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Hendricks v. State

District Court of Appeal of Florida, First District
Mar 31, 2010
Case No. 1D09-357 (Fla. Dist. Ct. App. Mar. 31, 2010)

Opinion

Case No. 1D09-357.

Opinion filed March 31, 2010.

An appeal from the Circuit Court for Duval County. John M. Merrett, Judge.

D. Gray Thomas, Wm. J. Sheppard, and Bryan E. DeMaggio of Sheppard, White, Thomas Kachergus, P.A., Jacksonville, for Appellant.

Bill McCollum, Attorney General, and Michael T. Kennett, Assistant Attorney General, for Appellee.


Ronald Wayne Hendricks, Appellant, appeals his convictions for one count of battery and two counts of sexual battery on a child less than twelve years of age by a person eighteen years of age or older. Appellant raises five issues, three of which merit discussion. First, Appellant argues that the trial court abused its discretion in excluding evidence of his reputation for sexual morality. Second, he argues that the trial court committed per se reversible error by failing to invite objections from defense counsel after announcing its anticipated response to the jury's request to view a portion of the transcript. Finally, and relatedly, Appellant argues that the trial court fundamentally erred in denying the jury's request to view a portion of the transcript without advising the jury that it could request a "read-back" of testimony. For the reasons explained below, we find no reversible error. Accordingly, we affirm Appellant's convictions and write to explain our reasoning as to the three issues that merit discussion.

I. FACTS

The State charged Appellant with four counts of sexual battery on a child less than twelve years of age. The victim was the daughter of Appellant's former girlfriend, in whose home he had lived for several years as part of the family. The State's evidence consisted of the victim's testimony and a recording of an incriminating telephone conversation between Appellant and the victim. In his own defense, Appellant testified that he did not commit the charged offenses. He also introduced testimony from several witnesses who stated that he had a good reputation in the community for truth and veracity. Two of these witnesses, Appellant's former wife and natural daughter, also would have testified that he had a reputation for sexual morality, but the trial court excluded this testimony based on the State's motion in limine.

Appellant's daughter, who was an adult at the time of trial, testified that she knew "many, many, many people" who knew Appellant and that, when she was a child and Appellant was raising her, she had friends come to the home for sleepovers. She further testified that she knew Appellant's reputation in the community for truth and veracity and that she "[didn't] think it could be better." Similarly, Appellant's former wife testified that she knew "hundreds and hundreds" of people who knew Appellant, that Appellant had "outstanding morals and character," and that he was "highly, highly respected." Outside the jury's presence, Appellant's counsel advised the court that, if given the opportunity, both of these witnesses would testify that they knew Appellant's reputation in the community for being sexually moral and that it was "excellent." The trial court stood by its earlier ruling that this evidence was inadmissible.

After the jury retired to deliberate, it submitted a written request to view a transcript of a specific portion of the victim's testimony. Outside the jury's presence, the court stated, "I think the answer is no, rely on your memory." There was no response to this statement from the attorneys. However, the court asked one of Appellant's attorneys whether he would waive the presence of Appellant's other attorney. The attorney who was present agreed to waive the presence of the other. The jury was then brought into the courtroom, and the trial court stated, "Ladies and gentlemen, I have your question about the transcript, and the short answer is, no. You have to rely on your recollection and reach your decision based on that. Thank you." The jury then went back to the deliberation room. Later, it returned the following verdicts: guilty as charged of counts one and two; guilty of battery as a lesser-included offense of count three; and not guilty of count four. After the trial court sentenced Appellant, this appeal followed.

II. ANALYSIS

A. Exclusion of Evidence of Appellant's Reputation for Sexual Morality

On appeal, Appellant argues that the exclusion of the evidence of his reputation for sexual morality was error because it was admissible under section 90.404(1)(a) and 90.405, Florida Statutes (2008). The State agrees that section 90.404(1)(a) might support Appellant's theory of admissibility, but it contends that section 90.405 presents an "insurmountable bar" to the admission of a person's reputation for sexual morality, at least where the type of morality at issue is the person's propensity not to commit acts of child molestation. We agree with the State.

A trial court's decision to admit or exclude evidence is typically reviewed for abuse of discretion. McCray v. State, 919 So. 2d 647, 649 (Fla. 1st DCA 2006). However, a trial court's discretion over such decisions is limited by the evidence code and the applicable case law, and its interpretation of those authorities is subject to de novo review.Id.

As a general rule, all relevant evidence is admissible unless it is specifically excluded by a rule of evidence. Bryan v. State, 533 So. 2d 744, 746 (Fla. 1988). Section 90.404(1)(a), Florida Statutes (2008), provides that "[e]vidence of a person's character or a trait of character is inadmissible to prove action in conformity with it on a particular occasion, except . . . [e]vidence of a pertinent trait of character offered by an accused, or by the prosecution to rebut the trait." Under this rule, an accused is permitted to introduce evidence of any character trait pertinent to the charges against him, despite the general proscription against character evidence. See id.

Section 90.405, Florida Statutes (2008), dictates the methods of proving character at trial. Under Section 90.405(1), any time a person's character is relevant and admissible, it may be proven by evidence of that person's reputation. However, proof of a person's character may not be made by specific instances of conduct unless that person's character is "an essential element of a charge, claim, or defense." § 90.405(2). A defendant may not offer proof of his character by admitting evidence of an individual's opinion.See § 90.405 (listing the proper methods of proving character and omitting opinion testimony from the list); Charles W. Ehrhardt, Florida Evidence § 404.5, at 201 (2009 ed.). In contrast, "[w]hen many people in the community discuss and compare an issue, it is felt that the resulting community opinion is trustworthy." Ehrhardt, § 405.1, at 283.

No Florida case has yet held that a person accused of child molestation may or may not introduce evidence of his reputation for sexual morality for the purpose of showing he does not have the character trait necessary for committing acts of child molestation. However, the Fifth District addressed this issue in dicta inAlvelo v. State, 769 So. 2d 476, 477 (Fla. 5th DCA 2000). There, the defendant, who was accused of committing lewd acts upon a child, attempted to call "a string of witnesses to testify that [he] had never abused them or anyone they knew." Id. at 477. Although the defendant in Alvelo apparently characterized this evidence as reputation evidence, it was clearly inadmissible as evidence of specific acts of conduct (or lack thereof).See Ehrhardt, § 404.5, at 201-02 n. 7. Regardless, in addressing this issue, the Fifth District observed that, "[u]nlike one's reputation for honesty or peacefulness, traits that might be noticed by the community, whether one secretly molests children or does not would not be openly exhibited to the community."Alvelo, 769 So. 2d at 477. We agree with this statement, which was also embraced by the Third District in dicta in Russ v. State, 934 So. 2d 527, 532 (Fla. 3d DCA 2006).

At issue in Russ was whether the trial court properly excluded evidence that the defendant had a reputation for non-violence and respect toward females, where he had been charged with lewd or lascivious exhibition and sexual battery on a person under the age of twelve. 934 So. 2d at 531-32. Noting that "[i]t was not argued that Russ had acted violently," the Third District found no abuse of discretion in the exclusion of such evidence. Id. at 532. The court went on to quote, with approval, the Fifth District's observation inAlvelo that "whether one secretly molests children or does not would not be openly exhibited to the community." Id. (quotingAlvelo, 769 So. 2d at 477).

To date, Alvelo and Russ are the only Florida cases to have addressed, either in dicta or a holding, the issue of whether a defendant should be allowed to introduce evidence of his reputation for sexual morality to rebut a charge of a sexual offense against a child. However, several out-of-state cases have mentioned this issue, and the majority of those cases, in contradiction ofAlvelo and Russ, indicate that evidence of the defendant's sexual morality or "normalcy" is admissible when the defendant offers it to show that he does not have the character trait necessary to commit acts of child molestation. See, e.g., State v. Rhodes, 200 P.3d 973, 976-77 (Ariz. Ct. App. 2008) (holding that evidence that a defendant had a reputation for sexual normalcy and appropriate behavior around children should have been admitted); U.S. v. John, 309 F.3d 298, 303 (5th Cir. 2002) (noting that personal opinion and reputation testimony regarding sexual morality are admissible to show that defendant was not capable of engaging in sexual conduct with a child, where the issue was whether the trial court erred in failing to instruct the jury that such evidence could give rise to a reasonable doubt); Wheeler v. State, 67 S.W. 3d 879, 882-83 (Tex. Crim. App. 2002) (noting that the defendant "was entitled to proffer evidence of his good character (or propensity) for moral and safe relations with small children or young girls," where the issue concerned the propriety of the State's introducing specific acts of misconduct as rebuttal evidence); People v. McAlpin, 812 P.2d 563, 576-78 (Cal. 1991) (holding that the trial court should have admitted evidence of the defendant's reputation for "normalcy in his sexual tastes" but that its failure to do so was harmless); State v. Miller, 709 P.2d 350, 353-54 (Utah 1985) (indicating that evidence of the defendant's reputation for sexual morality would have been admissible had it been offered but that evidence of specific acts was not). Our research has revealed no case providing that such evidence is admissible while simultaneously confronting the distinction recognized by our sister court inAlvelo v. State, 769 So. 2d 476, 477 (Fla. 5th DCA 2000), between traditionally admissible reputation evidence and evidence of a person's reputation for sexual morality as it relates to a charge of a sexual offense against a child. See generally, e.g., State v. Rhodes, 200 P.3d 973 (Ariz. Ct. App. 2008);U.S. v. John, 309 F.3d 298 (5th Cir. 2002); Wheeler v. State, 67 S.W. 3d 879 (Tex. Crim. App. 2002); People v. McAlpin, 812 P.2d 563 (Cal. 1991); State v. Miller, 709 P.2d 350 (Utah 1985). Although the court in Wheeler v. State noted that "one might certainly have a reputation in the community concerning" the " conduct-oriented traits" of pedophilia and child sexual abuse and "the more general character trait for `safe and moral treatment of children,'" it did not acknowledge the unreliability of such a reputation due to the tendency of acts of child molestation to occur in secret, as the court in Alvelo did. See 67 S.W.3d at 883 n. 4.

In contrast, this key distinction was acknowledged in State v. Jackson, 730 P.2d 1361, 1364 (Wash. Ct. App. 1986), where the court held that a defendant's reputation for "sexual morality and decency" and for "not spend[ing] an inordinate amount of time with children" was not admissible in a trial concerning a sexual offense against a child. The Jackson court expressed its reasoning as follows:

Whether a person spends an inordinate amount of time with children under ten is not probative here. . . . Dicta in Harper, . . ., 670 P.2d 297, suggests that sexual morality and decency is the specific trait pertinent to the charge of indecent liberties. We doubt the validity of this assertion. The crimes of indecent liberties and incest concern sexual activity, which is normally an intimate, private affair not known to the community. One's reputation for sexual activity, or lack thereof, may have no correlation to one's actual sexual conduct. Simply put, one's reputation for moral decency is not pertinent to whether one has committed indecent liberties or incest. The trial court properly refused to permit Jackson's witnesses to testify concerning his reputation for sexual morality and decency.

730 P.2d at 1364. Under the Jackson court's reasoning, although the trait of "sexual morality or decency" itself may be pertinent to a charge of a sexual offense against a child, a person's reputation concerning such a trait is not pertinent, due to the nature of the crime as one that occurs in secret. See id. Notably, the Jackson court issued this holding based on rules of evidence similar to those of Florida. See id. (quoting Washington's evidentiary rule 404(a) and acknowledging that an individual's opinion is not admissible to prove character); compare Wash. R. Evid. 404(a) ("Evidence of a person's character or a trait of character is not admissible for the purpose of proving action in conformity therewith on a particular occasion, except . . . [e]vidence of a pertinent trait of character offered by an accused, or by the prosecution to rebut the same.") with § 90.404(1), Fla. Stat. (2008) ("Evidence of a person's character or a trait of character is inadmissible to prove action in conformity with it on a particular occasion, except . . . "[e]vidence of a pertinent trait of character offered by an accused, or by the prosecution to rebut the trait."); compare Wash. R. Evid. 405 (providing that when character evidence is admissible, "proof may be made by testimony as to reputation," that inquiry into relevant specific instances of conduct is allowable on cross-examination, and that proof of character may be made evidence of specific instances of conduct when "character or a trait of character is an essential element of a charge, claim, or defense")with § 90.405, Fla. Stat. (2008) (providing that "[w]hen evidence of the character of a person or of a trait of that person's character is admissible, proof may be made by testimony about that person's reputation" and that "[w]hen character or a trait of character of a person is an essential element of a charge, claim, or defense, proof may be made of specific instances of that person's conduct"). We agree with the Jackson court's reasoning, which is based on the same concerns expressed inAlvelo, 769 So. 2d at 477, regarding the susceptibility of the particular character trait at issue to proof by reputation evidence.

The observations of the Alvelo and Jackson courts are relevant to a determination of the admissibility of the evidence proffered in this case because, in Florida, the reliability of reputation testimony is an issue of admissibility. See Larzelere v. State, 676 So. 2d 394, 399 (Fla. 1996) (explaining that "the community from which the reputation testimony is drawn [must be] sufficiently broad to provide the witness with adequate knowledge to give a reliable assessment"). Because a person's tendency, or lack thereof, to commit acts of child molestation is not something that a community tends to have knowledge of, testimony concerning a person's reputation for having such a trait is inherently unreliable. See Alvelo, 769 So. 2d at 477. Therefore, the trial court properly excluded such evidence. To the extent Appellant attempted to introduce evidence only of his reputation for having appropriate sexual relationships with adults, it was within the trial court's discretion to exclude it as either irrelevant or substantially more likely to confuse the issues than to offer probative value. Cf. Russ v. State, 934 So. 2d 527, 532 (Fla. 3d DCA 2006) (holding that the defendant's reputation "for respectfulness toward women" had no bearing on whether he committed lewd or lascivious exhibition or sexual battery on a child); see § 90.403, Fla. Stat. (2008) (providing that "[r]elevant evidence is inadmissible if its probative value is substantially outweighed by the danger of unfair prejudice, confusion of issues, misleading the jury, or needless presentation of cumulative evidence").

B. The Jury's Request to View a Portion of the Trial Transcript During

Deliberations

Having found no error in the trial court's exclusion of the evidence of Appellant's reputation for sexual morality, we turn to his arguments, raised for the first time on appeal, concerning the trial court's handling of the jury's question during deliberations. First, Appellant argues that the trial court committed per se reversible error by failing to afford him an opportunity to participate in a discussion of the action to be taken in response to the jury's request. Second, Appellant argues that the trial court's instruction was reversible error because it suggested that a read-back of trial testimony was impermissible as a matter of law, as opposed to discretionary. Both of these arguments relate to Florida Rule of Criminal Procedure 3.410, which provides as follows:

After the jurors have retired to consider their verdict, if they request additional instructions or to have any testimony read to them they shall be conducted into the courtroom by the officer who has them in charge and the court may give them the additional instructions or may order the testimony read to them. The instructions shall be given and the testimony read only after notice to the prosecuting attorney and to counsel for the defendant.

(i) Notice under Rule 3.410

Appellant's argument that the trial court's failure to request objections to its proposed instruction violated the notice requirements of Rule 3.410, thus constituting per se reversible error, is based on Ivory v. State, 351 So. 2d 26 (Fla. 1977), and Bradley v. State, 513 So. 2d 112, 112-13 (Fla. 1987). InIvory, during deliberations, the jury sent notes to the trial court requesting the jury instructions and evidentiary documents. 351 So. 2d at 27. The trial court provided those documents to the jury "[w]ithout notifying the defendant, his counsel, or counsel for the state, and outside of their presence." Id. The supreme court determined that this error required a new trial, explaining its holding as follows:

Any communication with the jury outside the presence of the prosecutor, the defendant, and defendant's counsel is so fraught with potential prejudice that it cannot be considered harmless. . . . We now hold that it is prejudicial error for a trial judge to respond to a request from the jury without the prosecuting attorney, the defendant, and defendant's counsel being present and having the opportunity to participate in the discussion of the action to be taken on the jury's request. This right to participate includes the right to place objections on record as well as the right to make full argument as to the reasons the jury's request should or should not be honored.

Id. at 28.

In Bradley v. State, 513 So. 2d 112 (Fla. 1987), the supreme court was confronted with a record showing a violation of Rule 3.410 similar to the one at issue in Ivory. The trial court inBradley responded in writing to the jury's request during deliberations to read a police report. 513 So. 2d at 112. The record in Bradley did not reflect whether the trial court gave notice to the prosecutor and defense counsel before sending the note back to the jury. Id. For this reason, the Bradley court held that reversal was required. Id. at 112-13. Notably, at oral argument, the appellant's counsel admitted that defense counsel was present during the trial court's consideration of the jury's inquiry. Id. at 114. Based on this concession, the State requested that the court remand the case for a reconstruction of the record to determine who was present. Id. The supreme court rejected this request and the argument "that presence of counsel is all that is required under rule 3.410." Id. The court then made the following observations:

The right to participate, set forth in Ivory, includes the right to place objections on the record as well as the right to make full argument as to why the jury request should or should not be honored. . . . `Notice is not dispositive. The failure to respond in open court is alone sufficient to find error.'

Bradley, 513 So. 2d at 114 (citations omitted).

In Thomas v. State, 730 So. 2d 667, 668-69 (Fla. 1998), the supreme court clarified its position regarding the requirements of Rule 3.410. There, the bailiff had informed the trial court that the jury had a question concerning a notation on one of the State's exhibits. Id. at 667. The trial court instructed the bailiff "that they should consider [the notation] as part of the evidence and continue to deliberate on their verdict." Id. The trial court advised the prosecutor and defense counsel of this communication after it occurred but before the jury returned a verdict and asked whether they had any objections to the process the court used to communicate with the jury. Id. at 667-68. Both attorneys stated that they had no objection.Id. at 668. On appeal, citing Ivory and its progeny, the defendant argued that the trial court's communication with the jury constituted per se reversible error. Id. The supreme court declined to find reversible error, however, due to defense counsel's affirmative waiver of the issue. Id. at 668-69. TheThomas court noted that "[t]he per se reversible error rule announced in Ivory is prophylactic in nature and must be invoked by contemporaneous objection at trial." Id. at 668. The Thomas court also emphasized that the "particular evil rule 3.410 and the per se error standard of Ivory were designed to prevent is the lack of notice to counsel, coupled with the lost opportunity for counsel to argue and to place objections on the record" and that "an opportunity to contribute after the instruction has been given is insufficient." 730 So. 2d at 668 (quoting Mills v. State, 620 So. 2d 1006, 1008 (Fla. 1993) (internal citations omitted)).

Based on the Thomas court's clarification that counsel must lodge a contemporaneous objection when given the opportunity to do so, this Court, in Paige v. State, 802 So. 2d 1161, 1164 (Fla. 1st DCA 2001), affirmed the defendant's convictions, despite the trial court's failure to invite defense counsel to comment on the jury's request for re-instruction. The Paige Court explained that affirmance was proper "[b]ecause defense counsel and defendant were present in the courtroom at the time of the asserted error and did not make a contemporaneous objection at trial." Paige, 802 So. 2d at 1164.

Here, Appellant requests that we reverse his convictions and require a new trial because the trial court did not expressly invite his attorney to object to its anticipated answer to the jury's question. We refuse to do so because Appellant received both notice and an opportunity to be heard, as required under Rule 3.410 and the case law interpreting it. In stating, "I think the answer is no, rely on your memory," the trial court gave Appellant's attorney the opportunity to argue for a different answer. Like the defense counsel in Paige, Appellant's attorney simply chose not to object. See 802 So. 2d at 1164. The jury was not in the courtroom yet, and nothing in the record indicates that the trial court cut off Appellant's right to respond. We have no reason to believe that the trial court would not have listened to a full argument if defense counsel had attempted to make one. Therefore, we do not agree with Appellant's claim that the trial court denied him appropriate notice and an opportunity to be heard under Rule 3.410.

(ii) Availability of a "Read-back" of Trial Testimony

Finally, we consider Appellant's argument that the trial court reversibly erred in instructing the jury that it had to rely on its memory. Appellant contends that the trial court should have instructed the jury that, at the trial court's discretion, it could hear a "read-back" of portions of the testimony, even though he did not request such an instruction. Although Appellant does not argue that the omission of this additional instruction was fundamental error, such a conclusion is required for reversal because Appellant failed to object to the trial court's instruction either when it was announced outside the jury's presence, when it was read to the jury, or otherwise.See State v. Delva, 575 So. 2d 643, 644 (Fla. 1991) (noting that an error in the trial court's instructions to the jury is subject to the contemporaneous objection rule and may not be raised on appeal absent fundamental error). Despite Appellant's failure to argue fundamental error, we consider whether the purported error is of a fundamental nature because it is an appellate court's "unrenunciable judicial duty" to correct fundamental error even if it is not raised. See Bain v. State, 730 So. 2d 296, 302 (Fla. 2d DCA 1999) (called into doubt on other grounds in State v. Jefferson, 758 So. 2d 661, 664 (Fla. 2000)); see also I.A. v. H.H., 710 So. 2d 162, 165 (Fla. 2d DCA 1998) (noting that it is an appellate court's "duty to notice and correct . . . fundamental errors even when they have not been identified by the parties").

Before proceeding to fundamental error analysis, we review the general standards governing a trial court's response to a jury's request to either view a trial transcript or have testimony read back to it. There is no rule of criminal procedure providing that a jury may view a transcript of the proceedings. See Fla.R.Crim.P. 3.400(a) (omitting transcripts from the list of items a jury may view in the deliberation room). In contrast, Rule 3.410 provides that a trial court may, in its discretion, have portions of the trial testimony read back to the jury upon request. Fla.R.Crim.P. 3.410. A trial court's discretion over whether to allow a read-back of testimony is wide. Avila v. State, 781 So. 2d 413, 415 (Fla. 4th DCA 2001). In fact, the Florida Supreme Court has observed that "courts have found no abuse of discretion even where the trial judge has, without much consideration, entirely rejected the jury's request for a read back." Francis v. State, 808 So. 2d 110, 130 (Fla. 2001) (citing McKee v. State, 712 So. 2d 837, 838 (Fla. 2d DCA 1998)).

Despite the wide latitude a trial court is accorded in exercising its discretion to either read back testimony or not, a trial court "may not mislead the jury into thinking that a readback is prohibited." Avila, 781 So. 2d at 415. The reasoning behind this rule is that juries should not be prospectively discouraged from requesting read-backs of other portions of the trial simply because the trial court has denied its request for a read-back of a particular portion. See Johnson v. State, 10 So. 3d 680, 681 (Fla. 3d DCA 2009). In Avila v. State, the Fourth District found the trial court's instructions misleading where the jury requested a read-back and the trial court responded by stating that no transcripts were available and that the jury was required to rely on its own recollection. 781 So. 2d at 415-16. The Third District cited Avila with approval in Johnson v. State, where it found error, albeit harmless, in the trial court's pre-deliberation instruction that there was not a "simultaneous transcript" of the trial and that the jury would have to rely on its own recollection if it had any questions regarding the facts. Johnson, 10 So. 3d at 681.

However, the Third District distinguished Avila inHazuri v. State, 23 So. 3d 857 (Fla. 3d DCA 2009), where the trial court gave an instruction similar to the one at issue in the instant case. In Hazuri, the jury sent a note to the court requesting trial transcripts. 23 So. 3d at 857. The trial court informed the prosecutor and defense counsel that it believed "the accurate and correct response is that they must rely on their own collective recollection of the evidence." Id. at 858. Defense counsel objected based on the failure of the suggested instruction to inform the jury of the availability of a read-back. Id. The trial court overruled the objection and instructed the jury as it had announced it would. Id. On appeal, the Third District held that the instruction was "fair and legally accurate" and that the trial court was under no obligation, in response to the request for transcripts, to inform the jury that a read-back may be available upon request. Id. at 858-59. The basis of the Hazuri court's distinction of Avila was that in Avila, the jury had requested a read-back, while in Hazuri, it had requested to view the transcripts. Hazuri, 23 So. 3d at 859-60.

The Fourth District repudiated this distinction in Barrow v. State, 35 Fla. L. Weekly D328 (Fla. 4th DCA Feb. 10, 2010). There, as inHazuri, the jury requested to view the trial transcript. 35 Fla. L. Weekly at D329. Both the prosecutor and defense counsel suggested that the court advise the jury of its right to request a read-back. Id. The court, however, refused to give such an instruction, and instead told the jury, "There are no transcripts available for your review. Please rely on the evidence presented during the proceedings." Id. The Fourth District held that this instruction was misleading and, thus, constituted reversible error. Id. Accordingly, the Barrow court certified conflict with Hazuri. Id. at D330.

The Barrow court relied, in part, on Roper v. State, 608 So. 2d 533, 534 (Fla. 5th DCA 1992), where the trial court had responded to a jury's request to "see" certain testimony by informing the jury, over defense counsel's objection, that there was nothing to "see," as no transcript was available. See Barrow, 35 Fla. L. Weekly at D329. The Roper court held that this instruction was misleading, opining that the trial court had "employed a semantic shell game effectively negating an option allowed the jury under Rule 3.410" in contravention of case law holding that a trial court may not lead a jury to believe that a read-back is not available under any circumstances. 608 So. 2d at 535.

This Court has not yet considered in a written opinion whether it is error for a trial court to deny a jury's request to view a portion of the trial transcript without informing the jury that a read-back of testimony may be permissible at the trial court's discretion. We will, however, leave that determination for another day because we hold that even if such an instruction constitutes reversible error when duly preserved, the instruction given in the instant case does not rise to the level of fundamental error. Although there is a split of authority among the district courts concerning whether an instruction such as the one given in the instant case is so incomplete as to be misleading, we are aware of no case holding that a trial court's failure to offer a read-back, sua sponte, is fundamental error. In fact, in each of the cases we have reviewed on the subject, the district courts either specifically noted that the issue was preserved or recited facts showing preservation. E.g., Barrow v. State, 35 Fla. L. Weekly D328, D329 (Fla. 4th DCA Feb. 10, 2010) (noting that the prosecutor suggested that the trial judge tell the jury it could request read-backs and that the defense attorney affirmatively requested such an instruction); Hazuri v. State, 23 So. 3d 857, 858 (Fla. 3d DCA 2009) (quoting trial counsel's request for an instruction regarding the read-back option);Johnson v. State, 10 So. 3d 680, 681 (Fla. 3d DCA 2009) (noting that trial counsel preserved the issue by objecting to the instructions to the jury that no transcripts were available and that it had to "rely upon [its] own recollection of the evidence");Avila v. State, 781 So. 2d 413, 415 (Fla. 4th DCA 2001) (finding the issue concerning the trial court's failure to advise the jury of its right to request a read-back preserved by trial counsel's request for a read-back after the jury asked to review a portion of the testimony); Roper v. State, 608 So. 2d 533, 533-34 (Fla. 5th DCA 1992) (noting defense counsel's objection to the court's response to the jury's request to "see" testimony).

Error may be harmful and yet not fundamental. Reed v. State, 837 So. 2d 366, 370 (Fla. 2002). Fundamental error is "error that `reaches down into the validity of the trial itself to the extent that a verdict of guilty . . . could not have been obtained without the assistance of the alleged error.'" Brooks v. State, 762 So. 2d 879, 899 (Fla. 2000) (quoting McDonald v. State, 743 So. 2d 501, 505 (Fla. 1999)). Moreover, error is fundamental only if it "goes to the very heart of the judicial process" and "extinguishes a party's right to a fair trial," such that it results in a miscarriage of justice. Martinez v. State, 933 So. 2d 1155, 1159 (Fla. 3d DCA 2006).

The Florida Supreme Court has cautioned that "[t]he doctrine of fundamental error should be applied only in rare cases where a jurisdictional error appears or where the interests of justice present a compelling demand for its application." Smith v. State, 521 So. 2d 106, 108 (Fla. 1988). As this Court has explained, one reason for appellate courts' reluctance to find fundamental error is that "[w]e do not want to encourage the creation of `gotchas' whereby the defense is allowed to sit on its rights [and] say nothing until after it sees whether the jury returns an adverse verdict." Jones v. State, 571 So. 2d 1374, 1376 n. 3 (Fla. 1st DCA 1990); accord Sailor v. State, 816 So. 2d 182, 184 (Fla. 1st DCA 2002) (noting that the contemporaneous objection rule was designed to prevent the type of "gamesmanship" that occurs when "a party waits to see if the jury renders a favorable verdict while the party withholds a claim of error in the process"). For this reason, it has been established that an error of omission in jury instructions is fundamental only when "the omission is pertinent or material to what the jury must consider in order to convict."State v. Delva, 575 So. 2d 643, 645 (Fla. 1991).

Because a trial court is not required to accommodate a jury's request for a read-back, it is difficult to imagine circumstances under which a trial court's failure to advise the jury of its right to request one could vitiate the fairness of the entire trial. The likelihood that fundamental error could occur under such circumstances is even further diminished by the legitimate disagreement between the reasonable minds of the judges at the Third and Fourth Districts concerning whether an instruction such as the one given in the instant is erroneous at all. Given this disagreement, we do not believe it can be reasonably said that the instruction given was so egregious as to demand reversal in the interests of justice, as would be required for a finding of fundamental error. See Smith, 521 So. 2d at 108. Moreover, a defense counsel's failure to request an instruction on the availability of a read-back is the type of omission that may be a part of trial strategy. In any case, a defense attorney may have valid reasons not to invite the jury to ask for a reiteration of the victim's testimony. Because failure to request an instruction on reading back testimony might form the basis for a legitimate trial strategy, such an omission should not be permitted to be raised as error for the first time once counsel has the verdict and, in hindsight, realizes that it would have been a better strategy to offer a read-back. Such an approach is the type of gamesmanship the contemporaneous objection rule was designed to prevent. Cf. Sailor, 816 So. 2d at 184.

Here, the trial court advised the jury to rely on its collective memory of the evidence to make its decision, and the jury was able to do so, as evidenced by its unanimous verdict on each of the four counts charged. While the testimony the jury requested to view may itself have been pertinent to what the jury needed to consider to reach a verdict, the advice that the jury had the option of requesting a read-back of the testimony, which would be either granted or denied at the trial court's discretion, was not crucial to its decision. The testimony itself had already been presented. We do not know defense counsel's reasons for not asking the trial court to suggest a read-back of the testimony, but we cannot say that the lack of such an instruction vitiated the fairness of the entire trial. Accordingly, we decline to find fundamental error in the trial court's failure to advise the jury, sua sponte, of the availability of a read-back at the court's discretion.

Finding no preserved, reversible error, we AFFIRM.

VAN NORTWICK and ROWE, JJ., CONCUR.

NOT FINAL UNTIL TIME EXPIRES TO FILE MOTION FOR REHEARING AND DISPOSITION THEREOF IF FILED


Summaries of

Hendricks v. State

District Court of Appeal of Florida, First District
Mar 31, 2010
Case No. 1D09-357 (Fla. Dist. Ct. App. Mar. 31, 2010)
Case details for

Hendricks v. State

Case Details

Full title:RONALD WAYNE HENDRICKS, Appellant, v. STATE OF FLORIDA, Appellee

Court:District Court of Appeal of Florida, First District

Date published: Mar 31, 2010

Citations

Case No. 1D09-357 (Fla. Dist. Ct. App. Mar. 31, 2010)