From Casetext: Smarter Legal Research

Rowland v. Prudential Fin

United States Court of Appeals, Ninth Circuit
Jan 11, 2010
362 F. App'x 596 (9th Cir. 2010)

Summary

affirming dismissal of claims under 18 U.S.C. §§ 1512-13 "because those statutes do not provide a private right of action"

Summary of this case from Pectol v. Pectol

Opinion

No. 07-16358.

Submitted December 15, 2009.

The panel unanimously concludes this case is suitable for decision without oral argument. See Fed.R.App.P. 34(a)(2).

Filed January 11, 2010.

Arlene D. Rowland, Ventura, CA, pro se.

Deborah J. Broyles, Thelen Reid Brown Raysman Steiner LLP, San Francisco, CA, Caroline Larsen, Bryan Cave, LLP, Phoenix, AZ, for Defendants-Appellees.

Appeal from the United States District Court for the District of Arizona, Earl H. Carroll, District Judge, Presiding. D.C. No. CV-04-02287-EHC.

Before: GOODWIN, WALLACE, and CLIFTON, Circuit Judges.



MEMORANDUM

This disposition is not appropriate for publication and is not precedent except as provided by 9th Cir. R. 36-3.

Arlene D. Rowland appeals pro se from the district court's judgment dismissing her action alleging employment discrimination and retaliation in violation of state law, Title VII, the Americans with Disabilities Act, the Sarbanes-Oxley Act ("SOX"), the Family Medical Leave Act ("FMLA"), and other federal statutes. We have jurisdiction under 28 U.S.C. § 1291. We review de novo a dismissal for failure to state a claim. Knievel v. ESPN, 393 F.3d 1068, 1072 (9th Cir. 2005). We review for abuse of discretion denial of leave to amend and denial of a request for default judgment. Chodos v. West Publ'g Co., 292 F.3d 992, 1003 (9th Cir. 2002); Eitel v. McCool, 782 F.2d 1470, 1471 (9th Cir. 1986). We affirm.

The district properly dismissed Rowland's federal discrimination and retaliation claims as untimely. See Santa Maria v. Pac. Bell, 202 F.3d 1170, 1176 (9th Cir. 2000) (explaining that where the plaintiff initially institutes proceedings with a state or local agency, a charge of employment discrimination must be filed with the Equal Employment Opportunity Commission ("EEOC") within 300 days of the discriminatory act); Edwards v. Occidental Chem. Corp., 892 F.2d 1442, 1445 (9th Cir. 1990) ("An action brought under Title VII must be filed within ninety days of receipt of a right to sue letter from the EEOC or appropriate state agency.").

The district court also properly dismissed Rowland's state discrimination claims and section 806 SOX claim for the same reason. See Madden-Tyler v. Maricopa County, 189 Ariz. 462, 943 P.2d 822, 828 (1997) (explaining that under the Arizona Civil Rights Act, Ariz.Rev. Stat. § 41-1481(A), (D), "a charge must be filed with the [state agency] within 180 days after the alleged unlawful employment practice occurred" and "[t]he charging party has one year after the filing of the charge" to file suit); 18 U.S.C. § 1514A(b) (under the SOX, a plaintiff must file a charge with the Department of Labor within 90 days of the alleged violation).

Dismissal of Rowland's claims brought under SOX's criminal law statutes was proper because those statutes do not provide a private right of action. See 18 U.S.C. §§ 1512- 13 (providing criminal punishment for tampering with or retaliating against an informant); Aldabe v. Aldabe, 616 F.2d 1089, 1092 (9th Cir. 1980) (affirming dismissal of claims brought under criminal provisions that "provide[d] no basis for civil remedy").

Dismissal of Rowland's FMLA claims was also proper because Prudential Financial Inc.'s subsidiary was no longer her employer when she attempted to return to work. See 29 U.S.C. §§ 2615(a)(1)-(2).

The district court did not abuse its discretion in denying without prejudice Rowland's motion for leave to file a Second Amended Complaint as moot in light of her motion for leave to file a Third Amended Complaint. See Armstrong v. Davis, 275 F.3d 849, 878 n. 40 (9th Cir. 2001) (amended pleading supersedes an earlier pleading).

The district court also did not abuse its discretion in denying Rowland's requests for entry of default and default judgment under Fed.R.Civ.P. 55(a)-(b) because Prudential Financial, Inc. and Wachovia Corporation filed motions to dismiss. See Fed.R.Civ.P. 55(a) (permitting the entry of default when the defendant "fail[s] to plead or otherwise defend"); Direct Mail Specialists, Inc. v. Eclat Computerized Techs., Inc., 840 F.2d 685, 689 (9th Cir. 1988) (entry of default judgment inappropriate if a defendant indicates its intent to defend the action).

We do not consider Rowland's listed but undeveloped contentions. See Acosta-Huerta v. Estelle, 7 F.3d 139, 144 (9th Cir. 1992) (issues raised in pro se litigant's brief but not supported by argument deemed waived).

Rowland's remaining contentions are unpersuasive.

AFFIRMED.


Summaries of

Rowland v. Prudential Fin

United States Court of Appeals, Ninth Circuit
Jan 11, 2010
362 F. App'x 596 (9th Cir. 2010)

affirming dismissal of claims under 18 U.S.C. §§ 1512-13 "because those statutes do not provide a private right of action"

Summary of this case from Pectol v. Pectol

affirming dismissal of claim brought under § 1512 because that statute does not provide a private right of action

Summary of this case from Ehlers v. U.S. Navy

affirming dismissal of a claim under 18 U.S.C. § 1512 because the statute does not provide a private right of action

Summary of this case from Roettgen v. Jardins

affirming a dismissal of a claim under 18 U.S.C. § 1512 because the statute does not provide a private right of action

Summary of this case from Loadholt v. Obama

affirming dismissal of section 1512 claims "because those statutes do not provide a private right of action"

Summary of this case from Reynolds v. Wilkerson

affirming dismissal of section 1512 claims "because those statutes do not provide a private right of action"

Summary of this case from Ou-Young v. Roberts

stating the same for a different criminal statute

Summary of this case from Jackson v. Walgreens Co.
Case details for

Rowland v. Prudential Fin

Case Details

Full title:Arlene D. ROWLAND, Plaintiff-Appellant, v. PRUDENTIAL FINANCIAL, INC.…

Court:United States Court of Appeals, Ninth Circuit

Date published: Jan 11, 2010

Citations

362 F. App'x 596 (9th Cir. 2010)

Citing Cases

Wilkins v. Holcolm

See Rowland v. Prudential Fin., Inc., 362 Fed.Appx. 596, 596-97 (9th Cir.), cert. denied, 562 U.S. 962…

Wei v. Sharks

The statute does not provide Ms. Wei with a private right of action. Rowland v. Prudential Fin., Inc., 362 F.…