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Saeger v. Avila

United States District Court, E.D. Wisconsin.
May 1, 2013
930 F. Supp. 2d 1009 (E.D. Wis. 2013)

Summary

finding the state court's interpretation of the defendant's statement—"I got nothin[g] more to say to you. I'm done. This is over"—as equivocal because it could be interpreted as a negotiating ploy to be an unreasonable application of clearly established federal law

Summary of this case from State v. Lalone

Opinion

Case No. 12–C–188.

2013-05-1

Phillip SAEGER, Plaintiff, v. Lisa AVILA Superintendent, Sturtevant Transitional Facility, Defendant.

Phillip Saeger, Sturtevant, WI, pro se. Marguerite M. Moeller, Wisconsin Department of Justice, Madison, WI, for Defendant.



Phillip Saeger, Sturtevant, WI, pro se. Marguerite M. Moeller, Wisconsin Department of Justice, Madison, WI, for Defendant.

DECISION AND ORDER GRANTING PETITION FOR WRIT OF HABEAS CORPUS


WILLIAM C. GRIESBACH, Chief Judge.

Phillip Saeger, who is currently serving a sentence at the Sturtevant Transitional Facility, filed a petition seeking federal relief from his state conviction pursuant to 28 U.S.C. § 2254. Saeger was convicted of two counts of burglary as a party to the crime, contrary to Sections 943.10(1m)(a) and 939.05 of the Wisconsin Statutes, and sentenced to seven years and six months imprisonment with five years of extended supervision. He alleges in his petition that an incriminating statement he made to two detectives was involuntary and obtained in violation of his Fifth Amendment right to remain silent. He further alleges that the decision of the Wisconsin Court of Appeals affirming the denial of his motion to suppress the statement is contrary to clearly established federal law. The case has been fully briefed and is now ready for disposition. For the following reasons, Saeger's petition will be granted.

BACKGROUND

In the course of investigating a series of burglaries in Fond du Lac and Washington counties sometime in 2005, law enforcement officers began focusing their attention on Saeger and put out a request that he be detained. Saeger was later taken into custody in South Beloit, Illinois, and on December 13, 2005, Detective Gerard Kane from the Fond du Lac County Sheriff's Department and Detective Mark Sette from the Washington County Sheriff's Department proceeded there to interview him. Detective Kane read Saeger his Miranda rights from a form, which Saeger also read and signed, indicating he was waiving his rights and agreeing to talk to the detectives. They then proceeded to question him about the burglaries they were investigating from about 8:30 p.m. until 1:50 a.m. the following morning. Ultimately, Saeger confessed to participating in several burglaries in the two counties.

Following the issuance of charges in each of the two counties, Saeger moved to suppress his statement on the grounds that it was involuntary and that his rights under Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966), had been violated. Separate hearings were held on Saeger's motions in each of the counties, but the evidence, as one would expect, was essentially the same. At the beginning of the interview, the detectives advised Saeger of the crimes in which he was a suspect and confronted him with various items of evidence that they believed implicated him. Saeger denied having committed the burglaries and offered alternative explanations of the evidence they described.

After a couple of hours, the course of the interview changed. One of the detectives received a telephone call advising him that a gun had been found at Saeger's girlfriend's house. The gun was identified as being one of the items stolen in the burglaries that occurred in Fond du Lac. It soon became clear to Detectives Kane and Sette that Saeger was fearful of the possibility of federal prosecution for being a felon in possession of a firearm. Kane and Sette told Saeger about the discovery of the firearm and advised him he could face federal charges carrying a potential prison term of 25 years in prison. Given his age at the time (54), Saeger viewed this possibility as a “life sentence.” (Response, Ex. C at 49, ECF No. 21–3.)

At that point, Saeger began arguing with the detectives over whether he could be charged federally. As recounted by the Wisconsin Court of Appeals, Saeger testified that “he was scared and angry and said, interspersed with profanity, ‘You ... ain't listening to what I'm telling you. You don't want to hear what I'm saying. You want me to admit to something I didn't ... do ... and I got nothin[g] more to say to you. I'm done. This is over.’ ” State v. Saeger, 2010 WI App 135, ¶ 3, 329 Wis.2d 711, 790 N.W.2d 543 (Ct.App.2010) (unpublished).

Neither detective could recall whether Saeger made this statement, though Kane testified “it's very possible.” (Response, Ex. H at 45, ECF No. 21–8.) Indeed, it appears that Detective Kane was not even aware that under Miranda law enforcement officers were required to stop questioning a suspect who stated he no longer wanted to talk to them. When asked if Saeger had at one point informed them he was done talking to them, and whether they had convinced him to continue the interview by promising that they would not have him charged federally, Detective Kane responded that he did not know whether it happened that way or not. He continued: “I mean, obviously, if he stopped talking, we can't make him talk. So, he obviously continued talking for some reason and he never mentioned the word ‘lawyer.’ So that's all I can tell you for sure.” ( Id., at 46.) When asked during the hearing on Saeger's motion in the Washington County proceeding whether he would have stopped his conversation with Saeger even if Saeger in fact said he no longer wanted to talk to him, Detective Kane's response suggests he would not: “I guess I have the right to talk all night, that's how I look at it. If he wants to listen, he can; if he doesn't want to, he doesn't have to.” (Response, Ex. E at 21, ECF No. 21–5.)

In any event, immediately after Saeger's outburst, the detectives told Saeger that they were not interested in pursuing federal charges against him and that they would agree not to refer the matter of the gun possession to federal authorities. At Saeger's request, the detectives reduced the promise to writing, signed it and provided Saeger a copy. The interrogation then continued, and Saeger eventually confessed to being a “point-man” and “backup” in several of the burglaries. The statement was also reduced to writing and signed by Saeger.

On the basis of this evidence, Saeger argued in the separate proceedings that his statement should be suppressed for two reasons. He claimed that the detectives had violated his rights under Miranda when they continued to question him after he told them he was done talking to them. He also claimed that his statement was involuntary because it was inducedby police misconduct. As to the later claim, he argued that because county sheriff officers have no authority to issue federal charges, the promise made to him by the detectives was illusory.

Both courts denied Saeger's motion, finding that he did not unequivocally invoke his right to remain silent and that his statement was voluntary. On the voluntariness issue, both courts found that the detectives' promise that they would not charge Saeger federally, notwithstanding the fact that they did not have the power to issue federal charges, was not misconduct and that his statement to them was not coerced. On the Miranda question, however, the two courts appear to have differed in their findings as to what Saeger had said.

The Fond du Lac County circuit court, citing the testimony of the detectives given in response to the questions of the prosecutor on direct examination, found that Saeger had not exercised his right to remain silent and that, at best, Saeger had made some ambiguous statement to the effect that he had completed his statement to them. The court made no finding as to precisely what Saeger had said. (Response Ex. C at 42, ECF No. 21–3.)

The Washington County circuit court, on the other hand, found that Saeger's testimony as to what he had said to the detectives was essentially accurate. The court noted that when directly asked whether Saeger had made such a statement, both detectives “were only able to say they didn't recall him saying that he didn't want to make any further statements,” which, the court observed, was “far from a denial that those statements were made.” ( Id., at 51.) Absent a denial, the court concluded, it was “forced to accept those statements ... as having been made.” ( Id.)

Despite this finding, however, the Washington County court also found that Saeger had not unambiguously invoked his right to remain silent. Viewing the statements in the context in which they were made, the court concluded that when Saeger told the detectives he didn't want to talk to them any further, he really didn't mean it; he was just bargaining with them. In explaining its conclusion, the court drew an analogy with negotiating over the price of a car with a car dealer. The court noted that a buyer will often say “no” to the dealer's last offer and start walking away without really meaning to terminate the negotiations. In the view of the court, that is what Saeger was doing here:

It seems to me that Mr. Saeger's motivation in this context was to get whatever assurances he was in the position to get that he wouldn't be prosecuted under the Trigger Lock law. That his statements that: that's it, I don't want—this is over, I don't want to talk to you any further, basically puts him in a bargaining position. The officers clearly want to be able to talk to him, because he has information they want to obtain. Now Mr. Saeger has a bargaining chip to get what he is concerned about, which is, not to be prosecuted by the Feds.
( Id. at 53.) Since Saeger's statement that he no longer wanted to talk to the detectives and proclaiming the interview over could be read in this way, the court concluded that the statement was ambiguous. Absent a clear an unequivocal invocation of his right to remain silent, the court concluded that no Miranda violation had been shown.

Reserving his right to appeal the denial of his motions to suppress, Saeger then reached an agreement with the state, and the two cases were consolidated for plea and sentencing in Washington County. On appeal, the Wisconsin Court of Appeals adopted the findings and analysis of the Washington County court as to what Saegerhad said to the detectives and affirmed his conviction. The court noted that in Wisconsin, “a statement is equivocal as a matter of law when there are reasonable competing inferences to be drawn from it.” 2010 WL 3155264, at *3. The court acknowledged that “a reasonable person could ... read [Saeger's] statement to mean that he actually wanted to invoke his right to remain silent.” Id. at *3. Taken in context, however, the court concluded that “it was reasonable for the detectives to conclude that his statement was merely a fencing mechanism to get a better deal—one that would free him of exposure to federal charges.” Id. Because there were reasonable competing inferences that could be drawn from the statement, the court concluded the statement was equivocal as a matter of law and it was therefore insufficient to invoke the right to remain silent. On the question of voluntariness, the court concluded that there was no showing of misconduct by the detectives and that the statement was therefore voluntary. The Wisconsin Supreme Court denied Saeger's petition for review, and he timely filed this petition for federal relief under 28 U.S.C. § 2254.

LEGAL STANDARD

Saeger's petition is covered by the Antiterrorism and Effective Death Penalty Act (AEDPA), 28 U.S.C. § 2254. Under AEDPA, if a state court adjudicated a constitutional claim on the merits, a federal court may grant habeas relief only if the state court decision was contrary to, or involved an unreasonable application of, Supreme Court precedent or if the state court decision was based on an unreasonable determination of the facts in light of the evidence presented in the state proceeding. 28 U.S.C. § 2254(d); see also Williams v. Taylor, 529 U.S. 362, 376, 120 S.Ct. 1495, 146 L.Ed.2d 389 (2000). In reviewing the merits of a petition for habeas relief, “[t]he relevant decision for purposes of our assessment is the decision of the last state court to rule on the merits of the petitioner's claim.” Charlton v. Davis, 439 F.3d 369, 374 (7th Cir.2006) (citing McFowler v. Jaimet, 349 F.3d 436, 446 (7th Cir.2003)). Thus, it is the decision of the Wisconsin Court of Appeals that is at issue here.

“An ‘unreasonable application’ of United States Supreme Court precedent occurs when a state court identifies the correct governing legal rule but unreasonably applies it to the facts of a case or if the state court either unreasonably extends a legal principle from the Supreme Court's precedent to a new context in which it should not apply or unreasonably refuses to extend that principle to a new context in which it should apply.” Ellison v. Acevedo, 593 F.3d 625, 632 (7th Cir.2010) (citing Muth v. Frank, 412 F.3d 808, 814 (7th Cir.2005)). The petitioner bears the burden of proving that the state court's application of federal law was unreasonable, and the “unreasonable application” prong of § 2254(d) “is a difficult standard to meet.” Jackson v. Frank, 348 F.3d 658, 662 (7th Cir.2003).

ANALYSIS

The dispositive issue, in this court's view, is whether the Wisconsin Court of Appeals' decision holding that Saeger did not unequivocally invoke his right to remain silent during his interrogation by Detectives Kane and Sette was contrary to or involved an unreasonable application of clearly established federal law. Under federal law, a person subjected to custodial interrogation by police must first be advised of his right to remain silent, that any statements he makes can be used as evidence against him, and that he has the right to the advice of an attorney during questioning, either retained or appointed. Miranda, 384 U.S. at 444, 86 S.Ct. 1602.Miranda also held that if an individual “indicates in any manner and at any stage of the process” either that he does not want to be interrogated or that he wants an attorney present, questioning must cease. Id. at 444–45, 86 S.Ct. 1602. Before a statement obtained from a defendant while in custody can be admitted as evidence against him, the state bears the burden of showing that the required warnings were given, that they were understood by the defendant, and that the defendant voluntarily waived them and agreed to answer questions. Id. at 475, 86 S.Ct. 1602.

More recent cases have held that the invocation of either the right to counsel or the right to remain silent at a custodial interrogation must be unequivocal. See Davis v. United States, 512 U.S. 452, 114 S.Ct. 2350, 129 L.Ed.2d 362 (1994); Berghuis v. Thompkins, 560 U.S. 370, 130 S.Ct. 2250, 176 L.Ed.2d 1098 (2010). In Davis, a suspect in a murder investigation made the statement “Maybe I should talk to a lawyer” about an hour and a half into the interview. Davis, 512 U.S. at 455, 114 S.Ct. 2350. The officers conducting the interview explained to the suspect that if he wanted an attorney, they would stop any questioning of him at once. They then asked him if he was asking for a lawyer. The suspect responded that he was not asking for a lawyer and the questioning continued until after the suspect had made a number of incriminating statements. Id. The suspect was later charged with the murder under investigation and, after his motion to suppress his statements was denied, he was convicted. In affirming his conviction, the Supreme Court held that in order to invoke the right to counsel under Miranda, “the suspect must unambiguously request counsel.” Id. at 459, 114 S.Ct. 2350. Although a suspect need not speak with the clarity of an Oxford don, the Court acknowledged, “he must articulate his desire to have counsel present sufficiently clearly that a reasonable police officer in the circumstances would understand the statement to be a request for an attorney.” Id. If the suspect's statement is equivocal or ambiguous, law enforcement officers have no obligation to cease their questioning. Id. And while it is good practice for officers to clarify a suspect's intent if he makes an ambiguous or equivocal statement concerning counsel, the Court held in Davis that they were not required to do so in order to continue questioning the suspect. Id. at 461–62, 114 S.Ct. 2350.

In Thompkins, the Court extended the Davis holding to the right of a suspect to remain silent and decline to answer questions. Thompkins, a suspect in a murder investigation, remained largely silent after he was advised of his Miranda rights. At no point during the interrogation, however, did he state that he wanted to remain silent, that he did not want to talk with the police, or that he wanted an attorney. 130 S.Ct. at 2256. About 2 hours and 45 minutes into the interrogation, a detective asked Thompkins if he believed in God. Thompkins said he did, and his eyes welled up with tears. The detective then asked him if he prayed to God, and Thompkins said “yes.” The detective then asked Thompkins if he prayed to God to forgive him for shooting that boy down, and Thompkins again responded “yes.” Id. at 2257. Although the interview ended shortly thereafter and Thompkins refused to sign a statement, the statement was allowed as evidence and the jury found Thompkins guilty. After exhausting his state court remedies, Thompkins sought federal relief under 28 U.S.C. § 2254. His petition was denied by the district court, but the Court of Appeals reversed. The Sixth Circuit held that Thompkins' “persistent silence for nearly three hours in response to questioning and repeated invitations to tell his side of the story offered a clear and unequivocal message to the officers:Thompkins did not wish to waive his rights.” 547 F.3d at 588. Applying Davis, the Supreme Court reversed.

In reversing the Court of Appeals, the Court noted “there is no principled reason to adopt different standards for determining when an accused has invoked the Miranda right to remain silent and the Miranda right to counsel at issue in Davis.130 S.Ct. at 2260. On the contrary, the Court noted that good reasons existed to apply the same standard for both the right to remain silent and the right to counsel. Requiring an unambiguous invocation of the right to remain silent “results in an objective inquiry that ‘avoid[s] difficulties of proof and ... provide[s] guidance to officers' on how to proceed in the face of ambiguity.” Thompkins, 130 S.Ct. at 2260 (quoting Davis, 512 U.S. at 458–59, 114 S.Ct. 2350). Furthermore, requiring a suspect to unambiguously invoke his Miranda rights prevents law enforcement officers from having to make “difficult decisions about an accused's unclear intent and face the consequence of suppression ‘if they guess wrong.’ ” Id. (quoting Davis, 512 U.S. at 461, 114 S.Ct. 2350).

The Wisconsin Court of Appeals cited both Davis and Thompkins in affirming Saeger's conviction, but concluded that neither required suppression of Saeger's statement because, considered in context, his statements were ambiguous. As support for its ruling, the court cited its earlier decision in State v. Markwardt, 2007 WI App 242, ¶ 36, 306 Wis.2d 420, 742 N.W.2d 546. There, the court had held that when the suspect said, “[j]ust get me out of here” and “I don't want to sit here anymore,” it was not an invocation of the right to remain silent. Viewed in the context of the interrogation, the court held that it was reasonable to believe that the defendant's outburst was “in reaction to being caught in a web of lies, which the officers laid bare.” Saeger's outburst, the court concluded, was analogous. 2010 WL 3155264 at *3. Saeger was being uncooperative and untruthful. The detectives also testified that they knew he was an excitable person. Viewed in this context, the court concluded that it was not unreasonable to interpret Saeger's outburst as a negotiating ploy. Id.

In so ruling, the Wisconsin court unreasonably applied clearly established federal law. Interpretation of the context in which the invocation is made “is only required where the defendant's words, understood as ordinary people would understand them, are ambiguous.” Connecticut v. Barrett, 479 U.S. 523, 529, 107 S.Ct. 828, 93 L.Ed.2d 920 (1987). There is no ambiguity about the plain language Saeger used: “I got nothin[g] more to say to you. I'm done. This is over.” He used no conditional or equivocal words. He did not vacillate or say “maybe” or “I think” or “if,” for example. In fact, for the statement to serve as the negotiating ploy the court interpreted it to be, it had to be clear. Otherwise, it could not serve its presumed purpose. Notwithstanding the clarity of the language used by Saeger, the court of appeals found that because there were reasonable competing inferences that could be drawn from the context of Saeger's statement, it was equivocal as a matter of law. Saeger, 2010 WI App 135, at ¶ 11.

In essence, however, the court did not really find that Saeger's actual words were unclear. Instead, the Wisconsin court found that while Saeger's actual words were clear, he did not really mean them. Because a reasonable person could find that Saeger might have had a motive other than to protect himself against self-incrimination, his otherwise clear invocation of his Miranda right not to speak to law enforcement was, in the view of the state courts, ambiguous. But if this reasoning were accepted, then it is difficult to imagine a situation where a suspect could meaningfully invoke the right to remain silent no matter what words he used. In an interrogation setting, one could always imagine plausible alternative motives for stating a desire for interrogation to end. The law does not require that a suspect unambiguously invoke the right to remain silent and also explain why they are doing so.

In Anderson v. Terhune, the Ninth Circuit, sitting en banc, held a state court unreasonably applied federal law in finding the defendant's statement was “ambiguous in context” under similar facts. 516 F.3d 781 (9th Cir.2008) (en banc). The defendant in that case was interrogated for more than three hours after he was identified as a suspect for the murder of his friend. At one point, the defendant stated “I don't even wanna talk about this no more.” Id. at 785. After police continued to question him about his drug use on the day of the murder, the defendant said, “I'm through with this. I'm through.... I plead the [F]ifth.” Id. at 785–86. The court rejected the state court's reasoning that although the defendant's words viewed in isolation were clearly an invocation of the right to remain silent, the scope of the invocation was nevertheless ambiguous because one interpretation of the words was that the defendant did not intend to completely terminate the interview. The court explained:

Using “context” to transform an unambiguous invocation into open-ended ambiguity defies both common sense and established Supreme Court law. It is not that context is unimportant, but it simply cannot be manufactured by straining to raise a question regarding the intended scope of a facially unambiguous invocation of the right to silence. As the Supreme Court has observed, in invoking a constitutional right, “a suspect need not ‘speak with the discrimination of an Oxford don.’ ”
516 F.3d at 787 (quoting Davis, 512 U.S. at 459, 114 S.Ct. 2350). The Anderson court noted that once the defendant unambiguously and unequivocally invoked his right to remain silent, the interrogation should have immediately ended. Id. at 788 (“What about the words “I plead the Fifth” is unclear, ambiguous, or confusing to a reasonable officer? Nothing.”). While “I plead the Fifth” is even more clear than “I got nothing more to say to you” and “I'm done,” Anderson's reasoning is fully applicable here.

It is also irrelevant that a suspect invokes his right to remain silent in an “outburst” of frustration. See Anderson, 516 F.3d at 788 (finding that the fact that defendant's invocation came after two hours of interrogation and appeared to be a “statement[ ] of frustration” did not undermine an otherwise unambiguous invocation because a “suspect can both be frustrated with an interrogation and seek to terminate it”). Although the court of appeals in this case also placed emphasis on the fact that the detectives interviewing Saeger testified that he was “uncooperative and lied often” it is unclear what relevance this has where Saeger clearly stated he wanted questioning to cease. Of perhaps greater import is the fact that Saeger had experience with being interrogated, that he and the officers were arguing about the federal charges, and that he continued to negotiate with the detectives immediately after stating “[t]his is over.” However, where the request for questioning to stop is clear, “ postrequest responses to further interrogation may not be used to cast retrospective doubt on the clarity of the initial request itself.” Smith v. Illinois, 469 U.S. 91, 100, 105 S.Ct. 490, 83 L.Ed.2d 488 (1984) (emphasis in original) (discussing invocation of right to counsel); c.f. Thompkins, 130 S.Ct. at 2260 (finding “no principled reason” to adopt different standards for determining when an accused has invoked the right to remain silent and the right to counsel). In discussing the right to counsel, the Supreme Court explained: “[i]n the absence of such a bright-line prohibition, the authorities through ‘badger[ing]’ or ‘overreaching’—explicit or subtle, deliberate or unintentional—might otherwise wear down the accused and persuade him to incriminate himself notwithstanding his earlier request....” Id. at 98, 105 S.Ct. 490 (quoting Oregon v. Bradshaw, 462 U.S. 1039, 1044, 103 S.Ct. 2830, 77 L.Ed.2d 405 (1983)).

Because Saeger's statement was unambiguous on its face (a person is not left wondering what “I got nothin[g] more to say to you” or “I'm done” or “This is over” means), the only reasonable interpretation by the police was that although Saeger said he wanted the questioning to stop, they did not think he really meant what he said. Such a foray into the mental state of the accused has never been advanced by the Supreme Court. Rather, it is exactly the kind of “difficult decision about an accused's unclear intent” sought to be avoided by the bright-line rule stated in Miranda and the requirement that a suspect unambiguously invoke the right to remain silent. Thompkins, 130 S.Ct. at 2260. The court of appeals found, essentially, that although Saeger said “no” he really meant “yes.” Even given the testimony regarding the argument leading up to the invocation, the court of appeals' conclusion that Saeger's statement was equivocal was an unreasonable application of established federal law. And because he prevails on his Miranda claim, it is not necessary to address Saeger's additional claim that his statement was involuntary.

CONCLUSION

In sum, Saeger's rights under Miranda v. Arizona were violated when detectives continued to question him after he unequivocally stated that he no longer wanted to speak with them. The decision of the Wisconsin Court of Appeals to the contrary constitutes an unreasonable application of clearly established federal law. It thus follows that Saeger's petition for relief under 28 U.S.C. § 2254 should be granted. Unless the state elects to retry Saeger within 120 days of this decision, Respondent is ordered to release Saeger from custody. The Clerk is directed to enter judgment accordingly.

DECISION AND ORDER DENYING MOTION TO ALTER OR AMEND JUDGMENT

Respondent has filed a motion to alter or amend judgment pursuant to Federal Rule of Civil Procedure 59(e), asserting that this court's judgment granting Phillip Saeger's petition for a writ of habeas corpus was based on a manifest error of law. In a decision and order granting the petition on March 6, 2013 (ECF No. 38), the court found that Saeger's rights under Miranda v. Arizona, 384 U.S. 436, 86 S.Ct. 1602, 16 L.Ed.2d 694 (1966) were violated when detectives continued to question him after he unequivocally stated that he wanted the interrogation to end and his subsequent incriminating statements were deemed admissible evidence. The court concluded that the Wisconsin Court of Appeals decision to the contrary constituted an unreasonable application of clearly established federal law, and granted Saeger's petition for relief under 22 U.S.C. § 2254. In its motion, Respondent contends that the court erred in concluding that the state court had unreasonably applied clearly established federal law in considering the context in which the Petitioner's unambiguous invocation of his right to terminate the interview was made. For the reasons that follow, Respondent's motion for reconsideration will be denied.

The issue in this case is whether Saeger unequivocally invoked his right to remain silent and to cut off questioning during a custodial interrogation. The state court of appeals concluded that the detectives reasonably may not have known whether Saeger actually wanted to invoke his right to remain silent when he stated, “You ... ain't listening to what I'm telling you. You don't want to hear what I'm saying. You want me to admit to something I didn't ... do ... and I got nothin[g] more to say to you. I'm done. This is over.” State v. Saeger, 2010 WI App 135, ¶ 3, 329 Wis.2d 711, 790 N.W.2d 543 (unpublished). As explained previously, the United States Supreme Court has established a clear articulation rule to trigger the safeguards set forth in Miranda. See Berghuis v. Thompkins, 560 U.S. 370, 130 S.Ct. 2250, 176 L.Ed.2d 1098 (2010); Davis v. United States, 512 U.S. 452, 459, 114 S.Ct. 2350, 129 L.Ed.2d 362 (1994). If a suspect unambiguously invokes the right to remain silent, then “that the exercise of the right will be scrupulously honored” and all questioning must cease at that time. Michigan v. Mosley, 423 U.S. 96, 103, 96 S.Ct. 321, 46 L.Ed.2d 313 (1975) (quoting Miranda, 384 U.S. at 479, 86 S.Ct. 1602). But if the request was ambiguous, then the police are not required to end the interrogation. Thompkins, 560 U.S. 370, 130 S.Ct. 2250, 2259–60, 176 L.Ed.2d 1098. “Once a court decides whether a defendant's request ... is ambiguous, the analysis is simple. Unfortunately, in most cases ... the difficult decision is whether the defendant's request for counsel was ambiguous.” United States v. Hunter, 708 F.3d 938, 942 (7th Cir.2013) (examining the invocation of the right to counsel under Miranda). Yet, the Wisconsin court found ambiguity in Saeger's motive for demanding that the interrogation end-it concluded that “[t]aken in context,” reasonable officers might have thought Saeger's statement was simply “fencing” or a negotiating ploy to get a better deal, and that he did not really mean to end the interrogation. Saeger, 2010 WI App 135, ¶ 11.

In its motion, Respondent first argues that the state court of appeals did not act unreasonably when it examined the context in which Saeger's statements were made in order to conclude that his invocation of his right to cut off questioning was ambiguous. Respondent contends that “numerous courts have recognized that it is permissible to consider the context in which a suspect's remarks were made, even if the words in isolation are unambiguous, in determining if a suspect has unequivocally invoked on of his rights under [Miranda ].” (Respondent's Br. 2–3, ECF No. 40.) Respondent fundamentally misconstrues the Court's decision in arguing at length that the context in which a suspect's alleged invocation of his rights under Miranda is relevant. A fair reading of the decision reveals that the Court never stated that context is irrelevant in determining whether a suspect unambiguously invoked the right to remain silent. An examination of the circumstances or “context” leading up to an articulation of the right to remain silent may and should be considered to determine whether a suspect's statement was unequivocal and unambiguous. For example, if a suspect prefaces a statement that on its face invokes his right to remain silent by noting that he is only speaking hypothetically, a law enforcement officer could reasonably conclude that questioning could continue.

But here, the way in which the state court of appeals purported to use context to transform Saeger's unambiguous words into an ambiguous invocation was unreasonable in light of clearly established Supreme Court precedent. Saeger unequivocally articulated his desire for questioning to stop. If Saeger did not mean what he said, if as the state court held he was simply bargaining for a better deal, he no doubt would have re-engaged the detectives as they terminated the interview and prepared to leave the interrogation room. If that had occurred, the questioning could have continued. See Mosley, 423 U.S. at 103–4, 96 S.Ct. 321. Instead, the detectives ignored Saeger's declaration that the interview was over and continued their interrogation. In concluding that Saeger did not invoke his right to terminate the interview, the state court looked not to the words Saeger used, or even the context in which he spoke them. Instead, the state court looked to what it found to be his motivation or intent, and concluded that he did not mean what he said. This court is aware of no precedent under the Supreme Court's decisions or elsewhere that holds that ambiguity can essentially be manufactured by examining a suspect's possible motive for invoking his rights. Police officers and courts are not mind-readers, nor is an examination of subjective intent contemplated by Miranda and its progeny.

Respondent cites several non-binding, largely state court cases to “illustrate” that the Wisconsin court's consideration of the context in which Saeger's remarks were made was not an unreasonable application of federal law. Respondent argues these cases demonstrate that “fairminded jurists could disagree on the propriety of considering the context in which otherwise unambiguous words are spoken to decide if a suspect unequivocally invoked his Miranda right to cut off questioning.” (State's Br. 5, ECF No. 40.) But the question is not whether fairminded judges would agree or disagree; the question is what the Supreme Court has decided. The Supreme Court has said that “[t]o avoid difficulties of proof and to provide guidance to officers conducting interrogations, [the question whether an accused has invoked his rights under Miranda] is an objective inquiry.” Davis, 512 U.S. at 458–59, 114 S.Ct. 2350;see also Thompkins, 130 S.Ct. at 2260 (“A requirement of an unambiguous invocation of Miranda rights results in an objective inquiry that ‘avoid[s] difficulties of proof and ... provide[s] guidance to officers' on how to proceed in the face of ambiguity.). An objective inquiry looks at the accused's words and surrounding circumstances; not his subjective state of mind.

As already stated, this court does not disagree that context is important. But consideration of context cannot justify concluding that “no” means “yes” because the suspect may be simply bargaining for a better deal. If this is the rule, then an essential part of Miranda might as well be considered gone. No matter how clearly a suspect invokes either the right to remain silent or the right to counsel, it can always be said that he really didn't mean it, that it was intended only as a bargaining chip. Such an inquiry into the subjective state of mind of an accused is directly contrary to clearly established federal law, which states that the determination of whether an accused has invoked his rights under Miranda “is an objective inquiry.” Id.

Moreover, while considering some purportedly illustrative cases, Respondent fails to consider a wealth of habeas cases that have reached results consistent with Supreme Court precedent and with the Court's decision here. For instance, in McGraw v. Holland, the Sixth Circuit rejected the notion that the defendant's repeated statements that she did not want to talk about the alleged crime were ambiguous because her invocation might have stemmed from a motive other than her privilege to avoid self-incrimination—namely, her fear of retaliation because she was apparently afraid of being shot and killed if she talked to police. 257 F.3d 513, 519 (6th Cir.2001) (“We are aware of no support, either in logic or in law, for the proposition that an otherwise unambiguous expression of a desire to remain silent can somehow become ambiguous if prompted by a fear of retaliation.”). The court explained that where “there was nothing ambiguous” about the suspect's statement, without any qualification, that she did not want to talk, “it would simply not be reasonable to take her words at less than face value.” Id.

Likewise, in Anderson v. Smith, 751 F.2d 96 (2d Cir.1984), the court found no “latent ambiguity” in a suspect's response of “no” when asked if he wished to talk to police. The court found the defendant's right to remain silent had been violated when police ignored his statement and proceeded to ask him “why” he did not want to talk, explaining,

the interrogator never needs to know why a suspect wants to remain silent; once it is clear that the suspect wants to remain silent, the interrogation should cease. After all, the Fifth Amendment assumes that the suspect invokes his right in order not to be a witness against himself; that is reason enough. An interrogator would only want to probe beyond the suspect's presumed desire to avoid self-incrimination if he expected either to evoke an incriminating response or to get a clue as to how the suspect might be persuaded to abandon his rights.
Id. at 105 (emphasis added) ( overruled on other grounds, Maleng v. Cook, 490 U.S. 488, 109 S.Ct. 1923, 104 L.Ed.2d 540 (1989)).

Other federal courts consistently reach the same result: “[a]lthough the context and nuances of a request to end questioning can create ambiguity, they cannot overcome a clear expression of the desire to remain silent.” United States v. Rambo, 365 F.3d 906, 910 (10th Cir.2004) (“In this case, [the detective] asked [the defendant] if he wanted to discuss the ‘stuff,’ i.e., the robberies, and [the defendant] said ‘No.’ There is no nuance nor context to vary the unequivocal meaning of [the defendant's] single word, monosyllabic response. His response, ‘No,’ could only mean an invocation of his right to remain silent.”); see also Hurd v. Terhune, 619 F.3d 1080, 1089 (9th Cir.2010) (finding that defendant's responses to officers' requests to reenact a shooting, including “I don't want to do that,” “No,” “I can't,” and “I don't want to act it out because that—it's not that clear” was an objectively unambiguous invocation of his right to remain silent); Arnold v. Runnels, 421 F.3d 859, 866 (9th Cir.2005) (finding where a defendant stated he did not want to talk on tape, but officers proceeded to tape-record an interrogation anyway, “it is difficult to imagine how much more clearly a layperson like Arnold could have expressed his desire to remain silent”); Davis v. Greer, 13 F.3d 1134, 1138 (7th Cir.1994) (finding suspect's statement, “I don't want to talk no more” and “I don't want to talk about it any more” sufficient to terminate questioning and warning prosecutors and law enforcement agents that “when the arrestee says he wants to quit talking, and says he doesn't want to answer any more questions, stop the questioning ”) (emphasis in original); Christopher v. State of Fla., 824 F.2d 836, 840–41 (11th Cir.1987) (finding defendant's statement that “I got nothing else to say” was an unambiguous invocation of his right to silence and therefore, officers violated his right to cut off questioning by continuing the interrogation).

Respondent's reliance on Bobo v. Kolb, 969 F.2d 391 (7th Cir.1992) as binding precedent is also unavailing. The respondent cites the case for the proposition that “[w]hen determining whether a suspect has invoked his right, a court should examine the entire context in which the claimant spoke.” 969 F.2d at 396 (internal quotations omitted) (quoting Bradley v. Meachum, 918 F.2d 338, 342 (2d Cir.1990)). But again, the Court does not disagree that examining the context in which a statement is made may be a relevant inquiry. In any event, Bobo considered whether a suspect had invoked his Miranda rights when, after receiving Miranda warnings and answering officers' questions, he stopped responding. The court explained that given the circumstances, the fact that the suspect had become mute was an ambiguous invocation of his rights at best because his silence “just as easily [have] been a pause while [Mr. Bobo] considered the advisability of answering further questions.” Id. at 397. Indeed, simply not speaking would not be considered a clear articulation of the right to cut off questioning. See Thompkins, 130 S.Ct. at 2260 (finding the suspect's prolonged non-responsiveness to investigators' questions was an ambiguous or equivocal expression of his desire to cease interrogation, and therefore insufficient to invoke his privilege against self-incrimination). Bobo tells us little here, where far from not responding to questions, Saeger made an unambiguous statement that he did not wanted the interrogation to end. Moreover, Bobo contemplates that “[e]ven an equivocal indication” may cause questioning to cease. Id. at 39 (emphasis added). Thus, nothing in Bobo changes the result here.

Respondent also questions the Court's reliance on Connecticut v. Barrett, 479 U.S. 523, 107 S.Ct. 828, 93 L.Ed.2d 920 (1987), and argues it was error to find that the state court of appeals unreasonably applied Barrett. Respondent further notes that the Court cited five Supreme Court cases, but did not explicitly identify which of these decisions it believed the state court of appeals unreasonably applied—Respondent assumes the Court meant to apply only Barrett. However, Respondent again mischaracterizes the Court's decision. Respondent apparently ignores the Court's discussion of Miranda, Thompkins, and Davis and instead emphasizes the Court's single reference to Barrett. This Court looked to Barrett to determine what it means to “unequivocally” invoke a right under Miranda. The Supreme Court's explanation supports a conclusion that it was unreasonable to find that Saeger did not unequivocally invoke his rights here. The Seventh Circuit similarly looked to Barrett recently in assessing whether an invocation of the right to counsel was ambiguous, explaining, “Barrett ... offers some guidance, requiring courts to evaluate a defendant's request ‘as ordinary people would understand’ it, and ‘to give a broad, rather than a narrow, interpretation to a defendant's request for counsel.’ ” 708 F.3d at 942. Respondent's conclusion that this Court committed legal error because it unreasonably applied Barrett lacks merit.

Similarly unpersuasive is Respondent's argument that this Court failed to give deference to the state court of appeals' determination that Saeger did not unambiguously invoke his Miranda right to cut off questioning because it was a factual finding. The Court does not question the Wisconsin's court's factual determinations; rather, taking the state court's findings regarding Saeger's statements, his actions, the detective's beliefs, and the context and circumstances surrounding the interrogation as true, the legal conclusion reached was unreasonable. The question of whether an accused has invoked his Miranda rights requires an objective inquiry in order to “avoid difficulties of proof and to provide guidance to officers conducting interrogations.” Davis, 512 U.S. at 458–59, 114 S.Ct. 2350. Viewing Saeger's words and the “context” the Wisconsin court of appeals relied on, the only conclusion a court can reach is that Saeger unequivocally and unambiguously invoked his right to cut off questioning. No competing, reasonable inferences could be drawn from Saeger's statement that “I got nothin[g] more to say to you. I'm done. This is over.”

The AEDPA standard is “demanding but not insatiable” and the deference owed state courts “does not by definition preclude relief.” Miller–El v. Dretke, 545 U.S. 231, 240, 125 S.Ct. 2317, 162 L.Ed.2d 196 (2005) (quoting Miller–El v. Cockrell, 537 U.S. 322, 340, 123 S.Ct. 1029, 154 L.Ed.2d 931 (2003)). Had the state court reasonably decided Saeger's claims on appeal, this Court would defer, even if this Court might have reached a different result. But here, there is no theory under which a fairminded jurist could agree that the decision of the state court of appeals was in accord with Supreme Court precedent, and consequently, it was unreasonable. Harrington v. Richter, ––– U.S. ––––, ––––, 131 S.Ct. 770, 786, 178 L.Ed.2d 624 (2011). Accordingly, for the reasons stated herein and set forth in the Court's decision granting Saeger's habeas petition, Respondent's motion to alter or amend judgment pursuant to Federal Rule of Civil Procedure 59(e) is DENIED.


Summaries of

Saeger v. Avila

United States District Court, E.D. Wisconsin.
May 1, 2013
930 F. Supp. 2d 1009 (E.D. Wis. 2013)

finding the state court's interpretation of the defendant's statement—"I got nothin[g] more to say to you. I'm done. This is over"—as equivocal because it could be interpreted as a negotiating ploy to be an unreasonable application of clearly established federal law

Summary of this case from State v. Lalone

In Saeger, Judge Griesbach of this court granted a writ of habeas corpus to a criminal defendant who said during an interrogation "I got nothin[g] more to say to you.

Summary of this case from Smith v. Boughton
Case details for

Saeger v. Avila

Case Details

Full title:Phillip SAEGER, Plaintiff, v. Lisa AVILA Superintendent, Sturtevant…

Court:United States District Court, E.D. Wisconsin.

Date published: May 1, 2013

Citations

930 F. Supp. 2d 1009 (E.D. Wis. 2013)

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