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People v. Rathbone

Court of Appeals of the State of New York
Apr 9, 1895
145 N.Y. 434 (N.Y. 1895)

Summary

In People v. Rathbone (145 N.Y. 434) the court said: "The latitude allowed in the construction of legislative acts is out of place, and would be unwise, when interpreting the fundamental law.

Summary of this case from Browne v. City of New York

Opinion

Argued March 11, 1895

Decided April 9, 1895

Lewis E. Carr for appellant. T.E. Hancock, Attorney-General, for respondent.


This action was brought to have the office held by the defendant as a notary public, in and for the county of Albany, in this state, adjudged to have been forfeited, for the violation by him of that provision of the Constitution of the state, which prohibits a "public officer or person elected or appointed to a public office under the laws of this state" from receiving "any free pass, free transportation, franking privilege, c., c., from any person or corporation," or from making use of the same. The constitutional provision referred to is contained in section 5 of article 13 of the Constitution of this state, which was adopted at the last general election and which went into effect on January 1st, 1895. The defendant demurred to the People's complaint, for not containing facts sufficient to constitute a cause of action; and the question for our determination is whether a notary public fills a public office and is a public officer within the meaning of the constitutional provision.

The argument for the appellant proceeds upon the theory that it could not have been intended to include such an office within a constitutional prohibition, which, obviously, was designed to guard against the mischief of a person, engaged in the discharge of the functions of a public office, being influenced in his action by a consideration for the corporations giving to him free passes or privileges. That a notary public is a public officer, I do not think to be open to serious doubt. He is one of the "public officers of this state," concerning whom chapter V of the Revised Statutes treats, and he is therein placed "in the class of judicial officers." The office of a notary public must be filled by appointment of the governor of the state, with the consent of the senate. The appointee, before he enters upon the duties of his office, is required to take and to file an oath to support the Constitution of the United States and of the state and to faithfully discharge the duties of his office. (R.S. chap. V, art. III.) His term of office is fixed by law and in chapter III of the Revised Statutes are contained "general provisions concerning the powers and duties of certain judicial officers;" among whom are specified notaries public. All their powers are defined by law and their acts, within their legitimate sphere, have force and solemnity, because having the express authorization and sanction of statute. The very designation of "notary public" indicates a relation, which the incumbent of the office sustains to the body politic. It is impossible to regard him as other than a public officer and we are brought to the consideration of the proposition of the appellant, that his could not be one of the public offices intended to be included within the constitutional provision in question.

I concede the difficulty, indeed the impossibility, of seeing any reason why a notary public should be prohibited from accepting any privileges or favors from corporations. On its face the proposition seems absurd and it is not easy to see the wisdom, or necessity, of incorporating in our Constitution a prohibition, so unnecessarily comprehensive in its terms; when it would have been possible to specify the public officers who were probably aimed at. But it is plainly to be read there and for the very reason that it was possible to designate the public officers, who should be restrained from accepting the favors of corporations, we are, perhaps, the less able to disregard it. In the construction of constitutional provisions, the language used, if plain and precise, should be given its full effect and we are not concerned with the wisdom of their insertion. As adopted by the People the intent is to be ascertained, not from speculating upon the subject; but from the words in which the will of the People has been expressed. To hold otherwise would be dangerous to our political institutions. The Constitution is the basis upon which rests that complicated social organization called the state. It must be presumed that its framers understood the force of the language used and, as well, the people who adopted it. Not only were the revisers of the Constitution chargeable with knowledge as to who, under our laws, were regarded as public officers; but it is to be presumed that they used the words "public officer or person elected or appointed to a public office under the laws of this state," with some, if not a direct, reference, to the classification made in the Revised Statutes. It is not necessary to suppose that they had in mind notaries public, but that, knowing of the existence of the various classes of public officers created by statute, they intended, by the use of general words, to include all persons holding offices in the gift of the People. The latitude allowed in the construction of legislative acts is out of place, and would be unwise, when interpreting the fundamental law. Legislation aims at arranging the mechanism of the state for the benefit of its members and the question of intention, necessarily, is often of great importance and must be open to judicial inquiry; but the Constitution, which underlies and sustains the social structure of the state, must be beyond being shaken, or affected, by unnecessary construction, or by the refinements of legal reasoning. We may be compelled to have resort to such in the presence of contradictions, or of meaningless clauses; but not otherwise. I see no case here for surmising as to the possible, or even probable, meaning of the section in question. The People have plainly declared in precise and unambiguous words that no public officer shall receive or make use of a pass, and, within the territorial limits of the state, that command is enforcible, and it must be obeyed by every person who holds an office, which, like the one before us, is public in its relations to the body politic, by reason of the mode of its creation and of the powers conferred and functions defined by the law. We are not to look beyond the instrument, for the purpose of ascertaining the mischief against which the clause was directed, and thus restrict its operation. The only assumption, that we have any right to indulge in, is that it was made as sweeping in its terms, in order to prevent doubts and to obviate refinements of reasoning as to its application to particular cases, under the varying conditions of our political life. I cannot do better than, at this point, to append some forcible remarks made by two eminent judges of this state. In People v. Purdy (2 Hill, 35), BRONSON, J., delivering the opinion of the court as to the construction of that clause of the Constitution which provides that "the assent of two-thirds of the members elected to each branch of the legislature shall be requisite to every bill creating, continuing, altering or renewing any body politic or corporate," said: "These words are as broad in their signification as any which could have been selected for the occasion from our vocabulary, and there is not a syllable in the whole instrument tending in the slightest degree to limit or qualify the universality of the language. If the clause can be so construed that it shall not extend alike to all corporations, whether public or private, it may then, I think, be set down as an established fact, that the English language is too poor for the framing of fundamental laws which shall limit the powers of the legislative branch of the government."

In Newell v. The People ( 7 N.Y. 9), JOHNSON, J., laid down this rule with reference to constitutional construction. "If * * * the words embody a definite meaning, which involves no absurdity, and no contradiction between different parts of the same writing, then the meaning apparent upon the face of the instrument is the one which alone we are at liberty to say was intended to be conveyed; in such a case there is no room for construction. That which the words declare is the meaning of the instrument, and neither courts nor legislatures have the right to add or to take away from that meaning. This is true of every instrument, but when we are speaking of the most solemn and deliberate of all human writings, those which ordain the fundamental law of states, the rule rises to a very high degree of significance. It must be very plain, nay, absolutely certain, that the People did not intend what the language they have employed, in its natural signification, imports, before a court will feel itself at liberty to depart from the plain reading of a constitutional provision."

The further point that the defendant cannot be subjected to the penal consequences of this constitutional provision is untenable; inasmuch as the public officer is prohibited from making use of a pass, as well as from receiving one. It is no answer to say that the appellant, having rightfully received a free pass for transportation over the railroad before the Constitution went into effect, cannot be prevented from using what is his property. It is doubtful whether it is to be regarded as property, in the true sense of the term. But that is of slight importance. As a privilege extended to him by the corporation, the People may say to him that, while holding from them his public office, he shall not make use of this privilege. The provision was designed for the benefit of the public and had no other object than to do away utterly with the power of corporations to influence any public officer in the performance of the duties of his office.

For these reasons I think the order and judgment below should be affirmed.

All concur (BARTLETT, J., in result).

Order and judgment affirmed.


Summaries of

People v. Rathbone

Court of Appeals of the State of New York
Apr 9, 1895
145 N.Y. 434 (N.Y. 1895)

In People v. Rathbone (145 N.Y. 434) the court said: "The latitude allowed in the construction of legislative acts is out of place, and would be unwise, when interpreting the fundamental law.

Summary of this case from Browne v. City of New York
Case details for

People v. Rathbone

Case Details

Full title:THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v . WILLIAM F. RATHBONE…

Court:Court of Appeals of the State of New York

Date published: Apr 9, 1895

Citations

145 N.Y. 434 (N.Y. 1895)
65 N.Y. St. Rptr. 404
40 N.E. 395

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