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Napolitano v. Saltzman

United States Court of Appeals, Second Circuit
Mar 17, 2009
315 F. App'x 351 (2d Cir. 2009)

Summary

holding that defendant attorney "enjoys absolute immunity for his actions as counsel to the Grievance Committee, which are ‘quasi-public adjudicatory [or] prosecutorial’ in nature"

Summary of this case from Carter v. Bowler

Opinion

No. 05-5632-cv.

March 17, 2009.

UPON DUE CONSIDERATION, it is hereby ORDERED, ADJUDGED AND DECREED that the judgment of the district court is AFFIRMED.

John J. Napolitano, Oyster Bay, NY, for Plaintiff-Appellant.

David Lawrence III, Assistant Solicitor General (Barbara D. Underwood, Solicitor General, Michael S. Belohlavek, Senior Counsel Division of Appeals Opinions, of counsel) for Andrew M. Cuomo, Attorney General of the State of New York, New York, NY, for Defendants-Appellees.

PRESENT: Hon. SONIA SOTOMAYOR, Hon. B.D. PARKER, Circuit Judges, Hon. DENNY CHIN, District Judge.

The Honorable Denny Chin, United States District Court for the Southern District of New York, sitting by designation.


SUMMARY ORDER

Plaintiff-Appellant John J. Napolitano, an attorney proceeding pro se, appeals from the September 30, 2005 judgment of the United States District Court for the Eastern District of New York (Feuerstein, J.) sua sponte dismissing his complaint. We assume the parties' familiarity with the underlying facts and procedural history of the case, as well as with the issues presented on appeal.

We affirm the district court's holding that the Eleventh Amendment bars Napolitano's claims for damages against the New York State Appellate Division, the Grievance Committee, and Saltzman in his official capacity. See Dube v. State Univ. of N. Y., 900 F.2d 587, 594-95 (2d Cir. 1990).

We disagree with Napolitano's contention on appeal that because Appellees acted in "clear absence of all jurisdiction," they are not entitled to absolute immunity. That argument would apply only to personal-capacity suits; it is irrelevant with respect to the claims against the New York State Appellate Division, the Grievance Committee, and Saltzman in his official capacity, all of which enjoy sovereign immunity under the Eleventh Amendment. Cf. Kentucky v. Graham, 473 U.S. 159, 166-67, 105 S.Ct. 3099, 87 L.Ed.2d 114 (1985) (distinguishing official-from personal-capacity suits, and noting that "[t]he only immunities that can be claimed in an official-capacity action are forms of sovereign immunity that the entity, qua entity, may possess, such as the Eleventh Amendment"); Almonte v. City of Long Beach, 478 F.3d 100, 106 (2d Cir. 2007) ("Immunity, either absolute or qualified, is a personal defense that is available only when officials are sued in their individual capacities[.]"). To the extent, if any, Napolitano brought claims against Saltzman in his personal capacity, that argument also fails. Saltzman enjoys absolute immunity for his actions as counsel to the Grievance Committee, which are "quasi-public adjudicatory [or] prosecutorial" in nature. Barbara v. N.Y. Stock Exch., Inc., 99 F.3d 49, 58 (2d Cir. 1996) (noting that "courts of appeals have extended absolute immunity to such private actors as . . . members of bar association disciplinary committees" (citations omitted)). In receiving the complaints about Napolitano, investigating them, and making recommendations to the Appellate Division, Saltzman was clearly acting within the scope of his jurisdiction. The allegation that he may have violated procedural or ethical rules is irrelevant, as it is the nature of the act and not the impropriety of the act that matters. See Huminski v. Corsones, 396 F.3d 53, 74-75 (2d Cir. 2005).

For the foregoing reasons, we AFFIRM the judgment of the district court.


Summaries of

Napolitano v. Saltzman

United States Court of Appeals, Second Circuit
Mar 17, 2009
315 F. App'x 351 (2d Cir. 2009)

holding that defendant attorney "enjoys absolute immunity for his actions as counsel to the Grievance Committee, which are ‘quasi-public adjudicatory [or] prosecutorial’ in nature"

Summary of this case from Carter v. Bowler

explaining distinction between immunities available in official-capacity and personal-capacity suits

Summary of this case from Sibley v. Watches
Case details for

Napolitano v. Saltzman

Case Details

Full title:John J. NAPOLITANO, Plaintiff-Appellant, v. Robert SALTZMAN, State of New…

Court:United States Court of Appeals, Second Circuit

Date published: Mar 17, 2009

Citations

315 F. App'x 351 (2d Cir. 2009)

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