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Southworth v. State of New York

Court of Appeals of the State of New York
Jun 12, 1979
47 N.Y.2d 874 (N.Y. 1979)

Opinion

Argued May 2, 1979

Decided June 12, 1979

Appeal from the Appellate Division of the Supreme Court in the Fourth Judicial Department, JEREMIAH J. MORIARTY, J.

Charles T. Major and Thomas E. Myers for appellant.

Robert Abrams, Attorney-General (Douglas L. Manley of counsel), for respondent.



MEMORANDUM.

The orders of the Appellate Division should be affirmed, with costs.

For the reasons stated by Mr. Justice MICHAEL F. DILLON in the majority opinion at the Appellate Division, we conclude that the State was not negligent in issuing the interim driver's license. We note in particular the fact, now conceded by the plaintiff, that the driver was not ineligible under the statutes in effect when the license was issued.

This determination, however, should not be read as suggesting that the State might have been liable if the Motor Vehicle Department had been negligent in issuing the license. Statutes and regulations adopted in the exercise of the police power are, of course, designed to protect the general public from certain known or anticipated harms. But it is settled that the State and its subdivisions acting "for the protection of the general public, cannot be cast in damages for a mere failure to furnish adequate protection to a particular individual to whom it assumed no special duty" (Evers v Westerberg, 38 A.D.2d 751, affd 32 N.Y.2d 684). It would seem that this principle should apply to the administration and enforcement of State licensing requirements. We also note that when State officials negligently issue a license or fail to revoke it, the State action is generally held not to be the proximate cause of the injury inflicted by the licensee (see State's Liability for Improperly Licensing Negligent Drivers, Ann., 79 ALR3d 955).


I would reverse and reinstate the determination of the Court of Claims on the issue of liability, as would Mr. Justice STEWART F. HANCOCK, JR., at the Appellate Division, for the failure of the State to comply with the requirements imposed by the Legislature when it authorized the DWI Counterattack Program.

The experimental driver rehabilitation program in this case cannot be classified as an incidental component of the State's administration of the routine licensing of operators of motor vehicles. The Legislature in its wisdom (which I am not at liberty to question) has authorized "the establishment of experimental programs of rehabilitative instruction and direction for drivers with poor driving records" (Vehicle and Traffic Law, § 520; L 1968, ch 464), in consequence of which drivers who would not otherwise be permitted to do so may nonetheless be allowed, if participating in the program, to continue to drive on our public highways. Thus, segments of the public are exposed to risks to which they would not be subjected were it not for affirmative action of the State in its inauguration and operation of the driver rehabilitation program. This case, therefore, falls outside the scope of the unquestioned proposition that the State, acting for the protection of the general public, cannot be cast in damages for a failure to furnish adequate protection to a particular individual to whom it assumed no special duty. In the operation of this particularly designed program, involving a significant aggravation of risk as it inescapably does, the State should be held to have assumed a special duty to the traveling public, at least to the extent that there must be substantial compliance with the terms and conditions imposed by the Legislature in its authorization of the inauguration and operation of the program.

The enabling statute explicitly mandates that the advisory board, composed of individuals possessed of particular competences appropriate to the discharge of the important responsibility reposed in the board, shall (1) "establish criteria, subject to the approval of the commissioner, for the selection of those persons to be referred to the commissioner for official participation in the driver rehabilitation programs authorized" and, additionally, (2) "based on criteria developed by the board [shall], select on an impartial basis those persons to be referred to the commissioner for official participation in such driver rehabilitation program" section 522 (subd 2, pars [c], [d]) of the Vehicle and Traffic Law. There is no evidence in this record to support a conclusion that either of these important responsibilities was discharged by the board, either by its own action or by duly and permissibly delegated authority. The State should be held liable for these serious omissions and its failure to comply with the specific statutory commands in implementing a hazardous experimental program authorized by the Legislature which puts back on the highways a motor vehicle operator who because of alcohol-related offenses would otherwise be prohibited from driving, when innocent members of the public are thereby injured in another episode of alcohol abuse on his part.

Chief Judge COOKE and Judges JASEN, GABRIELLI and WACHTLER concur; Judge JONES dissents and votes to reverse in a separate opinion in which Judge FUCHSBERG concurs.

Orders affirmed.


Summaries of

Southworth v. State of New York

Court of Appeals of the State of New York
Jun 12, 1979
47 N.Y.2d 874 (N.Y. 1979)
Case details for

Southworth v. State of New York

Case Details

Full title:JOHN V. SOUTHWORTH, Individually and as Executor of ALICE K. SOUTHWORTH…

Court:Court of Appeals of the State of New York

Date published: Jun 12, 1979

Citations

47 N.Y.2d 874 (N.Y. 1979)
419 N.Y.S.2d 71
392 N.E.2d 1254

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