and statutory interpretation is a question of law over which appellate courts have unlimited review. See State v. Raschke, 289 Kan. 911, Syl. ¶ 3, 219 P.3d 481 (2009) (considering K.S.A. 21-4607 and fine provision); Robinson, 281 Kan. at 539, 132 P.3d 934 (considering BIDS fees). Because a question of law is presented and that question is determinative of the appellate issues (and hence the case), we are able to consider Copes' argument even though she did not raise the issues before the district court. See State v. Ortega-Cadelan, 287 Kan. 157, 159, 194 P.3d 1195 (2008); see also Raschke, 289 Kan. 911, Syl. ¶ 2, 219 P.3d 481 (recognizes general rule that issue not raised in district court cannot be the basis for an appeal and rule's exceptions, including when newly asserted claim involves only a question of law arising on proved or admitted facts and is determinative of the case; applies exception to issue regarding interpretation of K.S.A. 21-4607); Robinson, 281 Kan. 538, 132 P.3d 934 (implicitly applying exception to issue regarding imposition of BIDS fees).

         BIDS ATTORNEY FEES

          First, Copes argues that the district court erred by ordering her to reimburse BIDS attorney fees without first considering her financial resources and the burden such payment will impose as required by K.S.A. 22-4513(b). See Robinson, 281 Kan. 538, 132 P.3d 934. In response, the State argues that Copes effectively contracted away her rights under K.S.A. 22-4513(b) in her plea agreement. Accordingly, the district court was not required to consider Copes' financial resources or the burden paying the BIDS attorney fees would have on her.

          K.S.A. 22-4513(a) requires that BIDS attorney fees " shall be taxed" against the defendant and " shall be enforced" as judgments [290 Kan. 214] for payment of money in civil cases. In setting the amount of the fee, K.S.A. 22-4513 (b) requires the district court to take into consideration " the financial resources of the defendant and the nature of the burden that payment of such sum will impose." Applying that requirement, this court has held that a district court must consider these factors on the record at the time the fee is assessed. Robinson, 281 Kan. at 546, 132 P.3d 934; see State v. Phillips, 289 Kan. 28, 43, 210 P.3d 93 (2009).

         According to the Court of Appeals, these same rules do not apply if a defendant waives his or her statutory rights under Robinson and K.S.A. 22-4513(b) in a plea agreement. Copes did so, according to the Court of Appeals, because her plea agreement stated that " [a]t the time of sentencing, my attorney will recommend ... [t]hat I be required to pay the costs of this action, and pay appointed counsel fees in the amount to be determined." In so holding, the panel relied upon Perry, 39 Kan.App.2d 700, 183 P.3d 12.

          In Perry, a plea agreement required the defendant to pay " ‘ the costs of this action, and pay appointed counsel fees in the amount of $150.’ " Perry, 39 Kan.App.2d at 700, 183 P.3d 12. In finding this agreement amounted to a waiver of rights granted by K.S.A. 22-4513(b), the Court of Appeals first observed that a plea agreement is akin to a contract. Perry, 39 Kan.App.2d at 702, 183 P.3d 12 (citing State v. Wills, 244 Kan. 62, 68-69, 765 P.2d 1114 [1988] ). Next, the court noted that both parties to a plea agreement are bound by its terms, and Kansas appellate courts have consistently forced the parties to abide by their agreement. See, e.g., State v. Ratley, 253 Kan. 394, Syl. ¶ 5, 855 P.2d 943 (1993). The Perry court observed that Robinson recognized a criminal defendant's statutory right to have the district court take into account the defendant's financial resources and the nature of the burden that payment will impose before determining the amount and method of BIDS attorney fee reimbursement. But in a plea agreement a " defendant waives statutory rights or constitutional rights in exchange for dismissal of other criminal charges or prosecutorial recommendations at sentencing." Perry, 39 Kan.App.2d at 702, 183 P.3d 12. Consequently, the Perry court found " no reason that a statutory right of this nature cannot be bargained away in connection with a plea agreement. Far more basic constitutional [290 Kan. 215] rights are validly bargained away in such agreements." Perry, 39 Kan.App.2d at 702, 183 P.3d 12.

         Applying these points, the Court of Appeals concluded that if a plea " agreement is entered into voluntarily, knowingly, and intelligently, the terms of such an agreement are clearly enforceable as a matter of law. See State v. Shopteese, 283 Kan. 331, 340-41, 153 P.3d 1208 (2007)." Perry, 39 Kan.App.2d at 702, 183 P.3d 12. Therefore, the Perry court held that where the defendant has agreed, as a part of an otherwise valid plea agreement, " to pay a specific portion of BIDS attorney fees," the district court may forego the statutory procedure normally required by Robinson and order such reimbursement in the journal entry of sentencing. Perry, 39 Kan.App.2d at 702, 183 P.3d 12.

         In the present case, although Copes' plea agreement did not specify an exact sum of BIDS fees, the Court of Appeals found Copes' situation to be comparable to that in Perry.

         This result is contrary to the conclusion of a different Court of Appeals panel that disagreed with the notion of applying Perry to a situation where the amount of BIDS fees is not specified in the plea agreement. In the unpublished opinion of State v. Gillespie, No. 100,570, filed September 18, 2009, a split panel found Perry to be distinguishable. There, Gillespie's plea agreement contained language identical to Copes' in that it specifically stated his attorney " will recommend" that Gillespie be required to pay " appointed counsel fees in the amount to be determined." Like the plea agreement in our case, Gillespie's agreement did not say he agrees to pay fees, nor was a specific amount of BIDS attorney fees mentioned in the agreement.

         The Gillespie majority emphasized that unlike the situation in Perry, Gillespie merely agreed that his attorney would make the general recommendation regarding the payment of BIDS attorney fees. Further, the amount of fees was left open-ended in Gillespie's plea agreement. The majority remained unconvinced that Gillespie waived his rights under Robinson " for the imposition of an open-ended BIDS fee." Copes, slip op. at 7-8. The attorney fee was, therefore, reversed and the case was remanded for a hearing to consider Gillespie's financial resources. Copes, slip op. at 8.

          [290 Kan. 216] The dissenting judge disagreed with the Gillespie majority's decision to remand the case to the district court for a Robinson analysis. The dissent would have followed the rationale of Perry and would have found that Gillespie bargained away his right to the financial considerations mandated by Robinson. Following the reasoning in Perry, the dissent reiterated that a defendant can plea bargain away the most basic fundamental constitutional rights and can also bargain away " far less significant statutory rights." Copes, slip op. at 9. As for the fact that the amount of BIDS fees was specified in Perry's plea agreement, the Gillespie dissent observed that the district court was not bound by the terms of the plea agreement and, thus, was not obligated to impose the agreed-upon amount of fees. For this reason, the dissent found it of no significance that Gillespie's plea agreement did not state a specific amount of BIDS fees. Copes, slip op. at 10.

         Both of these Court of Appeals' decisions are consistent to the extent of accepting that a defendant can waive rights in a plea agreement and that the waiver may extend to the right to have a court consider statutory factors in setting attorney fees. The first of these premises is consistent with decisions of this court. See, e.g., State v. Patton, 287 Kan. 200, Syl. ¶ 13, 195 P.3d 753 (2008) (knowing and voluntary waiver of a statutory right to appeal is generally enforceable); State v. Robinson, 233 Kan. 384, 385, 662 P.2d 1275 (1983) (same relating to statutory right to jury trial). This court has not considered the second of these premises— that the same rule would apply to the right to have statutory findings regarding the amount of attorney fees. We note, however, other courts have reached this same conclusion. See, e.g., People v. Scott, 176 P.3d 851, 853 (Colo.App.2007) (parties to plea agreement may stipulate that the sentence will require reimbursement of court-appointed counsel costs); State v. Moore, 500 N.W.2d 75, 76 (Iowa 1993) (indicating that parties are not prevented from entering into agreement concerning payment of costs and attorney fees); State v. Thorstad, 261 N.W.2d 899, 902 (N.D.), cert denied 436 U.S. 906, 98 S.Ct. 2237, 56 L.Ed.2d 404 (1978) (agreement to pay restitution for cost of court-appointed attorney meant financial resources and other statutory factors did not have to be considered); [290 Kan. 217] State v. Thrower, 62 Ohio App.3d 359, 376, 575 N.E.2d 863 (1989) (defendants failed to affirmatively show that payment of counsel fees out of forfeiture proceeds was part of the plea agreement which was stated on the record).

          We agree with these authorities in general and find no reason to distinguish a knowing, voluntary, and intelligent waiver of the statutory rights under K.S.A. 22-4513(b) from waivers of constitutional rights through the same process. Hence, we conclude a defendant may waive the right to have a district court make the findings required by K.S.A. 22-4513(b) and may do so in a written plea agreement. If there is a knowing, voluntary, and intelligent waiver, the district court may order payment of BIDS attorney fees without making the findings required by K.S.A. 22-4513 and Robinson, 281 Kan. 538, 132 P.3d 934.

          In addition, we agree with the premise of Perry and Gillespie that a plea agreement is generally subject to contract principles. In several cases, we have noted that application of fundamental contract principles is generally the best means to fair enforcement of a plea agreement, as long as courts remain mindful that the constitutional implications of the plea bargaining process may require a different analysis in some circumstances. See State v. Boley, 279 Kan. 989, 996, 113 P.3d 248 (2005); see also Santobello v. New York, 404 U.S. 257, 260-62, 92 S.Ct. 495, 30 L.Ed.2d 427 (1971) (accused pleading guilty must be counseled, absent a waiver).

          Nevertheless, it is a fundamental principle of contract law that there must be a meeting of the minds regarding essential terms in order to have a binding contract. Mohr v. State Bank of Stanley, 244 Kan. 555, 572, 770 P.2d 466 (1989); see State v. Thompson, 15 Neb.App. 764, 773, 735 N.W.2d 818 (2007) (as with other contracts, courts cannot rewrite plea agreement to include terms not present). Here, there is not an agreement regarding the amount of the fees or, more significantly, as to a waiver of the rights granted by K.S.A. 22-4513(b). Although Copes' written plea agreement contained an extensive recitation of rights and an explicit waiver of those rights, that recitation made no mention of attorney fees or the district court's obligation to consider Copes' financial resources or the burden the fees would impose. In other words, [290 Kan. 218] the contract terms the State seeks to enforce— the agreement to waive rights under K.S.A. 22-4513(b) and the fee amount— are missing from the contract.

          The absence of an explicit waiver of the rights granted by K.S.A. 22-4513— (b) i.e., to have a district court consider financial resources and the burden of an attorney fee judgment— creates more than a contract problem for the State: For a " ‘ waiver to be valid under the Due Process Clause, it must be " an intentional relinquishment or abandonment of a known right or privilege." ’ [Citations omitted.]" State v. Moses, 280 Kan. 939, 946, 127 P.3d 330 (2006). Under the plea agreement before us, we cannot determine that there was an intentional relinquishment of a known right. Rather, Copes merely acknowledged that her attorney " will recommend" that she be required to pay " appointed counsel fees in the amount to be determined." This portion of Copes' plea agreement placed her in the same position she would have been had the plea agreement never mentioned the BIDS attorney fees at all— K.S.A. 22-4513(a) requires that all convicted indigent defendants " shall be taxed" the BIDS attorney fees. And with this taxing of fees comes the required consideration of the defendant's financial resources under K.S.A. 22-4513(b).

         This case is remanded to the district court with directions to consider Copes' financial resources and the burden of paying the BIDS attorney fees.

         FINE AND FINANCIAL RESOURCES

         Next, Copes argues the district court erred by imposing the statutorily mandated fine of $2,500, pursuant to K.S.A.2009 Supp. 8-1567(g)(1), for a fourth DUI conviction without first considering her financial resources and the burden its payment will impose. She bases this argument on the language in K.S.A. 21-4607(3), which provides that the district court, when determining " the amount and method of payment" of a fine, " shall take into account the financial resources of the defendant and the nature of the burden that its payment will impose." (Emphasis added.) The State argues that K.S.A. 21-4607(3) does not apply because K.S.A.2009 Supp. 8-1567(g)(1), a specific statute, controls and provides that [290 Kan. 219] upon being convicted of a fourth or subsequent DUI conviction, a person " shall" be fined $2,500.

          Relevant Statutes

         To resolve this issue, two statutes must be considered. The first, K.S.A. 21-4607(3), provides:

" In determining the amount and method of payment of a fine, the court shall take into account the financial resources of the defendant and the nature of the burden that its payment will impose."

         The second, K.S.A.2009 Supp. 8-1567, provides in pertinent part:

" (g)(1) On the fourth or subsequent conviction of a violation of this [DUI] section, a person shall be guilty of a nonperson felony and sentenced to not less than 90 days nor more than one year's imprisonment and fined $2,500....

....

" (j) In lieu of payment of a fine imposed pursuant to this section, the court may order that the person perform community service specified by the court. The person shall receive a credit on the fine imposed in an amount equal to $5 for each full hour spent by the person in the specified community service. The community service ordered by the court shall be required to be performed not later than one year after the fine is imposed or by an earlier date specified by the court. If by the required date the person performs an insufficient amount of community service to reduce to zero the portion of the fine required to be paid by the person, the remaining balance of the fine shall become due on that date."

         These provisions raise separate considerations relating to the application of K.S.A. 21-4607(3): 8-1567(g) relates to the amount of the fine and subparagraph (j) relates to the method of payment.

          Amount of Fine

          With regard to the State's argument about the mandatory nature of the amount of the fine for a fourth or subsequent DUI conviction, this court reviewed a similar issue in Raschke, 289 Kan. 911, 219 P.3d 481, where we held: " When a sentencing judge imposes a mandatory minimum fine, he or she need not take into account the financial resources of the defendant and the nature of the burden that its payment will impose, per K.S.A. 21-4607(3)." Raschke, 289 Kan. 911, Syl. ¶ 6, 219 P.3d 481. There, Raschke pleaded guilty to four counts of forgery in violation of K.S.A. 21-3710(a)(1). Subsections of the statute [290 Kan. 220] set forth fine amounts for first, second, and third or subsequent forgery convictions. For a first conviction, " a person shall be ... fined the lesser of the amount of the forged instrument or $500" ; for a second conviction, " a person shall be fined the lesser of the amount of the forged instrument or $1000" ; for a third or subsequent conviction, " a person shall be ... fined the lesser of the amount of the forged instrument or $2,500." K.S.A. 21-3710(b)(2), (3), and (4).

          In determining whether the legislature's use of " shall" makes the forgery fine provisions mandatory or directory, this court considered the following factors: (1) legislative context and history, (2) substantive effect on a party's rights versus merely form or procedural effect; (3) the existence or nonexistence of consequences for noncompliance; and (4) the subject matter of the statutory provision. We concluded that the word " shall" in K.S.A. 21-3710(b)(2)-(4) is mandatory rather than directory. In other words, " [a]t least the minimum fine must be imposed upon every forgery conviction." Raschke, 289 Kan. at 922, 219 P.3d 481.

         Then, we considered whether the financial consideration requirements of K.S.A. 21-4607(3) must be applied to the mandatory minimum forgery fines. We concluded that they do not. Considering the legislative history of the forgery provisions, the Raschke court noted that there was no reference in the legislative committee notes to an overlay of K.S.A. 21-4607. Moreover, K.S.A. 21-3710(b)(2)-(4) is the newer of the two statutes and " presumably the more recent statement of legislative intent." Raschke, 289 Kan. at 923, 219 P.3d 481. In addition, K.S.A. 21-3710(b)(2)-(4) deals specifically with fines for forgery, whereas K.S.A. 21-4607(3) deals with criminal fines generally. The Raschke court concluded: " The concept of inflexible mandatory minimum fines ... is incompatible with the malleability inherently injected into fine setting by consideration of defendant's financial circumstances." Raschke, 289 Kan. at 924, 219 P.3d 481.

         In the present case, a similar analysis applies in considering whether a fine must be imposed and in determining the amount of the fine for a fourth or subsequent DUI conviction. In considering whether the word " shall" in K.S.A.2009 Supp. 8-1567(g)(1) is mandatory or directory, we consider the four factors laid out in [290 Kan. 221] Raschke. With regard to the first factor— legislative context and history— clearly the DUI fines are specific to the offense and correspond to the number of convictions. The legislative history of subsection (g) is not particularly helpful but shows that the $2,500 fine was set for fourth or subsequent DUI convictions in 2001. See L.2001, ch. 200, sec. 14. Before the 2001 amendment, a fourth DUI conviction received the same possible fine as a third DUI conviction in that " third or ... subsequent conviction[s]" were to be fined " not less than $1,000 nor more than $2,500." See L.1994, ch. 291, sec. 2. By placing the sole fine of $2,500 on fourth or subsequent convictions, the legislature showed its intent to withdraw any discretionary range for this category of offenders.

          With regard to the second factor— substantive effect on a party's rights— it is indisputable that " [p]rescription of a minimum criminal sentence certainly is material; it is not simply a mode of procedure intended to secure order, system, and dispatch of the public business." Raschke, 289 Kan. at 921-22, 219 P.3d 481. The Raschke analysis of the third factor— the existence or nonexistence of consequences for noncompliance— applies equally to the DUI fine for fourth or subsequent offenses: Although the consequences for noncompliance are implicit, they are real, and at a minimum raise a significant question of whether a DUI sentence without a fine in some amount would be illegal under K.S.A. 22-3504 and subject to vacation and correction at any time. See Raschke, 289 Kan. at 921-22, 219 P.3d 481. Further, like the forgery statute, there is no " waiver" provision in the DUI statute. Under the fourth factor, the Court of Appeals has previously concluded the imposition of a DUI fine is mandatory. State v. Wenzel, 39 Kan.App.2d 194, 202-03, 177 P.3d 994 (2008), aff'd in part Phillips, 289 Kan. 28, 210 P.3d 93; State v. Segovia, 19 Kan.App.2d 493, 494, 872 P.2d 312 (1994); State v. Shuster, 17 Kan.App.2d 8, 9, 829 P.2d 925 (1992). In Raschke, this court stated: " We agree with the reasoning of Shuster and Segovia and the most recent Court of Appeals' case examining a mandatory fine for driving under the influence and K.S.A. 21-4607, State v. Wenzel, 39 Kan.App.2d 194, 202-03, 177 P.3d 994 (2008)." Raschke, 289 Kan. at 924, 219 P.3d 481. Hence, the precedent of Wenzel, Segovia, and Shuster establishes [290 Kan. 222] a pattern of demonstrating the mandatory, not directory, nature of DUI fines.

          This leads to the conclusion that the word " shall" in K.S.A.2009 Supp. 8-1567(g)(1) makes imposition of a $2,500 fine for a fourth or subsequent driving under the influence conviction mandatory, rather than directory. As we concluded in Raschke, the specific, more recent requirement of a mandatory fine leaves no room for considering financial resources. The district court was required to impose a $2,500 fine against Copes for her fourth DUI conviction and was not required to take into account the financial resources of the defendant and the nature of the burden its payment will impose, per K.S.A. 21-4607(3), in deciding to impose the fine and in deciding the amount of the fine.

          Method of Payment

          There remains, however, a question of whether the district court was required to consider Copes' financial resources in determining the method of payment. Again, K.S.A. 21-4607(3) states the district court " shall take into account the financial resources of the defendant and the nature of the burden that its payment will impose" when " determining the amount and method of payment of a fine." (Emphasis added.) The community service option provided in K.S.A.2009 Supp. 8-1567(j) creates an alternative method of payment.

          The impact of the community service option was not addressed by the Court of Appeals. Moreover, the parties had not addressed the provision until prompted to do so by this court's questions at oral argument. Nevertheless, in applying a statute, courts are required to consider a statute as a whole. See Southwestern Bell Telephone Co. v. Beachner Const. Co., Inc., 289 Kan. 1262, 221 P.3d 588 (2009). Consequently, we cannot ignore K.S.A.2009 Supp. 8-1567(j) and its grant of discretion to order payment of a DUI fine through community service.

         Where the amount of fine is discretionary, this court has required the district court to " state on the record that he or she has taken into account the financial resources of the defendant and the nature of the burden that payment of the fine will impose." [290 Kan. 223] State v. McGlothlin, 242 Kan. 437, 441, 747 P.2d 1335 (1988). We see no reason to require a different procedure when the method of payment is discretionary. In doing so, we recognize there are considerations other than ability to pay that are relevant to the determination of whether the public service option will be ordered. Nevertheless, the existence of other factors influencing a court's discretion does not diminish a statutory requirement that a specific factor be considered. In addition, the method of payment may be equally relevant to a district court's decision in situations where a monetary fine imposes little or no burden on a defendant; in such a case, the court might determine the commitment of time to community service is a more appropriate penalty. Consequently, applying K.S.A. 21-4607(3) we hold that a district court must take into account the defendant's financial resources and the burden of the fine when considering the method of payment of a fine for a fourth or subsequent DUI offense, i.e., whether the defendant must pay a monetary fine or provide community service under K.S.A.2009 Supp. 8-1567(j). Contrary holdings in Wenzel, 39 Kan.App.2d 194, 177 P.3d 994; Segovia, 19 Kan.App.2d 493, 872 P.2d 312; and Shuster, 17 Kan.App.2d 8, 829 P.2d 925, are overruled.

         In summary, regardless of Copes' financial resources, the district court was correct to impose the entire $2,500 fine, a mandatory fine, for her fourth DUI conviction. But the legislature clearly contemplated the notion of financial hardship or the burden of payment by allowing the discretionary imposition of community service (credit of $5 per hour) to offset the total amount due. By failing to consider Copes' ability to pay and the burden the payment will impose on her, the district court bypassed the consideration of whether community service was an option for her.

          The Court of Appeals' decision affirming the district court is reversed and remanded. The district court's decision is reversed and remanded for consideration of Copes' financial resources with respect to the amount of BIDS attorney fees she is required to pay and to the method of payment of her DUI fine.


Summaries of

State v. Copes

Supreme Court of Kansas
Feb 26, 2010
290 Kan. 209 (Kan. 2010)

determining that K.S.A. 22-4513[b] applies when the defendant enters into a plea agreement, absent an explicit waiver of the rights granted by the statute

Summary of this case from State v. Raymond Cummings

In Copes, Copes' plea agreement required that she reimburse the Board of Indigents' Defense Services (BIDS) for her attorney fees.

Summary of this case from State v. Bennett

In Copes, the court indicated that it is appropriate to look at whether other Kansas courts have considered the provision in question to be mandatory.

Summary of this case from State v. Romero

In Copes, our Supreme Court reasoned that although the district court is not required to consider financial resources when imposing the $2,500 DUI fine, the court is still required to state on the record that it has “take[n] into account the defendant's financial resources and the burden of the fine when considering” whether the defendant is eligible to pay the fine through community service.

Summary of this case from State v. Bailey

In State v. Copes, 290 Kan. 209, 224 P.3d 571 (2010), our Supreme Court interpreted K.S.A. 21–4607, which has been recodified as K.S.A.2013 Supp. 21–6612, in the context of the defendant's conviction of driving under the influence of alcohol (DUI).

Summary of this case from State v. Finch

In Copes, the Supreme Court considered whether the district court erred under K.S.A. 21–4607(3) in imposing the $2,500 fine mandated by K.S.A.2009 Supp. 8–1567(g)(1) without first considering the defendant's financial resources.

Summary of this case from State v. Clark

In Copes, the Supreme Court stated that a defendant could waive his or her statutory rights under K.S.A. 22–4513(b) but only when the defendant has explicitly waived such rights.

Summary of this case from State v. Fabela

In Copes, the plea agreement only provided for a recommendation to be made by defense counsel with no explicit waiver of a statutory right.

Summary of this case from State v. Fabela

In Copes, the State argued that the defendant, in her written plea agreement, had effectively contracted away her statutory rights under K.S.A. 22–4513(b) regarding the district court's assessment of the Board of Indigents' Defense Services (BIDS) attorney fees. Although the Supreme Court acknowledged that the defendant's plea agreement had contained an explicit waiver of an extensive recitation of rights, the court found that it did not specifically contain an agreement to waive her rights granted under K.S.A. 22–4513(b). 290 Kan. at 217.

Summary of this case from State v. Spencer

In State v. Copes, 290 Kan. 209, 222, 224 P.3d 571 (2010), our Supreme Court held that the fine to be imposed under K.S.A.2009 Supp. 8–1567(g)(1) for a fourth or subsequent DUI conviction is mandatory; thus, when imposing the fine a district court is not required to consider the defendant's financial resources and the burden of the fine.

Summary of this case from State v. Wells

In Copes, our Supreme Court ultimately determined that the defendant's plea agreement lacked an explicit waiver of the rights granted by K.S.A. 22–4513(b), and, without that, it could not determine whether there was an intentional relinquishment of a known right. 290 Kan. at 218.

Summary of this case from State v. Barksdale

In Copes, the State argued that the defendant had contracted away her rights under K.S.A. 22–4513(b) in her plea agreement.

Summary of this case from State v. Barksdale

In Copes, our Supreme Court held that a trial court “must take into account the defendant's financial resources and the burden of the fine when considering the method of payment of a fine for a fourth or subsequent DUI offense, i.e., whether the defendant must pay a monetary fine or provide community service under K.S.A.2009 Supp. 8–1567(j).” 290 Kan. at 223.

Summary of this case from State v. Jefferson
Case details for

State v. Copes

Case Details

Full title:STATE OF KANSAS, Appellee , v. MARY JEAN COPES, Appellant

Court:Supreme Court of Kansas

Date published: Feb 26, 2010

Citations

290 Kan. 209 (Kan. 2010)
290 Kan. 209

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