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People v. Allen

Court of Appeals of the State of New York
Jul 2, 1970
27 N.Y.2d 108 (N.Y. 1970)

Summary

In People v. Allen (27 N.Y.2d 108, 113) the Court of Appeals held (4-3) "that the `family' and `household' categories of section 812 FCT of the Family Court Act confer jurisdiction on the Family Court over disputes arising in relationships only where there is legal interdependence, either through a solemnized marriage or a recognized common-law union."

Summary of this case from Matter of Potter v. Bennett

Opinion

Argued May 27, 1970

Decided July 2, 1970

Appeal from the Appellate Division of the Supreme Court in the Second Judicial Department, HYMAN BARSHAY, J., DOUGLAS F. YOUNG, J.

Appeal from the Appellate Division of the Supreme Court in the First Judicial Department, MORRIS E. SPECTOR, J.

Carol Berkman and Milton Adler for appellant in the first above-entitled action.

Eugene Gold, District Attorney of Kings County ( Stanley M. Meyer of counsel), for respondent in the first above-entitled action.

Juris G. Cederbaums and Milton Adler for appellant in the second above-entitled action. Burton B. Roberts, District Attorney of Bronx County ( Michael F. Youdovin and Marian Blank Belenky of counsel), for respondent in the second above-entitled action.

Matthew Muraskin and James J. McDonough for appellant in the third above-entitled action.

William Cahn, District Attorney of Nassau County ( Henry P. DeVine of counsel), for respondent in the third above-entitled action.


In 1962, the Legislature enacted section 812 FCT of the Family Court Act, vesting the Family Court with "exclusive original jurisdiction over any proceeding concerning acts which would constitute disorderly conduct or an assault between spouses or between parent and child or between members of the same family or household." Subsequently, the act was amended to substitute "harassment, menacing, reckless endangerment, an assault or an attempt[ed] assault" for "or an assault".

In each of the cases before us, we are called upon to consider, for the first time, whether an unceremonialized informal or illicit relationship, not recognized elsewhere as a common-law marriage, qualifies for treatment as a spousal or family relationship, within the meaning of the statute.

Defendant Allen was convicted, upon his plea of guilty, of assault in the third degree, in the Supreme Court, Kings County, and sentenced to a term of one year's imprisonment. The plea was accepted in satisfaction of an indictment charging him with sodomy upon a female. According to the defendant, he had known the victim for 15 years and had lived with her for approximately three years — first in Chicago, and then in New York. Allen concedes that Illinois does not recognize common-law marriages and that he was not married to the victim of the sodomy.

Defendant Echols was convicted, upon his plea of guilty, of attempted assault in the second degree, in the Supreme Court, Bronx County, and sentenced to an indeterminate period of imprisonment not to exceed four years. The plea was accepted in satisfaction of an indictment for burglary in the first degree, assault in the first and second degrees, and possession of a dangerous weapon — all resulting when he broke into an apartment and stabbed his former girl friend with an ice pick. Echols apparently had lived with the complainant with some degree of regularity for 11 years and their relationship resulted in two children. During this period, and up to the present time, Echols was married to another woman from who he had been separated for 12 years.

Defendant Christmas was convicted in Nassau County Court, after a jury trial, of assault in the second degree and possession of a dangerous weapon, and sentenced to a term of 1 1/2 years' imprisonment. The facts, as to his relationship with the female victim involved in the assault, are in dispute. Christmas testified that he had known her for six or seven years; that he had slept with her on many occasions; and that for one and one-half years he had shared the same living quarters with her. The complainant, however, denied ever living with Christmas.

Each of these appellants raises the same argument on this appeal — that the assault charges on which they were convicted should have been transferred to the Family Court, as provided for in section 812 FCT of the Family Court Act, because the complainant was a member of the same family or household as the defendant; and that the assault in question grew out of the intimate "family" relationship between the parties occupying the same "household".

The courts passing on this issue are divided — one view is to disregard the absence of a solemnized marriage and consider only whether the parties are living as a single domestic unit; and the other approach has required a legal marriage between the parties to qualify for Family Court treatment.

People v. James, 55 Misc.2d 953; People v. Johnson, 48 Misc.2d 536; People v. Dugar, 37 Misc.2d 652.

People v. Ostrander, 58 Misc.2d 383, affd. 32 A.D.2d 844; Matter of Best v. Macklin, 46 Misc.2d 622.

We agree with the second view and conclude that the Family Court lacks jurisdiction in these cases. We read the "family" and "household" categories of section 812 to confer jurisdiction on the Family Court over disputes arising in relationships only where there is legal interdependence, either through a solemnized marriage or a recognized common-law union.

The Legislature, in enacting article 8 of the Family Court Act, had as its aim the preservation of the family unit. Realizing that the intervention of the criminal law did not always serve that end, the Legislature sought to avoid the use of penal sanctions in certain well-defined situations where intra-family or intra-household assault had occurred and to provide, instead, conciliation and other practical assistance to the parties involved, through the Family Court.

Implicit in the legislation is the proposition that the family or household unit which is sought to be preserved must be one whose continued existence is consistent with both public policy and the laws of this State. Certainly, making available conciliation procedures, as contemplated by the Family Court Act, to such informal and illicit relationships as those before us, would clearly be contrary to public policy by conferring the privileges of Family Court services to a relationship which the Legislature has chosen not to recognize.

There can be little doubt that the public policy of this State has been to withhold recognition of common-law marriage, and it is unassailable that in its broad powers to regulate society, the State has the power to set standards and procedures to control such a basic institution as marriage. (See People v. Heine, 12 A.D.2d 36, affd. 9 N.Y.2d 925.) Since the Legislature has chosen not to give legal recognition to these relationships, we should not, in construing section 812, contradict this policy.

See Domestic Relations Law, § 11, requiring the solemnizing of marriages.

It matters not that, in reality, many such informal relationships exist in our State. Regardless of the frequency of its occurrence, such informal or illicit relationships remain unrecognized and should not be afforded the protective jurisdiction of the Family Court.

Although not controlling in our decision, we need only mention the tremendous burden that would be imposed on the Family Court, if we were to sustain the Family Court's jurisdiction over these relationships. For example, in each instance, it would be necessary to conduct a pretrial hearing to determine if there is a "unity of living arrangement, and of social [and] economic * * * interdependence" in order to qualify for Family Court treatment. ( People v. Williams, 24 N.Y.2d 274, 281.) It should also be abundantly clear that these informal and transitory living arrangements often preclude effective conciliation.

In addition, there are procedures available to combat other problems created by such relationships. Support proceedings for the benefit of the children may be instituted regardless of the marital status of the parties. (Domestic Relations Law, § 33.) Restraining orders or jail, if necessary, can fulfill the parties' need for physical protection. Thus, there appears that little can be gained by transferring such cases to the Family Court.

In sum, then, we hold that the "family" and "household" categories of section 812 FCT of the Family Court Act confer jurisdiction on the Family Court over disputes arising in relationships only where there is legal interdependence, either through a solemnized marriage or a recognized common-law union.

In each case, the judgment of conviction should be affirmed.


In the cases of Allen and Echols the records indicate long sustained relationships with the women who were victims of the assaults as "members of the same * * * household" (N.Y. Const., art. VI, § 13, subd. b; Family Ct. Act, § 812).

These situations established no marital or other legal family status for these men and women, but the continued stable relationships together made them "members" of the "same" household within the meaning of the Constitution and the statute. The language obviously embraces others than lawfully married people. ( People v. James, 55 Misc.2d 953; People v. Johnson, 48 Misc.2d 536.)

The joint household status continued for long periods. Echols had lived with the complainant for about 11 years and they had two children together; Allen had lived with the complainant for three years. In the case of Christmas the record does not indicate any relationship in the same household with the complainant.

The statute (Family Ct. Act, § 812) grants exclusive first instance jurisdiction to the Family Court over assaults between members of the same household ( People v. Johnson, 20 N.Y.2d 220).

Where the statute is operative the fact the assault charge has devolved from another crime than assault (e.g., burglary) does not affect the first-instance jurisdiction of the Family Court ( People v. Williams [ People v. Fowlkes], 24 N.Y.2d 274, 285).

The court in People v. Haynes ( 26 N.Y.2d 665, 666) expressly reserved the question whether "an unceremonialized illicit relationship, however persistent, qualifie[d] for treatment" under the Family Court Act.

That question is now here and a plain reading of the Constitution and the statute would bring the Allen and Echols cases within the jurisdiction of the Family Court if the indications in the record of the nature of the relationships are established. For this purpose there should be a hearing.

The judgment in Christmas should be affirmed; the judgments in Allen and Echols should be modified by remitting the cases to the Supreme Court for a hearing ( People v. Haynes, supra).

In People v. Allen: Judges SCILEPPI and BREITEL concur with Judge JASEN; Judge GIBSON concurs in result only; Judge BERGAN dissents and votes to modify in a separate opinion in which Chief Judge FULD and Judge BURKE concur.

Judgment affirmed.

In People v. Echols: Judges SCILEPPI and BREITEL concur with Judge JASEN; Judge GIBSON concurs in result only; Judge BERGAN dissents and votes to modify in a separate opinion in which Chief Judge FULD and Judge BURKE concur.

Judgment affirmed.

In People v. Christmas: Chief Judge FULD and Judges BURKE, SCILEPPI, BERGAN, BREITEL and GIBSON concur.

Judgment affirmed.


Summaries of

People v. Allen

Court of Appeals of the State of New York
Jul 2, 1970
27 N.Y.2d 108 (N.Y. 1970)

In People v. Allen (27 N.Y.2d 108, 113) the Court of Appeals held (4-3) "that the `family' and `household' categories of section 812 FCT of the Family Court Act confer jurisdiction on the Family Court over disputes arising in relationships only where there is legal interdependence, either through a solemnized marriage or a recognized common-law union."

Summary of this case from Matter of Potter v. Bennett
Case details for

People v. Allen

Case Details

Full title:THE PEOPLE OF THE STATE OF NEW YORK, Respondent, v. ERNEST ALLEN…

Court:Court of Appeals of the State of New York

Date published: Jul 2, 1970

Citations

27 N.Y.2d 108 (N.Y. 1970)
313 N.Y.S.2d 719
261 N.E.2d 637

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