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Horak v. State

Supreme Court of Connecticut
Jul 6, 1976
368 A.2d 155 (Conn. 1976)

Summary

In Horak v. State, 171 Conn. 257, 261, 368 A.2d 155 (1976), we held the following: "The word `taken' as used in the fifth amendment to the constitution of the United States and article first, 11, of the Connecticut constitution means generally the exclusion of the owner from his private use and possession, and the assumption of the use and possession for the public purpose by the authority exercising the right of eminent domain.

Summary of this case from Tamm v. Burns

Opinion

Although the state is immune from suit unless, by statute, it consents to be sued, where there is a taking of property in the Constitutional sense and there is no adequate statutory procedure to assure just compensation, a court has jurisdiction to determine damages arising from the condemnation. Even absent an actual, physical appropriation, property is taken in the constitutional sense when it cannot be utilized by the condemnee for any reasonable and proper purpose or when the economic utilization of it is, for all practical purposes, destroyed. The defendants, the state and its commissioner of transportation notified the plaintiff to discontinue using his land because it was to be condemned. When the land was not, in fact, taken until some four years later, the plaintiff sought damages for his deprivation of its use during that delay. The defendants claimed that under the doctrine of sovereign immunity, the trial court was without jurisdiction in the matter. Since the plaintiff alleged no statutory authority for his action and since his complaint was insufficient to establish his claim of an unconstitutional taking, he merely having sought damages for allegedly tortious conduct by the state, the trial court did not err in erasing the action from the docket for lack of jurisdiction.

(one judge dissenting)

Argued March 10, 1976

Decision released July 6, 1976

Action to recover damages for the loss of the use and enjoyment of certain property because of the defendants' precondemnation delays, brought to the Superior Court in New Haven County where the court, Testo, J., rendered a judgment erasing the action from the docket for lack of jurisdiction, from which the plaintiff appealed to this court. No error.

The appellant filed a motion for reargument which was denied.

Jiri Horak, pro se, the appellant (plaintiff).

Victor Feingold, assistant attorney general, with whom, on the brief, was Carl R. Ajello, attorney general, for the appellees (defendants)


The plaintiff brought an action for money damages against the state of Connecticut and Joseph B. Burns, commissioner of transportation. The plaintiff has appealed from a judgment erasing the action from the docket for lack of jurisdiction.

The complaint alleges that on January 3, 1969, the plaintiff purchased land in Old Saybrook for construction of a building so that he could expand and promote his engineering and manufacturing business. On February 14, 1969, he engaged a building contractor, and on May 8, 1969, he obtained a building permit. The building and project that had been contemplated would have cost $120,000. On May 29, 1969, he obtained a construction mortgage loan of $32,000.

The complaint further alleges that, beginning in June, 1969, and on numerous occasions thereafter until May 23, 1972, employees of the defendants notified the plaintiff by letters that his land in Old Saybrook was being condemned by eminent domain and that it was to be taken for construction of a state highway. He was further notified by the defendants to refrain from and discontinue the construction of the building.

The complaint goes on to allege that on May 23, 1972, the deputy commissioner of transportation sent a letter to the plaintiff which stated in part that the property could not be acquired until a public hearing was held and that property acquisitions for the highway were scheduled to begin in 1973 and 1974. The property was eventually taken. Four years elapsed from the time of the initial notice, June, 1969, to the time of "actual taking."

"May 23, 1972 Mr. Jerry Horak ABEX Engineering Manufacturing Company 432 Hammock Point Clinton, Connecticut 06413 Re: Project 105-131-1 Old Saybrook, Routes 154 1 Property Inquiry
Dear Mr. Horak:
Your May 15, 1972 letter requesting answers to specific questions regarding your property in Old Saybrook as affected by the subject project has been referred to me for reply. On May 8, 1972 we received communication from Attorney Benjamin M. Chapnick, stating that he represents you in connection with this project. I am sending a copy of this letter to him for his records. The Department of Transportation has no jurisdiction concerning the use of your property. As expressed to you in previous correspondence the Department cannot acquire properties until after the public hearing. We can only begin an orderly acquisition program after the results of the hearing have been evaluated and approved. We have never interfered with your plans for the property in question. It is true that at one time we contemplated acquisition of your property through the advanced acquisition process. At that time it was determined that it was not in the best interest of all to pursue this course of action. However, we have requested a reevaluation of that decision. Should there be any change in the status you will be contacted immediately. The survey needed to conduct studies and prepare a preliminary design has neared completion, therefore, our Chief of Location Surveys has agreed to have all survey markers removed from your property as you requested. The Department is continuing with their plans to replace the Route U.S. 1 and Conn. Route 154 highway bridge over the railroad. The public hearing is tentatively scheduled to be held later this year. Property acquisitions are scheduled to begin in the winter of 1973 and 1974. At this time we are unable to determine the exact timing because of the many approvals required which are beyond our control. Very truly yours, /s/ E. J. Mickiewicz Deputy Transportation Commissioner Bureau of Administration"

The plaintiff alleges that during that four-year period, as a result of the defendants' notifications and delays in actually taking the property, he was denied and deprived of the common, reasonable and necessary use and enjoyment of his property, that his rights of ownership were interrupted, that he was restrained from continuing the use of his land in that he refrained from and ceased construction of the building and was denied the mortgage after it was committed to him, and that he was denied and deprived of his right to carry on and expand his business. He claims damages for his being prevented from constructing the building. He further claims special damages for loss of profit, interest on the mortgage loan of $7681.31, real estate taxes of $1339.17, an inspector's fee of $47, $300 for a survey, $435 for upkeep of the land and $445 for attorneys' fees.

The defendants filed a motion to erase in which they set up the doctrine of sovereign immunity as a bar to the jurisdiction of the court. The court granted the motion and erased the action from the docket.

A motion to erase a case from the docket will be granted only when the face of the record indicates that the court is without jurisdiction. Karp v. Urban Redevelopment Commission, 162 Conn. 525, 526, 294 A.2d 633; Perrys, Inc. v. Waterbury Redevelopment Agency, 157 Conn. 122, 123-24, 249 A.2d 256. The state is immune from suit unless the state, by legislation, consents to be sued. Baker v. Ives, 162 Conn. 295, 298, 294 A.2d 290. In the present case, there is no statutory authority alleged for the plaintiff's action. The court, however, would have jurisdiction to determine the plaintiff's remedy if there was a taking of property in the constitutional sense and if there were no adequate statutory procedures to assure just compensation. Laurel, Inc. v. State, 169 Conn. 195, 205, 362 A.2d 1383; Karp v. Urban Redevelopment Commission, supra, 529. The issue in this appeal is whether the plaintiff has alleged a taking that is distinct from the "actual taking" that took place four years after the initial notice. "The word `taken' as used in the fifth amendment to the constitution of the United States and article first, 11, of the Connecticut constitution `means generally the exclusion of the owner from his private use and possession, and the assumption of the use and possession for the public purpose by the authority exercising the right of eminent domain.' Bishop v. New Haven, 82 Conn. 51, 58, 72 A. 646." Carl Roessler, Inc. v. Ives, 156 Conn. 131, 140, 239 A.2d 538. Although a "taking" may be complete without an actual, physical appropriation of property as discussed in such cases as Laurel, Inc. v. State, supra, and Stock v. Cox, 125 Conn. 405, 419, 6 A.2d 346, there is no taking in a constitutional sense unless the property cannot be utilized for any reasonable and proper purpose; Laurel, Inc. v. State, supra; Vartelas v. Water Resources Commission, 146 Conn. 650, 153 A.2d 822; as where the economic utilization of the land is, for all practical purposes, destroyed. See, Dooley v. Town Plan Zoning Commission, 151 Conn. 304, 197 A.2d 770.

The complaint, to survive the defense of sovereign immunity, must allege sufficient facts to support a finding of a taking of land in a constitutional sense in the light of the principles discussed. The plaintiff has alleged that the state "notified the plaintiff . . . to refrain [from] and discontinue the construction of said building and project." That phrase, taken alone, and given the interpretation most favorable to the plaintiff, might suggest the necessary compulsion by the state, the absolute prohibition, that would indicate an unequivocal act of taking under the circumstances of the case. Reading the complaint as a whole, however, an unconstitutional taking, distinct from the "actual taking" in about 1973, has not been alleged. Firstly, assuming the plaintiff intended to allege two takings, the plaintiff does not ask for the value of the property not compensated for later by the "actual taking." He does not say that there was some value in the property itself for which he was not compensated. Essentially, he says that his aspirations for the use of the property were frustrated. Secondly, assuming one taking is all that could be found, the plaintiff does not ask that the date of taking be changed, or advanced. See Textron, Inc. v. Wood, 167 Conn. 334, 355 A.2d 307. Thirdly, the plaintiff seeks damages for financial stress and loss incidental to a statutory condemnation, but does not seek the value of the property allegedly taken. Finally, there is but one count in the complaint. It combines all the allegations into one cause of action that alleges nothing more than possibly tortious conduct not amounting to a distinct taking. As the complaint is insufficient to establish an unconstitutional taking, and merely seeks damages for tortious conduct by the state, the doctrine of sovereign immunity is a sufficient bar to the jurisdiction of the court.


A taking may occur in the constitutional sense where the state causes "a substantial interference with private property which destroys or nullifies its value or by which the owner's right to its use or enjoyment is in a substantial degree abridged or destroyed." (Emphasis added.) Textron, Inc. v. Wood, 167 Conn. 334, 346, 355 A.2d 307. In my judgment, although the plaintiff's complaint could have been more articulately drawn, it did nonetheless allege facts sufficient to support a finding of a taking in a constitutional sense.

The plaintiff's complaint alleged that the state "notified the plaintiff . . . to refrain [from] and discontinue the construction of said building and project," and that, because of the acts of the state, he was denied and deprived of the reasonable use of the property. If those allegations were shown to be true, the trier could have concluded that there was a "substantial interference" with the property by the state, that the plaintiff was thereby deprived of the reasonable use of his property, and that, therefore, a taking in the constitutional sense had occurred.

A motion to erase a case from the docket should be granted only when it is clearly apparent on the face of the record that the court is without jurisdiction. Barney v. Thompson, 159 Conn. 416, 420, 270 A.2d 554; Pearson v. Bridgeport Hydraulic Co., 141 Conn. 646, 648, 109 A.2d 260. The allegations of a complaint must be construed in a manner most favorable to the plaintiff and "every presumption must be indulged which favors the jurisdiction of the court." Brewster v. Brewster, 152 Conn. 228, 233, 206 A.2d 106; Brown v. Cato, 147 Conn. 418, 419, 162 A.2d 175. I am not persuaded, therefore, that the scope of the relief prayed for negates the import of the allegations of the complaint. I would find error, set aside the judgment and remand the case with direction to deny the motion to erase.


Summaries of

Horak v. State

Supreme Court of Connecticut
Jul 6, 1976
368 A.2d 155 (Conn. 1976)

In Horak v. State, 171 Conn. 257, 261, 368 A.2d 155 (1976), we held the following: "The word `taken' as used in the fifth amendment to the constitution of the United States and article first, 11, of the Connecticut constitution means generally the exclusion of the owner from his private use and possession, and the assumption of the use and possession for the public purpose by the authority exercising the right of eminent domain.

Summary of this case from Tamm v. Burns
Case details for

Horak v. State

Case Details

Full title:JIRI HORAK v. STATE OF CONNECTICUT ET AL

Court:Supreme Court of Connecticut

Date published: Jul 6, 1976

Citations

368 A.2d 155 (Conn. 1976)
368 A.2d 155

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