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Matter of Croker v. Sturgis

Court of Appeals of the State of New York
May 12, 1903
67 N.E. 307 (N.Y. 1903)

Opinion

Argued April 29, 1903

Decided May 12, 1903

John J. Delany for appellant. George L. Rives, Corporation Counsel ( Theodore Connoly and Terence Farley of counsel), for respondent.


When this controversy arose Thomas Sturgis was fire commissioner of the city of New York, and authorized by statute to "exercise fully and exclusively all powers, and perform all duties for the government, management, maintenance, and direction of the fire department of the city, and the premises and property thereof." (Charter, § 724.) He was the head of the department which has the "sole and exclusive power and authority to extinguish fires in said city." (Id.) He had full power to provide supplies, horses and apparatus; to manage the buildings, property and appliances, and to organize his department into such bureaus as should be convenient and necessary for the performance of the duties imposed upon him. (Id. §§ 725-6-7.) He was authorized "to select heads of bureaus and assistants and as many officers and firemen as may be necessary, and they" at all times were placed under his control and required to "perform such duties as may be assigned to them by him, under such names and titles as he may confer." (Id. § 728.)

These sweeping powers, however, were subject to the following express limitation: "One bureau," as the charter provides, "shall be charged with the duty of preventing and extinguishing fires and of protecting property from water used at fires, the principal officer of which shall be called the `chief of department;'" and it is expressly provided "that assignments to duty and promotions in the uniformed force shall be made by the fire commissioner upon the recommendation of the chief of department, and in case any recommendation so made by the chief shall be rejected, he shall within three days, submit another name or names, and continue so to do until the assignment or promotion is made." (Id. §§ 727-8.) Subject to this limitation and some others of less importance not now material, the commissioner was in supreme control of the department, its officers, men, buildings and apparatus. The government and discipline of the department was confided to him with "power, in his discretion, on conviction of a member of the force of any legal offense or neglect of duty, or violation of rules, or neglect or disobedience of orders, or incapacity, or absence without leave, or any conduct injurious to the public peace or welfare, or immoral conduct, or conduct unbecoming an officer or member or other breach of discipline, to punish the offending party, by reprimand, forfeiting and withholding pay for a specified time, or dismissal from the force * * *." Officers and members of the uniformed force can be removed, however, only after a public trial upon written charges after reasonable notice and an opportunity to defend. (Id. § 739.)

When this proceeding was instituted, Edward F. Croker held the office of chief of department and was the "principal officer" of the bureau charged with the duty of extinguishing fires and protecting property. It was a statutory office, mentioned eo nomine in the charter and had certain exclusive powers and duties assigned to it. He had the absolute right to exercise the public function of recommending promotions and assignments to duty, and except during his absence or disability, no one else could exercise that function. No assignment or promotion could be made without his recommendation. In the discharge of that duty he was subject to the order of no one, not even the commissioner. Within the narrow limits of this statutory power he was as independent of control as the commissioner himself in his wide field. While he could be removed from office by the commissioner after a trial upon one of the charges mentioned in the statute, he could not, at least until after charges had been preferred against him, be deprived, even temporarily, of the right to make the recommendation which was an essential prerequisite to any assignment or promotion. This statutory right was part of his office, and he could not be deprived of it, directly or indirectly, while he held the office. The duties and functions of the office, so far as they were prescribed by statute, were exclusively his, and he had the right to perform them without let or hindrance even of his superior officer, for any period of time, whether long or short. As to all duties except those conferred upon him, exclusively, by statute he was subject to the orders of the commissioner, but as to his statutory duties he was subject only to the command of the statute itself. To this limited extent an attribute of sovereignty had been intrusted to him, which was inseparable from the office and could be exercised only by the person who held the office.

On the second of August, 1902, the fire commissioner and the chief of department held their respective offices, with the powers and duties belonging to each, which we have briefly set forth. On that day the commissioner upon the written request of the chief of department granted him leave of absence for a vacation of sixty days. He was absent at his summer residence until the 18th of August when he voluntarily returned to duty, assumed the functions of his office and so reported to the commissioner, who, as he stated in an affidavit which appears in the record before us, "refused to allow him to perform his duty for the reason that his vacation had not expired. Upon his insisting that he be permitted to perform his duties and his refusal to continue his vacation, deponent (the commissioner), in the exercise of his administrative jurisdiction, relieved him from the command of the uniformed force, but ordered him to report to deponent for duty each Monday at ten o'clock." The order of the commissioner not only relieved Croker from command, but directed the deputy chief of department to "assume command of the uniformed forced and perform all the duties of the Chief of Department until otherwise ordered." No charges were preferred against the officer, and while the reason given by the commissioner for his action was the refusal of the chief to continue his vacation, yet he was required to report for duty every week, and this was the only function or duty he had left. He was thus prevented from exercising the power given him by law by an order made in violation of law.

Croker obeyed the order, but, claiming it was in effect an indefinite suspension from office, demanded reinstatement, and when it was refused he applied to the Supreme Court at Special Term for a peremptory writ of mandamus requiring the commissioner to forthwith reinstate him in his office and "in the rights, duties and privileges" thereof. After a hearing the writ was issued, but upon appeal the Appellate Division reversed the order, as matter of right and not of discretion, and denied the motion. Two of the learned justices dissented and one concurred in the result upon a special ground. Thereupon Croker appealed to this court and a motion is now made to dismiss the appeal.

It appears from affidavits read upon the motion, that on the 24th of September, 1902, charges were preferred against the appellant as chief of department, alleging misconduct and dereliction of duty, and after a trial, he was convicted and removed from office. The order of dismissal was issued on the 28th of November, 1902, and took effect on the first of December following. He has been paid his salary in full until the latter date and now has no pecuniary or other right involved in this appeal, except as to the costs awarded to him by the Special Term, amounting to $50, and to the costs awarded against him in the Appellate Division, amounting to $20, besides the disbursements in each court. Hence there is no right involved capable of enforcement, except the costs heretofore awarded, and we have uniformly held that relief from a judgment for costs merely is not adequate ground upon which to reverse a judgment, if the questions arising upon the merits have become obsolete by lapse of time. ( Williams v. Montgomery, 148 N.Y. 519; People ex rel. Geer v. Common Council, 82 N.Y. 575.) A reversal of the order of the Appellate Division would restore the order of the Special Term, which commanded the respondent to forthwith reinstate the appellant in the office of chief of department with all its powers and duties. This would reinstate the appellant in one proceeding, after he had been removed in a subsequent proceeding. Such an order could not be enforced, owing to the facts above stated, and the result is that the appellant could take nothing from his appeal, except relief from costs, which does not give the right to review, according to our established practice. We have no alternative, therefore, and must dismiss the appeal, but as the costs thereof are in our sound discretion, we withhold them from the respondent, because we think he had no power to even temporarily suspend the appellant, or prevent him from performing the statutory functions of his office. The commissioner, by attempting, even in the best of faith, to impose a compulsory vacation upon the chief of department, could not compel that officer to absent himself and thus prevent him from discharging a statutory duty. A vacation is a personal privilege that can be waived. Even if the health of the chief required a vacation he could refuse to take it and insist upon his right to remain and perform a duty imposed by statute. If by refusing to take needed rest or from any other cause, he became unable to act as chief, the commissioner, after a trial, could have removed him for that reason, but as long as he was chief, with no charges pending against him, he could not be suspended for either a definite or indefinite period, and thus prevented from obeying the statute. While the commissioner could compel him to do his duty, he could not by an "administrative order," or in any other way, prevent him from doing his duty.

The appeal should be dismissed, but without costs.

PARKER, Ch. J., GRAY, O'BRIEN, CULLEN and WERNER, JJ., concur; BARTLETT, J., absent.

Appeal dismissed.


Summaries of

Matter of Croker v. Sturgis

Court of Appeals of the State of New York
May 12, 1903
67 N.E. 307 (N.Y. 1903)
Case details for

Matter of Croker v. Sturgis

Case Details

Full title:In the Matter of the Application of EDWARD F. CROKER, Appellant, for a…

Court:Court of Appeals of the State of New York

Date published: May 12, 1903

Citations

67 N.E. 307 (N.Y. 1903)
67 N.E. 307

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