Opinion
Civil No. 2004-93.
March 6, 2009
Lee J. Rohn, Esq., St. Croix, U.S.V.I., For the plaintiff. Kevin A. Rames, Esq., St. Croix, U.S.V.I., For the defendants.
MEMORANDUM OPINION
Before the Court is the motion of the defendants, Jane Lowe Davis, The Daily News Publishing Company and Jason Robbins (together, the "Defendants"), for summary judgment against the plaintiff, Timothy McDonald ("McDonald").
By order dated March 14, 2008, the Court stayed this matter with respect to defendant Innovative Communication Corporation.
I. FACTUAL AND PROCEDURAL BACKGROUND
The Daily News Publishing Company is a Virgin Islands corporation that publishes The Virgin Islands Daily News ("The Daily News"), a newspaper distributed throughout the U.S. Virgin Islands. At all times relevant, Jane Lowe Davis ("Davis") and Jason Robbins ("Robbins") were employed at The Daily News. Davis was the executive editor and Robbins was the deputy executive editor. McDonald is a news reporter with several years of journalism experience.On April 1, 2003, Davis sent McDonald a letter, offering him employment as a reporter at The Daily News at a yearly salary of $37,500, plus $3,000 in moving expenses. McDonald accepted and moved to the Virgin Islands from Florida. His two-year term commenced on April 21, 2003. Over the next several months of his employment, McDonald reported on a number of stories for The Daily News.
In late November 2003, McDonald traveled from the Virgin Islands to Florida to address a family matter. On returning to the Virgin Islands several days later, he was summoned by Davis and Robbins to discuss his absence from work. After that meeting, McDonald went home and did not thereafter return to work. That day — in early December 2003 — was his last at The Daily News.
This ten-count action followed. McDonald asserts the following claims: misrepresentation; breach of contract; constructive and wrongful discharge; defamation; assault; fraud; intentional and negligent infliction of emotional distress; and abuse of process. He also alleges violations of the federal and local Fair Labor Standards Act and has asserted a punitive damages claim.
The Defendants now seek summary judgment against McDonald on all ten counts in the complaint. McDonald has filed an untimely opposition.
All references to the complaint are intended to refer to McDonald's second amended complaint, unless otherwise indicated.
The Defendants' summary judgment motion was filed on November 14, 2008. Therefore, McDonald's opposition was due by December 4, 2008. See LRCi 56.1(b) (2008). McDonald did not file his opposition by that date. Instead, on that date, McDonald moved for an extension of time until December 29, 2008. The Court did not rule on that motion. McDonald also failed to file his opposition on December 29, 2008. Instead, on that date, McDonald again moved for an extension of time, this time requesting an additional fifteen days. On January 9, 2009, the Court ruled on McDonald's second motion for an extension, ordering him to respond no later than January 15, 2009. McDonald did not respond by that date. Instead, he filed his opposition on January 16, 2009. As such, the opposition is untimely.
The sequence of events described above suggests that McDonald is operating under at least two ill-founded assumptions. The first assumption is that moving for an extension of time to file a document, tolls the deadline for filing that document. That assumption, if true, would permit litigants to "manipulate the Court's schedule to suit their needs simply by filing successive motions for extensions of time." Addie v. Kjaer, Civ. No. 2004-135, 2008 U.S. Dist. LEXIS 100508, at *11 n. 5 (D.V.I. Dec. 11, 2008). The second assumption is that a litigant is at liberty to file a document on a date of his choosing rather than the date by which the Court unequivocally orders the document to be filed. That assumption, like the first, undermines the Court's exclusive authority to administer its docket. See United States v. Wecht, 484 F.3d 194, 217 (3d Cir. 2007); Yakowicz v. Pennsylvania, 683 F.2d 778, 784 (3d Cir. 1982).
Given McDonald's violations, the Court admonishes McDonald, as it does all litigants, to hew strictly to this Court's orders. See Garza v. Allstate Tex. Lloyd's Co., 284 Fed. Appx. 110, 113 (5th Cir. 2008) (unpublished) ("Adherence to such scheduling orders is critical in maintaining the integrity of judicial proceedings.") (footnote, alterations and quotation marks omitted).
On February 17, 2009, the Court held a final pretrial conference with the parties. McDonald thereafter moved to amend his complaint to assert a constructive discharge claim and a wrongful discharge claim.
After reviewing the record, the Court determined that the second amended complaint, liberally construed, already asserts both a constructive discharge claim and a wrongful discharge claim. Accordingly, the Court denied McDonald's motion to amend.
The Court held another conference with the parties on February 24, 2009. At that conference, the Court ordered the Defendants to file any additional dispositive motions by February 27, 2009 and McDonald to respond to any such motions by March 2, 2009.
The Defendants have timely filed a supplemental dispositive motion. McDonald has filed a response to that motion.
McDonald's response, if any, was due by March 2, 2009. McDonald did not file his response on that date. Instead, on March 4, 2009, McDonald moved for an extension of time to file his response later that day. The Court granted the request. McDonald's response was filed on March 4, 2009.
The Court will address both the original motion and the supplemental motion in this Opinion.
II. DISCUSSION
Summary judgment is appropriate if "the pleadings, the discovery and disclosure materials on file, and any affidavits show that there is no genuine issue as to any material fact and that the movant is entitled to judgment as a matter of law." Fed.R.Civ.P. 56(c); see also Hersh v. Allen Products Co., 789 F.2d 230, 232 (3d Cir. 1986).
The movant has the initial burden of showing there is no genuine issue of material fact, but once this burden is met it shifts to the non-moving party to establish specific facts showing there is a genuine issue for trial. Gans v. Mundy, 762 F.2d 338, 342 (3d Cir. 1985). The non-moving party "may not rest upon mere allegations, general denials, or . . . vague statements. . . ." Quiroga v. Hasbro, Inc., 934 F.2d 497, 500 (3d Cir. 1991). "[T]here is no issue for trial unless there is sufficient evidence favoring the non-moving party for a jury to return a verdict for that party." Anderson v. Liberty Lobby, Inc., 477 U.S. 242, 249 (1986).
"[A]t the summary judgment stage the judge's function is not himself to weigh the evidence and determine the truth of the matter but to determine whether there is a genuine issue for trial." Id. In making this determination, this Court draws all reasonable inferences in favor of the non-moving party. See Bd. of Educ. v. Earls, 536 U.S. 822, 850 (2002); see also Armbruster v. Unisys Corp., 32 F.3d 768, 777 (3d Cir. 1994).
III. ANALYSIS
A. Count One and Count Six
In Counts One and Six, McDonald asserts a misrepresentation claim and a fraud claim, respectively. He alleges that the Defendants' false statements about the reputation of The Daily News and the nature of his position induced him to accept employment as a reporter. Specifically, he claims that the Defendants knowingly misrepresented that The Daily News was "the best small newspaper in America." (Second Am. Compl. ¶ 8.) He further claims that the Defendants falsely represented that he would be hired as a "Sailing/Marine and Sportswriter[,]" ( id. ¶ 10), when in fact he was assigned to cover relatively few nautical sporting events.
McDonald does not specify whether he asserts a negligent or intentional misrepresentation claim. His recurrent allegation, however, that the Defendants "knowingly" made false statements, suggests that Count One asserts an intentional misrepresentation claim.
To prevail on a claim for intentional misrepresentation, a plaintiff must show: (1) that the defendant made a representation of a material fact; (2) knowing the representation to be false when it was made; (3) with the intent that the plaintiff would act on the statement; and that (4) the plaintiff reasonably relied upon the statement; (5) to his detriment. In re Tutu Water Wells Contamination Litig., 32 F. Supp. 2d 800, 805 (D.V.I. 1998) (citation omitted). Similarly, a plaintiff may succeed on a common law fraud claim by proving "(1) a false representation of material fact, (2) the defendant's intent that the statement be acted upon, (3) reliance upon such a statement by the persons claiming to have been deceived, and (4) damages." Charleswell v. Chase Manhattan Bank, N.A., 308 F. Supp. 2d 545, 568-69 (D.V.I. 2004) (citations omitted).
The Defendants argue that the claims asserted in Counts One and Six are unsupported by any evidence in the record. They rely on email correspondence between McDonald and Davis in the months preceding McDonald's employment. In one such email, Davis wrote to McDonald, in part:
We are very interested in discussing the Sports position with you. . . . We also want you to carefully consider . . . working for a hard-driving, high-production small daily . . . and reporting such things as Biddy League basketball, adult recreation and other sports events in addition to the boating and marine events and other top-notch sports. Our bread-and-butter coverage is the minor stuff.
(Defs.' Mem. in Support of Mot. for Summ. J., Exh. 4, at 2) (emphasis supplied).
In response to that email, McDonald replied, in pertinent part:
The job sounds terrific. I don't mind covering the "minor" sports. I enjoy it. One of the reasons I switched from sports a few years back is I got tired of the pack mentality of Super Bowls, World Series, NBA Finals, etc. I've always thought one of the duties of a community paper is to get as many names in there as possible.
( Id. at 1) (emphasis supplied).
This correspondence leaves little doubt that the Defendants clearly informed McDonald of the panoply of topics he would be asked to cover if he were employed as a Daily News reporter. Those topics unequivocally encompass high-level, professional sporting events and low-profile, amateur sporting events. The parties' correspondence further demonstrates that McDonald, when apprised of this job description, enthusiastically responded that it appealed to him and that he enjoyed covering non-professional sporting events that he himself described as "minor." Based on this evidence, the Court finds that the Defendants have met their initial summary judgment burden of showing the absence of a false representation. The burden of persuasion thus shifts to McDonald to show the existence of some genuine issue of material fact.
In an effort to meet his burden, McDonald first relies on a job advertisement that The Daily News posted on a website. That posting states:
The Virgin Islands Daily News, a Pulitzer-Prize winning newspaper, seeks a sports reporter/editor with experience in covering sailing, boating, deep-sea fishing plus scholastic and recreation league sports.
(Pl.'s Opp'n to Defs.' Mot. for Summ. J., Exh. 1 at 1.)
McDonald responded to The Daily News' posting by applying for a position via email on February 24, 2003. In that email, McDonald wrote:
Please consider this application for your sailing/marine and sports writer opening. . . . I started my career as a sportswriter, and I've reported on and written extensively about world-class sailing, deep-sea fishing and recreational boating.
( Id., Exh. 5 at 1.)
Several weeks after McDonald sent the above email, he received the email from Davis, partially reproduced above, in which Davis expressed an interest in discussing the position with him.
Significantly, none of the evidence on which McDonald relies demonstrates that the Defendants misrepresented any material fact about McDonald's duties and responsibilities as a reporter. The Daily News' job posting did not state any fact whatever other than the newspaper's interest in hiring a candidate who corresponded to the posting's description. See, e.g., Chambliss v. GMC, 108 F.3d 1176, 1181-82 (9th Cir. 1997) (affirming summary judgment on a misrepresentation claim based on advertisements because they "do not make any affirmations of fact or promises"). Likewise, in her email to McDonald, Davis expressed her interest in discussing the possibility of McDonald's employment. Importantly, she explicitly represented that the position for which McDonald was under consideration required reporting on the very events that McDonald now dismisses as beyond the scope of what he was hired to cover. McDonald advances no persuasive explanation of how or why Davis's clear statements to him on this point constitute misrepresentations. As such, to the extent McDonald's misrepresentation and fraud claims are based on the Defendants' statements about the nature of his position, he has fallen short of his burden of showing that there are any genuine questions of material fact in dispute.
McDonald makes the unconvincing argument that the "Defendants' subsequent actions of denying that he was ever hired as [a sailing/marine reporter] are also clearly fraudulent misrepresentations." (Pl.'s Opp'n to Defs.' Mot. for Summ. J. at 9.) McDonald overlooks the fact that fraud claims require "a showing that, at the time the allegedly fraudulent statement was made, it was an intentional misrepresentation." Ass'n Ben. Servs. v. Caremark Rx, Inc., 493 F.3d 841, 853 (7th Cir. 2007) (emphasis in original). That is, a plaintiff must show that "when the promise was made, the promisor had no intent to fulfill it; if the promisor simply later changed his mind, an action for fraud will not lie." Id. (citation omitted). McDonald has not even alleged, much less shown by way of competent evidence, that the Defendants intended not to follow through on a promise to him. See, e.g., id. (affirming summary judgment on a fraud claim where the plaintiff "failed to raise a genuine issue of fact as to fraudulent intent").
McDonald also seeks support for his position in Robbins' deposition testimony. During his deposition, Robbins testified that after The Daily News had received McDonald's application, an insert in the newspaper entitled "The Nautical Scene" had already been assigned to another individual. ( See Robbins Dep. 13:12-17, Dec. 19, 2006.)
McDonald relies on Robbins' testimony to support his contention that the Defendants knew that the position for that insert had already been filled when they discussed the possibility of employment with McDonald. That contention may be true, but it is not germane to McDonald's claim. McDonald has adduced no evidence that the Defendants specifically advertised a position for The Nautical Scene or that they represented that McDonald was being considered for such a position. In his application to The Daily News, McDonald does not mention The Nautical Scene. Davis does not mention it in her email to McDonald, nor does McDonald mention it in his reply email to Davis. Finally, there is no mention of The Nautical Scene in either the fax cover sheet accompanying the Defendants' offer letter to McDonald or the offer letter itself.
To the extent McDonald predicates his misrepresentation and fraud claims on Davis's statement that The Daily News is "the best small newspaper in America," such a statement is incontestably non-actionable puffery. See Alpine Bank v. Hubbell, 550 F.3d 1274, 1285 (10th Cir. 2008) ("[P]uffery cannot be the basis of any misrepresentation claim; whether the misrepresentation was made negligently or intentionally, a reasonable person would not rely on it.") (citations omitted); Castrol, Inc. v. Pennzoil Co., 987 F.2d 939, 945 (3d Cir. 1993) ("Puffery is distinguishable from misdescriptions or false representations of specific characteristics of a product. As such, it is not actionable."); see also Cook, Perkiss and Liehe, Inc. v. Northern Cal. Collection Serv., Inc., 911 F.2d 242, 246 (9th Cir. 1990) (explaining that statements are non-actionable puffery where they constitute " general assertions of superiority" instead of "factual misrepresentations") (emphasis supplied).
Accordingly, the Court will grant the Defendants' motion with respect to Count One and Count Six.
B. Count Two
In Count Two, McDonald alleges that the Defendants breached his employment contract by failing to assign him to cover marine and nautical sporting events. He claims that the Defendants instead tasked him with covering what he considers small-bore sporting events that were not supposed to be among his duties as a reporter.
To establish a breach of contract claim under Virgin Islands law, a plaintiff is required to prove that there was (1) an agreement; (2) a duty created by that agreement; (3) a breach of that duty; and (4) damages. Galt Capital, LLP v. Seykota, Civ. Nos. 2002-63 and 2002-134, 2007 U.S. Dist. LEXIS 92955, at *10 (D.V.I. Dec. 14, 2007) (citing Stallworth Timber Co. v. Triad Bldg. Supply, 968 F. Supp. 279, 282 (D.V.I. App. Div. 1997)).
The Defendants urge the Court to grant them summary judgment on McDonald's breach of contract claim. They argue that McDonald's employment contract places no limit on the breadth of events or issues that McDonald was hired to cover. They rely on the plain language of the contract itself to substantiate that argument.
The contract on which the Defendants rely is the offer letter that Davis sent to McDonald on April 1, 2003. The offer letter contains all of the material terms of a normal contract, including McDonald's title, start date, work location, salary, benefits and other pertinent information. At the bottom of the letter are two signature lines, one preceded by the words "I accept," the other preceded by the words "I do not accept." McDonald signed the former. The offer letter, combined with McDonald's unconditional acceptance of the offer, is tantamount to a valid, binding contract. See, e.g., Metoyer v. Chassman, 504 F.3d 919, 936 (9th Cir. 2007) ("Together, the . . . offer letter and [the plaintiff's] acceptance letter constitute an integrated employment contract."), cert. denied, 129 S. Ct. 394 (2008); Steinke v. Sungard Fin. Sys., 121 F.3d 763, 770-73 (1st Cir. 1997) (similar).
"Whether a writing is an integrated agreement, and if so, whether the agreement is completely or partially integrated are questions to be decided by the court prior to application of the parol evidence rule." Greenberg v. Tomlin, 816 F. Supp. 1039, 1053 (E.D. Pa. 1993). To determine whether an agreement is integrated, a court compares both the alleged oral and written agreements and decides whether "the parties, situated as were the ones to the contract, would naturally and normally include the one in the other if it were made." Mellon Bank Corp. v. First Union Real Estate Equity Mortgage Invs., 951 F.2d 1399, 1405 (3d Cir. 1991) (quotation marks and citation omitted). If the alleged oral and written agreements "relate to the same subject matter and are so interrelated that both would be executed at the same time and in the same contract, the scope of the subsidiary agreement must be taken to be covered by the writing." Hershey Foods Corp. v. Ralph Chapek, Inc., 828 F.2d 989, 995 (3d Cir. Pa. 1987) (quotation marks and citation omitted).
Here, both McDonald's employment contract and the parties' correspondence regarding the details of McDonald's duties as a reporter, bear on McDonald's position at The Daily News. In the Court's view, any discussion in the parties' correspondence regarding McDonald's position would "naturally and normally" have been included in McDonald's employment contract. As such, the Court finds that the employment contract represents the parties' full and complete agreement. See, e.g., Steinke, 121 F.3d at 770-71; Mellon Bank Corp., 951 F.2d at 1406.
The contract states, in pertinent part:
I am very pleased to offer you the position of reporter for The Virgin Islands Daily News. . . .
(Defs.' Mem. in Support of Mot. for Summ. J., Exh. 5, at 2.)
The parties do not dispute that the offer letter constitutes McDonald's employment contract. McDonald argues, however, that extrinsic evidence is needed to understand that contract. Specifically, he relies on extrinsic evidence to establish that he was hired not as a general reporter but as a marine sports reporter. To the extent McDonald seeks to circumvent the dictates of the parol evidence rule on the basis of an alleged ambiguity in his employment contract, that attempt fails because there is no such ambiguity.
It is well-settled that "the intent of the parties to a written contract is contained in the writing itself." Bohler-Uddeholm Am., Inc. v. Ellwood Group, Inc., 247 F.3d 79, 92 (3d Cir. 2001) (quotation marks and citation omitted). Where that intent is clear and unambiguous, "there is no need to resort to extrinsic aids or evidence, instead, the meaning of a clear and unequivocal written contract must be determined by its contents alone." Id. at 92 (quotation marks and citation omitted); see also CTF Hotel Holdings v. Marriott Int'l, 381 F.3d 131, 138 (3d Cir. 2004) (citation and footnote omitted). "Contractual language is ambiguous if it is reasonably susceptible of different constructions and capable of being understood in more than one sense." Regents of the Mercersburg College v. Rep. Franklin Ins. Co., 458 F.3d 159, 171 (3d Cir. 2006) (quotation marks and citation omitted). To determine the existence of a contractual ambiguity, the court may consider "the words of the contract, the alternative meaning suggested by counsel, and the nature of the objective evidence to be offered in support of that meaning." Mellon Bank, N.A. v. Aetna Bus. Credit, Inc., 619 F.2d 1001, 1011 (3d Cir. 1980). Furthermore, a contract should be construed strictly against the draftsman. See Bouton v. Litton Industries, Inc., 423 F.2d 643, 646 (3d Cir. 1970) (citations omitted).
Here, the parties' contract clearly and unambiguously provides that McDonald was hired as a reporter. There is no language in the contract that specifies what type of reporter McDonald would be or what stories he would be assigned to cover. Indeed, as the Defendants correctly remark, the contract does not tie their hands, so long as McDonald is given the work of a reporter. McDonald neither claims nor submits any evidence that he was ever treated as anything other than a reporter. As such, it is undisputed that the Defendants did not breach what McDonald brands as a duty to treat him as a marine sports reporter because no such duty existed. The Court therefore finds that the Defendants have met their initial burden of showing the absence of genuine questions of material fact with respect to McDonald's breach of contract claim. The burden of persuasion now shifts to McDonald.
In his complaint, McDonald alleges that he was given editing, as opposed to pure reporting, assignments. He has not, however, provided any evidence to bolster that allegation. Nor does he establish that such assignments were incongruous with his position as a reporter.
In support of his breach of contract claim, McDonald refers the Court to a welter of extrinsic evidence to show that the Defendants reneged on their alleged promise to assign him to cover marine and nautical sporting events. He relies, for instance, on deposition testimony as well as pre-contract emails between the Defendants and himself. In essence, McDonald attempts to show that the parties' intent was something other than what their written contract reflects. The flaw in that approach, however, is that the Court has already concluded that the parties' contract is clear and unambiguous. Resort to extrinsic evidence, as McDonald urges, is therefore unnecessary and even inappropriate. See, e.g., CTF Hotel Holdings, 381 F.3d at 138 ("The contracts here leave no ambiguity. . . . Therefore, extrinsic evidence such as the parties' correspondence can not properly be considered."); see also Bill Gray Enters. v. Gourley, 248 F.3d 206, 218 (3d Cir. 2001) ("[I]t is inappropriate to consider . . . extrinsic evidence when no ambiguity exists.") (other alteration, quotation marks and citation omitted).
To the extent McDonald endeavors to show a latent ambiguity in the parties' contract by reference to extrinsic evidence about the parties' expectations, such an approach also fails. The Third Circuit has recognized the "built-in tension between two principles" in deciding whether an ambiguity exists:
(1) a contract is not ambiguous, and thus must be interpreted on its face without reference to extrinsic evidence, if the court can determine its meaning without any guide other than a knowledge of the simple facts on which, from the nature of the language in general, its meaning depends; and (2) contractual terms that are clear on their face can be latently ambiguous, and [the] law permits courts to examine certain forms of extrinsic evidence in determining whether a contract is ambiguous.Bohler-Uddeholm Am., Inc., 247 F.3d at 94 (internal quotation marks and citations omitted).
The Third Circuit has resolved this tension by "allowing only extrinsic evidence of a certain nature to establish latent ambiguity in a contract; a court should determine whether the type of extrinsic evidence offered could be used to support a reasonable alternative interpretation under the precepts of Pennsylvania law on contract interpretation." Id. (footnote omitted; citing Mellon Bank, N.A., 619 F.2d at 1011-14). The court has explained that "the key inquiry in this context will likely be whether the proffered extrinsic evidence is about the parties' objectively manifested linguistic reference regarding the terms of the contract, or is instead merely about their expectations." Id. at 94 n. 3 (emphasis supplied; quotation marks and citation omitted). Importantly, the Third Circuit has made clear that "[t]he former is the right type of extrinsic evidence for establishing latent ambiguity . . ., while the latter is not." Id. (emphasis supplied; citation omitted).
Here, McDonald in no way suggests that the word "reporter" is susceptible to semantic disagreement. Rather, he asks the Court to consider extra-contract evidence of what the parties contemplated his duties as a reporter would specifically entail. Such evidence, however, is not to be considered under the circumstances presented here.
Accordingly, the Court will grant the Defendants' motion with respect to Count Two.
C. Count Three
Count Three asserts claims for constructive discharge and for wrongful discharge under Virgin Islands law.
1. Constructive Discharge
To succeed on a constructive discharge claim under the Virgin Islands Wrongful Discharge Statute, V.I. CODE ANN. tit. 24, §§ 71-76, a plaintiff is obligated to demonstrate that his employer made working conditions so difficult or unpleasant that a reasonable person in the plaintiff's position would feel compelled to resign. See Harley v. Caneel Bay, Inc., 193 F. Supp. 2d 833, 838 (D.V.I. App. Div. 2002); see also Goss v. Exxon Office Sys. Co., 747 F.2d 885, 888 (3d Cir. 1984) (noting that a court "need merely find that the employer knowingly permitted conditions of discrimination in employment so intolerable that a reasonable person subject to them would resign"). Constructive discharge is a fact-intensive inquiry. Levendos v. Stern Entm't, Inc., 860 F.2d 1227, 1230 (3d Cir. 1988). The following non-exhaustive list of factors is to be considered: "(1) a threat of discharge; (2) suggestions or encouragement of resignation; (3) a demotion or reduction of pay or benefits; (4) involuntary transfer to a less desirable position; (5) alteration of job responsibilities; (6) unsatisfactory job evaluations." Suders v. Easton, 325 F.3d 432, 445 (3d Cir. 2003), vacated on other grounds, Penn. State Police v. Suders, 542 U.S. 129 (2004). Another relevant consideration is "whether a plaintiff explored alternative avenues to resolve the alleged . . . harassment or workplace disturbances." Id. No one factor is dispositive. Duffy v. Paper Magic Group, 265 F.3d 163, 168 (3d Cir. 2001). The plaintiff's conduct "must be considered in light of the totality of circumstances." Suders, 325 F.3d at 445.
The Defendants endeavor to meet their burden by showing that McDonald was fired rather than constructively discharged. They assert that when McDonald returned to work after his trip to Florida, "Robbins told him not to bother coming back to work." (Defs.' Statement of Undisputed Material Facts 3.) In his opposition papers, McDonald does not deny that assertion. Instead, he states that "[t]here is no indication in the record that he ever resigned and [he] has stated he never resigned." (Pl.'s Resp. to Defs.' Statement of Undisputed Material Facts and Pl.'s Statement of Undisputed Material Facts 15.)
Indeed, McDonald's deposition testimony, affidavit and pleadings corroborate that McDonald himself believes that he was fired, not constructively discharged. During his deposition, McDonald stated at least twice that he had been fired from The Daily News. On one occasion, McDonald was asked whether he was working at the Daily News on December 4, 2003. McDonald replied: "I believe, if I'm not mistaken, that was my last day. That was the day they fired me." (McDonald Dep. 132:10-11, July 1-2, 2008.) On another occasion, McDonald was asked about an incident involving representatives from a debt collection agency that the Defendants are alleged to have hired. McDonald replied: "It was either — it was either the day after I was fired, or [a] couple days after I was fired." ( Id. at 188:23-24.) In his opposition papers, McDonald does not seek either to clarify or to qualify those sworn statements. Instead, he actually confirms that he was fired. Attached to McDonald's opposition is an affidavit in which McDonald avers that he "was dismissed from [his] position" at The Daily News. (McDonald Aff. ¶ 4, Jan. 16, 2009.) Similarly, in his opposition brief, McDonald flatly states that the Defendants fired him. ( See Pl.'s Opp'n to Defs.' Mot. for Summ. J. at 18.) He also "requests the Honorable Court to assume that he was terminated and did not resign." ( Id. at 20.)
McDonald's acknowledgment that he was fired suggests that summary judgment for the Defendants on McDonald's constructive discharge claim, is appropriate. See, e.g., Mackenzie v. Potter, 219 Fed. Appx. 500, 503 (7th Cir. 2007) (affirming summary judgment for the defendant employer on a constructive discharge claim where the plaintiff "did not show that she was constructively discharged because she was actually fired") (emphasis in original); Jordan v. City of Gary, 396 F.3d 825, 836-37 (7th Cir. 2005) ("We can make it no plainer than to reiterate that constructive discharge refers to a situation in which an employee is not fired but quits.") (quotation marks and citation omitted).
Even if McDonald had not conceded under oath that he was fired, his constructive discharge claim would still not survive summary judgment. An intensive review of the record yields practically no evidence of an intolerable working environment or that McDonald made any effort to address alleged workplace unpleasantness. McDonald's contention that he was demoted when he was assigned to cover sporting events he considered beyond the scope of his responsibilities, is undercut by the Court's conclusion that his employment contract authorized the Defendants to make such assignments. Even taking that contention as true, it certainly does not demonstrate that McDonald's working conditions were "so unpleasant or difficult that a reasonable person in the [his] shoes would resign." Persico v. City of Jersey City, 67 Fed. Appx. 669, 676 (3d Cir. 2003) (unpublished; citation omitted).
McDonald also complains that the Defendants "used" him to pursue their vendetta against a Virgin Islands senator. He claims that in May 2003, unbeknownst to him, Davis altered an article he had authored about a boxing match. According to McDonald, the altered version of the article included false information about the senator but was nevertheless published under McDonald's byline. This sequence of events, even if true, is simply not relevant to a constructive discharge claim. In any event, it in no way suggests that working conditions at The Daily News were so intolerable that McDonald was forced to quit. Indeed, such a suggestion is severely undermined by McDonald's election to stay with The Daily News for several months after the publication of the boxing article. See, e.g., Hipp v. Liberty Nat'l Life Ins. Co., 252 F.3d 1208, 1236-37 (11th Cir. 2001) (concluding that the district court erred by not granting summary judgment for the defendant employer on a constructive discharge claim where, among other things, the plaintiff "stayed for several months after the allegedly discriminatory confrontations, suggesting the confrontations were not so intolerable as to leave him with no choice but to resign") (emphasis and footnote omitted).
To the extent McDonald's constructive discharge claim rests on his conversation with Davis and Robbins about the circumstances of his trip to Florida, there is nothing in the record to suggest that that conversation, even if it involved criticism and resulted in threatened disciplinary action, created intolerable working conditions. See, e.g., Devin v. Schwan's Home Serv., 491 F.3d 778, 790 (8th Cir. 2007) ("[F]eelings of being unfairly disciplined or criticized are insufficient to support a claim of constructive discharge.") (citation omitted); Hargray v. City of Hallandale, 57 F.3d 1560, 1568 (11th Cir. 1995) (explaining that a threat of termination does not constitute a constructive discharge).
McDonald's argument that the Defendants' alleged injurious comments about him after he left work in December 2003, is also deficient. Those comments, even assuming they were uttered, came after McDonald's departure from The Daily News. As a consequence, they could not have created an intolerable environment for him during his tenure there.
Accordingly, the Court will grant the motion with respect to Count Three's constructive discharge claim.
2. Wrongful Discharge
As was noted previously, McDonald asserts that he did not quit. Rather, he asserts that he was fired. Notwithstanding that concession, there are material facts in dispute as to whether that discharge was wrongful. Accordingly, the Court will deny the Defendants' motion for summary judgment on Count Three's wrongful discharge claim.
D. Count Four
In Count Four, McDonald asserts a claim for slander, defamation and libel per se or, alternatively, standard slander, defamation and libel. In his complaint, McDonald does not spotlight the statements he deems defamatory. Although his opposition likewise does little in the way of elucidation on this point, McDonald appears to designate two statements as defamatory. First, he alleges that the Defendants told a Florida employment benefits referee that McDonald had quit, rather than been fired from, his post at The Daily News. Second, he alleges that the Defendants told Daily News staff members that McDonald had lied about the circumstances of his trip to Florida in November 2003.
"[T]o be actionable a communication must be a misstatement of fact capable of defamatory meaning that is of and concerning the plaintiff ." McDowell v. Paiewonsky, 769 F.2d 942, 946 (3d Cir. 1985) (footnotes omitted). "A communication is defamatory if it tends so to harm the reputation of another as to lower him in the estimation of the community or to deter third persons from associating or dealing with him." Restatement (Second) of Torts § 559 (1977).
In the absence of local law to the contrary, the Restatements are the law of the Virgin Islands. See V.I. CODE ANN. tit. 1, § 4.
To succeed on a defamation per se claim, a plaintiff must show that the defendant's defamatory statement imputes to the plaintiff: (1) a criminal offense; (2) a loathsome disease; (3) matter incompatible with his business, trade, profession, or office; or (4) serious sexual misconduct. Restatement (Second) of Torts § 570 (1977). A plaintiff need not prove special damages such as monetary loss. Id. Rather, a plaintiff need only prove general damages, that is, that his "reputation was actually affected by the slander, or that []he suffered personal humiliation, or both." Franklin Prescriptions, Inc. v. New York Times Co., 424 F.3d 336, 343 (3d Cir. 2005) (stating Pennsylvania law; quotation marks and citation omitted).
To prevail on a standard defamation claim, a plaintiff must prove (1) "a false and defamatory statement concerning another"; (2) "an unprivileged publication to a third party"; (3) "fault amounting at least to negligence on the part of the publisher"; and (4) "either actionability of the statement irrespective of special harm or the existence of special harm caused by the publication." Restatement (Second) of Torts § 558 (1977); see also Smart, Inc. v. V.I. Hous. Auth., 320 F. Supp. 2d 332, 340 (D.V.I. 2004) (citations omitted).
In support of their motion with respect to Count Four, the Defendants first argue that none of the utterances of which McDonald complains were shared with any individuals who were not entitled to the information those utterances contained. The publication requirement of a defamation claim, however, means simply "communication . . . to one other than the person defamed." Restatement (Second) of Torts § 577 (1977). Because there is no dispute that the subject information was communicated to at least one third person, the Defendants' argument in this respect is unpersuasive.
The Defendants next maintain that their statements about McDonald's lying about the circumstances of his Florida trip, are privileged because those statements are true. They also assert that their statements to the Florida employment benefits referee were conditionally privileged. They rely on what they paint as unrebutted record evidence that McDonald told the Defendants that he had to attend to a family emergency in Florida when in fact there was no emergency.
Unfortunately, the Defendants do not point to those parts of the record on which they rely with respect to McDonald's defamation claim. See LRCi 56.1(a)(1) (2008). They do make mention of specific portions of the record in their statement of undisputed material facts. None of those references, however, meaningfully assist the Court in deciding whether the Defendants have met their summary judgment burden. See In re Bressman, 327 F.3d 229, 237-38 (3d Cir. 2003) (citing United States v. Four Parcels of Real Property, 941 F.2d 1428, 1438 (11th Cir. 1991) ("When the moving party has the burden of proof . . ., that party must show affirmatively the absence of a genuine issue of material fact: it . . . must show that, on all the essential elements of its case on which it bears the burden of proof at trial, no reasonable jury could find for the non-moving party.")) (emphasis in original).
Accordingly, the Court will deny the motion with respect to Count Four.
E. Count Five
Count Five asserts an assault claim. McDonald alleges that at some time after his departure from The Daily News in December, 2003, the Defendants dispatched a debt collection agency to his home. He alleges that three men armed with billy clubs came to his home and spoke to him through his window. The men allegedly showed McDonald a photograph of himself taken from his cubicle at The Daily News and told him not to leave St. Thomas because he owed money. McDonald alleges that the men quit the premises when he threatened to call the police.
In the Virgin Islands, a defendant is subject to liability for assault if: (1) "he acts intending to cause a harmful or offensive contact with the person of the other or a third person, or an imminent apprehension of such a contact," and (2) the plaintiff "is thereby put in such imminent apprehension." Restatement (Second) of Torts § 21 (1965). "Imminent apprehension" means that the plaintiff "believe[s] that the act may result in imminent contact unless prevented from so resulting by the [plaintiff]'s self-defensive action or by his flight or by the intervention of some outside force." Id. § 24. "Words do not make the actor liable for assault unless together with other acts or circumstances they put the other in reasonable apprehension of an imminent harmful or offensive contact with his person." Id. § 31.
The Defendants argue that they are entitled to summary judgment on McDonald's assault claim because, according to them, McDonald has not alleged an overt threat of harm. They rely almost exclusively on Davis v. Christian, 46 V.I. 557 (D.V.I. App. Div. 2005). The significant factual disparities between Davis and this matter make that reliance misplaced.
Although mentioned by neither party, the viability of McDonald's assault claim turns in the first instance on whether McDonald can establish an agency relationship between the Defendants and the three men described in the complaint. Indeed, it is well-settled that the burden of proving the existence of an agency relationship is on the party attempting to charge the purported principal. See Hofherr v. Dart Industries, Inc., 853 F.2d 259, 262 (4th Cir. 1988) (stating Maryland law; citation omitted); Associates Capital Services Corp. v. Loftin's Transfer Storage Co., 554 F.2d 188, 190 (5th Cir. 1977) (stating Alabama law; citation omitted). Circumstantial evidence may suffice to establish an agency relationship. See Pappas v. Middle Earth Condominium Ass'n, 963 F.2d 534, 538 (2d Cir. 1992); Citibank, N.A. v. Data Lease Financial Corp., 828 F.2d 686, 691 (11th Cir. 1987) (stating Florida law; citations omitted).
At her deposition, Davis testified that she hired a debt collection agency she identified as White Collar Collections to tell McDonald that he was obligated to reimburse The Daily News for the $3,000 in moving expenses he had received. McDonald claims that the men who appeared at his home were from the company Davis hired. In an effort to substantiate that claim, McDonald avers in an affidavit, in wholly conclusory fashion, that the men were from an entity he identifies as National White Collar Investigation. ( See McDonald Aff. ¶ 4, Jan. 16, 2009.) In that same affidavit, however, McDonald concedes that the men "never identified themselves as [National White Collar Investigation] representatives. They never stated why I owed money [or] who I owed money to. . . ." ( Id. ¶ 10.) This evidence does not help McDonald meet his burden of establishing an agency relationship between the Defendants and the men who allegedly assaulted him. See Maldonado v. Ramirez, 757 F.2d 48 (3d Cir. 1985) ("An affidavit that is essentially conclusory and lacking in specific facts is inadequate. . . .") (quotation marks and citation omitted). His failure to establish such a relationship is fatal to his assault claim against the Defendants.
The facts in Davis are simply too far afield of those presented in this matter to provide any meaningful guidance. Where the incident in Davis occurred in a public forum, the incident McDonald describes occurred immediately outside his home. Davis did not involve a deadly weapon, while McDonald contends that the debt collectors wielded billy clubs. The appellant in Davis alleged no threats by the appellee, while McDonald alleges that the debt collectors warned him not to leave St. Thomas.
Notwithstanding the Defendants' misplaced reliance, the Defendants are correct that McDonald has failed to allege or to provide evidence that he was placed in imminent apprehension of physical contact. In his deposition testimony and affidavit, McDonald avers that he immediately warned the debt collectors that he would call the police if they did not leave his property and, after they had departed, left his home to stay with friends out of fear. Critically, the record contains neither an allegation nor competent evidence that the debt collectors exhibited any menacing or aggressive physical behavior to show that they intended to put McDonald in imminent apprehension of offensive contact. See Douglass v. Sanok, Civ. No. 2005-18, 2006 U.S. Dist. LEXIS 74561, at *34 (W.D. Va. Oct. 11, 2006) (granting summary judgment for the defendant where the plaintiff adduced no evidence that the defendant either touched the plaintiff or threatened to touch the plaintiff "in such a way as to cause her to fear an imminent touching"). There is also no allegation or evidence that the debt collectors' actions actually put McDonald in apprehension of imminent contact. The absence of such allegations is fatal to McDonald's assault claim. See Geiger v. Bowersox, 974 S.W.2d 513, 516 (Mo.Ct.App. 1998) ("Lacking such a fear of imminent peril the petition fails to allege an essential element for an assault claim.") (emphasis supplied).
Specifically, McDonald avers that after the men left, "I gathered some belongings and left my apartment. I did not stay at my apartment again, fearing that the men would return to assault or batter me." (McDonald Aff. ¶ 12, Jan. 16, 2009.)
Furthermore, assault liability attaches only where the victim believes that the defendant had the ability to carry out the threat of harm. Restatement (Second) of Torts § 33 cmt. a (1965). Here, it is undisputed that McDonald was inside his home and separated from the debt collectors by a wall and a window. Even if McDonald alleged that the debt collectors intended to put him in imminent apprehension of offensive contact and that he in fact was put in such imminent apprehension, the fact that he was inside his home behind closed doors while speaking to the debt collectors through a window, precludes his assault claim. See, e.g., Austin v. Terhune, 367 F.3d 1167, 1772 (9th Cir. 2004) (affirming summary judgment for the defendant, who "was separated from [the plaintiff] by the walls and window of the control booth[,]" and thus the defendant's "behavior never placed [the plaintiff] in apprehension of imminent offensive contact").
Accordingly, the Court will grant the Defendants' motion with respect to Count Five.
F. Count Seven
In Count Seven, McDonald asserts a claim for intentional infliction of emotional distress. The complaint does not make clear which allegations are meant to underpin that claim. Furthermore, McDonald has elected not to address the Defendants' arguments with respect to that claim.
McDonald claims in the alternative that the Defendants are liable for negligent infliction of emotional distress. To prevail on such a claim, however, a plaintiff "must show that []he suffered physical injury as a result of [the] defendants' negligent conduct and that [the] defendants should have realized [their] conduct carried an unreasonable risk of causing such injury." Smith v. V.I. Water Power Auth., Civ. No. 04-148, 2008 U.S. Dist. LEXIS 95852, at *29 (D.V.I. Nov. 24, 2008) (citations omitted). As the Defendants correctly point out, McDonald has not even alleged, let alone submitted competent evidence, that he has been physically injured by the Defendants. That deficiency alone is fatal to his negligent infliction of emotional distress claim. See, e.g., Matczak v. Frankford Candy Chocolate Co., 136 F.3d 933, 940 (3d Cir. 1997) (affirming summary judgment because the plaintiff showed no physical harm); Reed v. Nat'l Radio Astronomy Observatory, Civ. No. 05-71, 2008 U.S. Dist. LEXIS 97913, at *13 (D.V.I. Nov. 17, 2008) (dismissing a negligent infliction of emotional distress claim because the plaintiff failed to describe any physical injury). Furthermore, McDonald really alleges only intentional conduct on the Defendants' part. Such conduct cannot form the basis of a negligent infliction of emotional distress claim. See Smith, 2008 U.S. Dist. LEXIS 95852, at *29-30 ("Intentional conduct . . . such as demoting or terminating an employee, cannot serve as the basis for a claim of negligent infliction of emotional distress.").
To succeed on a claim for intentional infliction of emotional distress, a plaintiff must allege conduct "so extreme or outrageous on its face that it falls outside the bounds of decency." Clarke v. Abramson, Civ. No. 2004-111, 2007 U.S. Dist. LEXIS 78814, at *3 (D.V.I. Oct. 24, 2007) (citations omitted); see also Int'l Islamic Cmty. of Masjid Baytulkhaliq, Inc. v. United States, 981 F. Supp. 352, 369 (D.V.I. 1997) ("It is not enough that the defendant acted with tortious intent or even that he acted with malice."), aff'd, 176 F.3d 472 (3d Cir. 1999). "[I]t is extremely rare to find conduct in the employment context that will rise to the level of outrageousness necessary to provide a basis for recovery for the tort of intentional infliction of emotional distress." McGreevy v. Stroup, 413 F.3d 359, 370 (3d Cir. 2005) (quotation marks and citation omitted).
In requesting summary judgment on Count Seven, the Defendants rely on Virgin Islands case law. According to the Defendants, those cases stand for the proposition that discharge from employment is rarely, if ever, grounds for an intentional infliction of emotional distress claim.
In Fenton v. C C Constr. Maint., Inc., 48 V.I. 263 (V.I. Super. Ct. 2007), for instance, the Superior Court of the Virgin Islands granted summary judgment for the defendant employer, reasoning that the employer's discretionary termination of the plaintiff's employment could not support such a claim. Id. at 275. The Fenton Court relied in turn on Alvarez v. Pueblo Int'l, 24 V.I. 141 (V.I. Terr. Ct. 1989). In Alvarez, the former Territorial Court of the Virgin Islands also granted summary judgment for the defendant employer. The court explained that "the defendant's exercise of its discretion in discharging [the plaintiff] does not rise to the level of conduct" necessary to maintain an intentional infliction of emotional distress claim. Id. at 147.
In light of this authority, the Court finds that the Defendants have met their summary judgment burden to the extent McDonald's claim is predicated on his dismissal from The Daily News. Simply put, there is nothing so outrageous or conscience-shocking in the circumstances of that dismissal to sustain such a claim.
Where, as here, "the moving party makes a case for summary judgment, the party opposing the motion has an affirmative duty to set forth specific facts showing there is a genuine issue for trial." United Transp. Union v. Conemaugh B. L. R. Co., 894 F.2d 623, 628 (3d Cir. 1990) (emphasis supplied; quotation marks and citation omitted). By electing not to address the Defendants' arguments with respect to his intentional infliction of emotional distress claim, McDonald has failed to meet that burden.
To the extent McDonald's claim is based on McDonald's allegations pertaining to breach of contract, fraud or assault, summary judgment is appropriate. The Court has addressed those claims and dismissed them. The conduct underlying those claims cannot sustain McDonald's intentional infliction of emotional distress claim. However, to the extent Count Seven is based on the conduct alleged in McDonald's defamation claim, it survives summary judgment.
Accordingly, the Court will deny the Defendants' motion with respect to Count Seven but only to the extent that the conduct alleged in that count is predicated on McDonald's defamation allegations.
G. Count Eight
In Count Eight, McDonald alleges that the Defendants' actions constitute an abuse of process. He asserts that they filed a counterclaim against him in this matter "supported by . . . false statements and seeking a determination that [he] left work without good cause in the State of Florida." (Second Am. Compl. ¶ 38.)
Under Virgin Islands law, "[o]ne who uses a legal process, whether criminal or civil, against another primarily to accomplish a purpose for which it is not designed, is subject to liability to the other for harm caused by the abuse of process." Restatement (Second) of Torts § 682 (1977). An abuse of process claim may lie "where the defendant (1) used a legal process against the plaintiff, (2) primarily to accomplish a purpose for which the process was not designed; and (3) harm has been caused to the plaintiff." Marable v. W. Pottsgrove Twp., 176 Fed. Appx. 275, 281 (3d Cir. 2006) (unpublished; stating Pennsylvania law; citation omitted). Examples of conduct that may constitute an abuse of process include intentionally withholding critical documents, ignoring court orders, permitting false testimony at depositions and misrepresenting facts to opposing counsel and the court. See Refractories Co. v. Fireman's Fund Ins. Co., 337 F.3d 297, 301 (3d Cir. 2003).
McDonald filed this action in February 2004. The Defendants subsequently filed a counterclaim in which they allege that McDonald owes The Daily News the $3,000 allotted to him to cover his moving expenses. According to the Defendants, McDonald's contract mandated the return of that money in the event McDonald's tenure with The Daily News was shorter than the two years to which McDonald was contractually committed.
On the record before the Court, there is nothing to suggest that the Defendants' counterclaim was primarily intended to "pervert" the legal process. See Finney v. Royal SunAlliance Ins. Co. (In re Finney), 184 Fed. Appx. 285, 289 (3d Cir. 2006) (unpublished). First, McDonald's employment contract clearly states that the $3,000 was subject to forfeiture in the event McDonald did not complete a two-year term. It is undisputed that McDonald did not remain at The Daily News for two years. Therefore, because the reimbursement provision in the letter was arguably triggered, the Defendants' counterclaim cannot be characterized as wholly unfounded. Cf. Refractories Co., 337 F.3d at 308 (explaining that abuse of process liability may attach where the process is "so lacking in justification as to lose its legitimate function as a reasonably justifiable litigation procedure") (emphasis supplied; quotation marks and citations omitted).
Second, under Federal Rule of Civil Procedure 13(a)(1)(A), the Defendants may have been required to file their counterclaim because it arose "out of the transaction or occurrence" that forms the basis of McDonald's claims against the Defendants. See Fed.R.Civ.P. 13(a)(1)(A); see also, e.g., Finney, 184 Fed. Appx. at 290 (finding no abuse of process where the defendant "filed a compulsory counterclaim") (emphasis supplied).
Finally, the Defendants moved to dismiss their counterclaim. The Court granted that motion and dismissed the counterclaim.
McDonald filed a notice of non-objection to the motion to dismiss the counterclaim.
Under these circumstances, the Court sees no facts based on which McDonald could prevail on his abuse of process claim. See, e.g., Marable, 176 Fed. Appx. at 282 (finding no abuse of process where "there is simply no evidence in the record" that certain litigants "had as their primary purpose some objective for which the legal process . . . was not intended").
Indeed, in his opposition, McDonald does not address his abuse of process claim.
Accordingly, the Court will grant the motion for summary judgment with respect to Count Eight.
H. Count Nine
In Count Nine, McDonald claims that the Defendants have violated the "Fair Wage and Hours Act." (Second Am. Compl. ¶ 68.) That count contains no citation to any statutory provision. McDonald seems to assert a claim under either the federal Fair Labor Standards Act of 1938, 29 U.S.C. § 201 et seq. (the "federal FLSA") or the Virgin Islands Fair Labor Standards Act, V.I. CODE ANN. tit. 24, §§ 1-23 (the "Virgin Islands FLSA"), or both. He alleges that the Defendants did not pay him for overtime and work performed during holidays and on weekends. He seeks to recover unpaid wages.
The Defendants maintain that Count Nine is time-barred. With respect to the federal FLSA, they point to section 255, which provides, in relevant part:
Any action commenced on or after the date of the enactment of this Act . . . to enforce any cause of action for unpaid minimum wages, unpaid overtime compensation, or liquidated damages, under the Fair Labor Standards Act of 1938, as amended . . . —
(a) if the cause of action accrues on or after the date of the enactment of this Act . . . — may be commenced within two years after the cause of action accrued, and every such action shall be forever barred unless commenced within two years after the cause of action accrued, except that a cause of action arising out of a willful violation may be commenced within three years after the cause of action accrued[.]29 U.S.C. § 255(a).
The Defendants argue that the two-year limitations period applies because there is no allegation of a willful violation. They contend that because McDonald's last day of work was in December 2003, his last day for filing his unpaid wages claim was in December 2005. According to the Defendants, McDonald did not add his claim until he filed his second amended complaint in May 2008. They further argue that the relation-back doctrine is inapplicable because, in their view, the original and first amended complaints "strictly address McDonald's allegations of constructive discharge and other related peripheral claims." (Defs.' Mem. in Support of Mot. for Summ. J. at 26.)
They also point out that, even assuming the three-year period applied, McDonald had until December 2006 to file his claim.
The parties do not dispute that McDonald's federal FLSA claim began to accrue in December 2003 or that he did not assert that claim until May 2008. That claim is therefore time-barred unless McDonald can avail himself of the relation-back doctrine.
Federal Rule of Civil Procedure 15(c)(1)(B) provides, in pertinent part:
An amendment to a pleading relates back to the date of the original pleading when:
(B) the amendment asserts a claim or defense that arose out of the conduct, transaction, or occurrence set out — or attempted to be set out — in the original pleading[.]
"Claims arise out of the same conduct, transaction, or occurrence if they share a common core of operative facts such that the plaintiff will rely on the same evidence to prove each claim." Williams v. Boeing Co., 517 F.3d 1120, 1133 (9th Cir. 2008) (quotation marks and citations omitted). This requirement is meant to ensure that the defendant is put on adequate notice of the newly asserted claims. Martell v. Trilogy Ltd., 872 F.2d 322, 326 (9th Cir. 1989). Once this requirement is met, Rule 15 "instructs that the amendment relates back to the date of the original pleading." Arthur v. Maersk, Inc., 434 F.3d 196, 203 (3d Cir. 2006) (alteration, quotation marks and citations omitted). The question whether a party exhibited undue delay in seeking leave to amend is not relevant to the Rule 15(c) inquiry. Id. ("Undue delay is a reason to deny leave to amend but not to deny relation back.") (quotation marks and citations omitted).
Here, there is no common core of operative facts between the several claims asserted in the original complaint and the federal FLSA claim. The facts alleged in McDonald's original complaint bear on McDonald's employment negotiations with the Defendants, subsequent engagement as a reporter and ultimate departure from The Daily News. A comparison of those allegations with the second amended complaint leaves no room for doubt that McDonald has alleged additional facts arising out of a separate course of dealing to support his federal FLSA claim. For the first time in this litigation, for instance, McDonald alleges that "[t]he Defendants . . . caused Plaintiff to work overtime on holidays and weekends without paying him overtime pay." (Second Am. Compl. ¶ 23.) He also alleges for the first time that the Defendants "lied and misrepresented to Plaintiff that their actions were legal and in keeping with the Fair Wage and Hours laws." ( Id. ¶ 24.)
To substantiate his new factual allegations, McDonald would need different witnesses and evidence to prove that he was compelled to work overtime, that he was not paid for that work and that the Defendants were mendacious and acted unlawfully in failing to pay him. In short, because McDonald's federal FLSA claim depends entirely on facts not asserted in the original complaint, it does not relate back to the original complaint. See, e.g., Williams, 517 F.3d at 1133 ("The compensation discrimination claim is a new legal theory depending on different facts [from those needed to support the promotion discrimination, hostile work environment, and retaliation claims], not a new legal theory depending on the same facts.") (citations omitted); Cupertino v. Schneider, No. 92-2067, 1992 U.S. App. LEXIS 32556, at *2-3 (4th Cir. Dec. 15, 1992) (per curiam; unpublished) ("Because the negligent entrustment claim involved a different legal theory and rested on different facts than the respondeat superior claim and the accident itself, . . . the relation-back provision of . . . is inapplicable.").
With respect to the Virgin Islands FLSA claim, the Defendants contend that because of the similarities between the Virgin Islands FLSA and the federal FLSA, the federal statute of limitations should apply to the Virgin Islands statute. That approach has been considered and rejected by the Third Circuit under similar circumstances.
In Gomez v. Government of Virgin Islands, 882 F.2d 733 (3d Cir. 1989), Charles Gomez was a police officer employed by the Virgin Islands Department of Public Safety and a member of the Police Benevolent Association. His employment was governed by a collective bargaining agreement between the Department and the Association. On July 24, 1984, Gomez was notified by letter that he had been dismissed effective July 2, 1984 for violating Department rules. On September 5, 1986, Gomez sued the Department and the Association under the Virgin Islands Public Employee Labor Relations Act, V.I. CODE ANN. tit. 24, §§ 361-383 (the "PELRA"). He alleged that the Department had breached its contract with him by improperly discharging him and that the Association had breached its duty to fairly represent him by refusing to arbitrate his claim. This Court granted the defendants' motion for summary judgment, concluding that a six-month federal statute of limitation barred Gomez's suit. After taking additional procedural steps not relevant here, Gomez appealed.
On appeal, the Third Circuit asked which statute of limitations should apply to Gomez's suit. The court began by noting that the PELRA neither contained nor expressly incorporated a statute of limitations. The court therefore examined "whether any other statute of limitations within the body of Virgin Islands law expressly applies to this action." Gomez, 882 F.2d at 738. The court acknowledged that because the PELRA was modeled on the National Labor Relations Act, "it would normally be appropriate to analogize from case law under [the federal statute] in interpreting [the Virgin Islands statute]." Id. While the court found that approach "initially appealing[,]" it concluded that such an approach was precluded "by the express terms of V.I. CODE ANN. tit. 5, § 31." Id. That provision states that "[c]ivil actions shall only be commenced within the periods prescribed below after the cause of action shall have accrued, except when, in special cases, a different limitation is prescribed by statute." V.I. CODE ANN. tit. 5, § 31 (emphasis supplied). Based on this provision, the Third Circuit explained that "the Virgin Islands legislature has not left the choice to the courts, but has made its own determination that the general civil statute of limitations should apply." Gomez, 882 F.2d at 738. The court further reasoned that it was "not free to ignore the command of the Virgin Islands legislature as embodied in the language of V.I. CODE ANN. tit. 5, § 31." Id. Accordingly, the court reversed and remanded for a determination whether Gomez's suit was time-barred under Virgin Islands law.
In this matter, the Virgin Islands FLSA does not contain or expressly incorporate a statute of limitations. In conformity with V.I. CODE ANN. tit. 5, § 31, the Court must therefore apply the limitations period prescribed by the Virgin Islands Legislature. McDonald's FLSA claim against the Defendants is for unpaid wages. Virgin Islands law does not specifically impose a limitations period on such a claim. Section 31(3)(B) prescribes a six-year limitations period for "[a]n action upon a liability created by statute, other than a penalty or forfeiture." V.I. CODE ANN. tit. 5, § 31(3)(B). McDonald's claim arises out of work he performed for the Defendants in 2003. He commenced this action in 2004 and asserted his Virgin Islands FLSA claim in 2008. As such, his Virgin Islands FLSA claim is timely. See, e.g., Williams v. Blyden, 45 V.I. 90, 96 (V.I. Terr. Ct. 2002) (finding that Section 31(3)(B) applied to a claim brought under the Virgin Islands Career Incentive Pay Program, V.I. CODE ANN. tit. 3, § 570, because that statute "does not provide a specific statute of limitations").
Accordingly, the Court will grant the Defendants' motion with respect to Count Nine as it pertains to the federal FLSA claim and deny the motion as it pertains to the Virgin Islands FLSA claim.
I. Count Ten
In Count Ten, McDonald alleges that the Defendants' conduct was "so outrageous and done with such disregard for [his] rights and interests" that he is entitled to punitive damages. (Second Am. Compl. ¶ 71.)
The Defendants seek summary judgment on Count Ten on the ground that a punitive damages count is not independently actionable. They rely on Urgent v. Hovensa, LLC, Civ. No. 2006-105, 2008 U.S. Dist. LEXIS 77455 (D.V.I. Oct. 2, 2008). In Urgent, this Court dismissed a punitive damages count on the defendant's motion to dismiss under Federal Rule of Civil Procedure 12(b)(6). The Court reasoned that such a claim "is not a distinct cause of action and was improperly plead[ed] as a separate count." Id. at *31.
Other courts have employed similar reasoning in dismissing separately pleaded punitive damages counts. See, e.g., Stucky v. Hawaii, Civ. No. 06-00594, 2008 U.S. Dist. LEXIS 5627, at *80-81 (D. Haw. Jan. 25, 2008) ("A claim for punitive damages is not an independent tort, but a remedy that is incidental to another cause of action.") (citation omitted); Kraus v. Howroyd-Wright Empl. Agency, Inc., Civ. No. 06-975, 2008 U.S. Dist. LEXIS 1254, at *43 (E.D. Pa. Jan. 8, 2008) ("[I]t is well settled that a request for punitive damages is not a cause of action in and of itself.") (citation omitted); Fuller v. Mickelson, Civ. No. 07-00291, 2007 U.S. Dist. LEXIS 80530, at *5 (D. Colo. Oct. 31, 2007) ("[A] claim for exemplary damages is not a separate claim but is ancillary to an underlying claim.") (citations and footnote omitted); Rhodes v. Haynes, Civ. No. 06-1703, 2007 U.S. Dist. LEXIS 63563, at *10-11 (E.D. Mo. Aug. 28, 2007) (dismissing a separately pleaded punitive damages claim).
Considering the weight of authority, the Court agrees that McDonald's punitive damages claim cannot stand alone. Indeed, McDonald elects not to contest the Defendants' argument in this vein.
Accordingly, the Court will grant the motion with respect to Count Ten.
The Court's ruling is, of course, without prejudice to McDonald's request for punitive damages at the appropriate stage of these proceedings.