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Novy v. Astrue

United States Court of Appeals, Seventh Circuit
Aug 14, 2007
497 F.3d 708 (7th Cir. 2007)

Summary

holding that a claimant did not meet Listing 12.05C because the evidence showed she could "cope with the challenges of ordinary everyday life" despite her intellectual limitations

Summary of this case from Evans v. Colvin

Opinion

No. 06-3897.

Argued July 11, 2007.

Decided August 14, 2007.

Appeal from the United States District Court for the Northern District of Illinois, Martin C. Ashman, United States Magistrate Judge.

Barry A. Schultz (argued), Evanston, IL, for Plaintiff-Appellant.

Gary A. Sultz (argued), Social Security Administration, Office of the General Counsel, Chicago, IL, for Defendant-Appellee.

Before POSNER, COFFEY, and SYKES, Circuit Judges.


Patricia Novy, age 35, applied unsuccessfully for social security disability benefits. The principal issue and the only one we need discuss involves her claim of being mentally retarded. Her main evidence of retardation is her low IQ — 69 — though there is also evidence from psychologists and other medical professionals that, as one would expect, she has poor memory, confused thinking, and, as her brief puts it, "marginal ability to navigate social encounters and activities of daily living."

The applicable regulation defines mental retardation as "significantly subaverage general intellectual functioning with deficits in adaptive functioning initially manifested during the developmental period; i.e., the evidence demonstrates or supports onset of the impairment before age 22." 20 C.F.R. Pt. 404, Subpt. P, App. I, § 12.05. The requirement of early onset and the reference to the claimant's "developmental period" seem intended to limit coverage to an innate condition, Brown v. Secretary of Health Human Services, 948 F.2d 268, 271 (6th Cir.1991), rather than a condition resulting from a disease or accident in adulthood. This condition was forcefully questioned in Tennessee Protection Advocacy, Inc. v. Wells, 371 F.3d 342, 346-50 (6th Cir.2004), but is in any event satisfied in this case.

If in addition to being retarded within the meaning of the regulation the claimant has an IQ below 60, she is deemed disabled, without more. 20 C.F.R. Pt. 404, Subpt. P, App. I, § 12.05(B). But if her IQ is at least 60, she must, in order to establish disability without reference to her age, education, or work experience, demonstrate "a physical or other mental impairment imposing an additional and significant work-related limitation of function." Id., § 12.05(C); see Mendez v. Barnhart, 439 F.3d 360, 361 (7th Cir.2006); Hinkle v. Apfel, 132 F.3d 1349, 1351-52 (10th Cir.1997); Selders v. Sullivan, 914 F.2d 614, 619 (5th Cir.1990) (per curiam). In other words, and critical to Novy's case, a low IQ, but not an IQ below 60, is insufficient, even with the presence of some impairment, to establish disability per se on grounds of mental retardation. The reason is that persons with an IQ in the 60s (or even lower) may still be able to hold a full-time job, Mendez v. Barnhart, supra, 439 F.3d at 361; see Chunn v. Barnhart, 397 F.3d 667, 669 (8th Cir.2005); Banks v. Massanari, 258 F.3d 820, 821-22 (8th Cir.2001); Foster v. Halter, 279 F.3d 348, 355 (6th Cir.2001). Their employment opportunities are of course limited. See, e.g., Paul Wehman, John Bricout John Kregel, "Supported Employment in 2000: Changing the Locus of Control from Agency to Consumer," in Mental Retardation in the 21st Century 115 (Michael L. Wehmeyer James R. Patton eds.2000); William E. Kiernan, "Where We Are Now: Perspectives on Employment of Persons with Mental Retardation," in id. at 151. But the social security disability program is not an unemployment-benefits law.

The key term in the introductory paragraph of section 12.05 of the regulation, so far as bears on this case, is "deficits in adaptive functioning." The term denotes inability to cope with the challenges of ordinary everyday life. American Psychiatric Association, Diagnostic and Statistical Manual of Mental Disorders, Text Revision (DSMIV-TR) 42 (4th ed.2000). If you cannot cope with those challenges, you are not going to be able to hold down a full-time job. In the case of Novy, however, the administrative law judge was on firm ground in finding that she can cope. She lives on her own, taking care of three children (possibly four — she definitely has four but the record is unclear whether more than three of them are living with her) without help, feeding herself and them, taking care of them sufficiently well that they have not been adjudged neglected and removed from her custody by the child-welfare authorities, paying her bills, avoiding eviction. Her intellectual limitations pose serious challenges to her ability to raise a family on her own. But she has overcome those challenges well enough that she should be able to hold down a full-time job — or so at least the administrative law judge was entitled to conclude without courting reversal.

AFFIRMED.


Summaries of

Novy v. Astrue

United States Court of Appeals, Seventh Circuit
Aug 14, 2007
497 F.3d 708 (7th Cir. 2007)

holding that a claimant did not meet Listing 12.05C because the evidence showed she could "cope with the challenges of ordinary everyday life" despite her intellectual limitations

Summary of this case from Evans v. Colvin

concluding that the claimant did not have deficits in adaptive functioning where she, among other things, took care of three children without help and without having them removed from her custody

Summary of this case from Orton v. Astrue

concluding that the plaintiff did not have adaptive functioning deficits where she lived on her own, took care of three children, paid her bills, and avoided eviction

Summary of this case from Simmons v. Astrue

determining that the claimant did not exhibit deficits in adaptive functioning where the claimant lived independently and cared for three children despite her intellectual limitations

Summary of this case from Brooks v. Astrue

upholding ALJ decision regarding Listing 12.05C deficits in adaptive functioning where claimant cared for three children without help, "feeding herself and them, taking care of them sufficiently well that they have not been adjudged neglected and removed from her custody by the child-welfare authorities, paying her bills, avoiding eviction"

Summary of this case from Dewey v. Astrue

affirming the denial of benefits because the claimant failed to demonstrate deficits in adaptive functioning

Summary of this case from Lenox v. Berryhill

observing that “[i]f you cannot cope with those challenges, you are not going to be able to hold down a full-time job”

Summary of this case from Talavera v. Astrue

relying upon claimant's daily living activities, living circumstances, and work history when finding that she did not satisfy the adaptive deficits requirement of Listing 12.05(C)

Summary of this case from Toth v. Comm'r of Soc. Sec.

applying the definition of "adaptive functioning" found in the Diagnostic and Statistical Manual of Mental Disorders, 4th Edition, Text Revision, DSMV-IV-TR ("DSM-IV") to the introductory paragraph of section 12.05.

Summary of this case from Askew v. Berryhill

discussing how this definition from the introductory paragraph of section 12.05 "seem intended to limit coverage to an innate condition, rather than a condition resulting from a disease or accident in adulthood."

Summary of this case from Parson v. Comm'r of Soc. Sec.

stating that "the key term in the introductory paragraph of section 12.05 of the regulation . . . is 'deficits in adaptive functioning.'"

Summary of this case from Burton v. Berryhill

noting that "the key term in the introductory paragraph of section 12.05 of the regulation... is 'deficits in adaptive functioning.'"

Summary of this case from Damit v. Colvin

stating that "the key term in the introductory paragraph of section 12.05 of the regulation . . . is 'deficits in adaptive functioning.'"

Summary of this case from Pease v. Colvin

In Novy, the Seventh Circuit found the fact the plaintiff lived on her own, cared for her three children without help, fed herself and the children, paid her bills, and avoided eviction demonstrated that she could cope with the challenges of ordinary, everyday life.

Summary of this case from Hackel v. Colvin

observing that "[i]f you cannot cope with those challenges, you are not going to be able to hold down a full-time job"

Summary of this case from Burchel v. Comm'r of Soc. Sec.

In Novy v. Astrue, 497 F.3d 708, 710 (7th Cir. 2007), the Seventh Circuit noted that "If in addition to being retarded within the meaning of the regulation the claimant has an IQ below 60, she is deemed disabled, without more. 20 C.F.R. Pt. 404, Subpt. P, App. I, § 12.05(B)."

Summary of this case from Pullen v. Colvin

noting "persons with an IQ in the 60s (or even lower) may still be able to hold a full-time job"

Summary of this case from Louk v. Colvin

noting that the term "deficits in adaptive functioning[] . . . denotes inability to cope with the challenges of ordinary everyday life"

Summary of this case from McCaskill v. Dep't of Health & Human Servs.

relying upon claimant's daily living activities, living circumstances, and work history when finding that she did not satisfy the adaptive deficits requirement of Listing 12.05(C)

Summary of this case from Penland v. Colvin

relying upon claimant's daily living activities, living circumstances, and work history when finding that she did not satisfy the adaptive deficits requirement of Listing 12.05(C)

Summary of this case from Hawkins v. Colvin

noting that employment opportunities for individuals with low IQs "are of course limited," but that "the social security disability program is not an unemployment-benefits law."

Summary of this case from Blaisdell v. Colvin

In Novy, the evidence established that the claimant lived on her own, cared for children, paid her bills, and avoided eviction, and therefore did not suffer from adaptive functioning deficits.

Summary of this case from Youngblood v. Colvin

explaining that "deficits in adaptive functioning" "denotes inability to cope with the challenges of ordinary everyday life," and thus requires a qualitative judgment regarding the claimant's functioning

Summary of this case from Richards v. Colvin

In Novy, for instance, the court affirmed the ALJ's determination that the claimant could cope where the evidence showed that she lived on her own, cared for children, paid her bills, and avoided eviction.

Summary of this case from Grasso v. Colvin

relying upon claimant's daily living activities, living circumstances, and work history when finding that she did not satisfy the "adaptive deficits" requirement of Listing 12.05(C)

Summary of this case from Heckathorne v. Astrue
Case details for

Novy v. Astrue

Case Details

Full title:Patricia NOVY, Plaintiff-Appellant, v. Michael J. ASTRUE, Commissioner of…

Court:United States Court of Appeals, Seventh Circuit

Date published: Aug 14, 2007

Citations

497 F.3d 708 (7th Cir. 2007)

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