From Casetext: Smarter Legal Research

Roth v. Prudential Insurance Company of America

United States District Court, D. Oregon
Nov 5, 2010
Civ. No. 09-3089-CL (D. Or. Nov. 5, 2010)

Summary

holding that "[t]he ERISA Statements attached to the Certificates of Insurance are not Plan documents and therefore cannot provide the required language to invoke the abuse of discretion standard of review."

Summary of this case from Orantes v. CNH Group Insurance Plan

Opinion

Civ. No. 09-3089-CL.

November 5, 2010


ORDER


Magistrate Judge Mark D. Clarke filed a Report and Recommendation ("R and R") [#27], and the matter is now before this court. See 28 U.S.C. § 636(b)(1)(B), Fed.R.Civ.P. 72(b). Defendant filed objections [#32] to the R R. Plaintiff filed a response [#34] to defendant's objections. Accordingly, I have reviewed the file of this case de novo. See 28 U.S.C. § 636(b)(1)(c); McDonnell Douglas Corp. v. Commodore Bus. Mach., Inc., 656 F.2d 1309, 1313 (9th Cir. 1981). I conclude the R R is correct.

Defendant apparently argues that the R R erred in rejecting the application of an unpublished Ninth Circuit opinion to the facts of this case. Defendant argues Helm v. Sun Life Assurance, Inc., 34 Fed. App'x 328, 331 2002 WL 726487 (9th Cir. 2002), which found identical language unambiguous, is "highly persuasive." Under 9th Circuit Rule 36-3(a) however, Helm has no precedential value. In fact, under Rule 36-3(c), defendant may not even cite Helm, as none of the exceptions for citing unpublished dispositions issued prior to January 1, 2007 apply. Some reasons behind Rule 36-3 are explained elsewhere. See Alex Kozinski Stephen Reinhardt, Please Don't Cite This!, Cal. Lawyer 43 (June 2000).

I conclude the R R correctly determined that defendants have not overcome the presumption that a de novo standard of review applies. The ERISA statement here is not a plan document. Magistrate Judge Clarke's Report and Recommendation (#27) is adopted.

IT IS SO ORDERED.

DATED this 4 day of November, 2010.


Summaries of

Roth v. Prudential Insurance Company of America

United States District Court, D. Oregon
Nov 5, 2010
Civ. No. 09-3089-CL (D. Or. Nov. 5, 2010)

holding that "[t]he ERISA Statements attached to the Certificates of Insurance are not Plan documents and therefore cannot provide the required language to invoke the abuse of discretion standard of review."

Summary of this case from Orantes v. CNH Group Insurance Plan

holding ERISA Statement did not effectively grant discretion because ERISA Statement said, "[t]his ERISA Statement is not part of the Group Insurance Certificate," and "[t]he ERISA Statements are not listed in the forms shown in the Group Insurance Contracts' Table of Contents"

Summary of this case from Rivkin v. the Union Central Life Ins. Co.
Case details for

Roth v. Prudential Insurance Company of America

Case Details

Full title:KEVIN ROTH, Plaintiff, v. THE PRUDENTIAL INSURANCE COMPANY OF AMERICA; and…

Court:United States District Court, D. Oregon

Date published: Nov 5, 2010

Citations

Civ. No. 09-3089-CL (D. Or. Nov. 5, 2010)

Citing Cases

Rivkin v. the Union Central Life Ins. Co.

The Court concludes that the above-quoted language is part of the Plan and unambiguously confers discretion…

Picton v. Prudential Ins. Co. of Am.

While Defendant points to an unpublished case, Helm v. Sun Life Assurance of Canada, Inc., 34 Fed. Appx. 328,…