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Philadelphia Indemnity Insurance Co. v. Broan-Nutone, L.L.C.

UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA
Feb 27, 2015
Case No. 12-cv-01811-SC (N.D. Cal. Feb. 27, 2015)

Opinion

Case No. 12-cv-01811-SC

02-27-2015

PHILADELPHIA INDEMNITY INSURANCE COMPANY, Plaintiff, v. BROAN-NUTONE, L.L.C.; et al., Defendants.


ORDER DENYING CROSS RULE 702 MOTIONS AND DENYING MOTION FOR SUMMARY JUDGMENT

I. INTRODUCTION

Now before the Court are Defendants Broan-Nutone, L.L.C. ("Broan-Nutone") and A.O. Smith Corporation's ("AO Smith") motions to exclude (ECF No. 57) and for summary judgment (ECF No. 53), and Plaintiff Philadelphia Indemnity Insurance Company's ("Philadelphia Indemnity") motion to exclude (ECF No. 75). All three motions are fully briefed. The Court held hearings regarding the motions to exclude on February 20, 2015, and deems the motion for summary judgment appropriate for determination without further oral argument pursuant to Civil Local Rule 7-1(b). For the reasons set forth below, all three motions are DENIED.

ECF Nos. 54 ("SJ Mot."), 67 ("SJ Opp'n"), 70 ("SJ Reply"), 58 ("Defs.' 702 Mot."), 66 ("Pl.'s 702 Opp'n"), 69 ("Defs.' 702 Mot."), 75 ("Pl.'s 702 Mot."), 81 ("Defs.' 702 Opp'n"), 82 ("Pl.'s 702 Reply").

II. BACKGROUND

This insurance action is essentially a product liability case. In April of 2011, a fire severely damaged an apartment building, known as Franciscan Towers, in the Tenderloin District of San Francisco. Plaintiff Philadelphia Indemnity insured the owner of the building and paid a multimillion dollar claim. Philadelphia Indemnity alleges that the fire was caused because a ventilation fan wired into the ceiling of the bathroom of one of the apartments overheated and started the fire. The fan that Philadelphia Indemnity suspects started the fire (the "subject fan") was manufactured by Defendant Broan-Nutone.

It is undisputed in this case that the subject fan did not work properly for at least sixteen months before the fire. Philadelphia Indemnity's theory of the case is that the blades of the fan were locked in place by debris that collected in the fan. This is known as a "locked rotor condition." Because the fan was wired to the light switch in the bathroom, whenever the tenants turned on the light, the motor in the fan began running, even though the blades could not turn. Philadelphia Indemnity asserts that as the motor struggled to turn the locked fan blades, the motor overheated and ignited. According to Philadelphia Indemnity, the motor got hot enough to ignite lint that had collected on the motor or plastic parts of the motor itself. Defendants dispute that the fan was in a locked rotor condition, but they argue that even if the motor were in a locked condition, it could not have gotten hot enough to start the fire.

Each party has retained an expert to testify about the heat of the subject motor. Defendants have moved under Federal Rule of Evidence 702 to exclude the testimony of Philadelphia Indemnity's expert, and Philadelphia Indemnity has moved, pursuant to the same rule, to exclude the testimony of Defendants' expert. See Defs.' 702 Mot., Pl.'s 702 Mot. Defendants have also moved for summary judgment on the grounds that, were the Court to exclude Philadelphia Indemnity's expert, Philadelphia Indemnity would be unable to prove its claims for product liability and negligence. See SJ Mot.

III. LEGAL STANDARD

A. Summary Judgment

Entry of summary judgment is proper "if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law." Fed. R. Civ. P. 56(a). Summary judgment should be granted if the evidence would require a directed verdict for the moving party. Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 251 (1986). "A moving party without the ultimate burden of persuasion at trial -- usually, but not always, a defendant -- has both the initial burden of production and the ultimate burden of persuasion on a motion for summary judgment." Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Cos., Inc., 210 F.3d 1099, 1102 (9th Cir. 2000).

"In order to carry its burden of production, the moving party must either produce evidence negating an essential element of the nonmoving party's claim or defense or show that the nonmoving party does not have enough evidence of an essential element to carry its ultimate burden of persuasion at trial." Id. "In order to carry its ultimate burden of persuasion on the motion, the moving party must persuade the court that there is no genuine issue of material fact." Id. "The evidence of the nonmovant is to be believed, and all justifiable inferences are to be drawn in his favor." Anderson, 477 U.S. at 255.

B. Admissibility of Expert Opinions

Federal Rule of Evidence 702 permits an expert qualified by knowledge, skill, experience, training, or education to testify in the form of an opinion if (1) his scientific, technical, or other knowledge will be helpful to the trier of fact; (2) the testimony is based on sufficient facts or data; (3) the testimony is the product of reliable principles and methods; and (4) the expert has reliably applied the principles and methods to the facts of the case. The Supreme Court has established a two-part test for determining the admissibility of expert testimony: (1) the trial court must make a preliminary assessment of whether the reasoning or methodology underlying the testimony is scientifically valid and of whether that reasoning or methodology properly can be applied to the facts in issue; and (2) the court must ensure that the proposed expert testimony is relevant and will serve to aid the trier of fact. See United States v. Finley, 301 F.3d 1000, 1008 (9th Cir. 2002).

Expert testimony, therefore, must be both relevant and reliable. Daubert v. Merrell Dow Pharms., Inc., 509 U.S. 579, 589 (1993). When considering evidence proffered under Rule 702, the district court must act as a gatekeeper by making a preliminary determination that the expert's proposed testimony is reliable. Kumho Tire Co. v. Carmichael, 526 U.S. 137, 141, 150 (1999). The Ninth Circuit's policy on admissibility is liberal, though the district court must focus on the proposed evidence's scientific reliability and relevance instead of its persuasiveness. See Ellis v. Costco Wholesale Corp., 657 F.3d 970, 982 (9th Cir. 2011). The district court has broad latitude in both determining whether an expert's testimony is reliable and deciding how to determine the testimony's reliability. Id.

IV. DISCUSSION

A. Defendants' Motion to Exclude

Defendants move to exclude the testimony of Plaintiff's expert, Ramaswami Vasudevan. Mr. Vasudevan is a forensic engineer with over forty years of experience in the field. ECF No. 66-2 ("Vasudevan Decl.") ¶¶ 3-5. He used finite element analysis ("FEA") to estimate the temperature that the motor in the subject fan likely reached. FEA is a mathematical modeling technique that engineers use to measure values that are difficult to ascertain through physical testing. Defendants raise two main issues with Mr. Vasudevan's application of FEA in this case.

1. FEA Generally

Defendants attack FEA generally as a reliable method. Their criticism is based solely on a Sixth Circuit case that affirmed a district court's exclusion of an expert who had used FEA. See Defs.' 702 Mot. at 19-20; Coffey v. Dowley Mfg., Inc., 89 F. App'x 927, 930 (6th Cir. 2003). However, the Sixth Circuit's problem with the expert testimony in Coffey was not with FEA itself, but that the expert had failed to conduct any physical testing. See id. at 930-31 ("Dr. Wilson has not performed any actual physical testing to evaluate the results of his second finite element analysis."). Here, Mr. Vasudevan did verify his FEA modeling system with actual physical testing.

2. Testing and Verification

The computer model that an engineer uses to estimate variables through FEA must be verified against real-world testing. In this case, the subject fan was severely damaged in the fire and could not be tested. So Mr. Vasudevan used a different fan (the "workshop fan") that he found in a workshop in the basement of the Franciscan Towers. ECF No. 59-3 ("Vasudevan Depo. I") at 66:4-16. Defendants argue that the workshop fan was too dissimilar from the subject fan to provide adequate verification. Defendants point out that the workshop fan was 10-15 years old, and its motor drew a different wattage than the subject fan, and drew 60 watts of power in a locked rotor condition (compared to 52 watts for the subject motor). Mr. Vasudevan, however, testifies that the subject fan was substantially similar to the workshop fan. See Vasudevan Depo. I at 64:13-23, 66:4-7. Mr. Vasudevan also makes it clear that he accounted for differences in size, wattage, material, and other variables in the motors when he conducted his FEA. ECF No. 66-3 ("Vasudevan Depo. II") at 92:25-94:21. Essentially, the workshop fan was not intended to be identical to the subject fan; its purpose was merely to verify Mr. Vasudevan's model. Defendants' expert, James Finneran, testified at his deposition that "fans are not complicated" and that it is possible for an experienced engineer to transfer knowledge about one model of fan to another. ECF No. 66-4 ("Finneran Depo.") at 50:23-51:25.

In its opposition brief, Plaintiff makes some very specific allegations regarding Mr. Finneran's statements at his deposition, including that he agreed that Mr. Vasudevan's workshop motor was "similar" and "close" to the subject motor and that Mr. Finneran did not object to Mr. Vasudevan's use of the subject motor. However, the citations Plaintiff provides are to a section of the deposition in which Mr. Finneran appears to be listing other cases in which he served as an expert. See Pl.'s 702 Opp'n at 10-11; Finneran Depo. at 47:10-25, 48:1-11. The more specific statements Plaintiff discusses do not appear anywhere in the excerpt of the deposition provided. See Finneran Depo. The Court admonishes the parties not to make such assertions unless they can be supported with evidence.

Defendants also take issue with the convection coefficient that Mr. Vasudevan calculated. The convection coefficient, also known as the heat transfer coefficient, is a characteristic of the heat transfer between the motor and the surrounding air. As the motor transfers more of the heat it produces to the surrounding air, the convection coefficient increases, and the fan runs cooler. Mr. Vasudevan conducted a test with the workshop motor by putting the motor in a ceramic box and then draping a blanket over the box. The purpose of the box and blanket was to reduce airflow to the motor, because increased airflow could increase the convection coefficient. ECF No. 96 ("Tr.") at 52:7-21. Mr. Vasudevan's test revealed a convection coefficient of 23.75, but he used a convection coefficient of 20 in his FEA model as the value for a brand new motor of the type of the subject motor. Id. at 56:13-57:25. Defendants argue that that makes no sense, because removing the blanket should increase airflow and therefore increase the convection coefficient. See Defs.' 702 Mot. at 21-22. They claim that "Vasudevan's selection of a convection coefficient value is nothing more than a guess." Id. at 22.

Defendants misunderstand Mr. Vasudevan's intentions. First of all, the figure of 20 was for a brand new motor of the type of the subject motor with static airflow. Tr. at 59:24-60:10. Thus airflow that managed to enter the ceramic box despite the presence of the blanket would have increased the convection coefficient of the workshop motor, as did remnants from the high-speed tests that Mr. Vasudevan conducted. Id. at 52:3-12, 59:1-20. Second, the subject motor drew less power than the workshop motor. Finally, Mr. Vasudevan, testified that his use of 20 as the convection coefficient for the subject fan was not a guess, but an inference based on engineering literature, peer reviewed papers, the Mechanical Engineer's Handbook, and other textbooks. Id. at 60:4-10.

3. Assumptions of the Existence of Lint

Defendants also repeatedly argue that there are problems with Mr. Vasudevan's assumption of the existence of lint on the subject motor. Defendants point out that Mr. Vasudevan determined that the subject motor operated with a convection coefficient of between 13.5 and 10 at the time of the fire. Defendants argue that each of those figures assumes at least some unknown amount of lint on the fan, but Mr. Vasudevan has no opinion as to how much lint was on the fan. Therefore, Defendants argue, Mr. Vasudevan's results are based on an unwarranted assumption, and his tests are not reproducible. Defendants also point out that the temperatures that correspond to these convection coefficients -- 279° C (534° F) for a coefficient of 13.5 and 368° C for a coefficient of 10 (694° F) -- span a range of almost 100° C.

Defendants' argument is again based on a misunderstanding of Mr. Vasudevan's testimony. Mr. Vasudevan explains that the convection coefficients he used correspond to a range of no, or negligible, lint (at 13.5) to lint that almost completely impedes heat transfer (at 10). Tr. at 61:24-62:18, 68:22-69:13, 91:12-21. Defendants argue that Mr. Vasudevan apparently testified at his deposition that the 13.5 coefficient assumes the presence of some lint on the fan. But Mr. Vasudevan explained at the hearing that the 13.5 figure was derived from the Underwriters' Laboratories ("UL") tests, which use fans on which lint has not built up. Id. at 63:6-17. However, even a brand new fan can collect a negligible amount of lint during the manufacturing, shipping, and handling process. Id. at 7:8-16. Accordingly, Mr. Vasudevan's statement that the 13.5 coefficient might have accounted for some amount of lint is explained because even the brand new fans used in UL testing may have had a negligible amount of lint on them. Regardless, Mr. Vasudevan made it clear, repeatedly, that his temperature range corresponds to a minimum that assumes no (or a negligible amount of) lint and a maximum that assumes a large buildup of lint. Thus, Mr. Vasudevan's conclusions do not require an assumption that lint was present, nor are they based on unsubstantiated assumptions.

The difference between the 13.5 figure that Mr. Vasudevan derived for the subject motor and the 20 figure he used for a brand new motor of the same type is explained by the "other conditions" he accounted for, including the age of the subject motor and the degradation he observed. See Tr. at 68:11-14; 20:9-18, 29:4-20.
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4. Conclusion as to Mr. Vasudevan

For the reasons discussed above, the Court finds that Mr. Vasudevan used reliable methodology and applied it reliably in this case. Moreover, his testimony is relevant. His opinion is that the subject motor reached a temperature high enough to start the fire at issue in this case. Defendants' motion to exclude his testimony is DENIED.

B. Defendants' Motion for Summary Judgment

Defendants' motion for summary judgment is premised upon the Court's exclusion of Mr. Vasudevan's testimony. Because the Court denied Defendants' motion to exclude, the motion for summary judgment is also DENIED.

C. Plaintiff's Motion to Exclude

Plaintiff moves to exclude the testimony of Defendants' expert, James Finneran. Mr. Finneran is an electrical engineering technologist. He has over thirty years of experience examining electrical equipment for defects and failures. ECF No. 81-2 ("Finneran Decl. I") ¶¶ 1, 6, 8. Mr. Finneran followed the UL protocols for testing overheating protection for motors. He found that none of the motors he tested reached temperatures high enough to ignite when they were placed in a locked rotor condition.

1. Untimely Supplemental Disclosures

Plaintiff first objects that Mr. Finneran's second expert report was untimely. Defendants argue that Mr. Finneran's second report was a supplemental report and therefore not untimely. The Court agrees that the report was a supplemental report, but is mystified as to why Defendants would think that that fact makes the report timely. The Court's scheduling order of March 18, 2014 set a deadline of September 30, 2014 for supplemental expert reports, and Mr. Finneran's supplemental report was not produced until October 20, 2014. See ECF No. 43 ("Scheduling Order"); Finneran Decl. I ¶ 3.

That said, an untimely supplemental report need not be excluded if its late production is harmless. See Fed. R. Civ. P. 37(c)(1); Yeti by Molly, Ltd. v. Deckers Outdoor Corp., 259 F.3d 1101, 1106 (9th Cir. 2001) ("The information may be introduced if the parties' failure to disclose the required information is substantially justified or harmless."). Defendants have explained that Mr. Finneran's supplemental report contains no new opinions; it only provides additional testing data. Mr. Finneran conducted the additional testing to determine whether his test motors would reach hotter temperatures if held in a locked rotor condition for a longer time period. Plaintiff has failed to demonstrate any prejudice as a result of the untimely disclosure. For example, Plaintiff asserts that "[t]he strategic decision not to properly disclose [Mr. Finneran's supplemental report] is not harmless because it violated the Court's scheduling order and Rule 26." Pl.'s 702 Mot. at 9. It is unclear why violation of the Court's scheduling order in and of itself harms Plaintiff. The only prejudice Plaintiff claims as a result of Mr. Finneran's untimely report is that the report was disclosed after Plaintiff deposed Mr. Vasudevan. But Mr. Vasudevan is Plaintiff's own expert. It is unclear why Plaintiff would need to depose its own expert to ascertain his thoughts on Mr. Finneran's supplemental report.

Thus even though Mr. Finneran's supplemental report was untimely, the Court will not exclude it.

2. Compliance with UL Testing Procedures

Mr. Finneran conducted tests according to procedures prescribed by UL. Plaintiff argues that Mr. Finneran deviated from the UL requirements in several important ways. First, Plaintiff points out the Mr. Finneran did not document that he conducted a dielectric voltage withstand test. However, Mr. Finneran testified that he did conduct the test, and that his notes reflect that the resistance of the motor coil -- what the dielectric voltage withstand test measures -- was fine. ECF No. 81-12 ("Finneran Depo.") at 158:18-156:14.

Second, the UL protocols specify that the tester should lock all three motors used in the test and then proceed to test the motor with the highest wattage. Mr. Finneran instead only measured the combined total wattage of the motors he used and calculated the average (which assumes that the wattage of all the motors was the same). This deviation from the UL standards is easily explained. First, Mr. Finneran used six motors rather three. Second, he proceeded to test all six motors. As a result, it is unclear why Plaintiff takes issue with Mr. Finneran's failure to identify the highest wattage motor. See Finneran Depo. at 157:7-158:20. Because Mr. Finneran tested all six motors, there was no need to identify the motor using the highest wattage and test only that motor.

Third, Plaintiff argues that Mr. Finneran failed to properly document how he measured the interior temperatures of his test motors. However, Mr. Finneran has testified as to how he attached the thermocouples (which he used to measure the temperature) to the coils. Id. at 160:21-162:16.

Fourth, Plaintiff argues that Mr. Finneran was required to rub the insulation on the motors to determine whether the insulation had degraded. The UL test, however, does not require the tester to rub the insulation with his thumb; it merely provides flaking of material upon rubbing as an example of deterioration. See ECF No. 77-5 ("UL Protocols") at 12C. Instead, Mr. Finneran visually inspected the insulation and determined that no deterioration had occurred. Finneran Depo. at 170:21-171:11.

Fifth, Plaintiff argues that Mr. Finneran covered the test motors with two layers of cheesecloth, rather than one, and did not document the specifications of the cheesecloth he used. Mr. Finneran has testified that the cheesecloth he used met the UL specifications, and that he still has the packaging from the cheesecloth used in the testing. See Finneran Depo. at 176:3-15. Additionally, Mr. Finneran put one layer of cheesecloth on two of the motors and two layers on the other four. Finneran Depo. at 177:3-15. Plaintiff also argues that Mr. Finneran does not know why the UL standards call for cheesecloth to be placed around the motor. It is not clear exactly why Plaintiff finds that problematic; indeed Mr. Finneran recognizes that the effect of the cheesecloth is to inhibit heat transfer and cause the motor to run hotter. Id. at 177:3-15. Consequently, two layers of cheesecloth, as opposed to one, would cause Mr. Finneran's tests to be more likely to find that the subject motor could have started the fire.

Plaintiff argues that Mr. Finneran's alleged errors in conducting the UL tests "paint a staggering picture of unreliability as errors compound upon one another and the test becomes truly impossible to reproduce." Pl.'s 702 Mot. at 13. That statement rings as strident hyperbole. Two of the "errors" Plaintiff alleges were actually the result of Mr. Finneran conducting more thorough tests than the UL protocols require. Two were minor gaps in Mr. Finneran's documentation; Plaintiff apparently desired more detailed documentation than Mr. Finneran provides (though it is not explicitly required by the UL standards); and one resulted from Plaintiff's misinterpretation of the UL standards. None of these supposed errors suggest that Mr. Finneran applied the UL tests unreliably to this case.

3. Mr. Finneran is a Technologist

Next, Plaintiff points out that Mr. Finneran's undergraduate degree is in electrical engineering technology ("EET"), as opposed to electrical engineering ("EE"). A degree in engineering technology confers the title of "technologist" rather than "engineer." See ECF No. 77 ("Bauman Decl.") Ex. D. Plaintiff also argues that Mr. Finneran has not taken any courses in thermodynamics and that he has not memorized the laws of thermodynamics (though Mr. Finneran testified to his familiarity with the principles of thermodynamics via his work experience). Armed with the fact that Mr. Finneran is a technologist, Plaintiff proceeds to cast various aspersions on Mr. Finneran's ability to understand Mr. Vasudevan's conclusions. See Pl.'s 702 Mot. at 14-15.

The standard set by Rule 702 is permissive and flexible. It permits an expert to be qualified by his "knowledge, skill, experience, training, or education." Fed. R. Evid. 702. The difference between a degree in EET and one in EE is that an EET degree is algebra-based, while EE is based on calculus. Tr. at 182:17-24. At the outset, it is important to note that Rule 702 does not require any particular degree (or any degree at all, for that matter) for an expert to be qualified. Plaintiff states no reason why the fact that Mr. Finneran's college degree was grounded in algebra rather than calculus should disqualify him. Moreover, Mr. Finneran's extensive experience and professional certifications certainly qualify him to offer the opinions he has provided in this case. He has spent over thirty years analyzing various electrical devices, including motors and fans, for laboratories and consulting firms. See ECF No. 81-2 ("Finneran Decl. II") ¶¶ 4-8. Moreover, Mr. Finneran took additional mathematics courses in college beyond those required for his EET degree. Tr. at 183:2-5. The Court finds that Mr. Finneran's knowledge, skill, experience, training, and education are sufficient to qualify him as an expert in this case.

4. Mr. Finneran as a "Hired Gun"

Next, Plaintiff argues that Mr. Finneran's testimony should be excluded because "it is tailor-made junk science on demand." Pl.'s 702 Mot. 15. Plaintiff does not acknowledge during its rant against Mr. Finneran that Plaintiff, too, hired experts -- in fact at least four experts -- for this case. Plaintiff's argument, in those rare places where it is grounded in law rather than name-calling and ad hominem attacks, is based on two facts. First, Mr. Finneran has testified on behalf of Broan-Nutone ten times in the last three years. Second, a portion of Mr. Finneran's testimony was excluded by the United States District Court for the Northern District of Iowa in 2004 because the attorneys for the party that hired him consulted with him in violation of a pretrial order prohibiting him from communicating with others about what occurred in the courtroom. See Pl.'s Rule 702 Mot. at 16; Zeigler v. Fisher-Price, Inc., 302 F. Supp. 2d 999, 1011 (N.D. Iowa 2004). Neither of these facts is persuasive. It is unclear to what extent the blame for the violation of the order in Fisher-Price lies with Mr. Finneran or with the attorneys who hired him. Even if it was Mr. Finneran's fault, that impropriety from 2004 does not preclude him from testifying as an expert ever again. Nor does Mr. Finneran's history of testifying for Broan-Nutone. While that may be a possible area for cross-examination, it does nothing to show Mr. Finneran is unqualified, that his methods were unreliable, or that he applied those methods unreliably in this case. Even applying the "extra rigor" that Plaintiff urges is warranted, the Court cannot find that Mr. Finneran's testimony is barred by Rule 702. See Pl.'s 702 Mot. at 15-16; Edmons v. Home Depot, U.S.A., Inc., No. CIV. 09-987-AC, 2011 WL 127165, at *6 (D. Or. Jan. 14, 2011).

5. The Relevance of Mr. Finneran's Testimony

Finally, Plaintiff argues that Mr. Finneran's testimony is irrelevant. In his tests, Mr. Finneran used new and unused motors that had been in a locked rotor condition for fifteen days (without cycling the power on and off) and free of lint accumulation. By contrast, Plaintiff alleges that the subject fan was old and used, in a locked rotor condition for sixteen months (with power cycles as the tenants turned on and off the bathroom lights), and covered with lint. Additionally, Mr. Finneran's test motors had ventilation openings around the circumference of the motor, while the subject motor had ventilation openings on the end shields. At least two of those conditions are disputed: Defendants claim that the subject motor was not in a locked rotor condition and was not covered with lint. Thus the fact that Mr. Finneran did not account for those conditions does not necessarily render his findings irrelevant.

With respect to the age of the motor, Mr. Finneran testified that the subject motor was found to have a resistance of 50 ohms and that the majority of its insulation was intact, even after the fire. Tr. at 130:15-131:5; 132:17-133:10. Mr. Finneran also testified that degradation alone does not increase temperature, but if the insulation degrades to such a point that short circuits result, the resistance decreases and the motor runs hotter. Because there was no evidence of decreased resistance, the age of the subject motor may not have caused it to run hot. Id. at 157:23-158:12.

As for the lint on the motor, Mr. Finneran's opinion is that the subject motor had actually not collected lint at all. Id. at 138:13-139:22, 159:14-23. That opinion is based on the fact that there was no evidence on the subject motor (Mr. Vasudevan's theory is that the lint burned up in the fire) and that the motors from fans pulled from other apartments in the building did not have lint on them. Because Mr. Finneran's tests were based on his opinion that there was no lint on the motor, the decision not to account for lint in the tests does not render them irrelevant.

Regarding the length of time for which the rotor was locked, this again may be an area for cross-examination, but it does not make Mr. Finneran's findings irrelevant to this case. Power cycling, too, may be an area for cross-examination. But as neither party has any idea how frequently the motor was turned on and off during the sixteen months when its rotor was allegedly locked, this seems to be a weakness that would affect any conceivable attempt to duplicate the conditions under which the subject motor operated.

Finally, the Court addresses the differences in the location of the ventilation openings. Mr. Finneran testified that the different locations, in and of themselves, do not cause changes in the operating temperature of the motor. Tr. at 168:17-169:13. However, the UL test calls for putting cheesecloth around the motor. Because the ventilation openings on Mr. Finneran's test motors were located around the circumference of the motors, the cheesecloth covered the openings and caused the motors to run hotter. Tr. 167:3-168:16. Had he performed exactly the same tests on the subject motor, the results would have differed, because the cheesecloth would not have covered the ventilation openings on the end shield. This difference, therefore, does not invalidate Mr. Finneran's methodology.

6. Conclusion as to Mr. Finneran

The Court finds that Mr. Finneran is qualified as an expert by his knowledge, training, experience, and education. He used reliable methods and applied them reliable in this case. Despite the differences (both undisputed and alleged) in the conditions under which Mr. Finneran conducted his tests and under which the subject motor offered, Mr. Finneran's opinion have "a valid connection to the pertinent inquiry." Primiano v. Cook, 598 F.3d 558, 565 (9th Cir. 2010), as amended (Apr. 27, 2010). Plaintiff's motion to exclude Mr. Finneran's testimony is DENIED.

V. CONCLUSION

For the reasons set forth above, both motions to exclude expert testimony are DENIED. Defendants' motion for summary judgment is also DENIED.

IT IS SO ORDERED.

Dated: February 27, 2015

/s/_________

UNITED STATES DISTRICT JUDGE


Summaries of

Philadelphia Indemnity Insurance Co. v. Broan-Nutone, L.L.C.

UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA
Feb 27, 2015
Case No. 12-cv-01811-SC (N.D. Cal. Feb. 27, 2015)
Case details for

Philadelphia Indemnity Insurance Co. v. Broan-Nutone, L.L.C.

Case Details

Full title:PHILADELPHIA INDEMNITY INSURANCE COMPANY, Plaintiff, v. BROAN-NUTONE…

Court:UNITED STATES DISTRICT COURT FOR THE NORTHERN DISTRICT OF CALIFORNIA

Date published: Feb 27, 2015

Citations

Case No. 12-cv-01811-SC (N.D. Cal. Feb. 27, 2015)