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In re Huynh

California Court of Appeals, Sixth District
Dec 20, 2007
No. H030670 (Cal. Ct. App. Dec. 20, 2007)

Opinion


In re NAM VAN HUYNH, on Habeas Corpus. No. H030670 California Court of Appeal, Sixth District December 20, 2007

NOT TO BE PUBLISHED IN OFFICIAL REPORTS

Santa Clara County Super.Ct.No. 127919

Duffy, J.

At issue in this case is whether the Governor’s April 2006 written reversal of the Board of Parole Hearing’s 2005 grant of parole to Nam Van Huynh under article V, section 8, subdivision (b), of the California Constitution and Penal Code section 3041.2, subdivision (a), also operated as a reversal of the Board of Prison Term’s prior 2002 grant of parole, which had previously been reversed by Governor Davis. Shortly before the Governor’s 2006 reversal, this prior reversal had been vacated by the trial court and remanded back to the Governor for reconsideration pursuant to our direction as a result of the Warden’s earlier appeal of the trial court’s order granting Huynh habeas relief. The 2006 gubernatorial reversal did not specifically reference the 2002 grant of parole, expressly reversing only the 2005 grant.

The Board of Prison Terms was abolished on July 1, 2005, and replaced with the Board of Parole Hearings, hereafter the “Board.” (Pen. Code, § 5075, subd. (a).) Further unspecified statutory references are to the Penal Code.

(In re Huynh (Feb. 3, 2006, H028888) [nonpub. opn.] (Huynh II).)

Notwithstanding this omission, which appears to be inadvertent, we conclude that the Governor’s 2006 reversal of the grant of parole also operated to reverse the 2002 grant, then before the Governor on remand. We so conclude because the substance of the 2006 reversal complied with the directives of our prior opinion in Huynh II and the trial court’s order on remand and was made within 30 days of the vacation of the 2002 reversal, consistently with the time for gubernatorial review of a Board decision to grant parole under article V, section 8, subdivision (b), and section 3041.2, subdivision (a). Accordingly, we here reverse the trial court’s grant of habeas relief concerning the 2002 grant of parole.

Our opinion does not address whether the Governor’s reversal of the Board’s 2005 grant is supported by some evidence in the record or is consistent with legal principles applicable to his exercise of authority under article V, section 8, subdivision (b), of the California Constitution and section 3041.2, subdivision (a). The trial court, by separate order from that on appeal here, concluded that it was not. That order is the subject of the Warden’s later appeal in In re Huynh (H031395, app. pending), our opinion in which will be forthcoming. Thus, our opinion in the instant case has no bearing on the outcome of that appeal, which reaches the merits of the Governor’s reversal of Huynh’s second grant of parole in 2005.

STATEMENT OF THE CASE

I. Factual Background

In 1989, Nam Van Huynh was convicted of second degree murder for killing his wife and was sentenced to an indeterminate term of 15 years to life in prison, plus two years for the use of a firearm. In 2002, the Board decided to grant Huynh parole. That decision became final on March 19, 2003. In April 2003, then-Governor Gray Davis reversed the grant of parole citing various factors favoring Huynh’s unsuitability for parole, among them the gravity of the commitment offense. Huynh then filed a petition for writ of habeas corpus in the trial court, which was granted.

Holding that Huynh’s waiver of preliminary examination, and his submission to a court trial based on police reports, taped statements, and his own testimony in exchange for the elimination of special circumstances and exposure to first degree murder were not tantamount to a plea of guilt, and that the absence of a waiver of the right to self-incrimination, though error, was not prejudicial, we affirmed the judgment of conviction on direct appeal in People v. Huynh (1991) 229 Cal.App.3d 1067, 1076-1080. There was also a related habeas proceeding addressed in that published opinion in which we granted relief and remanded for further proceedings. That matter is not relevant here. (Id. at pp. 1080-1084.)

Acting for the Warden, Governor Arnold Schwarzenegger appealed from the order. We concluded in an unpublished opinion that while some of the factors upon which the previous Governor had relied in reversing the Board were unsupported by the record, and while he had also failed to consider other factors supporting suitability for parole, it was nevertheless “equivocal” whether the Governor would still have reversed the Board based solely on the gravity of the commitment offense. (Huynh II, supra, H028888.) We accordingly affirmed the trial court’s grant of habeas relief but modified the order and directed that the previous Governor’s 2003 reversal of the 2002 grant of parole be vacated and the matter remanded to Governor Schwarzenegger for a determination of this question in accordance with due process.

Per section 1477, the writ in a habeas proceeding must be directed to “the person having custody of or restraining the person on whose behalf the application is made,” in this case the Warden of the prison in which Huynh is incarcerated. (Huynh II, supra, H028888.)

We discuss these specific factors in more detail in the analysis below.

Upon our remittitur, the case was returned to the trial court, which, on April 14, 2006, by written order vacated the Governor’s 2003 parole grant reversal and remanded the matter back to the Governor to reconsider the Board’s 2002 grant of parole “if he so [chose],” consistently with our direction. Neither our opinion nor the trial court’s order on remand set a specific deadline for the Governor’s reconsideration of the 2002 grant of parole.

Meanwhile, at another hearing held in December 2005, the Board again decided to grant Huynh parole. That decision became final as to the Board on April 6, 2006, and Huynh was so informed by letter on April 13, 2006. The letter also informed Huynh of the Governor’s right to review the Board’s decision.

On April 27, 2006, Governor Schwarzenegger exercised his authority under article V, section 8, subdivision (b), of the California Constitution and section 3041.2, specifically stating, “I REVERSE the Board’s 2005 decision to grant parole to Mr. Huynh,” based on the conclusion that the gravity of the commitment offense “presently outweighs the positive factors tending to support” parole suitability. The Governor’s April 27, 2006 reversal of the grant of parole thus did not expressly direct itself to the 2002 grant of parole, Governor Davis’s prior reversal of which had been vacated by the trial court’s order on remand in Huynh II.

II. Procedural Background

Following the Governor’s 2006 reversal, Huynh, in pro se, filed a “motion of immediate release from prison” in the trial court, which the court construed as a petition for writ of habeas corpus. Huynh’s request for relief was based on the contention that the Governor had not timely acted on remand to reverse the Board’s 2002 grant of parole, his 2006 reversal being directed only to the 2005 grant of parole, and, thus, Huynh should be immediately released on parole pursuant to the 2002 grant under section 3041.2. The trial court issued an order to show cause, the Warden filed a return, and Huynh a traverse. Without holding an evidentiary hearing, the court granted writ relief, ordering Huynh’s immediate release and rejecting the Warden’s contention that the Governor’s April 2006 reversal of the Board’s 2005 grant of parole also operated to reverse the 2002 grant.

The Warden timely appealed from the trial court’s order under section 1507, providing for direct appeal of a superior court order made upon the return of a writ of habeas corpus.

The Warden also petitioned for a writ of supersedeas staying the order, which we granted.

DISCUSSION

I. Issue on Appeal and Standard of Review

The sole issue on appeal is whether the Governor’s April 27, 2006 reversal of the 2005 grant of parole also operated to reverse the 2002 grant, which was then before him on remand by reason of the trial court’s April 14, 2006 order vacating the previous Governor’s reversal in accordance with our opinion in Huynh II, or instead whether Huynh was entitled to immediate release on parole for the Governor’s failure to timely act upon the reinstatement of the 2002 grant of parole.

The parties debate the applicable standard of review on appeal, the Warden contending for de novo review and Huynh urging review for abuse of discretion or under the substantial evidence test because, he argues, the Warden challenges the sufficiency of the evidence to support the trial court’s order, which made a factual determination. We reject Huynh’s contention in this regard and will independently review the trial court’s order.

“ ‘The petitioner in a habeas corpus proceeding bears the ultimate burden of proving the factual allegations that serve as the basis for his or her request for habeas relief. [Citation.] Once the issues of fact have been joined by respondent’s filing of the return to the petition and the petitioner’s filing of the traverse, the court may deny relief if it concludes that the petitioner has not alleged facts sufficient to warrant relief. [Citation.] If relief depends upon the resolution of disputed issues of fact, the court may order an evidentiary hearing and make findings of fact with regard to such issues. [Citation.] The various exhibits that may accompany the petition, return and traverse do not constitute evidence, but rather supplement the allegations to the extent they are incorporated by reference. [Citation.] At the evidentiary hearing, such exhibits are subject to admission into evidence in accordance with generally applicable rules of evidence. [Citation.]’ ([In re Rosenkrantz (2002) 29 Cal.4th 616, 675 (Rosenkrantz)].)” (In re Smith (2003) 114 Cal.App.4th 343, 360.)

Where the court resolves factual issues in this manner, those determinations are afforded deference on review. But where, as here, the court below did not conduct an evidentiary hearing and instead based its decision on the filed pleadings and exhibits, we conduct an independent review of the record. (In re Smith, supra, 114 Cal.App.4that pp. 360-361.) Moreover, to resolve the issue on appeal in this case, it is necessary for us to construe our opinion in Huynh II and the Governor’s 2006 decision reversing the grant of parole, without consideration of extrinsic evidence, and apply legal principles to our conclusions in this regard. These functions do not require deference to any factual determinations of the trial court, of which there were none here in any event. Thus, the matter presented is one of law, which we decide anew. (Ghirardo v. Antonioli (1994) 8 Cal.4th 791, 799; Hurtado v. Statewide Home Loan Co. (1985) 167 Cal.App.3d 1019, 1023-1024, disapproved on other grounds in Shamblin v. Brattain (1988) 44 Cal.3d 474, 479 [reasons for conducting independent appellate review of questions of law include that appellate court is in at least as good a position to address such questions and the promotion of statewide consistency in the interpretation and application of law and the articulation of judicial policy]; In re Lowe (2005) 130 Cal.App.4th 1405, 1421 [on judicial review of parole decisions, appellate court reviews issues of law de novo].)

II. The Applicable Legal Framework

To put the issue on appeal here in context and to provide a greater understanding of our decision in Huynh II, we set out the general legal principles applicable to parole decisions affecting prisoners serving indeterminate life terms.

In accordance with section 3041, the Board makes determinations of parole suitability in the first instance for inmates serving indeterminate life sentences. (Rosenkrantz, supra, 29 Cal.4th at p. 653.) “If it finds the inmate suitable, the Board establishes a parole release date. [Citations.] Conversely, if the Board concludes that public safety requires a lengthier period of incarceration, parole will be denied.” (In re Burns (2006) 136 Cal.App.4th 1318, 1325.) “The Board has broad discretion, must normally set parole release in a manner that provides uniform terms for offenses of similar gravity and magnitude with respect to the public safety [citations], and must set a parole release date unless it determines that the gravity of the current convicted offense or offenses, or their timing and gravity, are such that public safety requires a more lengthy period of incarceration [citations].” (In re Elkins (2006) 144 Cal.App.4th 475, 487; § 3041, subds. (a) & (b).)

Section 3041, subdivision (a), directs the Board to establish criteria for the setting of parole release dates, which appear in title 15 of the California Code of Regulations. (Cal. Code Regs., tit. 15, § 2400 et seq.) Under section 3041, subdivision (b), and the Regulations, the Board must grant parole unless it determines that public safety requires a lengthier period of incarceration for the individual because of the gravity of the offense underlying the conviction. (Rosenkrantz, supra, 29 Cal.App.4th at p. 654.) “Accordingly, parole applicants in this state have an expectation that they will be granted parole unless the Board finds, in the exercise of its discretion, that they are unsuitable for parole in light of the circumstances specified by statute and by regulation.” (Ibid.)

Further references to the “Regulations” or “Regs.” are to this title.

Article V, section 8, subdivision (b), of the California Constitution authorizes the Governor to review the Board’s parole decisions in murder cases with indeterminate terms “subject to procedures provided by statute.” As further provided therein, the Governor’s consideration is constrained by application of the same factors that the Board is required to consider when determining whether to grant parole. The Governor is to “undertake an independent, de novo review of the prisoner’s suitability for parole” but this review “is limited to the same considerations that inform the Board’s decision.” (Rosenkrantz, supra, 29 Cal.4th at pp. 660-661.) While the Governor must consider the same factors as the Board, he or she may weigh them differently and draw contrary conclusions. (Id. at pp. 669-670.) And consistently with this constitutional authority, section 3041.2, subdivision (a), provides that “[d]uring the 30 days following the granting, denial, revocation, or suspension by a parole authority of the parole of a person sentenced to an indeterminate prison term based upon a conviction of murder, the Governor, when reviewing the authority’s decision pursuant to subdivision (b) of Section 8 of Article V of the Constitution, shall review materials provided by the parole authority.”

Article V, section 8, subdivision (b), of the state Constitution provides: “No decision of the parole authority of this state with respect to the granting, denial, revocation, or suspension of parole of a person sentenced to an indeterminate term upon conviction of murder shall become effective for a period of 30 days, during which the Governor may review the decision subject to procedures provided by statute. The Governor may only affirm, modify, or reverse the decision of the parole authority on the basis of the same factors which the parole authority is required to consider. The Governor shall report to the Legislature each parole decision affirmed, modified, or reversed, stating the pertinent facts and reasons for the action.”

Section 3041.2, subdivision (b), further provides that if the Governor elects to reverse or modify the Board’s parole decision, “he or she shall send a written statement to the inmate specifying the reasons for his or her decision.”

The parole decision of the Board or of the Governor is subject to judicial review through habeas corpus proceedings. “[T]he judicial branch is authorized to review the factual basis of a decision of the Board [or Governor] denying parole in order to ensure that the decision comports with the requirements of due process of law.” (Rosenkrantz, supra, 29 Cal.4th at p. 658.) But in conducting such decisional review on the merits, “the court may inquire only whether some evidence in the record before the Board supports the decision to deny parole, based on the factors specified by the statute and regulation. If the decision’s consideration of the specified factors is not supported by some evidence in the record and thus is devoid of a factual basis, the court should grant the prisoner’s petition for writ of habeas corpus and should order the Board [or the Governor] to vacate [the] decision denying parole and thereafter proceed in accordance with due process of law.” (Id. at p. 658; see also In re Scott (2004) 119 Cal.App.4th 871; In re Scott (2005) 133 Cal.App.4th 573.)

The California Supreme Court currently has on review two cases that involve the proper scope of judicial review in parole cases. The first case is In re Lawrence [S154018, review granted September 19, 2007] in which the issue presented as reflected on the Court’s website is “In making parole suitability determinations for life prisoners, to what extent should the Board of Parole Hearings, under Penal Code section 3041, and the Governor, under [a]rticle V, section 8(b) of the California Constitution and Penal Code section 3041.2, consider the prisoner’s current dangerousness, and at what point, if ever, is the gravity of the commitment offense and prior criminality insufficient to deny parole when the prisoner otherwise appears rehabilitated?” The other case is In re Shaputis [S155872, review granted October 24, 2007] in which the issues presented include: “(1) In assessing whether ‘some evidence’ supports a decision by the Governor to deny parole, is the inquiry limited to whether the reasons stated have a factual basis or should a reviewing court also examine whether the evidence supports a finding that the inmate presents an unreasonable current risk of danger to the public? (2) When a reviewing court determines that a gubernatorial parole decision is not supported by sufficient evidence, should it remand the matter to the executive branch to proceed in accordance with due process, or should it order the inmate’s immediate release?” (See http://appellatecases.courtinfo.ca.gov.)

“Court review of a Governor’s decision ensures, among other due process rights, that the decision be supported by some evidence, the same standard for reviewing Board decisions. ‘[T]he voters in adopting the constitutional provision [(art. V, § 8)] placed substantive limitations upon the Governor’s exercise of that judgment and discretion. The provision mandates that the Governor consider only the same factors that may be considered by the Board. Having chosen to review a parole decision, the Governor lacks discretion to disregard this requirement, which distinguishes the Governor’s parole review authority from his authority to grant pardons and commutations. Because this requirement gives rise to a liberty interest protected by due process of law, and because due process of law requires that a decision considering such factors be supported by some evidence in the record, the Governor’s decision is subject to judicial review to ensure compliance with this constitutional mandate.’ (Rosenkrantz, supra, 29 Cal.4th at pp. 663-664.)” (In re Elkins, supra, 144 Cal.App.4th at pp. 488-489.)

All of that said, we reiterate that we are not here reviewing the merits of a gubernatorial reversal of a parole grant. We are instead concerned only with whether the Governor’s 2006 reversal of the Board’s 2005 grant of parole also operated to reverse the 2002 grant, which was before the Governor on remand at the time of his 2006 reversal. This raises due process considerations and addresses whether the Governor’s 2006 reversal complied with state constitutional and statutory mandates in connection with the 2002 grant of parole.

When we say “before the Governor,” we mean that the April 27, 2006 reversal was within the 30-day period after the April 14, 2006 reinstatement of the 2002 parole grant. And while there is no other constitutional or statutory provision addressing the time within which the Governor must act on remand after vacation of a prior reversal of the Board’s grant of parole, the parties appear to agree that the 30-day period provided at article V, section 8, subdivision (b) of the California Constitution and section 3041.2, subdivision (a), for the Governor’s review of a decision by the Board to grant, deny, revoke, or suspend parole is also operative here. Accordingly, for purposes of this appeal, we assume without deciding that this is the case.

III. Our Opinion in Huynh II

In order to resolve the question whether the Governor’s 2006 action operated to reverse the 2002 grant of parole as reinstated on remand from this court, it is first necessary to address whether the Governor complied with the substance of our opinion in Huynh II. In order to answer that, it is necessary to understand just what our opinion decided and directed on remand.

As noted, Huynh first received a grant of parole in 2002, which was reversed by Governor Davis in 2003. Huynh challenged the Governor’s reversal, and the trial court granted a writ of habeas corpus, which we reviewed on direct appeal by the Warden. We affirmed but modified the trial court’s order, directing vacation of the reversal and remand to Governor Schwarzenegger to consider, in accordance with due process, whether the gravity of the commitment offense—the only factor of the six cited by Governor Davis of which there could be said to be “some evidence” in the record, coupled with factors favoring suitability that the Governor had failed to consider—alone warranted reversal of the 2002 parole grant.

With respect to the gravity of the commitment offense, Governor Davis did not reference particular factors from section 2402, subdivision (c) of the Regulations, which relates to this element as favoring unsuitability for parole. But we concluded in Huynh II that by his cited facts, the Governor had intended to invoke subdivision (c)(1) of this section, which states, “[t]he prisoner committed the offense in an especially heinous, atrocious or cruel manner.” Circumstances tending to meet this description are that “[t]he offense was carried out in a dispassionate and calculated manner, such as an execution style murder” and that “[t]he offense was carried out in a manner which demonstrates an exceptionally callous disregard for human suffering.” (Regs., § 2402, subd. (c)(1)(B) & (D).)

We concluded in Huynh II that some facts cited by the Governor regarding the gravity of the commitment offense were not supported by the record or were taken out of context. Specifically, we observed that the assertion that Huynh had lured his wife to a more vulnerable location or that she herself was more vulnerable on a public street rather than in her private home was unsupported. In fact, we found the record to support the opposite conclusion—that his wife was less vulnerable where there were other people around to witness the shooting and call for aid. We concluded similarly regarding the Governor’s statements that Huynh had first purchased a gun two months before the shooting as if in preparation for it, finding that the record instead supported that he had previously owned a gun but had exchanged it in the months before the shooting for the smaller one he ended up using to kill his wife, a less intentioned scenario. We likewise concluded that the Governor’s statements to the effect that Huynh had surreptitiously obtained his wife’s address from the Department of Motor Vehicles in violation of a court order were without factual support, as was his implication that Huynh’s wife had not died instantly from her wounds and instead lay there, alive but bleeding profusely, while Huynh sat emotionless, failing to take action that might have saved her life.

But we also concluded in Huynh II that there could be said to be some evidence in the record that was indicative of the gravity of the life crime and that “some of these facts may have aggravated the crime beyond what was minimally necessary to sustain a conviction for second degree murder.” (Huynh II, supra, H028888.) Specifically, we found that it was a “fair reading of the record to say that Huynh had had thoughts of shooting [his wife], and that he brought the loaded gun to their emotionally charged encounter, along with extra ammunition. There was a restraining order in effect as a result of previous domestic violence. When the discussion turned heated, Huynh blocked [his wife’s] car from being able to leave and then he hit his gun against her window in an attempt to break it so that he could hit her. It is also true that after the first shot, he reloaded the gun and shot four more times, following her car across the street in order to do so.” (Ibid.) Based on these facts, we concluded that “[r]easonable minds may differ regarding whether these facts, or any other relating to the commitment offense, aggravate the crime beyond second degree murder.” (Ibid.)

We also observed with respect to the gravity of the commitment offense that the Governor had failed to consider “the undisputed evidence of Huynh’s motivation for the crime—that he committed it as the result of significant stress in his life, which had built up over two years as a result of his wife’s infidelities and emptying of their bank account of significant amount of money on two occasions, as well as the losses of his business, his marriage, and his home.” (Huynh II, supra, H028888 , fn. omitted.) This was a factor that the Governor was required to consider under section 2402, subdivision (d)(4) of the Regulations and, we concluded, his failure to have done so rendered his “decision on this point ‘arbitrary and capricious in the sense that he failed to apply the controlling legal principles to the facts before him. [Citation.]’ [Citation.]” (Huynh II, supra, H028888 .)

We further found that the other five factors cited by Governor Davis in reversing the 2002 grant of parole were also lacking evidentiary support in the record. For example, we found that contrary to the Governor’s statements, Huynh had accepted responsibility for the crime and that he had unquestionably shown remorse for it. We likewise found the assertion that Huynh had failed to participate in self-help or therapy programs, or that he needed such programming in order to make him suitable for parole, lacking in factual support. We specifically concluded that this gubernatorial finding was arbitrary and capricious, and thus violative of due process. We also concluded that there was no evidentiary support for the Governor’s assertions that Huynh lacked the life skills to function in an unstructured environment upon release, that he lacked adequate parole plans, and that he had an unstable social history as evidenced by the single relationship he had with his wife.

Finally, in addition to our concluding with respect to the gravity of the commitment offense that Governor Davis had failed to consider that Huynh had committed the crime as a result of significant stress in his life, we also found that the Governor had failed to consider Huynh’s advanced age (64 at the time of the 2002 grant of parole), which is a separate factor favoring suitability under section 2402, subdivision (d)(4) of the Regulations.

As a result of our analysis and conclusions in Huynh II, we affirmed but modified the trial court’s grant of habeas relief, remanding the matter to Governor Schwarzenegger. On remand, he was to reconsider whether based on facts supporting the gravity of the commitment offense, excluding those for which we had found a lack of evidentiary support in Huynh II, and with due consideration of other facts favoring suitability that the Governor had previously failed to but was required to consider, the gravity of the commitment offense alone still warranted a reversal of the 2002 grant of parole. Consistently with our direction, on April 14, 2006, the trial court vacated the 2003 parole reversal and remanded the matter to the Governor for reconsideration in light of our opinion if he so chose, thus reinstating the 2002 grant of parole as of that date.

IV. The Governor’s 2006 Reversal

As noted, the Board held a hearing and granted Huynh parole for the second time in late-2005, the decision becoming final in April 2006. The details of that grant are not at issue here. But the Governor issued his “Indeterminate Sentence Parole Release Review” under section 3041.2 on April 27, 2006, the conclusion of which stated, “I REVERSE the Board’s 2005 decision to grant parole to Mr. Huynh.” In contrast, the heading of the document indicates the action “reverse” as opposed to the other choices of “affirm” or “modify,” and it does not refer to a particular grant of parole.

Turning to the substance of the Governor’s 2006 review, he detailed the factual events surrounding the crime, omitting Governor Davis’s prior unsupported references to Huynh having lured his wife to a more vulnerable location, having first purchased a gun in the two months before the shooting, having surreptitiously obtained her address from the Department of Motor vehicles in violation of a restraining order, and having somehow allowed his wife to bleed to death by not taking action to prevent that outcome while she lay dying. Governor Schwarzenegger instead emphasized the facts of which we had previously found some evidence in the record in Huynh II—that Huynh had come armed to the encounter with his wife, that he had blocked her car from being able to leave, that he had struck his gun against her window and when that did not work to break it, he used his gun to shoot through the window. As her car drifted across the street after the first shot, Huynh followed, shooting his wife four more times, which involved reloading the gun once. The Governor also noted that Huynh had admitted having once hit his wife several times in the months preceding the murder, though he concluded that it was unclear whether that prior domestic incident had resulted in Huynh’s wife obtaining a restraining order.

Further with regard to the commitment offense, the Governor’s 2006 reversal concluded that its gravity outweighed the factors supporting parole suitability, which we will get to, in that Huynh’s actions before the crime “demonstrated some level of premeditation,” rendering this an “especially heinous second-degree murder.” In support of this conclusion, the Governor cited Huynh’s “plan on the day of the murder” to shoot his wife and then himself, as “stated” in “both the probation report and the 2002 Life Prisoner Evaluation.” He further cited that after the first shot, Huynh’s wife’s car began coasting across the street, providing him a “clear opportunity to discontinue his conduct,” but he instead shot four more times, reloading his gun in the process. The Governor also cited as support for the heinous nature of the crime that Huynh had committed the shooting in a public place, thus endangering other people. Our opinion in Huynh II put none of these underlying cited “facts” concerning the gravity of the commitment offense out of bounds for the Governor’s consideration on remand. Nor did these “facts” constitute new information unavailable for consideration in 2002, relating as they do to events taking place in 1988.

We emphasize that the merits of the Governor’s 2006 reversal are not before us on this appeal. We thus here only loosely describe these cited events as “facts,” preferring to reach whether these “facts” are supported by some evidence in the record in the appropriate context.

Further with respect to the gravity of the commitment offense, the Governor’s 2006 reversal specifically considered, as we directed in Huynh II, that Huynh had committed the crime as a result of experiencing significant stress in his life. Indeed the Governor cited all the underlying facts contributing to that significant stress as we had outlined in our opinion—Huynh’s loss of his marriage, his family, his finances, his home, and his business. Having considered this factor, which also relates to the gravity of the commitment offense and which favors suitability for parole, the Governor nevertheless concluded that the “gravity of the murder [Huynh] committed presently outweighs the positive factors tending to support his parole suitability.”

In terms of other factors favoring suitability, Governor Schwarzenegger correctly noted consistently with our opinion in Huynh II that Huynh had “managed to maintain a discipline-free conduct record;” that he had made efforts to “enhance his ability to function within the law upon release;” that he had “availed himself of available self-help and therapy,” including substance-abuse related programming even though he had no history of such problems; that he had accepted responsibility for the crime and felt remorse; that mental health professionals had assessed his risk of danger as low; that he had solid parole plans, whether he were to be deported to France where he is a citizen or to remain in California; and as we specifically directed in Huynh II, that his advanced age reduced the probability of his recidivism.

As noted, in spite of all these factors favoring suitability, the Governor still relied on the gravity of the commitment offense alone to support his 2006 reversal. And he did so by citing to “facts” that were either acknowledged to have some support in the record in Huynh II, or by citing to additional “facts” that dated back to the events of the crime, but were not specifically cited by Governor Davis and therefore were not addressed in Huynh II. And Governor Schwarzenegger did not rely on any of the other five factors cited by Governor Davis, evidentiary support for which we found wanting in the record in Huynh II. We can only conclude, therefore, that the substance of the Governor’s 2006 parole reversal directly complied with our directive in Huynh II to reconsider reversal of the 2002 grant of parole on remand “in light of the views expressed” therein.

V. The Governor’s 2006 Review Operated to Reverse Huynh’s 2002 Parole Grant Then Before the Governor on Remand

Having concluded that the Governor’s 2006 reversal entirely complied in substance with our direction on remand, the question remains whether his failure to specifically and expressly say, at the conclusion of the review, that he was reversing both the 2005 and 2002 grants of parole is fatal to his position that the reversal operated as to both. We find no authority that compels such conclusion, and Huynh cites to none.

We emphasize that the question is not whether the Governor subjectively intended to reverse the 2002 grant of parole. It is instead whether the written review, coming as it did within the 30-day period following reinstatement of the 2002 grant, substantively effected its reversal in accordance with due process considerations. Of course, if the Governor had intended by his 2006 review to also reverse the 2002 grant of parole, it would have been preferable for him to expressly say so in his conclusion. And better yet, it would have been preferable for the sake of clarity for him to have issued a separate review for each grant, each limited to a discussion of information before the particular Board that granted parole in each instance.

First of all, with respect to this question, article V, section 8, subdivision (b), of the California Constitution merely provides that in the 30 days following the grant, denial, revocation, or suspension of parole by the parole authority, the Governor may review the decision subject to procedures provided by statute, and may “only affirm, modify, or reverse the decision of the parole authority on the basis of the same factors which the parole authority is required to consider.” The provision does not dictate the form of the Governor’s review, other than that he must “report to the Legislature each parole decision affirmed, modified, or reversed, stating the pertinent facts and reasons for the action.” (Cal. Const., art. V, § 8, subd. (b).) Section 3041.2 similarly does not dictate the form of the Governor’s action when he exercises this constitutional authority, other than to specify that the Governor “shall review materials provided by the parole authority” and “shall send a written statement to the inmate specifying the reasons for his or her decision.” (§ 3041.2, subds. (a) & (b).) Thus, contrary to Huynh’s contention, the form of the Governor’s 2006 reversal of the 2002 grant of parole did not violate the Constitution or a controlling statute.

Huynh’s contention boils down to the claim that the Governor’s failure to expressly reference the 2002 grant of parole along with the 2005 grant in the conclusion of the reversal means that there has never been a reversal of the earlier grant on remand. But as our examination of Huynh II and the substance of the Governor’s 2006 reversal demonstrate, that is not the case. As we have shown, the reversal, in substance, was directly responsive to and compliant with our direction in Huynh II, and it was timely issued within the 30-day period following the reinstatement of the 2002 grant of parole on remand.

And resting the reversal as he did on the gravity of the commitment offense alone, the Governor was not required to discuss every other factor and circumstance addressed by the 2002 parole authority, even though the reversal does actually discuss most of them as factors favoring suitability. (In re Morrall (2002) 102 Cal.App.4th 280, 299-300 [in performing parole review function, the Governor is not required to discuss every factor considered by the Board and the failure to do so signifies only that the Governor had no factual disagreement with the Board’s assessment of those factors].) Further, as the Warden points out, that the Governor did not address the 2002 parole authority’s selection of the mid-term as the appropriate sentence (as opposed to the aggravated term selected by the 2005 Board) is not relevant here because it only becomes so when an inmate is ultimately determined to be suitable for parole, which, due to the Governor’s reversal, did not happen here. (In re Dannenberg (2005) 34 Cal.4th 1061, 1087-1088, 1097-1098; § 3041.)

Finally, the evidentiary presumption that an official duty has regularly been performed applies in parole cases, and in the absence of evidence rebutting that presumption here, we will presume that the Governor regularly performed his parole review of the 2002 grant of parole on remand. (Evid. Code, § 664; In re McClendon (2003) 113 Cal.App.4th 315, 323.) This presumption is especially applicable here because it is clear in light of the Governor’s express reversal of the 2005 grant of parole that he wished to exercise his constitutional power of parole review in this particular case.

There is another argument against reversal in this case, not directly made by Huynh. It is that if the Governor’s 2006 review operated to reverse the 2002 grant of parole, then the Governor erred by considering later information in the course of that review that was not available to the 2002 Board, such as “2004 mental-health evaluation notes,” which demonstrated Huynh’s remorse for the crime and his age of 68 at the time of the 2005 Board hearing. (In re Gray (2007) 151 Cal.App.4th 379, 401-402 [in reversing grant of parole, it was error for Governor to have considered information available to later Board that was not before particular Board whose decision was being reviewed]; In re Arafiles (1992) 6 Cal.App.4th 1467, 1478 [Governor must confine his review to record that was before hearing panel].) But since these two factors favored suitability, it cannot be said that any error was prejudicial as the Governor chose to rest his reversal on the gravity of the commitment offense alone, in spite of having considered other factors, all of which were favorable to Huynh.

This demonstrates that the better practice may be to separate and not combine gubernatorial reviews of discrete parole decisions made by different Boards or hearing panels.

In sum, we are convinced that the Governor’s 2006 parole review operated to reverse the 2002 grant of parole. The reversal substantively addressed and complied with our directive in Huynh II on remand, and it was issued within the 30-day period following reinstatement of the 2002 grant. And there has been no constitutional or statutory violation demonstrated, or a violation of Huynh’s rights to due process. To hold otherwise would thwart the gubernatorial authority provided by article V, section 8, subdivision (b), of the California Constitution and section 3041.2, and would similarly thwart the Governor’s decision, substantively and objectively expressed, to reverse the grant of parole in this particular case based on his conclusion that the gravity of the commitment offense outweighs other positive factors favoring suitability.

DISPOSITION

The trial court’s order granting habeas relief and directing Huynh’s release on parole pursuant to the 2002 grant of parole is reversed.

WE CONCUR:

Bamattre-Manoukian, Acting P.J., McAdams, J.


Summaries of

In re Huynh

California Court of Appeals, Sixth District
Dec 20, 2007
No. H030670 (Cal. Ct. App. Dec. 20, 2007)
Case details for

In re Huynh

Case Details

Full title:In re NAM VAN HUYNH, on Habeas Corpus.

Court:California Court of Appeals, Sixth District

Date published: Dec 20, 2007

Citations

No. H030670 (Cal. Ct. App. Dec. 20, 2007)

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